XOOMAR

Hawthorn Bancshares (HWBK)

Hawthorn Bancshares on one page: short interest, daily short volume, fails to deliver, large holders, 13F holders, earnings dates and insider trades. Listed on Nasdaq.

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164K

Short interest

settlement 2026-09-30

8.1

Days to cover

-1.5 days vs prior

46.2%

Short share of volume

2026-10-23

162

Fails to deliver

settlement 2026-09-24

Wed 28 Oct

Next earnings

estimated date

$50K

Insider flow, 90 days

2 buys, 0 sells

As of 2026-10-23.

Short interest

FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in HWBK is 163,587 shares, up 41,432 shares over the last month. Over the last 48 readings it ranged from 5,095 shares (29 November 2024) to 163,587 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 20K shares a day that is 8.1 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-09-30163,587+9.5%20,1968.10
2026-09-15149,399+22.3%15,6019.58
2026-08-31122,155+35.7%12,8659.50
2026-08-1490,035+34.0%15,7165.73
2026-07-3167,170-2.9%15,9744.20
2026-07-1569,178+0.1%11,7635.88
2026-06-3069,096+49.8%25,4462.72
2026-06-1546,132+2.0%7,3756.26
2026-05-2945,234-2.2%5,7677.84
2026-05-1546,267-3.5%10,9894.21
2026-04-3047,929-5.3%8,1185.90
2026-04-1550,588-13.5%8,4306.00
2026-03-3158,509-10.2%8,9796.52
2026-03-1365,149-5.4%4,93613.20
2026-02-2768,841+15.3%4,45115.47
2026-02-1359,731-31.0%6,8578.71
2026-01-3086,609+3.5%6,39313.55
2026-01-1583,718+9.9%7,27211.51
2025-12-3176,191-28.6%11,0196.91
2025-12-15106,643+10.2%10,7759.90
2025-11-2896,749-1.8%7,26313.32
2025-11-1498,504+11.8%12,6827.77
2025-10-3188,086-3.6%8,65810.17
2025-10-1591,407-17.1%6,04615.12
2025-09-30110,231+13.7%10,70510.30
2025-09-1596,953-3.6%6,39915.15
2025-08-29100,618-10.0%7,89712.74
2025-08-15111,818-7.5%10,45710.69
2025-07-31120,822-5.7%9,78612.35
2025-07-15128,114-15.9%16,5887.72
2025-06-30152,278+1111.5%91,9291.66
2025-06-1312,569+0.6%18,9231.00
2025-05-3012,493+36.2%13,9281.00
2025-05-159,171-1.1%11,6981.00
2025-04-309,278-37.7%7,3401.26
2025-04-1514,903+46.0%19,5981.00
2025-03-3110,209+41.2%14,2271.00
2025-03-147,232+1.4%13,4811.00
2025-02-287,133-23.7%11,7971.00
2025-02-149,352+25.8%19,0861.00
2025-01-317,437-7.6%9,1771.00
2025-01-158,047+1.4%8,5191.00
2024-12-317,940-24.9%5,7011.39
2024-12-1310,565+107.4%11,9161.00
2024-11-295,095-35.7%8,0301.00
2024-11-157,924-25.9%16,8181.00
2024-10-3110,689-90.9%21,2401.00
2024-10-15117,790+14.4%6,60517.83

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 23 October 2026, the short share of HWBK volume is 46.2%, up 16.7 points over the last five sessions. Over the last 30 readings it ranged from 24.9% (15 October 2026) to 87.1% (21 September 2026). The latest reading is 15.0 points below the 30-session average of 61.1%, on 5K shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-10-232K5K46.2%0
2026-10-227922K44.5%0
2026-10-211K2K65.3%0
2026-10-202K3K75.5%0
2026-10-191K1K80.3%0
2026-10-163K10K29.4%0
2026-10-156623K24.9%0
2026-10-142K3K46.4%0
2026-10-134K9K49.2%0
2026-10-122K2K65.3%0
2026-10-099582K43.7%0
2026-10-084K7K61.4%0
2026-10-071K2K51.4%0
2026-10-0653099353.4%0
2026-10-055K6K77.8%0
2026-10-021K3K53.8%0
2026-10-017K9K82.4%0
2026-09-306K11K57.0%0
2026-09-299571K73.8%0
2026-09-282K3K74.9%0
2026-09-254K8K50.0%0
2026-09-242K2K74.4%0
2026-09-239312K49.5%0
2026-09-222K3K85.6%0
2026-09-215K6K87.1%0
2026-09-184K6K76.3%0
2026-09-171K2K74.7%0
2026-09-162K3K68.5%0
2026-09-151K2K62.4%0
2026-09-144K9K48.9%0

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 24 September 2026, the fails-to-deliver balance in HWBK is 162 shares, up 112 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (19 September 2025) to 1,326 shares (22 September 2025).

SettlementShares failedPriceValue
2026-09-24162$38.11$6K
2026-08-1250$39.79$2K
2026-07-2883$38.39$3K
2026-06-22109$39.14$4K
2026-06-1532$37.70$1K
2026-06-1044$36.15$2K
2026-06-08111$36.41$4K
2026-06-0481$34.80$3K
2026-05-21384$35.07$13K
2026-05-159$36.55$329
2026-04-15142$34.23$5K
2026-04-0697$33.80$3K
2026-03-31200$34.42$7K
2026-03-264$32.66$131
2026-03-2433$33.90$1K
2026-03-1018$33.56$604
2026-03-051$34.88$35
2026-02-13181$34.83$6K
2026-01-30455$34.00$15K
2026-01-228$33.95$272
2025-12-29137$32.21$4K
2025-12-12110$34.88$4K
2025-12-04211$34.83$7K
2025-12-03233$34.03$8K
2025-12-02255$33.70$9K
2025-09-26492$31.20$15K
2025-09-25624$31.36$20K
2025-09-221,326$32.84$44K
2025-09-191$32.59$33
2025-09-15102$32.16$3K

Insider trades

SEC Form 4, newest first. JSON

Insiders at HWBK reported 2 open-market buys worth $50K in the last 90 days and no open-market sells. Latest filing: Hettinger Shawna M. (Director) on 2026-08-27.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-08-27Hettinger Shawna M.DirectorBuy654$38.20$25K5K
2026-08-26Hettinger Shawna M.DirectorBuy645$38.75$25K5K
2026-06-02Hettinger Shawna M.DirectorGrant500$0.00$0500
2026-06-02States Jonathan LDirectorGrant500$0.00$0500
2026-06-02Wetzel Gus Seitter IIIDirectorGrant500$0.00$0500
2026-06-02TURNER DAVID TDirectorGrant500$0.00$0500
2026-06-02RILEY KEVIN LDirectorGrant500$0.00$0500
2026-06-02Holtaway JonathanDirectorGrant500$0.00$0500
2026-06-02FREEMAN PHILIP DDirectorGrant500$0.00$0500
2026-06-02Eden Douglas ToddDirectorGrant500$0.00$0500
2026-06-02Burkhead Frank E.DirectorGrant500$0.00$0500
2026-06-02Burcham James GrantDirectorGrant500$0.00$0500
2026-05-01GILES BRENT MCHIEF EXECUTIVE OFFICERGrant7K$0.00$020K
2025-05-01GILES BRENT MCHIEF EXECUTIVE OFFICERGrant8K$0.00$028K
2025-03-11GILES BRENT MCHIEF EXECUTIVE OFFICERBuy700$25.84$18K13K
2025-02-28Holtaway JonathanDirectorSell20K$31.04$612K342K
2025-02-27Holtaway JonathanDirectorSell1K$31.76$37K362K
2025-02-26Holtaway JonathanDirectorSell568$32.05$18K363K
2025-02-21Holtaway JonathanDirectorSell702$33.62$24K364K
2025-02-20Holtaway JonathanDirectorSell2K$33.75$66K365K
2025-02-20Hafner Christopher EugeneSr. VP/Chief Financial OfficerGrant1K$0.00$03K
2025-02-11Holtaway JonathanDirectorSell116$32.90$4K366K
2025-02-10Holtaway JonathanDirectorSell3K$32.91$88K367K
2025-02-06Holtaway JonathanDirectorSell839$32.85$28K369K
2025-02-05Holtaway JonathanDirectorSell7K$32.97$218K370K
2025-02-04Holtaway JonathanDirectorSell4K$32.90$122K377K
2025-02-03Holtaway JonathanDirectorSell2K$32.78$58K380K
2024-12-10Holtaway JonathanDirectorSell7K$32.05$238K382K
2024-12-09Holtaway JonathanDirectorSell389$32.05$12K390K
2024-12-06Holtaway JonathanDirectorSell1K$32.25$33K390K
2024-12-05Holtaway JonathanDirectorSell5K$31.99$160K391K
2024-12-04Holtaway JonathanDirectorSell2K$32.21$59K396K
2024-12-04Burkhead Frank E.DirectorSell3K$31.87$96K11K
2024-11-14Holtaway JonathanDirectorSell5K$28.62$132K398K
2024-11-13Holtaway JonathanDirectorSell5K$28.57$144K402K
2024-09-13Hettinger Shawna M.DirectorBuy21$24.10$5064K
2024-08-22Burkhead Frank E.DirectorBuy100$21.85$2K14K
2024-06-13Bexten Gregg A.PRESIDENTBuy1K$19.72$20K1K
2024-05-10Holtaway JonathanDirectorBuy2K$19.72$39K29K
2024-05-08Hettinger Shawna M.DirectorBuy1K$19.65$20K4K
2024-05-03Eden Douglas ToddDirectorBuy15K$19.63$294K77K
2024-05-01GILES BRENT MCHIEF EXECUTIVE OFFICERGrant11K$0.00$023K
2024-04-30Holtaway JonathanDirectorBuy6K$18.76$103K27K
2024-04-30GILES BRENT MCHIEF EXECUTIVE OFFICERBuy400$18.19$7K8K
2024-04-29Holtaway JonathanDirectorBuy6K$19.19$106K21K
2024-04-29Burkhead Frank E.DirectorBuy500$19.10$10K14K
2024-04-29GILES BRENT MCHIEF EXECUTIVE OFFICERBuy2K$18.75$38K8K
2024-03-14Holtaway JonathanDirectorBuy6K$19.12$105K16K
2024-03-14Hettinger Shawna M.DirectorBuy500$19.49$10K3K
2024-03-14GILES BRENT MCHIEF EXECUTIVE OFFICERBuy1K$19.51$24K6K
2024-03-14GILES BRENT MCHIEF EXECUTIVE OFFICERBuy35$19.57$68512K
2024-03-11Eden Douglas ToddDirectorBuy5K$20.37$102K85K
2024-03-08Holtaway JonathanDirectorBuy3K$20.10$58K10K
2024-03-07Holtaway JonathanDirectorBuy7K$19.95$142K7K
2024-02-29States Jonathan LDirectorBuy1K$21.57$26K3K
2024-02-29Schwartz Jason ESR VP/CHIEF CREDIT OFFICERBuy1K$21.50$22K8K
2024-02-21Hettinger Shawna M.DirectorBuy700$23.16$16K3K
2024-02-16Eden Douglas ToddDirectorBuy7K$22.32$156K80K
2023-12-08Hafner Christopher EugeneSr. VP/Chief Financial OfficerGrant2K$0.00$02K
2023-06-30GILES BRENT MCHIEF EXECUTIVE OFFICERGrant12K$0.00$012K
2023-06-13FREEMAN PHILIP DDirectorGift500$0.00$095K
2023-05-31Bexten Gregg A.PRESIDENTBuy132$18.00$2K132
2023-05-23GILES BRENT MCHIEF EXECUTIVE OFFICERGrant480$18.55$9K4K
2023-05-23GILES BRENT MCHIEF EXECUTIVE OFFICERBuy1K$18.75$19K4K
2023-05-16RILEY KEVIN LDirectorBuy3K$18.24$49K35K
2023-05-10TURNER DAVID TEXECUTIVE CHAIRMANBuy3K$18.27$50K47K
2023-05-10GILES BRENT MCHIEF EXECUTIVE OFFICERBuy81$18.25$1K3K
2023-05-09Hettinger Shawna M.DirectorBuy1K$18.56$19K2K
2023-05-09GILES BRENT MCHIEF EXECUTIVE OFFICERBuy500$18.45$9K2K
2023-05-08FREEMAN PHILIP DDirectorBuy500$18.48$9K95K
2023-05-08GILES BRENT MCHIEF EXECUTIVE OFFICERBuy733$18.65$14K2K
2023-05-05GILES BRENT MCHIEF EXECUTIVE OFFICERBuy40$18.30$7321K
2023-03-09Hettinger Shawna M.DirectorBuy830$24.97$21K830
2023-02-27States Jonathan LDirectorBuy2K$25.42$50K2K
2022-06-06Burkhead Frank E.DirectorBuy1K$26.95$27K17K
2021-06-21Guthrie Stephen EdwardSENIOR VP AND CFOBuy200$21.73$4K12K
2021-06-18Guthrie Stephen EdwardSENIOR VP AND CFOBuy2K$21.90$37K10K
2021-06-18Guthrie Stephen EdwardSENIOR VP AND CFOBuy2K$21.71$43K12K
2021-06-17Guthrie Stephen EdwardSENIOR VP AND CFOBuy308$21.90$7K8K
2021-06-02Guthrie Stephen EdwardSENIOR VP AND CFOBuy1K$23.90$31K8K
2021-06-01Guthrie Stephen EdwardSENIOR VP AND CFOBuy2K$23.90$41K7K
2021-05-25Holtaway JonathanDirectorBuy5K$23.27$112K362K
2021-05-24Holtaway JonathanDirectorBuy845$23.37$20K357K
2021-05-21Holtaway JonathanDirectorBuy2K$23.24$44K357K
2021-05-20Holtaway JonathanDirectorBuy13K$23.15$299K355K
2021-05-18Burkhead Frank E.DirectorBuy1K$23.40$23K15K
2020-09-24Guthrie Stephen EdwardSENIOR VP AND CFOBuy3K$17.00$51K3K
2020-08-28Burkhead Frank E.DirectorBuy500$19.05$10K14K
2020-08-10Holtaway JonathanDirectorBuy22K$15.98$350K342K
2020-08-03TURNER DAVID TCHIEF EXECUTIVE OFFICERBuy500$16.50$8K38K
2020-08-03FREEMAN PHILIP DDirectorBuy500$16.50$8K88K
2020-07-31TURNER DAVID TCHIEF EXECUTIVE OFFICERBuy500$16.75$8K37K
2020-07-31FREEMAN PHILIP DDirectorBuy500$16.75$8K87K
2020-07-09FREEMAN PHILIP DDirectorBuy500$17.50$9K87K
2020-07-09TURNER DAVID TCHIEF EXECUTIVE OFFICERBuy500$17.50$9K37K
2020-05-14TURNER DAVID TCHIEF EXECUTIVE OFFICERBuy1K$15.69$16K35K
2020-05-14FREEMAN PHILIP DDirectorBuy1K$15.69$16K83K
2020-05-13TURNER DAVID TCHIEF EXECUTIVE OFFICERBuy3K$15.99$40K34K
2020-05-13FREEMAN PHILIP DDirectorBuy3K$15.99$40K82K
2020-05-13BRUEGENHEMKE KATHLEEN LSENIOR VICE PRESIDENTBuy516$16.09$8K4K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

1 holder reports 5% or more of HWBK in its latest filing, on Schedule 13G (passive). The holder is Douglas Eden at 9.4% of the class (644,931 shares), filed 2025-12-15 for an event on 2025-12-11.

FiledFormHolderSharesOf classEvent
2025-12-1513GDouglas Edeninvestment adviser645K9.4%2025-12-11

13F holders

Tracked managers holding HWBK at their latest 13F. JSON

3 of the 30 tracked managers held HWBK at their latest 13F, $2.0M in total at quarter-end prices. Renaissance Technologies is the largest at $1.4M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 1 cut.

FundQuarterSharesValueOf portfolioChange in shares
Renaissance Technologies2026-06-3035K$1.4M0.00%+476
Citadel Advisors2026-06-309K$373K0.00%-4K
AQR Capital Management2026-06-306K$246K0.00%new

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

Hawthorn Bancshares in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Hawthorn Bancshares (HWBK), SEC CIK 893847, listed on Nasdaq. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-23.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-24.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2025-12-15.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-29.JSON and CSV
Insider trades
SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-08-27.JSON and CSV
Company record
EDGAR filing index for CIK 893847Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of HWBK is sold short?
163,587 shares were held short at the 2026-09-30 settlement, 8.1 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is HWBK's daily short volume?
On 2026-10-23, 2,428 of the 5,260 HWBK shares reported to FINRA were sold short, 46.2% of the day's reported volume. Short volume is a flow for one day, not a position.
Does HWBK have fails to deliver?
The SEC's latest file shows 162 HWBK shares failed to deliver at settlement 2026-09-24. Fails are reported per settlement date and published twice a month with a lag.
Are HWBK insiders buying or selling?
Insiders at HWBK reported 2 open-market buys worth $50K in the last 90 days and no open-market sells. Latest filing: Hettinger Shawna M. (Director) on 2026-08-27.
Who owns 5% or more of HWBK?
1 holder reports 5% or more of HWBK in its latest filing, on Schedule 13G (passive). The holder is Douglas Eden at 9.4% of the class (644,931 shares), filed 2025-12-15 for an event on 2025-12-11.
Which tracked 13F managers own HWBK?
3 of the 30 tracked 13F managers held HWBK shares at their latest filing, $2.0M in all. The largest: Renaissance Technologies (35K shares, $1.4M), Ken Griffin's Citadel Advisors (9K shares, $373K), Cliff Asness's AQR Capital Management (6K shares, $246K).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.