XOOMAR

Carlyle Secured Lending (CGBD)

Carlyle Secured Lending on one page: short interest, daily short volume, fails to deliver, 13F holders, earnings dates and insider trades. Listed on Nasdaq.

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3.0M

Short interest

settlement 2026-10-15

6.1

Days to cover

-2.7 days vs prior

38.1%

Short share of volume

2026-11-02

824

Fails to deliver

settlement 2026-10-07

Tue 3 Nov

Next earnings

estimated date

-$188K

Insider flow, 90 days

0 buys, 4 sells

As of 2026-11-02.

Short interest

FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSON

As of 15 October 2026, short interest in CGBD is 3,010,897 shares, up 44,463 shares over the last month. Over the last 48 readings it ranged from 237,007 shares (15 November 2024) to 4,295,004 shares (31 July 2026). At the reported average volume of 491K shares a day that is 6.1 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-10-153,010,897-13.0%490,9446.13
2026-09-303,460,905+16.7%390,4868.86
2026-09-152,966,434-2.5%364,7678.13
2026-08-313,041,739-23.4%582,5545.22
2026-08-143,973,242-7.5%621,2766.40
2026-07-314,295,004+2.4%625,9106.86
2026-07-154,195,873-2.3%562,4307.46
2026-06-304,293,310+16.9%598,3087.18
2026-06-153,671,810+5.0%489,7657.50
2026-05-293,495,280+4.9%488,3857.16
2026-05-153,331,002+1.3%630,4815.28
2026-04-303,287,799+12.9%805,3504.08
2026-04-152,913,203-16.5%901,1813.23
2026-03-313,488,734+21.4%786,5654.44
2026-03-132,874,131+119.2%801,5553.59
2026-02-271,311,103+15.6%827,3351.58
2026-02-131,134,054+28.7%636,5181.78
2026-01-30881,302+11.6%384,9432.29
2026-01-15789,763-29.7%427,8011.85
2025-12-311,122,996+83.8%572,7071.96
2025-12-15610,807+0.2%474,3511.29
2025-11-28609,448-10.1%574,5921.06
2025-11-14677,998-18.3%588,9911.15
2025-10-31830,056+53.5%528,6101.57
2025-10-15540,789-30.1%731,5101.00
2025-09-30773,373+51.5%564,5731.37
2025-09-15510,427+29.4%405,7361.26
2025-08-29394,589-9.4%389,1991.01
2025-08-15435,385-25.1%510,0651.00
2025-07-31580,895+20.0%463,5771.25
2025-07-15484,121-34.5%342,6721.41
2025-06-30738,879+79.5%501,0981.47
2025-06-13411,536+15.2%390,4391.05
2025-05-30357,180-2.7%312,0341.14
2025-05-15367,072+10.3%474,9901.00
2025-04-30332,718-8.1%361,4381.00
2025-04-15361,841-3.9%522,4591.00
2025-03-31376,537+9.3%264,8271.42
2025-03-14344,459-0.8%203,7171.69
2025-02-28347,233-13.6%190,8191.82
2025-02-14401,911-25.9%259,8661.55
2025-01-31542,552+9.9%175,1693.10
2025-01-15493,581-46.1%214,3562.30
2024-12-31915,020+189.3%308,8442.96
2024-12-13316,286-2.9%158,3392.00
2024-11-29325,590+37.4%153,6722.12
2024-11-15237,007-24.2%215,3951.10
2024-10-31312,500-9.6%139,7082.24

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 2 November 2026, the short share of CGBD volume is 38.1%, down 19.3 points over the last five sessions. Over the last 30 readings it ranged from 26.7% (20 October 2026) to 83.3% (25 September 2026). The latest reading is 18.8 points below the 30-session average of 56.9%, on 256K shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-11-0298K256K38.1%0
2026-10-30106K173K61.3%0
2026-10-2945K123K36.5%400
2026-10-2881K140K57.8%0
2026-10-2768K144K47.2%0
2026-10-2692K160K57.4%0
2026-10-2365K115K56.3%0
2026-10-2248K89K54.5%100
2026-10-21140K214K65.6%0
2026-10-2088K332K26.7%11,204
2026-10-19215K358K60.0%0
2026-10-16161K243K66.4%0
2026-10-15132K261K50.7%1,139
2026-10-14183K273K67.0%620
2026-10-13146K227K64.3%91
2026-10-12104K164K63.1%0
2026-10-0960K151K39.7%328
2026-10-08123K249K49.3%0
2026-10-07141K215K65.6%0
2026-10-06137K260K52.7%0
2026-10-05128K226K56.7%2
2026-10-02126K201K62.4%201
2026-10-0199K168K58.6%100
2026-09-30214K325K66.0%309
2026-09-29162K260K62.5%0
2026-09-2867K111K60.3%0
2026-09-2574K89K83.3%100
2026-09-2464K127K50.2%0
2026-09-23106K149K71.2%209
2026-09-2258K103K56.6%0

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 7 October 2026, the fails-to-deliver balance in CGBD is 824 shares, up 768 shares over the last settlement date. Over the last 30 readings it ranged from 24 shares (19 August 2026) to 103,520 shares (16 September 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-10-07824$10.50$9K
2026-10-0556$10.65$596
2026-10-017,498$10.69$80K
2026-09-3016,189$11.10$180K
2026-09-295,324$11.20$60K
2026-09-24180$11.22$2K
2026-09-235,829$11.47$67K
2026-09-16103,520$11.46$1.2M
2026-09-1499$11.37$1K
2026-09-10422$11.44$5K
2026-09-09205$11.49$2K
2026-09-013,068$11.98$37K
2026-08-3119,493$11.78$230K
2026-08-285,596$11.66$65K
2026-08-271,088$11.33$12K
2026-08-263,501$11.41$40K
2026-08-25810$11.45$9K
2026-08-1924$11.21$269
2026-08-181,386$11.26$16K
2026-08-1010,189$11.02$112K
2026-08-04152$10.26$2K
2026-07-29957$10.34$10K
2026-07-271,414$10.04$14K
2026-07-221,600$10.44$17K
2026-07-2116,670$10.36$173K
2026-07-1411,878$10.48$124K
2026-07-096,799$10.40$71K
2026-07-0769$10.53$727
2026-07-0144,217$10.53$466K
2026-06-3036,084$10.86$392K

Insider trades

SEC Form 4, newest first. JSON

Insiders at CGBD reported 4 open-market sells worth $188K in the last 90 days and no open-market buys. Latest filing: Nestor John G. (Director) on 2026-08-12.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-08-12Nestor John G.DirectorSell5K$11.18$56K0
2026-08-12Nestor John G.DirectorSell9K$11.21$97K0
2026-08-12Nestor John G.DirectorSell87$11.24$9788K
2026-08-12Nestor John G.DirectorSell3K$11.18$35K0
2026-06-01Nestor John G.DirectorSell2K$10.97$18K3K
2026-05-15Nestor John G.DirectorSell885$11.22$10K5K
2026-05-15Nestor John G.DirectorSell2K$11.21$19K8K
2026-05-15Nestor John G.DirectorSell3K$11.22$39K4K
2026-03-20Taylor FrancisTreasurerBuy232$11.22$3K441
2026-03-09Chi AlexCEOBuy9K$10.79$97K9K
2026-03-06Nestor John G.DirectorSell901$11.28$10K6K
2026-03-06Nestor John G.DirectorSell4K$11.29$40K10K
2026-03-04Hennigan Thomas MCFO and PresidentBuy4K$11.26$50K101K
2025-11-14Nestor John G.DirectorSell7K$11.87$84K8K
2025-11-13Hennigan Thomas MCFOBuy8K$12.04$101K97K
2025-11-10Joseph NelsonPAOBuy2K$11.84$18K2K
2025-08-20Hennigan Thomas MCFOBuy7K$13.75$100K88K
2025-08-18Nestor John G.DirectorSell13K$13.49$179K15K
2025-05-20Nestor John G.DirectorGift2K$0.00$028K
2025-03-27Jenkins Mark DavidDirectorReturned to company30Kprice not stated in the filingnot stated128K
2025-03-27Popov AlexanderVP and Head of Illiquid CreditGrant13Kprice not stated in the filingnot stated48K
2025-03-27Plouffe JustinCEO & PresidentGrant6Kprice not stated in the filingnot stated40K
2025-03-27Pace LindaDirectorGrant15Kprice not stated in the filingnot stated57K
2025-03-27Hadley MichaelVP and Head of UnderwritingGrant13Kprice not stated in the filingnot stated18K
2025-03-27Hennigan Thomas MCFOGrant7Kprice not stated in the filingnot stated81K
2024-12-04Nestor John G.DirectorGift2K$0.00$026K
2024-11-22Jenkins Mark DavidDirectorBuy4K$16.79$64K98K
2024-11-18Nestor John G.DirectorGift2K$0.00$028K
2024-11-12Jenkins Mark DavidDirectorBuy35K$16.64$582K95K
2024-11-11Jenkins Mark DavidDirectorBuy30K$16.50$495K60K
2024-08-29Jenkins Mark DavidDirectorBuy4K$16.83$64K30K
2024-08-28Jenkins Mark DavidDirectorBuy1K$16.74$17K26K
2024-07-25Hennigan Thomas MCFOSell4K$18.10$64K2K
2023-09-05Nestor John G.DirectorGift6K$0.00$026K
2023-08-30Popov AlexanderVP and Head of Illiquid CreditBuy5K$14.78$74K33K
2023-06-09LeeKong Aren C.CEO and PresidentBuy3K$14.74$50K25K
2023-06-05LeeKong Aren C.CEO and PresidentBuy6$14.19$8522K
2023-06-01LeeKong Aren C.CEO and PresidentBuy1K$13.73$20K22K
2023-05-31LeeKong Aren C.CEO and PresidentBuy1K$13.65$20K20K
2023-05-26LeeKong Aren C.DirectorBuy1K$13.69$20K19K
2023-05-25LeeKong Aren C.DirectorBuy1K$13.60$20K17K
2023-05-18Hennigan Thomas MCFOBuy4K$13.39$47K74K
2023-05-18Hennigan Thomas MCFOBuy400$13.40$5K70K
2022-12-14LeeKong Aren C.DirectorBuy3K$14.40$50K16K
2022-11-16Hadley MichaelVP and Head of UnderwritingBuy2K$14.18$21K6K
2022-11-15Hennigan Thomas MCFOBuy2K$13.90$26K70K
2022-11-15Hennigan Thomas MCFOBuy415$13.89$6K68K
2022-11-15LeeKong Aren C.DirectorBuy9K$14.03$125K12K
2022-11-14Hennigan Thomas MCFOBuy1$13.71$868K
2022-11-14Hennigan Thomas MCFOBuy1$13.70$1468K
2022-11-14Hennigan Thomas MCFOBuy937$13.70$13K68K
2022-11-14Hennigan Thomas MCFOBuy2K$13.72$21K67K
2022-08-17Hennigan Thomas MCFOBuy3K$14.30$39K65K
2022-08-17Hennigan Thomas MCFOBuy225$14.29$3K65K
2022-06-02Jenkins Mark DavidDirectorBuy10K$14.27$136K25K
2022-05-24Nestor John G.DirectorSell112$13.80$2K7K
2022-05-23Hadley MichaelVP and Head of UnderwritingBuy750$14.05$11K4K
2022-05-16Boswell TaylorPresident & CIOBuy2K$14.21$32K94K
2022-05-16Pearl JonathanVP & Head of Sponsor CoverageBuy2K$14.29$25K5K
2022-05-12Hadley MichaelVP and Head of UnderwritingBuy400$14.03$6K3K
2022-04-19Nestor John G.DirectorOther transaction612price not stated in the filingnot stated7K
2022-04-19Nestor John G.DirectorOther transaction479price not stated in the filingnot stated4K
2022-04-19Nestor John G.DirectorOther transaction641price not stated in the filingnot stated7K
2022-04-19Nestor John G.DirectorOther transaction10Kprice not stated in the filingnot stated30K
2022-04-19Nestor John G.DirectorOther transaction801price not stated in the filingnot stated9K
2022-04-15Popov AlexanderVP and Head of Illiquid CreditOther transaction2Kprice not stated in the filingnot stated34K
2022-02-28Hennigan Thomas MCFOBuy240$14.08$3K62K
2022-02-28Hennigan Thomas MCFOGrant4K$14.07$56K6K
2022-02-25Hennigan Thomas MCFOBuy3K$14.04$46K62K
2021-08-11LeeKong Aren C.DirectorBuy340$14.12$5K4K
2021-08-10LeeKong Aren C.DirectorBuy3K$13.96$45K3K
2021-08-06Hennigan Thomas MCFOBuy14K$13.89$201K59K
2021-05-12Jenkins Mark DavidDirectorBuy12K$13.12$151K15K
2021-04-16Boswell TaylorPresident & CIOOther transaction2Kprice not stated in the filingnot stated92K
2021-03-10Bradford Leslie EDirectorBuy1K$13.13$13K1K
2021-03-08Pace LindaCEOBuy7K$12.87$91K43K
2021-03-08Pace LindaCEO & PresidentBuy8K$12.87$99K43K
2021-03-05Pace LindaCEO & PresidentBuy800$12.63$10K36K
2020-11-09Boswell TaylorChief Investment OfficerBuy22K$9.45$208K89K
2020-08-26Nestor John G.DirectorBuy3K$8.75$26K20K
2020-08-10Boswell TaylorChief Investment OfficerBuy25K$9.20$230K67K
2020-03-17Pace LindaCEO & PresidentBuy10K$6.81$68K35K
2020-03-17Hennigan Thomas MCFOBuy14K$7.12$100K44K
2020-03-16Hennigan Thomas MCFOBuy3K$8.15$27K30K
2020-03-13Hennigan Thomas MCFOBuy16K$9.71$152K27K
2020-03-04Pace LindaCEO & PresidentBuy10K$12.77$127K25K
2020-03-02Pace LindaCEO & PresidentBuy10K$12.40$124K15K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

13F holders

Tracked managers holding CGBD at their latest 13F. JSON

3 of the 30 tracked managers held CGBD at their latest 13F, $6.0M in total at quarter-end prices. Two Sigma Investments is the largest at $4.7M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 1 added shares and 2 cut.

FundQuarterSharesValueOf portfolioChange in shares
Two Sigma Investments2026-06-30449K$4.7M0.00%-182K
Citadel Advisors2026-06-3077K$814K0.00%new
AQR Capital Management2026-06-3041K$428K0.00%-518

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

Carlyle Secured Lending in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Carlyle Secured Lending (CGBD), SEC CIK 1544206, listed on Nasdaq. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-07.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-06.JSON and CSV
Insider trades
SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-08-12.JSON and CSV
Company record
EDGAR filing index for CIK 1544206Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of CGBD is sold short?
3,010,897 shares were held short at the 2026-10-15 settlement, 6.1 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is CGBD's daily short volume?
On 2026-11-02, 97,709 of the 256,354 CGBD shares reported to FINRA were sold short, 38.1% of the day's reported volume. Short volume is a flow for one day, not a position.
Does CGBD have fails to deliver?
The SEC's latest file shows 824 CGBD shares failed to deliver at settlement 2026-10-07. Fails are reported per settlement date and published twice a month with a lag.
Are CGBD insiders buying or selling?
Insiders at CGBD reported 4 open-market sells worth $188K in the last 90 days and no open-market buys. Latest filing: Nestor John G. (Director) on 2026-08-12.
Which tracked 13F managers own CGBD?
3 of the 30 tracked 13F managers held CGBD shares at their latest filing, $6.0M in all. The largest: Two Sigma Investments (449K shares, $4.7M), Ken Griffin's Citadel Advisors (77K shares, $814K), Cliff Asness's AQR Capital Management (41K shares, $428K).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.