Rockwell Automation (ROK)
Rockwell Automation on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as measuring & controlling devices, nec.
3.7M
Short interest
settlement 2026-09-30
5.5
Days to cover
+0.2 days vs prior
69.0%
Short share of volume
2026-10-09
2,039
Fails to deliver
settlement 2026-09-10
Thu 5 Nov
Next earnings
estimated date
-$1.3M
Insider flow, 90 days
0 buys, 7 sells
As of 2026-10-09.
Short interest
FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in ROK is 3,664,162 shares, up 20,574 shares over the last month. Over the last 48 readings it ranged from 1,776,922 shares (13 June 2025) to 4,228,239 shares (30 June 2026). At the reported average volume of 669K shares a day that is 5.5 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/rok" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 3,664,162 | -3.1% | 669,228 | 5.48 |
| 2026-09-15 | 3,780,867 | +3.8% | 721,803 | 5.24 |
| 2026-08-31 | 3,643,588 | +1.0% | 645,946 | 5.64 |
| 2026-08-14 | 3,606,399 | -6.2% | 1,071,710 | 3.37 |
| 2026-07-31 | 3,844,433 | +1.7% | 723,610 | 5.31 |
| 2026-07-15 | 3,780,315 | -10.6% | 703,801 | 5.37 |
| 2026-06-30 | 4,228,239 | +21.4% | 1,148,925 | 3.68 |
| 2026-06-15 | 3,482,944 | +5.6% | 610,079 | 5.71 |
| 2026-05-29 | 3,297,203 | +0.5% | 719,402 | 4.58 |
| 2026-05-15 | 3,281,502 | +0.0% | 962,563 | 3.41 |
| 2026-04-30 | 3,280,639 | -0.0% | 632,531 | 5.19 |
| 2026-04-15 | 3,281,867 | -1.8% | 693,428 | 4.73 |
| 2026-03-31 | 3,340,495 | +15.2% | 955,198 | 3.50 |
| 2026-03-13 | 2,898,828 | -10.5% | 1,048,309 | 2.77 |
| 2026-02-27 | 3,239,000 | +4.6% | 1,220,273 | 2.65 |
| 2026-02-13 | 3,095,977 | +16.5% | 1,555,820 | 1.99 |
| 2026-01-30 | 2,657,870 | -4.2% | 694,594 | 3.83 |
| 2026-01-15 | 2,772,945 | +1.9% | 666,286 | 4.16 |
| 2025-12-31 | 2,719,815 | -3.6% | 653,797 | 4.16 |
| 2025-12-15 | 2,822,608 | -1.9% | 855,184 | 3.30 |
| 2025-11-28 | 2,878,254 | +44.4% | 1,253,644 | 2.30 |
| 2025-11-14 | 1,993,839 | +3.3% | 1,176,047 | 1.70 |
| 2025-10-31 | 1,930,150 | -1.5% | 582,052 | 3.32 |
| 2025-10-15 | 1,959,558 | +0.4% | 781,661 | 2.51 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 9 October 2026, the short share of ROK volume is 69.0%, up 5.4 points over the last five sessions. Over the last 30 readings it ranged from 46.3% (31 August 2026) to 73.5% (4 September 2026). The latest reading is 8.7 points above the 30-session average of 60.3%, on 356K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-09 | 246K | 356K | 69.0% | 55 |
| 2026-10-08 | 278K | 454K | 61.3% | 6 |
| 2026-10-07 | 183K | 285K | 64.3% | 0 |
| 2026-10-06 | 181K | 249K | 72.7% | 111 |
| 2026-10-05 | 129K | 188K | 68.6% | 495 |
| 2026-10-02 | 174K | 273K | 63.6% | 2 |
| 2026-10-01 | 175K | 291K | 60.3% | 6 |
| 2026-09-30 | 147K | 300K | 49.0% | 255 |
| 2026-09-29 | 83K | 130K | 64.1% | 207 |
| 2026-09-28 | 94K | 168K | 55.7% | 1,807 |
| 2026-09-25 | 89K | 153K | 58.3% | 37 |
| 2026-09-24 | 100K | 167K | 60.1% | 36 |
| 2026-09-23 | 135K | 262K | 51.4% | 8 |
| 2026-09-22 | 147K | 228K | 64.5% | 99 |
| 2026-09-21 | 200K | 306K | 65.4% | 39 |
| 2026-09-18 | 137K | 264K | 52.1% | 0 |
| 2026-09-17 | 247K | 400K | 61.8% | 104 |
| 2026-09-16 | 161K | 238K | 67.3% | 0 |
| 2026-09-15 | 163K | 302K | 53.7% | 39 |
| 2026-09-14 | 139K | 261K | 53.3% | 261 |
| 2026-09-11 | 161K | 270K | 59.8% | 176 |
| 2026-09-10 | 146K | 280K | 52.2% | 102 |
| 2026-09-09 | 105K | 209K | 50.2% | 49 |
| 2026-09-08 | 150K | 248K | 60.5% | 0 |
| 2026-09-04 | 166K | 226K | 73.5% | 0 |
| 2026-09-03 | 173K | 331K | 52.2% | 1 |
| 2026-09-02 | 205K | 304K | 67.6% | 1,272 |
| 2026-09-01 | 206K | 315K | 65.5% | 2,873 |
| 2026-08-31 | 149K | 321K | 46.3% | 191 |
| 2026-08-28 | 114K | 174K | 65.9% | 51 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 10 September 2026, the fails-to-deliver balance in ROK is 2,039 shares, down 4,725 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (20 May 2026) to 33,603 shares (8 July 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-10 | 2,039 | $426.08 | $869K |
| 2026-09-09 | 6,764 | $429.13 | $2.9M |
| 2026-09-01 | 1 | $424.43 | $424 |
| 2026-08-25 | 28 | $429.69 | $12K |
| 2026-08-21 | 16 | $431.45 | $7K |
| 2026-08-20 | 424 | $433.27 | $184K |
| 2026-08-07 | 26,618 | $441.80 | $11.8M |
| 2026-08-06 | 16 | $450.05 | $7K |
| 2026-08-04 | 7,207 | $480.98 | $3.5M |
| 2026-08-03 | 3,094 | $480.08 | $1.5M |
| 2026-07-20 | 648 | $461.85 | $299K |
| 2026-07-14 | 2,582 | $460.45 | $1.2M |
| 2026-07-13 | 3,764 | $472.12 | $1.8M |
| 2026-07-08 | 33,603 | $468.90 | $15.8M |
| 2026-07-07 | 43 | $482.87 | $21K |
| 2026-06-29 | 600 | $476.82 | $286K |
| 2026-06-22 | 25 | $473.79 | $12K |
| 2026-06-15 | 332 | $459.34 | $153K |
| 2026-06-10 | 1,242 | $460.47 | $572K |
| 2026-05-26 | 23 | $452.29 | $10K |
| 2026-05-20 | 1 | $422.29 | $422 |
| 2026-05-18 | 798 | $448.74 | $358K |
| 2026-05-14 | 225 | $454.99 | $102K |
| 2026-05-12 | 9 | $456.66 | $4K |
| 2026-05-06 | 4,398 | $435.93 | $1.9M |
| 2026-04-16 | 23,189 | $397.40 | $9.2M |
| 2026-04-15 | 3 | $405.27 | $1K |
| 2026-04-13 | 399 | $396.00 | $158K |
| 2026-04-07 | 160 | $367.18 | $59K |
| 2026-03-25 | 11 | $361.22 | $4K |
Insider trades
SEC Form 4, newest first, 50 of 100 shown. JSONInsiders at ROK reported 7 open-market sells worth $1.3M in the last 90 days and no open-market buys. Latest filing: Woods Isaac (Vice President and Treasurer) on 2026-09-08.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-08 | Woods Isaac | Vice President and Treasurer | Sell | 110 | $432.83 | $48K | 2K |
| 2026-09-08 | Woods Isaac | Vice President and Treasurer | Sell | 44 | $432.11 | $19K | 2K |
| 2026-09-05 | Woods Isaac | Vice President and Treasurer | Option exercise | 325 | $0.00 | $0 | 2K |
| 2026-09-02 | Bulho Matheus De A G Viera | SVP Software and Control | Sell | 400 | $420.14 | $168K | 867 |
| 2026-08-31 | Bulho Matheus De A G Viera | SVP Software and Control | Sell | 467 | $426.96 | $199K | 1K |
| 2026-08-27 | Watson Patricia A | Director | Sell | 1K | $431.43 | $475K | 6K |
| 2026-08-20 | Rothe Christian E | Sr. VP and CFO | Sell | 590 | $434.30 | $256K | 10K |
| 2026-08-19 | Rothe Christian E | Sr. VP and CFO | Option exercise | 1K | $0.00 | $0 | 11K |
| 2026-07-16 | Riesterer Terry L. | Vice President and Controller | Sell | 281 | $453.24 | $127K | 2K |
| 2026-07-16 | Riesterer Terry L. | Vice President and Controller | Option exercise | 849 | $0.00 | $0 | 2K |
| 2026-06-04 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell | 377 | $460.51 | $174K | 4K |
| 2026-06-02 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell | 218 | $456.34 | $99K | 5K |
| 2026-06-01 | Fordenwalt Matthew W. | SVP Lifecycle Services | Option exercise | 595 | $0.00 | $0 | 5K |
| 2026-05-20 | MILLER JOHN M | VP and Chief IP Counsel | Sell | 354 | $426.02 | $151K | 6K |
| 2026-05-20 | MILLER JOHN M | VP and Chief IP Counsel | Sell | 700 | $426.02 | $298K | 6K |
| 2026-05-20 | MILLER JOHN M | VP and Chief IP Counsel | Option exercise | 700 | $136.40 | $95K | 7K |
| 2026-05-08 | Riesterer Terry L. | Vice President and Controller | Option exercise | 400 | $246.77 | $99K | 1K |
| 2026-05-08 | Riesterer Terry L. | Vice President and Controller | Option exercise | 500 | $196.43 | $98K | 634 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Sell | 3K | $452.02 | $1.3M | 134 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Sell | 1K | $451.83 | $497K | 3K |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Option exercise | 778 | $279.50 | $217K | 4K |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Option exercise | 1K | $259.81 | $324K | 3K |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Option exercise | 900 | $246.77 | $222K | 2K |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Sell | 550 | $450.04 | $248K | 14K |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Sell | 1K | $447.37 | $627K | 15K |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Sell | 586 | $440.82 | $258K | 16K |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Option exercise | 3K | $350.76 | $890K | 17K |
| 2026-05-05 | GENEREUX SCOTT | Sr.VP, Chief Revenue Officer | Sell | 550 | $447.73 | $246K | 3K |
| 2026-05-05 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell | 460 | $449.98 | $207K | 4K |
| 2026-05-05 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell | 140 | $448.26 | $63K | 5K |
| 2026-05-05 | Fordenwalt Matthew W. | SVP Lifecycle Services | Option exercise | 600 | $246.77 | $148K | 5K |
| 2026-04-16 | ZAPICO DAVID A | Director | Grant | 229 | $0.00 | $0 | 229 |
| 2026-04-13 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell | 1K | $400.00 | $480K | 4K |
| 2026-04-13 | Fordenwalt Matthew W. | SVP Lifecycle Services | Option exercise | 1K | $196.43 | $236K | 6K |
| 2026-04-10 | Perducat Cyril | SVP, Chief Technology Officer | Sell | 198 | $395.00 | $78K | 6K |
| 2026-04-09 | Perducat Cyril | SVP, Chief Technology Officer | Option exercise | 581 | $0.00 | $0 | 6K |
| 2026-04-08 | Bulho Matheus De A G Viera | SVP Software and Control | Sell | 1K | $387.50 | $484K | 2K |
| 2026-04-02 | Bulho Matheus De A G Viera | SVP Software and Control | Sell | 299 | $359.00 | $107K | 3K |
| 2026-04-01 | Bulho Matheus De A G Viera | SVP Software and Control | Option exercise | 882 | $0.00 | $0 | 3K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Sell | 400 | $397.83 | $159K | 3K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Sell | 410 | $402.25 | $165K | 3K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Sell | 1K | $400.67 | $434K | 4K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Sell | 3K | $399.63 | $1.4M | 5K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Sell | 2K | $398.34 | $666K | 8K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Sell | 960 | $397.23 | $381K | 10K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Sell | 979 | $396.18 | $388K | 11K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Option exercise | 2K | $297.10 | $479K | 12K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Option exercise | 4K | $279.50 | $985K | 10K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Option exercise | 2K | $259.81 | $402K | 7K |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Option exercise | 1K | $246.77 | $259K | 5K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON50 Form 144 notices on file for ROK worth $37.1M at the prices reported; 5 in the last 90 days worth $818K. Latest: Woods Isaac filed on 2026-09-08 to sell 154 shares ($67K) from 2026-09-08.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-09-08 | Woods IsaacOfficer | 154 | $67K | 0.000% | 2026-09-08 | Charles Schwab & Co., Inc. |
| 2026-09-02 | Bulho Matheus De A G VieraOfficer | 400 | $168K | 0.000% | 2026-09-02 | Charles Schwab & Co., Inc. |
| 2026-08-31 | Bulho Matheus De A G VieraOfficer | 467 | $199K | 0.000% | 2026-08-31 | Charles Schwab & Co., Inc. |
| 2026-08-20 | Rothe Christian EOfficer | 590 | $256K | 0.001% | 2026-08-20 | Charles Schwab & Co., Inc. |
| 2026-07-17 | Riesterer Terry L.Officer | 281 | $127K | 0.000% | 2026-07-17 | Charles Schwab & Co., Inc. |
| 2026-06-04 | Fordenwalt Matthew W.Officer | 377 | $174K | 0.000% | 2026-06-04 | Charles Schwab & Co., Inc. |
| 2026-06-02 | Fordenwalt Matthew W.Officer | 218 | $99K | 0.000% | 2026-06-02 | Charles Schwab & Co., Inc. |
| 2026-05-20 | MILLER JOHN MOfficer | 1K | $449K | 0.001% | 2026-05-20 | Charles Schwab & Co., Inc. |
| 2026-05-07 | Riesterer Terry L.Officer | 4K | $1.8M | 0.004% | 2026-05-07 | Charles Schwab & Co., Inc. |
| 2026-05-05 | Nardecchia ChristopherOfficer | 3K | $1.1M | 0.002% | 2026-05-05 | Charles Schwab & Co., Inc. |
| 2026-05-05 | GENEREUX SCOTTOfficer | 550 | $246K | 0.000% | 2026-05-05 | Charles Schwab & Co., Inc. |
| 2026-05-05 | Fordenwalt Matthew W.Officer | 600 | $270K | 0.001% | 2026-05-05 | Charles Schwab & Co., Inc. |
| 2026-04-13 | Fordenwalt Matthew W.Officer | 1K | $480K | 0.001% | 2026-04-13 | Charles Schwab & Co., Inc. |
| 2026-04-10 | Perducat CyrilOfficer | 198 | $78K | 0.000% | 2026-04-10 | Charles Schwab & Co., Inc. |
| 2026-04-08 | Bulho Matheus De A G VieraOfficer | 1K | $484K | 0.001% | 2026-04-08 | Charles Schwab & Co., Inc. |
| 2026-04-02 | Bulho Matheus De A G VieraOfficer | 299 | $107K | 0.000% | 2026-04-02 | Charles Schwab & Co., Inc. |
| 2026-03-02 | Buttermore Robert L.Officer | 9K | $3.6M | 0.008% | 2026-03-02 | Charles Schwab & Co., Inc. |
| 2026-02-26 | Nardecchia ChristopherOfficer | 14K | $5.9M | 0.013% | 2026-02-26 | Charles Schwab & Co., Inc. |
| 2026-02-25 | Woods IsaacOfficer | 1K | $516K | 0.001% | 2026-02-25 | Charles Schwab & Co., Inc. |
| 2026-02-25 | Myers Tessa M.Officer | 2K | $813K | 0.002% | 2026-02-25 | Charles Schwab & Co., Inc. |
| 2026-02-25 | House Rebecca WOfficer | 12K | $4.9M | 0.011% | 2026-02-25 | Charles Schwab & Co., Inc. |
| 2026-02-25 | GENEREUX SCOTTOfficer | 17K | $7.0M | 0.015% | 2026-02-25 | Charles Schwab & Co., Inc. |
| 2026-02-25 | Fordenwalt Matthew W.Officer | 1K | $485K | 0.001% | 2026-02-25 | Charles Schwab & Co., Inc. |
| 2026-02-17 | Buttermore Robert L.Officer | 204 | $78K | 0.000% | 2026-02-17 | Charles Schwab & Co., Inc. |
| 2026-01-02 | Riesterer Terry L.Officer | 800 | $314K | 0.001% | 2026-01-02 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Woods IsaacOfficer | 229 | $92K | 0.000% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Riesterer Terry L.Officer | 225 | $90K | 0.000% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Perducat CyrilOfficer | 804 | $323K | 0.001% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Nardecchia ChristopherOfficer | 612 | $246K | 0.001% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Myers Tessa M.Officer | 1K | $410K | 0.001% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Moret Blake D.Officer, Director | 6K | $2.2M | 0.005% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | MILLER JOHN MOfficer | 92 | $37K | 0.000% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | House Rebecca WOfficer | 2K | $683K | 0.002% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | GENEREUX SCOTTOfficer | 1K | $558K | 0.001% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Fordenwalt Matthew W.Officer | 216 | $87K | 0.000% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Buttermore Robert L.Officer | 229 | $92K | 0.000% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-10 | Bulho Matheus De A G VieraOfficer | 476 | $191K | 0.000% | 2025-12-10 | Charles Schwab & Co., Inc. |
| 2025-12-09 | Bulho Matheus De A G VieraOfficer | 1K | $519K | 0.001% | 2025-12-09 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Woods IsaacOfficer | 61 | $24K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Riesterer Terry L.Officer | 61 | $24K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Perducat CyrilOfficer | 162 | $65K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Nardecchia ChristopherOfficer | 480 | $192K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Myers Tessa M.Officer | 351 | $141K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Moret Blake D.Officer, Director | 2K | $668K | 0.001% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | MILLER JOHN MOfficer | 25 | $10K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | House Rebecca WOfficer | 351 | $141K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | GENEREUX SCOTTOfficer | 267 | $107K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Fordenwalt Matthew W.Officer | 359 | $144K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Buttermore Robert L.Officer | 231 | $93K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
| 2025-12-08 | Bulho Matheus De A G VieraOfficer | 294 | $118K | 0.000% | 2025-12-08 | Charles Schwab & Co., Inc. |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON3 holders report 5% or more of ROK in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 9.1% of the class (10,222,503 shares), filed 2026-04-24 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-30 | 13G | Vanguard Capital Managementinvestment adviser | 8.4M | 7.5% | 2026-03-31 |
| 2026-04-29 | 13G | Vanguard Portfolio Managementinvestment adviser | 5.9M | 5.2% | 2026-03-31 |
| 2026-04-24 | 13G/Ano. 16 | BlackRock, Inc.parent holding company | 10.2M | 9.1% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 12 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding ROK at their latest 13F. JSON6 of the 30 tracked managers held ROK at their latest 13F, $647.8M in total at quarter-end prices. Fisher Asset Management is the largest at $475.0M (0.1% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 4 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Fisher Asset Management | 2026-06-30 | 959K | $475.0M | 0.14% | +32K |
| D. E. Shaw & Co. | 2026-06-30 | 146K | $72.2M | 0.03% | -21K |
| AQR Capital Management | 2026-06-30 | 126K | $61.5M | 0.02% | +46K |
| Citadel Advisors | 2026-06-30 | 48K | $23.8M | 0.00% | -124K |
| Bridgewater Associates | 2026-06-30 | 19K | $9.3M | 0.04% | -19K |
| Two Sigma Investments | 2026-06-30 | 12K | $6.1M | 0.00% | -15K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q3 FY 2026 (quarter ended 2026-06-30) Rockwell Automation reported revenue of $2.31B, up 7.9% from the same quarter a year earlier, and net income of $408.0M (3.65 diluted EPS). In FY 2025 it generated $1.54B of operating cash flow and spent $425.0M on buybacks and $591.0M on dividends. As of 2026-06-30, cash was $479.0M against $2.57B of debt.
- Cash
- $479.0M
- Debt
- $2.57B
- Equity
- $3.49B
- Total assets
- $11.09B
- Shares outstanding
- 111,048,676
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q3 FY 2026 | 2026-06-30 | $2.31B | $408.0M | 17.6% | 3.65 |
| Q2 FY 2026 | 2026-03-31 | $2.24B | $350.0M | 15.6% | 3.10 |
| Q1 FY 2026 | 2025-12-31 | $2.10B | $305.0M | 14.5% | 2.69 |
| Q4 FY 2025derived | 2025-09-30 | $2.32B | $138.0M | 6.0% | n/a |
| Q3 FY 2025 | 2025-06-30 | $2.14B | $295.0M | 13.8% | 2.60 |
| Q2 FY 2025 | 2025-03-31 | $2.00B | $252.0M | 12.6% | 2.22 |
| Q1 FY 2025 | 2024-12-31 | $1.88B | $184.0M | 9.8% | 1.61 |
| Q4 FY 2024derived | 2024-09-30 | $2.04B | $240.0M | 11.8% | n/a |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-09-30 | $8.34B | $869.0M | $1.54B | $186.0M | $425.0M | $591.0M |
| FY 2024 | 2024-09-30 | $8.26B | $953.0M | $864.0M | $225.0M | $595.0M | $571.0M |
| FY 2023 | 2023-09-30 | $9.06B | $1.39B | $1.37B | $160.5M | $312.0M | $542.0M |
| FY 2022 | 2022-09-30 | $7.76B | $932.2M | $823.1M | $141.1M | $301.3M | $519.4M |
| FY 2021 | 2021-09-30 | $7.00B | $1.36B | $1.26B | $120.3M | $299.7M | $497.1M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-06-30 from the cover page.
What this page is
Rockwell Automation in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Rockwell Automation (ROK), SEC CIK 1024478, listed on NYSE, classified by the SEC as measuring & controlling devices, nec. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-10.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-09-08.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-30.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-04.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-08.JSON and CSV
- Company record
- EDGAR filing index for CIK 1024478Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as measuring & controlling devices, nec
Other company pages
- MUMicron Technology
- NVDANVIDIA
- METAMeta Platforms
- SNDKSandisk
- SPCXSpaceX
- TSLATesla
- AAPLApple
- AMDAdvanced Micro Devices
- INTCIntel
- MSFTMicrosoft
- AMZNAmazon.com
- GOOGLAlphabet
- AVGOBroadcom
- GOOGAlphabet
- BEBloom Energy
- ORCLOracle
- DELLDell Technologies
- LITELumentum Holdings
- TSMTaiwan Semiconductor Manufacturing
- MRVLMarvell Technology
Datasets
Frequently Asked Questions
How much of ROK is sold short?
3,664,162 shares were held short at the 2026-09-30 settlement, 5.5 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is ROK's daily short volume?
On 2026-10-09, 245,673 of the 355,845 ROK shares reported to FINRA were sold short, 69.0% of the day's reported volume. Short volume is a flow for one day, not a position.
Does ROK have fails to deliver?
The SEC's latest file shows 2,039 ROK shares failed to deliver at settlement 2026-09-10. Fails are reported per settlement date and published twice a month with a lag.
Are ROK insiders buying or selling?
Insiders at ROK reported 7 open-market sells worth $1.3M in the last 90 days and no open-market buys. Latest filing: Woods Isaac (Vice President and Treasurer) on 2026-09-08.
Have ROK insiders filed to sell?
50 Form 144 notices on file for ROK worth $37.1M at the prices reported; 5 in the last 90 days worth $818K. Latest: Woods Isaac filed on 2026-09-08 to sell 154 shares ($67K) from 2026-09-08.
Who owns 5% or more of ROK?
3 holders report 5% or more of ROK in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 9.1% of the class (10,222,503 shares), filed 2026-04-24 for an event on 2026-03-31.
What did ROK report last quarter?
In Q3 FY 2026 (quarter ended 2026-06-30) Rockwell Automation reported revenue of $2.31B, up 7.9% from the same quarter a year earlier, and net income of $408.0M (3.65 diluted EPS). In FY 2025 it generated $1.54B of operating cash flow and spent $425.0M on buybacks and $591.0M on dividends. As of 2026-06-30, cash was $479.0M against $2.57B of debt.
Which tracked 13F managers own ROK?
6 of the 30 tracked 13F managers held ROK shares at their latest filing, $647.8M in all. The largest: Ken Fisher's Fisher Asset Management (959K shares, $475.0M), D. E. Shaw & Co. (146K shares, $72.2M), Cliff Asness's AQR Capital Management (126K shares, $61.5M), Ken Griffin's Citadel Advisors (48K shares, $23.8M), Ray Dalio's Bridgewater Associates (19K shares, $9.3M), Two Sigma Investments (12K shares, $6.1M).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.