Capital Southwest (CSWC)
Capital Southwest on one page: short interest, daily short volume, fails to deliver, planned sales, 13F holders, earnings dates and insider trades. Listed on Nasdaq.
3.6M
Short interest
settlement 2026-10-15
7.0
Days to cover
+1.2 days vs prior
36.2%
Short share of volume
2026-11-02
28,869
Fails to deliver
settlement 2026-10-14
Mon 1 Feb
Next earnings
estimated date
$50K
Insider flow, 90 days
1 buys, 0 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in CSWC is 3,554,474 shares, down 452,526 shares over the last month. Over the last 48 readings it ranged from 616,083 shares (31 October 2024) to 5,233,200 shares (15 July 2026). At the reported average volume of 505K shares a day that is 7.0 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/cswc" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 3,554,474 | -0.3% | 505,219 | 7.04 |
| 2026-09-30 | 3,565,715 | -11.0% | 612,068 | 5.83 |
| 2026-09-15 | 4,007,000 | -1.9% | 680,739 | 5.89 |
| 2026-08-31 | 4,084,761 | -16.1% | 499,943 | 8.17 |
| 2026-08-14 | 4,865,824 | +3.6% | 724,959 | 6.71 |
| 2026-07-31 | 4,695,745 | -10.3% | 669,745 | 7.01 |
| 2026-07-15 | 5,233,200 | +6.5% | 585,176 | 8.94 |
| 2026-06-30 | 4,912,345 | +22.1% | 773,306 | 6.35 |
| 2026-06-15 | 4,024,578 | -4.1% | 619,363 | 6.50 |
| 2026-05-29 | 4,195,842 | -3.8% | 600,162 | 6.99 |
| 2026-05-15 | 4,361,072 | -12.3% | 705,567 | 6.18 |
| 2026-04-30 | 4,973,537 | +2.6% | 668,113 | 7.44 |
| 2026-04-15 | 4,845,793 | +11.0% | 662,592 | 7.31 |
| 2026-03-31 | 4,366,767 | +3.1% | 635,125 | 6.88 |
| 2026-03-13 | 4,234,464 | +6.4% | 672,011 | 6.30 |
| 2026-02-27 | 3,978,792 | +12.9% | 574,323 | 6.93 |
| 2026-02-13 | 3,524,484 | +1.4% | 658,182 | 5.35 |
| 2026-01-30 | 3,476,212 | +13.8% | 664,279 | 5.23 |
| 2026-01-15 | 3,054,655 | +0.8% | 635,362 | 4.81 |
| 2025-12-31 | 3,029,881 | -0.9% | 454,475 | 6.67 |
| 2025-12-15 | 3,058,463 | -1.6% | 558,304 | 5.48 |
| 2025-11-28 | 3,109,559 | -1.9% | 590,523 | 5.27 |
| 2025-11-14 | 3,169,579 | +10.0% | 728,110 | 4.35 |
| 2025-10-31 | 2,882,002 | -5.5% | 518,738 | 5.56 |
| 2025-10-15 | 3,049,146 | +7.7% | 775,156 | 3.93 |
| 2025-09-30 | 2,832,516 | -1.9% | 594,263 | 4.77 |
| 2025-09-15 | 2,886,934 | +2.2% | 515,673 | 5.60 |
| 2025-08-29 | 2,825,644 | -1.9% | 512,000 | 5.52 |
| 2025-08-15 | 2,879,127 | +5.3% | 679,053 | 4.24 |
| 2025-07-31 | 2,735,243 | +0.8% | 497,852 | 5.49 |
| 2025-07-15 | 2,714,395 | +23.3% | 540,648 | 5.02 |
| 2025-06-30 | 2,201,686 | +6.6% | 698,516 | 3.15 |
| 2025-06-13 | 2,064,547 | +2.4% | 522,256 | 3.95 |
| 2025-05-30 | 2,017,142 | -0.6% | 494,225 | 4.08 |
| 2025-05-15 | 2,029,784 | -3.3% | 420,453 | 4.83 |
| 2025-04-30 | 2,099,347 | -6.3% | 547,568 | 3.83 |
| 2025-04-15 | 2,240,952 | -8.3% | 924,087 | 2.43 |
| 2025-03-31 | 2,444,343 | +28.2% | 463,819 | 5.27 |
| 2025-03-14 | 1,906,728 | +12.3% | 758,201 | 2.51 |
| 2025-02-28 | 1,697,711 | +12.0% | 595,912 | 2.85 |
| 2025-02-14 | 1,515,371 | +33.5% | 517,350 | 2.93 |
| 2025-01-31 | 1,135,331 | -14.6% | 413,601 | 2.74 |
| 2025-01-15 | 1,328,673 | +10.2% | 393,806 | 3.37 |
| 2024-12-31 | 1,205,731 | -5.1% | 658,484 | 1.83 |
| 2024-12-13 | 1,271,067 | -4.5% | 857,883 | 1.48 |
| 2024-11-29 | 1,330,806 | +10.8% | 277,261 | 4.80 |
| 2024-11-15 | 1,201,132 | +95.0% | 795,605 | 1.51 |
| 2024-10-31 | 616,083 | -13.2% | 218,068 | 2.83 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of CSWC volume is 36.2%, down 1.8 points over the last five sessions. Over the last 30 readings it ranged from 22.5% (22 September 2026) to 66.6% (6 October 2026). The latest reading is 6.8 points below the 30-session average of 43.0%, on 211K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 76K | 211K | 36.2% | 0 |
| 2026-10-30 | 77K | 242K | 31.8% | 10 |
| 2026-10-29 | 68K | 179K | 38.2% | 0 |
| 2026-10-28 | 82K | 191K | 42.8% | 0 |
| 2026-10-27 | 52K | 145K | 35.8% | 4,178 |
| 2026-10-26 | 75K | 199K | 37.9% | 0 |
| 2026-10-23 | 92K | 244K | 37.8% | 0 |
| 2026-10-22 | 66K | 189K | 35.0% | 275 |
| 2026-10-21 | 89K | 243K | 36.5% | 2,434 |
| 2026-10-20 | 66K | 189K | 34.6% | 300 |
| 2026-10-19 | 149K | 436K | 34.2% | 585 |
| 2026-10-16 | 84K | 194K | 43.5% | 300 |
| 2026-10-15 | 122K | 283K | 43.1% | 12 |
| 2026-10-14 | 109K | 210K | 51.9% | 0 |
| 2026-10-13 | 160K | 251K | 64.0% | 0 |
| 2026-10-12 | 128K | 204K | 62.6% | 0 |
| 2026-10-09 | 99K | 169K | 58.5% | 0 |
| 2026-10-08 | 99K | 170K | 58.4% | 200 |
| 2026-10-07 | 112K | 253K | 44.3% | 7,449 |
| 2026-10-06 | 128K | 192K | 66.6% | 137 |
| 2026-10-05 | 217K | 365K | 59.4% | 0 |
| 2026-10-02 | 120K | 220K | 54.5% | 1,247 |
| 2026-10-01 | 84K | 222K | 37.7% | 472 |
| 2026-09-30 | 96K | 258K | 37.0% | 725 |
| 2026-09-29 | 75K | 240K | 31.2% | 0 |
| 2026-09-28 | 75K | 244K | 30.8% | 104 |
| 2026-09-25 | 80K | 212K | 37.7% | 520 |
| 2026-09-24 | 125K | 263K | 47.5% | 954 |
| 2026-09-23 | 103K | 274K | 37.5% | 4 |
| 2026-09-22 | 86K | 381K | 22.5% | 39 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 14 October 2026, the fails-to-deliver balance in CSWC is 28,869 shares, up 25,659 shares over the last settlement date. Over the last 30 readings it ranged from 3 shares (4 September 2026) to 647,068 shares (2 September 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-14 | 28,869 | $23.50 | $678K |
| 2026-10-13 | 3,210 | $23.52 | $75K |
| 2026-10-09 | 8,224 | $23.74 | $195K |
| 2026-10-08 | 11,753 | $23.49 | $276K |
| 2026-10-07 | 39,545 | $23.67 | $936K |
| 2026-10-06 | 62,400 | $23.57 | $1.5M |
| 2026-10-05 | 52,014 | $23.52 | $1.2M |
| 2026-10-02 | 57,332 | $23.30 | $1.3M |
| 2026-10-01 | 42,900 | $23.13 | $992K |
| 2026-09-30 | 56,742 | $23.32 | $1.3M |
| 2026-09-29 | 31,226 | $22.99 | $718K |
| 2026-09-28 | 32,525 | $23.13 | $752K |
| 2026-09-25 | 10,370 | $23.04 | $239K |
| 2026-09-24 | 24,844 | $23.15 | $575K |
| 2026-09-23 | 4,607 | $23.34 | $108K |
| 2026-09-22 | 87 | $23.44 | $2K |
| 2026-09-21 | 21 | $23.42 | $492 |
| 2026-09-18 | 117,478 | $24.01 | $2.8M |
| 2026-09-16 | 296 | $23.87 | $7K |
| 2026-09-15 | 15,964 | $24.15 | $386K |
| 2026-09-14 | 34,996 | $24.19 | $847K |
| 2026-09-10 | 2,159 | $24.18 | $52K |
| 2026-09-08 | 4,814 | $24.58 | $118K |
| 2026-09-04 | 3 | $24.55 | $74 |
| 2026-09-02 | 647,068 | $24.96 | $16.2M |
| 2026-09-01 | 6,985 | $25.57 | $179K |
| 2026-08-31 | 34 | $25.47 | $866 |
| 2026-08-27 | 4,797 | $25.24 | $121K |
| 2026-08-26 | 532 | $25.21 | $13K |
| 2026-08-24 | 4,263 | $24.96 | $106K |
Insider trades
SEC Form 4, newest first. JSONInsiders at CSWC reported 1 open-market buy worth $50K in the last 90 days and no open-market sells. Latest filing: Thomas William R III (Director) on 2026-10-01.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Thomas William R III | Director | Buy | 2K | $23.04 | $50K | 23K |
| 2026-08-10 | FURST JACK D | Director | Grant | 2K | $0.00 | $0 | 50K |
| 2026-08-10 | Rogers-Windsor Ramona Lynn | Director | Grant | 2K | $0.00 | $0 | 25K |
| 2026-08-10 | Thomas William R III | Director | Grant | 2K | $0.00 | $0 | 21K |
| 2026-08-10 | Brooks David R | Director | Grant | 2K | $0.00 | $0 | 43K |
| 2026-08-10 | BATTIST CHRISTINE | Director | Grant | 2K | $0.00 | $0 | 16K |
| 2026-06-30 | Rogers-Windsor Ramona Lynn | Director | Buy | 211 | $23.70 | $5K | 23K |
| 2026-06-30 | Rogers-Windsor Ramona Lynn | Director | Buy | 211 | $23.70 | $5K | 23K |
| 2026-06-17 | BATTIST CHRISTINE | Director | Buy | 860 | $23.23 | $20K | 14K |
| 2026-06-10 | Weinstein Joshua S. | Senior Managing Director & CIO | Tax withholding | 10K | $23.54 | $226K | 381K |
| 2026-06-10 | Sarner Michael Scott | President and CEO | Tax withholding | 12K | $23.54 | $276K | 588K |
| 2026-06-10 | Rehberger Chris | Chief Financial Officer | Tax withholding | 4K | $23.54 | $87K | 216K |
| 2026-06-09 | Weinstein Joshua S. | Senior Managing Director & CIO | Grant | 100K | $0.00 | $0 | 390K |
| 2026-06-09 | Weinstein Joshua S. | Senior Managing Director & CIO | Tax withholding | 11K | $23.28 | $264K | 290K |
| 2026-06-09 | Sarner Michael Scott | President and CEO | Grant | 140K | $0.00 | $0 | 599K |
| 2026-06-09 | Sarner Michael Scott | President and CEO | Tax withholding | 14K | $23.28 | $320K | 459K |
| 2026-06-09 | Rehberger Chris | Chief Financial Officer | Grant | 75K | $0.00 | $0 | 220K |
| 2026-06-09 | Rehberger Chris | Chief Financial Officer | Tax withholding | 4K | $23.28 | $105K | 145K |
| 2026-06-05 | Thomas William R III | Director | Buy | 5K | $23.40 | $117K | 19K |
| 2026-06-05 | Thomas William R III | Director | Sell | 5K | $23.29 | $109K | 14K |
| 2026-06-01 | Rogers-Windsor Ramona Lynn | Director | Buy | 213 | $23.42 | $5K | 23K |
| 2026-02-27 | Sarner Michael Scott | President and CEO | Buy | 3K | $21.90 | $59K | 473K |
| 2026-02-27 | Sarner Michael Scott | President and CEO | Buy | 3K | $21.90 | $59K | 473K |
| 2026-02-09 | BATTIST CHRISTINE | Director | Buy | 600 | $23.16 | $14K | 13K |
| 2025-10-01 | Rogers-Windsor Ramona Lynn | Director | Buy | 463 | $21.55 | $10K | 22K |
| 2025-08-20 | BATTIST CHRISTINE | Director | Buy | 667 | $22.45 | $15K | 13K |
| 2025-08-12 | Rogers-Windsor Ramona Lynn | Director | Grant | 2K | $0.00 | $0 | 21K |
| 2025-08-12 | Thomas William R III | Director | Grant | 2K | $0.00 | $0 | 18K |
| 2025-08-12 | Brooks David R | Director | Grant | 2K | $0.00 | $0 | 41K |
| 2025-08-12 | BATTIST CHRISTINE | Director | Grant | 2K | $0.00 | $0 | 12K |
| 2025-08-12 | FURST JACK D | Director | Grant | 2K | $0.00 | $0 | 48K |
| 2025-06-23 | Rogers-Windsor Ramona Lynn | Director | Buy | 471 | $21.19 | $10K | 18K |
| 2025-06-10 | Rehberger Chris | Chief Financial Officer | Tax withholding | 3K | $21.35 | $65K | 149K |
| 2025-06-10 | Sarner Michael Scott | President and CEO | Tax withholding | 15K | $21.35 | $327K | 470K |
| 2025-06-10 | Weinstein Joshua S. | Senior Managing Director & CIO | Tax withholding | 12K | $21.35 | $257K | 302K |
| 2025-06-09 | Rehberger Chris | Chief Financial Officer | Grant | 45K | $0.00 | $0 | 152K |
| 2025-06-09 | Rehberger Chris | Chief Financial Officer | Tax withholding | 1K | $21.06 | $24K | 107K |
| 2025-06-09 | Sarner Michael Scott | President and CEO | Grant | 80K | $0.00 | $0 | 486K |
| 2025-06-09 | Sarner Michael Scott | President and CEO | Tax withholding | 4K | $21.06 | $77K | 406K |
| 2025-06-09 | Weinstein Joshua S. | Senior Managing Director & CIO | Grant | 65K | $0.00 | $0 | 314K |
| 2025-06-09 | Weinstein Joshua S. | Senior Managing Director & CIO | Tax withholding | 3K | $21.06 | $66K | 249K |
| 2025-05-27 | BATTIST CHRISTINE | Director | Buy | 476 | $20.87 | $10K | 10K |
| 2025-03-26 | Rogers-Windsor Ramona Lynn | Director | Buy | 450 | $22.52 | $10K | 17K |
| 2024-12-12 | Rogers-Windsor Ramona Lynn | Director | Buy | 250 | $22.67 | $6K | 16K |
| 2024-11-08 | BATTIST CHRISTINE | Director | Buy | 256 | $23.13 | $6K | 9K |
| 2024-11-07 | Rogers-Windsor Ramona Lynn | Director | Buy | 500 | $23.07 | $12K | 16K |
| 2024-09-16 | Rogers-Windsor Ramona Lynn | Director | Buy | 250 | $25.03 | $6K | 15K |
| 2024-08-09 | BATTIST CHRISTINE | Director | Buy | 406 | $23.94 | $10K | 9K |
| 2024-08-09 | Brooks David R | Director | Grant | 2K | $0.00 | $0 | 39K |
| 2024-08-09 | FURST JACK D | Director | Grant | 2K | $0.00 | $0 | 46K |
| 2024-08-09 | BATTIST CHRISTINE | Director | Grant | 2K | $0.00 | $0 | 7K |
| 2024-08-09 | Thomas William R III | Director | Grant | 2K | $0.00 | $0 | 16K |
| 2024-08-09 | Rogers-Windsor Ramona Lynn | Director | Grant | 2K | $0.00 | $0 | 15K |
| 2024-06-28 | Rogers-Windsor Ramona Lynn | Director | Buy | 200 | $26.13 | $5K | 13K |
| 2024-06-21 | BATTIST CHRISTINE | Director | Buy | 197 | $24.96 | $5K | 9K |
| 2024-06-10 | Weinstein Joshua S. | Senior Managing Director | Grant | 60K | $0.00 | $0 | 252K |
| 2024-06-10 | Weinstein Joshua S. | Senior Managing Director | Tax withholding | 10K | $26.13 | $264K | 192K |
| 2024-06-10 | Sarner Michael Scott | Chief Financial Officer | Grant | 75K | $0.00 | $0 | 409K |
| 2024-06-10 | Sarner Michael Scott | Chief Financial Officer | Tax withholding | 14K | $26.13 | $356K | 334K |
| 2024-06-10 | DIEHL BOWEN S | President and CEO | Grant | 95K | $0.00 | $0 | 304K |
| 2024-06-10 | DIEHL BOWEN S | President and CEO | Tax withholding | 17K | $26.13 | $452K | 209K |
| 2024-06-09 | Weinstein Joshua S. | Senior Managing Director | Tax withholding | 4K | $26.13 | $93K | 202K |
| 2024-06-09 | Sarner Michael Scott | Chief Financial Officer | Tax withholding | 5K | $26.13 | $123K | 348K |
| 2024-06-09 | DIEHL BOWEN S | President and CEO | Tax withholding | 8K | $26.13 | $220K | 226K |
| 2024-06-03 | Thomas William R III | Director | Buy | 9K | $25.87 | $243K | 14K |
| 2024-06-03 | Thomas William R III | Director | Gift | 8K | $0.00 | $0 | 5K |
| 2024-05-29 | BATTIST CHRISTINE | Director | Buy | 192 | $25.25 | $5K | 8K |
| 2024-05-23 | Rogers-Windsor Ramona Lynn | Director | Buy | 500 | $25.65 | $13K | 13K |
| 2023-12-21 | Rogers-Windsor Ramona Lynn | Director | Buy | 500 | $23.29 | $12K | 12K |
| 2023-11-15 | Weinstein Joshua S. | Senior Managing Director | Tax withholding | 1K | $22.17 | $25K | 216K |
| 2023-11-15 | Sarner Michael Scott | Chief Financial Officer | Tax withholding | 2K | $22.17 | $41K | 353K |
| 2023-11-15 | DIEHL BOWEN S | President and CEO | Tax withholding | 2K | $22.17 | $49K | 235K |
| 2023-11-02 | Rogers-Windsor Ramona Lynn | Director | Buy | 500 | $21.67 | $11K | 11K |
| 2023-08-10 | BATTIST CHRISTINE | Director | Grant | 2K | $0.00 | $0 | 5K |
| 2023-08-10 | Thomas William R III | Director | Grant | 2K | $0.00 | $0 | 13K |
| 2023-08-10 | Brooks David R | Director | Grant | 2K | $0.00 | $0 | 37K |
| 2023-08-10 | Rogers-Windsor Ramona Lynn | Director | Grant | 2K | $0.00 | $0 | 10K |
| 2023-08-10 | FURST JACK D | Director | Grant | 2K | $0.00 | $0 | 44K |
| 2023-06-10 | Weinstein Joshua S. | Senior Managing Director | Tax withholding | 8K | $19.86 | $161K | 217K |
| 2023-06-10 | Sarner Michael Scott | Chief Financial Officer | Tax withholding | 13K | $19.86 | $249K | 355K |
| 2023-06-10 | DIEHL BOWEN S | President and CEO | Tax withholding | 17K | $19.86 | $343K | 237K |
| 2023-06-09 | Weinstein Joshua S. | Senior Managing Director | Grant | 51K | $0.00 | $0 | 225K |
| 2023-06-09 | Sarner Michael Scott | Chief Financial Officer | Grant | 60K | $0.00 | $0 | 367K |
| 2023-06-09 | DIEHL BOWEN S | President and CEO | Grant | 86K | $0.00 | $0 | 254K |
| 2023-02-06 | Rogers-Windsor Ramona Lynn | Director | Buy | 500 | $19.69 | $10K | 8K |
| 2022-11-15 | Sarner Michael Scott | Chief Financial Officer | Tax withholding | 6K | $19.09 | $117K | 307K |
| 2022-11-15 | Weinstein Joshua S. | Senior Managing Director | Tax withholding | 4K | $19.09 | $70K | 174K |
| 2022-11-15 | DIEHL BOWEN S | President and CEO | Tax withholding | 7K | $19.09 | $138K | 169K |
| 2022-11-04 | Rogers-Windsor Ramona Lynn | Director | Buy | 500 | $18.97 | $9K | 7K |
| 2022-11-03 | BATTIST CHRISTINE | Director | Buy | 510 | $18.99 | $10K | 3K |
| 2022-08-10 | Thomas William R III | Director | Grant | 2K | $0.00 | $0 | 11K |
| 2022-08-10 | Rogers-Windsor Ramona Lynn | Director | Grant | 2K | $0.00 | $0 | 7K |
| 2022-08-10 | BATTIST CHRISTINE | Director | Grant | 2K | $0.00 | $0 | 2K |
| 2022-08-10 | Brooks David R | Director | Grant | 2K | $0.00 | $0 | 34K |
| 2022-08-10 | FURST JACK D | Director | Grant | 2K | $0.00 | $0 | 41K |
| 2022-06-22 | Rogers-Windsor Ramona Lynn | Director | Buy | 850 | $18.57 | $16K | 4K |
| 2022-06-10 | Weinstein Joshua S. | Senior Managing Director | Grant | 37K | $0.00 | $0 | 182K |
| 2022-06-10 | Weinstein Joshua S. | Senior Managing Director | Tax withholding | 4K | $21.62 | $94K | 178K |
| 2022-06-10 | Sarner Michael Scott | Chief Financial Officer | Grant | 44K | $0.00 | $0 | 321K |
| 2022-06-10 | Sarner Michael Scott | Chief Financial Officer | Tax withholding | 8K | $21.62 | $172K | 313K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON1 Form 144 notice on file for CSWC worth $109K at the prices reported; 0 in the last 90 days worth $0. Latest: WILLIAM R THOMAS filed on 2026-06-05 to sell 4,661 shares ($109K) from 2026-06-05.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-06-05 | WILLIAM R THOMASDirector | 5K | $109K | 0.008% | 2026-06-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
13F holders
Tracked managers holding CSWC at their latest 13F. JSON4 of the 30 tracked managers held CSWC at their latest 13F, $31.0M in total at quarter-end prices. Two Sigma Investments is the largest at $28.1M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Two Sigma Investments | 2026-06-30 | 1.2M | $28.1M | 0.02% | -1.2M |
| Citadel Advisors | 2026-06-30 | 88K | $2.1M | 0.00% | new |
| Millennium Management | 2026-06-30 | 24K | $582K | 0.00% | -180K |
| D. E. Shaw & Co. | 2026-06-30 | 12K | $296K | 0.00% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
What this page is
Capital Southwest in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Capital Southwest (CSWC), SEC CIK 17313, listed on Nasdaq. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-14.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-06-05.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-11-02.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-01.JSON and CSV
- Company record
- EDGAR filing index for CIK 17313Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
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How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of CSWC is sold short?
3,554,474 shares were held short at the 2026-10-15 settlement, 7.0 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is CSWC's daily short volume?
On 2026-11-02, 76,276 of the 210,859 CSWC shares reported to FINRA were sold short, 36.2% of the day's reported volume. Short volume is a flow for one day, not a position.
Does CSWC have fails to deliver?
The SEC's latest file shows 28,869 CSWC shares failed to deliver at settlement 2026-10-14. Fails are reported per settlement date and published twice a month with a lag.
Are CSWC insiders buying or selling?
Insiders at CSWC reported 1 open-market buy worth $50K in the last 90 days and no open-market sells. Latest filing: Thomas William R III (Director) on 2026-10-01.
Have CSWC insiders filed to sell?
1 Form 144 notice on file for CSWC worth $109K at the prices reported; 0 in the last 90 days worth $0. Latest: WILLIAM R THOMAS filed on 2026-06-05 to sell 4,661 shares ($109K) from 2026-06-05.
Which tracked 13F managers own CSWC?
4 of the 30 tracked 13F managers held CSWC shares at their latest filing, $31.0M in all. The largest: Two Sigma Investments (1.2M shares, $28.1M), Ken Griffin's Citadel Advisors (88K shares, $2.1M), Izzy Englander's Millennium Management (24K shares, $582K), D. E. Shaw & Co. (12K shares, $296K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.