Great Elm Capital (GECC)
Great Elm Capital on one page: short interest, daily short volume, fails to deliver, large holders, earnings dates and insider trades. Listed on Nasdaq.
421K
Short interest
settlement 2026-10-15
11.6
Days to cover
+5.0 days vs prior
44.1%
Short share of volume
2026-11-02
2,313
Fails to deliver
settlement 2026-10-14
Mon 1 Mar
Next earnings
estimated date
$0
Insider flow, 90 days
0 buys, 0 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in GECC is 420,924 shares, down 28,511 shares over the last month. Over the last 48 readings it ranged from 19,907 shares (15 January 2025) to 601,624 shares (15 June 2026). At the reported average volume of 36K shares a day that is 11.6 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/gecc" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 420,924 | +39.6% | 36,215 | 11.62 |
| 2026-09-30 | 301,504 | -32.9% | 45,670 | 6.60 |
| 2026-09-15 | 449,435 | +18.0% | 77,080 | 5.83 |
| 2026-08-31 | 380,732 | -7.9% | 47,048 | 8.09 |
| 2026-08-14 | 413,276 | -17.5% | 69,541 | 5.94 |
| 2026-07-31 | 500,694 | -12.6% | 49,421 | 10.13 |
| 2026-07-15 | 572,945 | +15.7% | 55,498 | 10.32 |
| 2026-06-30 | 495,049 | -17.7% | 92,006 | 5.38 |
| 2026-06-15 | 601,624 | +19.5% | 131,340 | 4.58 |
| 2026-05-29 | 503,574 | +7.5% | 108,316 | 4.65 |
| 2026-05-15 | 468,533 | +5.0% | 97,743 | 4.79 |
| 2026-04-30 | 446,176 | +7.3% | 45,169 | 9.88 |
| 2026-04-15 | 415,896 | -6.2% | 63,786 | 6.52 |
| 2026-03-31 | 443,545 | -2.2% | 146,420 | 3.03 |
| 2026-03-13 | 453,519 | +25.6% | 150,765 | 3.01 |
| 2026-02-27 | 361,208 | +4.6% | 69,217 | 5.22 |
| 2026-02-13 | 345,331 | +57.4% | 70,825 | 4.88 |
| 2026-01-30 | 219,374 | +8.8% | 56,310 | 3.90 |
| 2026-01-15 | 201,650 | -1.8% | 36,854 | 5.47 |
| 2025-12-31 | 205,414 | +3.7% | 109,154 | 1.88 |
| 2025-12-15 | 198,103 | -2.8% | 126,738 | 1.56 |
| 2025-11-28 | 203,901 | +16.4% | 64,973 | 3.14 |
| 2025-11-14 | 175,188 | +8.0% | 107,841 | 1.62 |
| 2025-10-31 | 162,157 | -27.7% | 127,847 | 1.27 |
| 2025-10-15 | 224,196 | +23.9% | 424,517 | 1.00 |
| 2025-09-30 | 180,914 | +104.3% | 143,504 | 1.26 |
| 2025-09-15 | 88,541 | +81.3% | 231,015 | 1.00 |
| 2025-08-29 | 48,832 | -11.8% | 51,984 | 1.00 |
| 2025-08-15 | 55,352 | +23.5% | 34,655 | 1.60 |
| 2025-07-31 | 44,822 | -17.3% | 18,837 | 2.38 |
| 2025-07-15 | 54,216 | +36.4% | 34,177 | 1.59 |
| 2025-06-30 | 39,739 | +2.0% | 16,478 | 2.41 |
| 2025-06-13 | 38,976 | -1.6% | 23,674 | 1.65 |
| 2025-05-30 | 39,627 | +13.0% | 19,770 | 2.00 |
| 2025-05-15 | 35,070 | +18.4% | 24,430 | 1.44 |
| 2025-04-30 | 29,608 | +6.7% | 13,390 | 2.21 |
| 2025-04-15 | 27,749 | -7.4% | 33,673 | 1.00 |
| 2025-03-31 | 29,976 | -22.4% | 25,455 | 1.18 |
| 2025-03-14 | 38,625 | -2.6% | 33,655 | 1.15 |
| 2025-02-28 | 39,642 | -12.1% | 13,249 | 2.99 |
| 2025-02-14 | 45,111 | +8.6% | 9,241 | 4.88 |
| 2025-01-31 | 41,534 | +108.6% | 14,256 | 2.91 |
| 2025-01-15 | 19,907 | -38.4% | 26,191 | 1.00 |
| 2024-12-31 | 32,303 | +8.1% | 40,476 | 1.00 |
| 2024-12-13 | 29,896 | -34.7% | 27,025 | 1.11 |
| 2024-11-29 | 45,763 | +39.1% | 11,760 | 3.89 |
| 2024-11-15 | 32,897 | +37.1% | 14,732 | 2.23 |
| 2024-10-31 | 23,987 | +47.7% | 13,251 | 1.81 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of GECC volume is 44.1%, down 27.2 points over the last five sessions. Over the last 30 readings it ranged from 11.3% (28 September 2026) to 71.3% (26 October 2026). The latest reading is 7.8 points above the 30-session average of 36.3%, on 37K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 17K | 37K | 44.1% | 0 |
| 2026-10-30 | 5K | 31K | 15.4% | 0 |
| 2026-10-29 | 14K | 30K | 46.2% | 1 |
| 2026-10-28 | 2K | 4K | 39.0% | 0 |
| 2026-10-27 | 12K | 30K | 41.3% | 1 |
| 2026-10-26 | 11K | 15K | 71.3% | 25 |
| 2026-10-23 | 9K | 15K | 63.3% | 0 |
| 2026-10-22 | 4K | 18K | 22.8% | 0 |
| 2026-10-21 | 2K | 10K | 23.5% | 0 |
| 2026-10-20 | 20K | 35K | 56.0% | 0 |
| 2026-10-19 | 2K | 15K | 16.7% | 0 |
| 2026-10-16 | 8K | 17K | 45.3% | 155 |
| 2026-10-15 | 4K | 10K | 35.7% | 412 |
| 2026-10-14 | 2K | 6K | 28.4% | 0 |
| 2026-10-13 | 4K | 9K | 43.6% | 1 |
| 2026-10-12 | 3K | 10K | 29.1% | 0 |
| 2026-10-09 | 4K | 20K | 19.0% | 0 |
| 2026-10-08 | 5K | 11K | 43.1% | 0 |
| 2026-10-07 | 5K | 18K | 29.2% | 0 |
| 2026-10-06 | 3K | 10K | 29.9% | 0 |
| 2026-10-05 | 9K | 24K | 39.1% | 0 |
| 2026-10-02 | 10K | 25K | 40.5% | 0 |
| 2026-10-01 | 3K | 19K | 15.3% | 0 |
| 2026-09-30 | 7K | 34K | 21.0% | 0 |
| 2026-09-29 | 12K | 33K | 36.5% | 0 |
| 2026-09-28 | 2K | 14K | 11.3% | 0 |
| 2026-09-25 | 3K | 7K | 51.2% | 0 |
| 2026-09-24 | 6K | 10K | 62.2% | 0 |
| 2026-09-23 | 3K | 7K | 39.3% | 0 |
| 2026-09-22 | 12K | 41K | 28.8% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 14 October 2026, the fails-to-deliver balance in GECC is 2,313 shares, down 1,849 shares over the last settlement date. Over the last 30 readings it ranged from 45 shares (30 July 2026) to 37,199 shares (15 June 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-14 | 2,313 | $4.98 | $12K |
| 2026-10-13 | 4,162 | $4.98 | $21K |
| 2026-10-08 | 620 | $5.01 | $3K |
| 2026-09-30 | 467 | $5.25 | $2K |
| 2026-09-17 | 1,247 | $5.32 | $7K |
| 2026-09-15 | 2,509 | $6.17 | $15K |
| 2026-09-14 | 1,556 | $5.98 | $9K |
| 2026-09-11 | 2,893 | $5.97 | $17K |
| 2026-09-08 | 1,314 | $6.00 | $8K |
| 2026-08-25 | 51 | $6.03 | $308 |
| 2026-08-05 | 3,688 | $5.29 | $20K |
| 2026-07-30 | 45 | $5.11 | $230 |
| 2026-07-10 | 692 | $5.27 | $4K |
| 2026-07-08 | 60 | $5.21 | $313 |
| 2026-07-02 | 57 | $5.46 | $311 |
| 2026-06-22 | 4,433 | $5.47 | $24K |
| 2026-06-18 | 506 | $5.43 | $3K |
| 2026-06-17 | 4,321 | $5.53 | $24K |
| 2026-06-16 | 2,324 | $5.70 | $13K |
| 2026-06-15 | 37,199 | $6.16 | $229K |
| 2026-06-12 | 19,234 | $6.09 | $117K |
| 2026-06-11 | 9,973 | $6.01 | $60K |
| 2026-06-10 | 4,121 | $6.01 | $25K |
| 2026-06-09 | 4,340 | $6.09 | $26K |
| 2026-06-05 | 9,368 | $6.36 | $60K |
| 2026-06-04 | 7,075 | $6.08 | $43K |
| 2026-06-03 | 5,284 | $6.20 | $33K |
| 2026-05-29 | 2,653 | $5.97 | $16K |
| 2026-05-22 | 1,373 | $5.81 | $8K |
| 2026-05-19 | 169 | $5.52 | $933 |
Insider trades
SEC Form 4, newest first. JSONNo open-market insider trades were reported for GECC in the last 90 days. The most recent filings are listed below. Latest filing: Great Elm Group, Inc. (10% owner) on 2026-09-21.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-21 | Great Elm Group, Inc. | 10% owner | Other transaction | 112K | $0.00 | $0 | 1.2M |
| 2026-09-21 | Davis Keri | CFO | Tax withholding | 3K | $5.37 | $16K | 28K |
| 2026-09-21 | Davis Keri | CFO | Grant | 1K | $0.00 | $0 | 31K |
| 2026-09-21 | Davis Keri | CFO | Grant | 8K | $0.00 | $0 | 30K |
| 2026-09-21 | Kleinman Adam M | CCO and Secretary | Tax withholding | 3K | $5.37 | $19K | 57K |
| 2026-09-21 | Kleinman Adam M | CCO and Secretary | Grant | 791 | $0.00 | $0 | 61K |
| 2026-09-21 | Kleinman Adam M | CCO and Secretary | Grant | 15K | $0.00 | $0 | 60K |
| 2026-06-29 | Great Elm Strategic Partnership I, LLC | TenPercentOwner | Other transaction | 180K | $5.45 | $981K | 1.4M |
| 2025-11-07 | Kaplan Matthew D | CEO and President | Buy | 20K | $7.64 | $150K | 142K |
| 2025-09-26 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 2K | $11.45 | $26K | 1.6M |
| 2025-09-25 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 2K | $11.45 | $19K | 1.6M |
| 2025-09-23 | Kleinman Adam M | CCO and Secretary | Tax withholding | 1K | $11.43 | $16K | 45K |
| 2025-09-23 | Kaplan Matthew D | CEO and President | Tax withholding | 8K | $11.43 | $94K | 123K |
| 2025-09-23 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 1K | $11.45 | $17K | 1.6M |
| 2025-09-23 | Davis Keri | CFO | Tax withholding | 3K | $11.43 | $31K | 22K |
| 2025-09-22 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 48K | $11.45 | $552K | 1.6M |
| 2025-09-20 | Great Elm Group, Inc. | 10% owner | Other transaction | 63K | $0.00 | $0 | 1.4M |
| 2025-09-19 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 15K | $11.45 | $169K | 1.6M |
| 2025-09-19 | Kleinman Adam M | CCO and Secretary | Grant | 156 | $0.00 | $0 | 46K |
| 2025-09-19 | Kleinman Adam M | CCO and Secretary | Grant | 5K | $0.00 | $0 | 46K |
| 2025-09-19 | Kaplan Matthew D | CEO and President | Grant | 1K | $0.00 | $0 | 131K |
| 2025-09-19 | Kaplan Matthew D | CEO and President | Grant | 37K | $0.00 | $0 | 130K |
| 2025-09-19 | Great Elm Group, Inc. | 10% owner | Other transaction | 17K | $0.00 | $0 | 1.4M |
| 2025-09-19 | Davis Keri | CFO | Grant | 1K | $0.00 | $0 | 25K |
| 2025-09-19 | Davis Keri | CFO | Grant | 4K | $0.00 | $0 | 23K |
| 2025-09-18 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 100 | $11.45 | $1K | 1.6M |
| 2025-09-15 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 21K | $11.45 | $240K | 1.6M |
| 2025-08-26 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 21K | $11.20 | $240K | 1.6M |
| 2025-08-25 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 26K | $11.20 | $288K | 1.7M |
| 2025-08-22 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 18K | $11.20 | $201K | 1.7M |
| 2025-08-21 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 27K | $11.20 | $299K | 1.7M |
| 2025-08-20 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 8K | $11.20 | $87K | 1.7M |
| 2025-08-18 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 363 | $11.20 | $4K | 1.7M |
| 2025-07-11 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 39K | $10.95 | $425K | 1.7M |
| 2025-07-10 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 9K | $10.95 | $95K | 1.8M |
| 2025-07-09 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 3K | $10.95 | $34K | 1.8M |
| 2025-07-08 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 3K | $10.95 | $35K | 1.8M |
| 2025-07-07 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 12K | $10.95 | $130K | 1.8M |
| 2025-07-03 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 11K | $10.95 | $121K | 1.8M |
| 2025-07-02 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 13K | $10.95 | $146K | 1.8M |
| 2025-06-13 | COHEN RICHARD M | Director | Buy | 36 | $11.01 | $396 | 18K |
| 2025-06-13 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 3K | $11.00 | $30K | 1.8M |
| 2025-06-12 | COHEN RICHARD M | Director | Buy | 3K | $10.95 | $34K | 18K |
| 2025-06-12 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 7K | $10.97 | $80K | 1.8M |
| 2025-06-11 | COHEN RICHARD M | Director | Buy | 5K | $11.18 | $56K | 15K |
| 2025-06-11 | Great Elm Strategic Partnership I, LLC | 10% owner | Sell | 3K | $11.20 | $30K | 1.8M |
| 2025-06-10 | COHEN RICHARD M | Director | Buy | 4K | $11.13 | $39K | 10K |
| 2025-06-09 | COHEN RICHARD M | Director | Buy | 2K | $10.83 | $16K | 4K |
| 2025-06-09 | COHEN RICHARD M | Director | Buy | 3K | $11.12 | $28K | 7K |
| 2025-06-06 | COHEN RICHARD M | Director | Buy | 2K | $10.74 | $16K | 3K |
| 2025-06-06 | COHEN RICHARD M | Director | Buy | 1K | $10.64 | $11K | 1K |
| 2025-06-04 | Perry Chad | Director | Buy | 2K | $10.58 | $20K | 2K |
| 2024-12-23 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 3K | $10.22 | $27K | 1.4M |
| 2024-09-24 | Davis Keri | CFO | Other transaction | 781 | $0.00 | $0 | 19K |
| 2024-09-24 | Kleinman Adam M | CCO and Secretary | Other transaction | 2K | $0.00 | $0 | 30K |
| 2024-09-24 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 11K | $10.09 | $109K | 1.4M |
| 2024-09-24 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 15K | $10.09 | $151K | 1.4M |
| 2024-09-24 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 9K | $10.09 | $93K | 1.4M |
| 2024-09-24 | Davis Keri | CFO | Other transaction | 213 | $0.00 | $0 | 19K |
| 2024-09-24 | Kleinman Adam M | CCO and Secretary | Other transaction | 2K | $0.00 | $0 | 40K |
| 2024-09-20 | Davis Keri | CFO | Other transaction | 4K | $0.00 | $0 | 19K |
| 2024-09-20 | Kaplan Matthew D | CEO and President | Other transaction | 42K | $0.00 | $0 | 93K |
| 2024-09-20 | Kleinman Adam M | CCO and Secretary | Other transaction | 6K | $0.00 | $0 | 28K |
| 2024-09-20 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 31K | $10.09 | $309K | 1.5M |
| 2024-09-20 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 32K | $10.09 | $322K | 1.5M |
| 2024-09-20 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 26K | $10.09 | $258K | 1.4M |
| 2024-09-20 | Davis Keri | CFO | Other transaction | 647 | $0.00 | $0 | 19K |
| 2024-09-20 | Kleinman Adam M | CCO and Secretary | Other transaction | 6K | $0.00 | $0 | 38K |
| 2024-09-16 | Drapkin Matthew A | Director | Buy | 10K | $9.92 | $95K | 76K |
| 2024-08-21 | Drapkin Matthew A | Director | Buy | 1K | $10.12 | $13K | 66K |
| 2024-08-20 | Drapkin Matthew A | Director | Buy | 3K | $10.01 | $32K | 65K |
| 2024-03-04 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 1K | $10.82 | $13K | 1.5M |
| 2024-02-15 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 2K | $10.69 | $26K | 1.5M |
| 2023-11-21 | Great Elm Group, Inc. | TenPercentOwner | Buy | 27K | $10.05 | $271K | 1.5M |
| 2023-10-10 | Kaplan Matthew D | CEO and President | Other transaction | 39K | $0.00 | $0 | 51K |
| 2023-09-20 | Davis Keri | CFO | Other transaction | 196 | $0.00 | $0 | 15K |
| 2023-09-20 | Davis Keri | CFO | Other transaction | 6K | $0.00 | $0 | 15K |
| 2023-09-20 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 26K | $9.31 | $245K | 1.5M |
| 2023-08-15 | COHEN RICHARD M | Director | Buy | 3K | $9.47 | $25K | 3K |
| 2023-05-19 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 37K | $0.00 | $0 | 1.5M |
| 2023-05-12 | Kuperschmid Mark | Director | Buy | 3K | $8.02 | $22K | 3K |
| 2023-05-12 | Kuperschmid Mark | Director | Buy | 300 | $8.01 | $2K | 300 |
| 2023-05-12 | Kuperschmid Mark | Director | Buy | 2K | $8.01 | $16K | 14K |
| 2023-03-10 | Kaplan Matthew D | CEO and President | Buy | 1K | $9.29 | $10K | 12K |
| 2023-03-09 | Kaplan Matthew D | CEO and President | Buy | 2K | $9.41 | $16K | 11K |
| 2023-03-08 | Kaplan Matthew D | CEO and President | Buy | 2K | $9.46 | $21K | 9K |
| 2023-03-07 | Kaplan Matthew D | CEO and President | Buy | 5K | $9.13 | $46K | 7K |
| 2023-01-03 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 73K | $0.00 | $0 | 0 |
| 2022-12-30 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 372K | $0.00 | $0 | 0 |
| 2022-12-22 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 2K | $8.31 | $16K | 1.6M |
| 2022-12-07 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 200K | $10.00 | $2.0M | 1.6M |
| 2022-09-26 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 10K | $8.66 | $88K | 1.8M |
| 2022-09-24 | Davis Keri | CFO | Other transaction | 23 | $0.00 | $0 | 9K |
| 2022-09-20 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 10K | $10.18 | $101K | 1.8M |
| 2022-09-20 | Davis Keri | CFO | Other transaction | 6K | $0.00 | $0 | 9K |
| 2022-08-30 | Great Elm Group, Inc. | TenPercentOwner | Other transaction | 50K | $12.19 | $610K | 1.8M |
| 2022-06-15 | Kleinman Adam M | CCO and Secretary | Exercise or conversion | 4K | $12.50 | $50K | 21K |
| 2022-06-15 | Kuperschmid Mark | Director | Exercise or conversion | 6K | $12.50 | $75K | 12K |
| 2022-06-15 | Great Elm Group, Inc. | TenPercentOwner | Exercise or conversion | 100 | $12.50 | $1K | 200 |
| 2022-06-15 | Great Elm Group, Inc. | TenPercentOwner | Exercise or conversion | 814K | $12.50 | $10.2M | 1.6M |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON4 holders report 5% or more of GECC in their latest filing, 1 on Schedule 13D (active intent). The largest reported stake is Great Elm Strategic Partnership I, LLC at 9.9% of the class (1,378,260 shares), filed 2026-08-06 for an event on 2026-06-29.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-08-06 | 13G/Ano. 1 | Summit Grove Partners, LLCcorporation | 1.0M | 7.6% | 2026-06-29 |
| 2026-08-06 | 13G/Ano. 2 | Great Elm Strategic Partnership I, LLCcorporation | 1.4M | 9.9% | 2026-06-29 |
| 2026-08-06 | 13G/Ano. 1 | Prosper Peak Holdings, LLCcorporation | 973K | 7.0% | 2026-06-29 |
| 2026-05-15 | 13G/Ano. 7 | Drapkin Matthew Aindividual | 460K | 3.3% | 2026-03-31 |
| 2026-05-15 | 13G/Ano. 7 | BC Advisors LLCinvestment adviser, other entity | 384K | 2.8% | 2026-03-31 |
| 2026-05-15 | 13G/Ano. 7 | Northern Right Capital Management, L.P.investment adviser, partnership | 384K | 2.8% | 2026-03-31 |
| 2026-05-15 | 13G/Ano. 7 | Northern Right Capital (QP), L.P.partnership | 150K | 1.1% | 2026-03-31 |
| 2026-05-15 | 13G/Ano. 7 | Northern Right Long Only Master Fund LPpartnership | 58K | 0.4% | 2026-03-31 |
| 2026-05-15 | 13G/Ano. 7 | Northern Right Fund GP LLCother entity | 58K | 0.4% | 2026-03-31 |
| 2025-10-09 | 13D/Ano. 14 | Great Elm Group, Inc.corporation | 1.4M | 9.7% | 2025-10-07 |
What this page is
Great Elm Capital in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Great Elm Capital (GECC), SEC CIK 1675033, listed on Nasdaq. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-14.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-06.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-11-02.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-21.JSON and CSV
- Company record
- EDGAR filing index for CIK 1675033Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of GECC is sold short?
420,924 shares were held short at the 2026-10-15 settlement, 11.6 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is GECC's daily short volume?
On 2026-11-02, 16,540 of the 37,499 GECC shares reported to FINRA were sold short, 44.1% of the day's reported volume. Short volume is a flow for one day, not a position.
Does GECC have fails to deliver?
The SEC's latest file shows 2,313 GECC shares failed to deliver at settlement 2026-10-14. Fails are reported per settlement date and published twice a month with a lag.
Are GECC insiders buying or selling?
No open-market insider trades were reported for GECC in the last 90 days. The most recent filings are listed below. Latest filing: Great Elm Group, Inc. (10% owner) on 2026-09-21.
Who owns 5% or more of GECC?
4 holders report 5% or more of GECC in their latest filing, 1 on Schedule 13D (active intent). The largest reported stake is Great Elm Strategic Partnership I, LLC at 9.9% of the class (1,378,260 shares), filed 2026-08-06 for an event on 2026-06-29.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.