Total Return Securities Fund (SWZ)
Total Return Securities Fund on one page: short interest, daily short volume, fails to deliver, large holders and insider trades. Listed on NYSE.
13K
Short interest
settlement 2026-09-30
1.0
Days to cover
unchanged vs prior
10.0%
Short share of volume
2026-10-23
73
Fails to deliver
settlement 2026-09-11
3 people
Insiders buying, 30 days
$156K combined, latest 2026-10-08
$198K
Insider flow, 90 days
10 buys, 0 sells
As of 2026-10-23.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in SWZ is 13,375 shares, down 2,345 shares over the last month. Over the last 48 readings it ranged from 2,852 shares (28 February 2025) to 261,612 shares (30 September 2025). The latest reading sits at the bottom of that range. At the reported average volume of 28K shares a day that is 1.0 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/swz" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 13,375 | -22.9% | 27,554 | 1.00 |
| 2026-09-15 | 17,349 | +10.4% | 30,107 | 1.00 |
| 2026-08-31 | 15,720 | +11.3% | 29,206 | 1.00 |
| 2026-08-14 | 14,122 | -23.4% | 18,082 | 1.00 |
| 2026-07-31 | 18,430 | -8.6% | 27,120 | 1.00 |
| 2026-07-15 | 20,171 | +24.0% | 43,187 | 1.00 |
| 2026-06-30 | 16,270 | -3.1% | 46,323 | 1.00 |
| 2026-06-15 | 16,789 | -54.8% | 91,410 | 1.00 |
| 2026-05-29 | 37,108 | +404.5% | 102,351 | 1.00 |
| 2026-05-15 | 7,355 | +78.3% | 74,887 | 1.00 |
| 2026-04-30 | 4,126 | -57.2% | 70,298 | 1.00 |
| 2026-04-15 | 9,646 | -62.9% | 80,862 | 1.00 |
| 2026-03-31 | 25,973 | +3.9% | 44,381 | 1.00 |
| 2026-03-13 | 24,996 | -43.7% | 77,484 | 1.00 |
| 2026-02-27 | 44,398 | +547.4% | 68,792 | 1.00 |
| 2026-02-13 | 6,858 | +101.8% | 133,498 | 1.00 |
| 2026-01-30 | 3,399 | -94.2% | 159,598 | 1.00 |
| 2026-01-15 | 58,886 | +15.7% | 157,468 | 1.00 |
| 2025-12-31 | 50,912 | +215.2% | 147,918 | 1.00 |
| 2025-12-15 | 16,155 | -89.6% | 92,873 | 1.00 |
| 2025-11-28 | 155,977 | -37.9% | 40,473 | 3.85 |
| 2025-11-14 | 251,035 | -2.0% | 50,316 | 4.99 |
| 2025-10-31 | 256,111 | -1.2% | 53,190 | 4.82 |
| 2025-10-15 | 259,250 | -0.9% | 48,815 | 5.31 |
| 2025-09-30 | 261,612 | +2.6% | 20,570 | 12.72 |
| 2025-09-15 | 254,929 | -1.4% | 29,733 | 8.57 |
| 2025-08-29 | 258,653 | +1867.8% | 122,604 | 2.11 |
| 2025-08-15 | 13,144 | -45.7% | 72,369 | 1.00 |
| 2025-07-31 | 24,208 | +16.6% | 62,309 | 1.00 |
| 2025-07-15 | 20,769 | +3.9% | 52,081 | 1.00 |
| 2025-06-30 | 19,996 | +48.9% | 21,362 | 1.00 |
| 2025-06-13 | 13,428 | +28.5% | 25,228 | 1.00 |
| 2025-05-30 | 10,452 | -28.1% | 91,007 | 1.00 |
| 2025-05-15 | 14,526 | +193.8% | 53,640 | 1.00 |
| 2025-04-30 | 4,944 | -83.5% | 154,479 | 1.00 |
| 2025-04-15 | 29,931 | +30.2% | 118,185 | 1.00 |
| 2025-03-31 | 22,991 | +437.9% | 44,995 | 1.00 |
| 2025-03-14 | 4,274 | +49.9% | 34,513 | 1.00 |
| 2025-02-28 | 2,852 | -64.5% | 41,319 | 1.00 |
| 2025-02-14 | 8,038 | -70.6% | 22,247 | 1.00 |
| 2025-01-31 | 27,347 | -4.8% | 63,849 | 1.00 |
| 2025-01-15 | 28,715 | +240.0% | 92,620 | 1.00 |
| 2024-12-31 | 8,446 | -36.6% | 28,916 | 1.00 |
| 2024-12-13 | 13,324 | +104.7% | 23,666 | 1.00 |
| 2024-11-29 | 6,509 | -66.5% | 26,086 | 1.00 |
| 2024-11-15 | 19,432 | +434.4% | 30,019 | 1.00 |
| 2024-10-31 | 3,636 | -74.3% | 32,057 | 1.00 |
| 2024-10-15 | 14,149 | -34.7% | 13,812 | 1.02 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 23 October 2026, the short share of SWZ volume is 10.0%, up 0.8 points over the last five sessions. Over the last 30 readings it ranged from 3.1% (21 October 2026) to 80.8% (14 October 2026). The latest reading sits at the bottom of that range. The latest reading is 18.7 points below the 30-session average of 28.7%, on 25K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-23 | 3K | 25K | 10.0% | 0 |
| 2026-10-22 | 380 | 7K | 5.3% | 0 |
| 2026-10-21 | 503 | 16K | 3.1% | 0 |
| 2026-10-20 | 4K | 9K | 40.0% | 0 |
| 2026-10-19 | 272 | 8K | 3.2% | 0 |
| 2026-10-16 | 737 | 8K | 9.2% | 0 |
| 2026-10-15 | 2K | 21K | 8.1% | 0 |
| 2026-10-14 | 139 | 172 | 80.8% | 0 |
| 2026-10-13 | 2K | 10K | 26.1% | 0 |
| 2026-10-12 | 6K | 8K | 80.6% | 0 |
| 2026-10-09 | 3K | 5K | 59.0% | 0 |
| 2026-10-08 | 17K | 45K | 37.5% | 0 |
| 2026-10-07 | 2K | 21K | 10.5% | 0 |
| 2026-10-06 | 6K | 38K | 15.7% | 0 |
| 2026-10-05 | 24K | 49K | 50.0% | 0 |
| 2026-10-02 | 11K | 17K | 64.9% | 0 |
| 2026-10-01 | 2K | 9K | 20.9% | 0 |
| 2026-09-30 | 1K | 5K | 20.7% | 0 |
| 2026-09-29 | 556 | 10K | 5.4% | 0 |
| 2026-09-28 | 10K | 44K | 22.6% | 0 |
| 2026-09-25 | 7K | 23K | 28.9% | 0 |
| 2026-09-24 | 114 | 3K | 3.8% | 0 |
| 2026-09-23 | 579 | 7K | 8.0% | 0 |
| 2026-09-22 | 9K | 27K | 33.0% | 0 |
| 2026-09-21 | 6K | 12K | 48.3% | 0 |
| 2026-09-18 | 546 | 3K | 17.4% | 0 |
| 2026-09-17 | 1K | 4K | 35.4% | 0 |
| 2026-09-16 | 5K | 29K | 16.0% | 0 |
| 2026-09-15 | 7K | 15K | 49.8% | 0 |
| 2026-09-14 | 8K | 17K | 46.9% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 11 September 2026, the fails-to-deliver balance in SWZ is 73 shares, up 52 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (12 November 2025) to 90,897 shares (5 December 2025). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-11 | 73 | $5.91 | $431 |
| 2026-03-27 | 21 | $5.93 | $125 |
| 2026-03-25 | 1,136 | $5.95 | $7K |
| 2026-03-05 | 296 | $6.06 | $2K |
| 2026-02-25 | 71 | $6.16 | $437 |
| 2026-02-19 | 4 | $6.15 | $25 |
| 2026-02-04 | 8,114 | $5.98 | $49K |
| 2026-01-23 | 10,892 | $6.03 | $66K |
| 2026-01-22 | 376 | $6.02 | $2K |
| 2026-01-21 | 10,329 | $6.10 | $63K |
| 2026-01-20 | 239 | $6.31 | $2K |
| 2025-12-10 | 384 | $6.15 | $2K |
| 2025-12-05 | 90,897 | $6.10 | $554K |
| 2025-12-04 | 5,809 | $6.05 | $35K |
| 2025-11-12 | 1 | $6.04 | $6 |
| 2025-11-05 | 301 | $5.96 | $2K |
| 2025-10-22 | 119 | $6.03 | $718 |
| 2025-10-17 | 11,707 | $5.95 | $70K |
| 2025-10-14 | 2,303 | $5.87 | $14K |
| 2025-08-22 | 2,702 | $6.06 | $16K |
| 2025-08-21 | 280 | $6.08 | $2K |
| 2025-08-13 | 944 | $6.07 | $6K |
| 2025-08-08 | 1,411 | $6.13 | $9K |
| 2025-08-05 | 7,154 | $6.16 | $44K |
| 2025-07-31 | 2,429 | $6.17 | $15K |
| 2025-07-25 | 4,497 | $6.22 | $28K |
| 2025-07-23 | 205 | $6.22 | $1K |
| 2025-07-22 | 828 | $6.23 | $5K |
| 2025-07-21 | 800 | $6.24 | $5K |
| 2025-07-17 | 762 | $6.24 | $5K |
Insider trades
SEC Form 4, newest first. JSONInsiders at SWZ reported 10 open-market buys worth $198K in the last 90 days and no open-market sells. Latest filing: GOLDSTEIN PHILLIP (Secretary) on 2026-10-08.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-08 | GOLDSTEIN PHILLIP | Secretary | Buy | 5K | $5.73 | $29K | 124K |
| 2026-10-01 | GOLDSTEIN PHILLIP | Secretary | Small acquisition | 15 | $5.71 | $86 | 119K |
| 2026-09-28 | SELL MORITZ A | Director | Buy | 2K | $5.76 | $12K | 30K |
| 2026-09-28 | Dakos Andrew | President and CEO | Buy | 9K | $5.77 | $52K | 60K |
| 2026-09-28 | Dakos Andrew | President and CEO | Buy | 1K | $5.76 | $6K | 51K |
| 2026-09-25 | Dakos Andrew | President and CEO | Buy | 2K | $5.82 | $14K | 50K |
| 2026-09-25 | Dakos Andrew | President and CEO | Buy | 8K | $5.81 | $44K | 48K |
| 2026-08-31 | SELL MORITZ A | Director | Buy | 3K | $5.98 | $18K | 28K |
| 2026-08-24 | Das Rajeev P | Secretary | Buy | 1K | $5.93 | $8K | 3K |
| 2026-08-21 | Das Rajeev P | Secretary | Buy | 2K | $5.93 | $10K | 2K |
| 2026-08-10 | SELL MORITZ A | Director | Buy | 1K | $5.91 | $6K | 25K |
| 2026-07-23 | SELL MORITZ A | Director | Buy | 2K | $5.86 | $12K | 24K |
| 2026-07-22 | SELL MORITZ A | Director | Buy | 517 | $5.90 | $3K | 22K |
| 2026-07-21 | SELL MORITZ A | Director | Buy | 483 | $5.90 | $3K | 22K |
| 2026-07-20 | SELL MORITZ A | Director | Buy | 1K | $5.93 | $6K | 21K |
| 2026-07-06 | GOLDSTEIN PHILLIP | Secretary | Buy | 6K | $5.95 | $36K | 119K |
| 2026-07-02 | Dakos Andrew | President and CEO | Buy | 5K | $5.92 | $28K | 131K |
| 2026-07-02 | Dakos Andrew | President and CEO | Buy | 233 | $5.92 | $1K | 126K |
| 2026-06-29 | SELL MORITZ A | Director | Buy | 2K | $5.93 | $12K | 20K |
| 2026-06-26 | SELL MORITZ A | Director | Buy | 2K | $5.89 | $12K | 18K |
| 2026-06-18 | SELL MORITZ A | Director | Buy | 2K | $5.91 | $11K | 16K |
| 2026-06-17 | SELL MORITZ A | Director | Buy | 147 | $5.91 | $869 | 14K |
| 2026-06-16 | SELL MORITZ A | Director | Buy | 2K | $5.96 | $12K | 14K |
| 2026-06-15 | SELL MORITZ A | Director | Buy | 155 | $5.95 | $922 | 12K |
| 2026-05-29 | SELL MORITZ A | Director | Buy | 1K | $6.01 | $6K | 12K |
| 2026-05-28 | Dakos Andrew | President and CEO | Buy | 5K | $5.99 | $32K | 126K |
| 2026-05-28 | Dakos Andrew | President and CEO | Buy | 100 | $5.98 | $598 | 121K |
| 2026-05-27 | Dakos Andrew | President and CEO | Buy | 3K | $5.98 | $18K | 121K |
| 2026-05-27 | Dakos Andrew | President and CEO | Buy | 5K | $5.97 | $27K | 118K |
| 2026-05-20 | Dakos Andrew | President and CEO | Buy | 3K | $5.96 | $18K | 113K |
| 2026-05-19 | Dakos Andrew | President and CEO | Buy | 13 | $5.95 | $77 | 110K |
| 2026-05-18 | Dakos Andrew | President and CEO | Buy | 4K | $5.95 | $24K | 110K |
| 2026-04-24 | SELL MORITZ A | Director | Buy | 1K | $6.07 | $6K | 11K |
| 2026-04-17 | Dakos Andrew | President and CEO | Buy | 3K | $6.09 | $18K | 106K |
| 2026-04-16 | Dakos Andrew | President and CEO | Buy | 547 | $6.04 | $3K | 40K |
| 2026-04-16 | Dakos Andrew | President and CEO | Buy | 3K | $6.05 | $18K | 103K |
| 2026-04-16 | Dakos Andrew | President and CEO | Buy | 5K | $6.06 | $29K | 100K |
| 2026-04-08 | Dakos Andrew | President and CEO | Buy | 4K | $5.97 | $24K | 94K |
| 2026-04-07 | Dakos Andrew | President and CEO | Buy | 2K | $5.95 | $12K | 90K |
| 2026-04-06 | Dakos Andrew | President and CEO | Buy | 100 | $5.95 | $595 | 88K |
| 2026-04-02 | Dakos Andrew | President and CEO | Buy | 5K | $5.93 | $29K | 88 |
| 2026-03-30 | Dakos Andrew | President and CEO | Buy | 5K | $5.91 | $31K | 83K |
| 2026-03-27 | Dakos Andrew | President and CEO | Buy | 6K | $5.92 | $35K | 78K |
| 2026-03-24 | Dakos Andrew | President and CEO | Buy | 1K | $5.95 | $6K | 73K |
| 2026-03-24 | Dakos Andrew | President and CEO | Buy | 5K | $5.96 | $30K | 72K |
| 2026-03-18 | GOLDSTEIN PHILLIP | Secretary | Buy | 10K | $5.98 | $60K | 113K |
| 2026-03-12 | Dakos Andrew | President and CEO | Buy | 3K | $6.00 | $20K | 67K |
| 2026-03-11 | Dakos Andrew | President and CEO | Buy | 2K | $6.00 | $10K | 64K |
| 2026-03-06 | Dakos Andrew | President and CEO | Buy | 13K | $5.97 | $75K | 62K |
| 2026-03-05 | GOLDSTEIN PHILLIP | Secretary | Buy | 10K | $5.99 | $60K | 103K |
| 2026-03-05 | Dakos Andrew | President and CEO | Buy | 12K | $6.01 | $72K | 50K |
| 2026-03-03 | GOLDSTEIN PHILLIP | Secretary | Buy | 5K | $6.01 | $30K | 93K |
| 2026-03-02 | Dakos Andrew | President and CEO | Buy | 10K | $5.95 | $59K | 38K |
| 2026-03-02 | Dakos Andrew | President and CEO | Buy | 5K | $6.15 | $31K | 28K |
| 2026-02-27 | Dakos Andrew | President and CEO | Buy | 2K | $6.20 | $12K | 23K |
| 2026-02-27 | GOLDSTEIN PHILLIP | Secretary | Small acquisition | 68 | $6.16 | $419 | 88K |
| 2026-02-26 | Dakos Andrew | President and CEO | Buy | 5K | $6.17 | $31K | 21K |
| 2026-02-26 | GOLDSTEIN PHILLIP | Secretary | Small acquisition | 256 | $6.16 | $2K | 88K |
| 2026-02-24 | Dakos Andrew | President and CEO | Buy | 1K | $6.17 | $8K | 16K |
| 2026-02-24 | Dakos Andrew | President and CEO | Buy | 326 | $6.14 | $2K | 14K |
| 2026-02-23 | Dakos Andrew | President and CEO | Buy | 2K | $6.13 | $12K | 14K |
| 2026-02-23 | GOLDSTEIN PHILLIP | Director | Buy | 5K | $6.13 | $31K | 88K |
| 2026-02-23 | Dakos Andrew | President and CEO | Buy | 2K | $6.14 | $12K | 12K |
| 2026-02-20 | Dakos Andrew | President and CEO | Buy | 3K | $6.16 | $17K | 10K |
| 2026-02-20 | Dakos Andrew | President and CEO | Buy | 183 | $6.14 | $1K | 7K |
| 2026-02-19 | Dakos Andrew | President and CEO | Buy | 5K | $6.12 | $30K | 7K |
| 2026-02-19 | Dakos Andrew | President and CEO | Buy | 119 | $6.11 | $727 | 2K |
| 2026-02-06 | GOLDSTEIN PHILLIP | Director | Buy | 10K | $6.07 | $61K | 83K |
| 2026-02-04 | Dakos Andrew | President and CEO | Buy | 2K | $6.02 | $12K | 39K |
| 2026-02-04 | Dakos Andrew | President and CEO | Buy | 2K | $6.03 | $12K | 37K |
| 2026-02-04 | Dakos Andrew | President and CEO | Buy | 2K | $6.04 | $12K | 35K |
| 2026-02-03 | SELL MORITZ A | Director | Buy | 1K | $5.96 | $6K | 10K |
| 2026-02-03 | Dakos Andrew | President and CEO | Buy | 3K | $5.96 | $18K | 33K |
| 2026-02-03 | Dakos Andrew | President and CEO | Buy | 7K | $5.97 | $42K | 30K |
| 2026-02-02 | SELL MORITZ A | Director | Buy | 1K | $5.98 | $7K | 9K |
| 2026-01-30 | GOLDSTEIN PHILLIP | Director | Buy | 10K | $5.92 | $59K | 73K |
| 2026-01-23 | SELL MORITZ A | Director | Returned to company | 4K | $6.81 | $27K | 8K |
| 2026-01-23 | HELLERMAN GERALD | Director | Returned to company | 2K | $6.81 | $12K | 4K |
| 2026-01-23 | GOLDSTEIN PHILLIP | Director | Returned to company | 31K | $6.81 | $213K | 63K |
| 2026-01-23 | Das Rajeev P | Secretary | Returned to company | 166 | $6.81 | $1K | 334 |
| 2026-01-23 | Dakos Andrew | President and CEO | Returned to company | 12K | $6.81 | $80K | 23K |
| 2026-01-23 | Dakos Andrew | President and CEO | Returned to company | 997 | $6.81 | $7K | 2K |
| 2025-12-30 | CSS LLC/IL | 10% owner | Sell | 196 | $6.27 | $1K | 1.7M |
| 2025-12-30 | CSS LLC/IL | 10% owner | Sell | 100 | $6.25 | $626 | 1.7M |
| 2025-12-30 | CSS LLC/IL | 10% owner | Sell | 7K | $6.25 | $44K | 1.7M |
| 2025-12-30 | CSS LLC/IL | 10% owner | Sell | 5K | $6.24 | $31K | 1.7M |
| 2025-12-29 | CSS LLC/IL | 10% owner | Sell | 3K | $6.27 | $19K | 1.7M |
| 2025-12-29 | CSS LLC/IL | 10% owner | Sell | 3K | $6.26 | $19K | 1.7M |
| 2025-12-29 | CSS LLC/IL | 10% owner | Sell | 2K | $6.25 | $11K | 1.7M |
| 2025-12-26 | CSS LLC/IL | 10% owner | Sell | 2K | $6.27 | $13K | 1.7M |
| 2025-12-26 | CSS LLC/IL | 10% owner | Sell | 598 | $6.26 | $4K | 1.7M |
| 2025-12-26 | CSS LLC/IL | 10% owner | Sell | 13K | $6.26 | $84K | 1.7M |
| 2025-12-26 | CSS LLC/IL | 10% owner | Sell | 300 | $6.25 | $2K | 1.7M |
| 2025-12-26 | CSS LLC/IL | 10% owner | Sell | 5K | $6.25 | $29K | 1.7M |
| 2025-12-24 | CSS LLC/IL | 10% owner | Sell | 100 | $6.23 | $623 | 1.7M |
| 2025-12-24 | CSS LLC/IL | 10% owner | Sell | 1K | $6.22 | $6K | 1.7M |
| 2025-12-23 | CSS LLC/IL | 10% owner | Sell | 3K | $6.26 | $19K | 1.7M |
| 2025-12-23 | CSS LLC/IL | 10% owner | Sell | 1K | $6.25 | $9K | 17.3M |
| 2025-12-23 | CSS LLC/IL | 10% owner | Sell | 1K | $6.25 | $6K | 1.7M |
| 2025-12-22 | CSS LLC/IL | 10% owner | Sell | 900 | $6.26 | $6K | 1.7M |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON2 holders report 5% or more of SWZ in their latest filing, all on Schedule 13G (passive). The largest reported stake is CSS LLC/IL at 7.9% of the class (1,020,547 shares), filed 2026-04-17 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-08-03 | 13G | BANK OF AMERICA CORP /DE/parent holding company | 869K | 6.7% | 2026-06-30 |
| 2026-07-31 | 13G/Ano. 9 | Allspring Global Investments Holdings, LLCparent holding company | 0 | 0.0% | 2026-06-16 |
| 2026-04-17 | 13G/Ano. 3 | CSS LLC/ILother entity | 1.0M | 7.9% | 2026-03-31 |
| 2025-11-14 | 13G/Ano. 1 | RIVERNORTH CAPITAL MANAGEMENT, LLCinvestment adviser | 379K | 2.9% | 2025-09-30 |
What this page is
Total Return Securities Fund in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Total Return Securities Fund (SWZ), SEC CIK 813623, listed on NYSE. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-23.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-11.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-03.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-08.JSON and CSV
- Company record
- EDGAR filing index for CIK 813623Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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- MTDMettler-Toledo International
- MTNVail Resorts
- MTSIMACOM Technology Solutions Holdings
- MTZMasTec
Datasets
Frequently Asked Questions
How much of SWZ is sold short?
13,375 shares were held short at the 2026-09-30 settlement, 1.0 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is SWZ's daily short volume?
On 2026-10-23, 2,505 of the 25,112 SWZ shares reported to FINRA were sold short, 10.0% of the day's reported volume. Short volume is a flow for one day, not a position.
Does SWZ have fails to deliver?
The SEC's latest file shows 73 SWZ shares failed to deliver at settlement 2026-09-11. Fails are reported per settlement date and published twice a month with a lag.
Are SWZ insiders buying or selling?
Insiders at SWZ reported 10 open-market buys worth $198K in the last 90 days and no open-market sells. Latest filing: GOLDSTEIN PHILLIP (Secretary) on 2026-10-08.
Who owns 5% or more of SWZ?
2 holders report 5% or more of SWZ in their latest filing, all on Schedule 13G (passive). The largest reported stake is CSS LLC/IL at 7.9% of the class (1,020,547 shares), filed 2026-04-17 for an event on 2026-03-31.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.