AngloGold Ashanti (AU)

AngloGold Ashanti on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders and insider trades. Listed on NYSE.

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4.4M

Short interest

settlement 2026-09-30

1.6

Days to cover

-0.1 days vs prior

41.3%

Short share of volume

2026-10-09

182

Fails to deliver

settlement 2026-09-09

Insider flow, 90 days

0 buys, 0 sells

As of 2026-10-09.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in AU is 4,399,453 shares, down 1,750,206 shares over the last month. Over the last 48 readings it ranged from 3,656,810 shares (31 March 2026) to 13,222,970 shares (15 November 2024). The latest reading sits at the bottom of that range. At the reported average volume of 2.7M shares a day that is 1.6 days to cover.

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Settlement	Shares short	Change	Avg daily volume	Days to cover
2026-09-30	4,399,453	+14.2%	2,667,595	1.65
2026-09-15	3,853,330	-37.3%	2,240,804	1.72
2026-08-31	6,149,659	+3.8%	3,358,113	1.83
2026-08-14	5,924,405	+7.6%	2,541,701	2.33
2026-07-31	5,507,988	-2.0%	2,609,511	2.11
2026-07-15	5,618,260	-10.1%	2,354,021	2.39
2026-06-30	6,251,223	+51.6%	5,343,351	1.17
2026-06-15	4,122,061	-24.4%	3,068,943	1.34
2026-05-29	5,455,435	+41.5%	2,255,715	2.42
2026-05-15	3,854,397	-10.4%	2,394,991	1.61
2026-04-30	4,303,489	+16.6%	2,246,788	1.92
2026-04-15	3,691,057	+0.9%	2,403,486	1.54
2026-03-31	3,656,810	-51.8%	4,218,577	1.00
2026-03-13	7,591,606	+41.6%	3,098,320	2.45
2026-02-27	5,360,034	+3.9%	2,760,082	1.94
2026-02-13	5,157,858	-4.9%	2,695,765	1.91
2026-01-30	5,421,656	+29.1%	4,112,518	1.32
2026-01-15	4,198,050	+10.6%	2,188,173	1.92
2025-12-31	3,794,675	-18.4%	2,006,657	1.89
2025-12-15	4,651,135	-53.1%	2,965,358	1.57
2025-11-28	9,927,463	+15.6%	2,791,584	3.56
2025-11-14	8,588,068	+29.3%	3,109,975	2.76
2025-10-31	6,641,493	+0.2%	3,782,409	1.76
2025-10-15	6,629,202	-13.3%	2,788,523	2.38

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 9 October 2026, the short share of AU volume is 41.3%, down 16.4 points over the last five sessions. Over the last 30 readings it ranged from 35.9% (3 September 2026) to 71.0% (31 August 2026). The latest reading is 12.9 points below the 30-session average of 54.2%, on 873K shares reported.

Date	Short volume	Total volume	Short share	Exempt
2026-10-09	360K	873K	41.3%	512
2026-10-08	530K	962K	55.1%	932
2026-10-07	385K	720K	53.5%	75
2026-10-06	376K	564K	66.8%	6,913
2026-10-05	377K	733K	51.4%	316
2026-10-02	289K	500K	57.7%	100
2026-10-01	290K	633K	45.8%	6,597
2026-09-30	382K	579K	66.0%	200
2026-09-29	373K	748K	49.9%	698
2026-09-28	552K	1.3M	43.3%	1,733
2026-09-25	268K	393K	68.2%	0
2026-09-24	427K	693K	61.7%	240
2026-09-23	564K	1.1M	52.3%	2,076
2026-09-22	311K	610K	50.9%	900
2026-09-21	344K	606K	56.7%	0
2026-09-18	367K	583K	62.9%	3,298
2026-09-17	353K	651K	54.2%	4,249
2026-09-16	347K	684K	50.7%	300
2026-09-15	245K	521K	47.0%	443
2026-09-14	431K	993K	43.5%	5,288
2026-09-11	381K	575K	66.2%	200
2026-09-10	535K	848K	63.0%	191
2026-09-09	326K	784K	41.6%	146
2026-09-08	401K	728K	55.0%	12
2026-09-04	339K	863K	39.3%	778
2026-09-03	444K	1.2M	35.9%	700
2026-09-02	643K	1.1M	60.9%	2,275
2026-09-01	527K	908K	58.0%	2,392
2026-08-31	392K	553K	71.0%	1,076
2026-08-28	621K	1.1M	55.8%	8,366

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 9 September 2026, the fails-to-deliver balance in AU is 182 shares, down 89,032 shares over the last settlement date. Over the last 30 readings it ranged from 44 shares (15 June 2026) to 119,418 shares (21 August 2026). The latest reading sits at the bottom of that range.

Settlement	Shares failed	Price	Value
2026-09-09	182	$107.83	$20K
2026-09-01	89,214	$112.32	$10.0M
2026-08-31	3,953	$113.19	$447K
2026-08-24	400	$121.22	$48K
2026-08-21	119,418	$115.14	$13.7M
2026-08-20	34,799	$108.54	$3.8M
2026-08-19	63,596	$97.95	$6.2M
2026-08-18	3,193	$99.60	$318K
2026-08-17	5,868	$96.30	$565K
2026-08-13	604	$97.92	$59K
2026-08-04	470	$81.61	$38K
2026-08-03	82,078	$79.32	$6.5M
2026-07-30	56	$77.87	$4K
2026-07-28	1,700	$80.48	$137K
2026-07-24	200	$78.42	$16K
2026-07-23	228	$81.17	$19K
2026-07-22	200	$78.50	$16K
2026-07-21	129	$74.88	$10K
2026-07-17	5,257	$76.35	$401K
2026-07-14	45	$79.76	$4K
2026-07-09	2,344	$79.83	$187K
2026-06-30	35,567	$81.79	$2.9M
2026-06-29	64,571	$81.62	$5.3M
2026-06-24	159	$83.79	$13K
2026-06-23	920	$86.23	$79K
2026-06-22	9,095	$90.87	$826K
2026-06-15	44	$86.30	$4K
2026-06-04	1,453	$89.85	$131K
2026-06-03	12,061	$91.85	$1.1M
2026-06-01	197	$96.84	$19K

Insider trades

SEC Form 4, newest first. JSON

No open-market insider trades were reported for AU in the last 90 days. The most recent filings are listed below. Latest filing: Graves Paul W (Director) on 2026-10-01.

Date	Insider	Title	Type	Shares	Price	Value	Owned after
2026-10-01	Graves Paul W	Director	Grant	967	$0.00	$0	967
2026-05-19	Busia Kojo Osei Frimpong	Director	Sell	400	$89.09	$36K	4K
2026-05-11	Cleaver Bruce Alan	Director	Grant	2K	$0.00	$0	2K
2026-05-11	Newton-King Nicola	Director	Grant	2K	$0.00	$0	2K
2026-05-11	Randolph Marcus Philip	Director	Grant	2K	$0.00	$0	2K
2026-05-11	Garner Albert Headden	Director	Grant	2K	$0.00	$0	2K
2026-05-11	Ferguson Alan Murray	Director	Grant	2K	$0.00	$0	2K
2026-05-11	Busia Kojo Osei Frimpong	Director	Grant	2K	$0.00	$0	2K
2026-05-11	Tilk Jochen Erhard	Director	Grant	2K	$0.00	$0	2K
2026-05-11	MAGIE JINHEE	Director	Grant	2K	$0.00	$0	2K
2026-05-11	Sands Diana L	Director	Grant	2K	$0.00	$0	2K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Planned sales (Form 144)

Newest first. JSON

11 Form 144 notices on file for AU worth $18.7M at the prices reported; 0 in the last 90 days worth $0. Latest: Busia Kojo Osei Frimpong filed on 2026-05-15 to sell 1,400 shares ($146K) from 2026-05-15.

Filed	Seller	Shares	Market value	Of outstanding	Sale from	Broker
2026-05-15	Busia Kojo Osei FrimpongDirector	1K	$146K	0.000%	2026-05-15	Fidelity Investments
2026-03-06	Calderon AlbertoOfficer	39K	$4.4M	0.008%	2026-03-06	BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENT ASSETS
2026-03-06	Doran GillianOfficer	5K	$580K	0.001%	2026-03-06	BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENT ASSETS
2026-03-04	Marwick LizelleOfficer	3K	$396K	0.001%	2026-03-04	BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENT ASSETS
2026-03-04	Ali LisaOfficer	21K	$2.7M	0.004%	2026-03-04	BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENT ASSETS
2026-03-03	Pereira da Silva MarceloOfficer	5K	$605K	0.001%	2026-03-03	BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENT ASSETS
2026-02-27	Cheuiche Godoy MarceloOfficer	10K	$1.2M	0.002%	2026-02-27	BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENT ASSETS
2025-12-10	Calderon AlbertoOfficer	40K	$3.2M	0.008%	2025-12-10	Morgan Stanley Smith Barney LLC
2025-12-03	Cheuiche Godoy MarceloOfficer	19K	$1.6M	0.004%	2025-12-03	Fidelity Brokerage Services LLC
2025-12-03	Marwick LizelleOfficer	25K	$2.1M	0.005%	2025-12-03	Fidelity Brokerage Services LLC
2025-11-24	Doran GillianOfficer	22K	$1.8M	0.004%	2025-11-24	Fidelity Brokerage Services LLC

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

1 holder reports 5% or more of AU in its latest filing, on Schedule 13G (passive). The holder is BlackRock, Inc. at 8.2% of the class (41,370,957 shares), filed 2026-07-27 for an event on 2026-06-30.

Filed	Form	Holder	Shares	Of class	Event
2026-07-27	13G/Ano. 3	BlackRock, Inc.parent holding company	41.4M	8.2%	2026-06-30

13F holders

Tracked managers holding AU at their latest 13F. JSON

8 of the 30 tracked managers held AU at their latest 13F, $202.0M in total at quarter-end prices. Bridgewater Associates is the largest at $53.8M (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 3 cut.

Fund	Quarter	Shares	Value	Of portfolio	Change in shares
Bridgewater Associates	2026-06-30	666K	$53.8M	0.22%	+68K
Renaissance Technologies	2026-06-30	575K	$46.5M	0.06%	+18K
Point72 Asset Management	2026-06-30	472K	$38.1M	0.04%	+306K
AQR Capital Management	2026-06-30	373K	$30.1M	0.01%	-1.3M
Millennium Management	2026-06-30	162K	$13.1M	0.00%	-28K
D. E. Shaw & Co.	2026-06-30	110K	$8.9M	0.00%	+80K
Two Sigma Investments	2026-06-30	72K	$5.9M	0.00%	+13K
Citadel Advisors	2026-06-30	69K	$5.6M	0.00%	-16K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

AngloGold Ashanti in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows AngloGold Ashanti (AU), SEC CIK 1973832, listed on NYSE. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest: FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume: FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
Fails to deliver: SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-09.JSON and CSV
Planned sales: SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-05-15.JSON and CSV
Large holders: SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-07-27.JSON and CSV
13F holders: SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Insider trades: SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-01.JSON and CSV
Company record: EDGAR filing index for CIK 1973832Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits: 10 requests a minute without a key, 30 with a free key from a free account.

How to read it

Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of AU is sold short?

4,399,453 shares were held short at the 2026-09-30 settlement, 1.6 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.

What is AU's daily short volume?

On 2026-10-09, 360,383 of the 873,170 AU shares reported to FINRA were sold short, 41.3% of the day's reported volume. Short volume is a flow for one day, not a position.

Does AU have fails to deliver?

The SEC's latest file shows 182 AU shares failed to deliver at settlement 2026-09-09. Fails are reported per settlement date and published twice a month with a lag.

Are AU insiders buying or selling?

No open-market insider trades were reported for AU in the last 90 days. The most recent filings are listed below. Latest filing: Graves Paul W (Director) on 2026-10-01.

Have AU insiders filed to sell?

Who owns 5% or more of AU?

1 holder reports 5% or more of AU in its latest filing, on Schedule 13G (passive). The holder is BlackRock, Inc. at 8.2% of the class (41,370,957 shares), filed 2026-07-27 for an event on 2026-06-30.

Which tracked 13F managers own AU?

8 of the 30 tracked 13F managers held AU shares at their latest filing, $202.0M in all. The largest: Ray Dalio's Bridgewater Associates (666K shares, $53.8M), Renaissance Technologies (575K shares, $46.5M), Steve Cohen's Point72 Asset Management (472K shares, $38.1M), Cliff Asness's AQR Capital Management (373K shares, $30.1M), Izzy Englander's Millennium Management (162K shares, $13.1M), D. E. Shaw & Co. (110K shares, $8.9M). The table above lists all 8.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.

AngloGold Ashanti (AU)

Short interest

Daily short volume

Fails to deliver

Insider trades

Planned sales (Form 144)

Large holders (13D and 13G)

13F holders

AngloGold Ashanti in the regulatory record

Source and updates

How to read it

Other company pages

Datasets

Frequently Asked Questions