Upland Software (UPLD)
Upland Software on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as services-prepackaged software.
122K
Short interest
settlement 2026-10-15
4.3
Days to cover
+2.2 days vs prior
35.6%
Short share of volume
2026-11-02
474
Fails to deliver
settlement 2026-10-13
Thu 5 Nov
Next earnings
estimated date
-$12K
Insider flow, 90 days
0 buys, 3 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in UPLD is 121,888 shares, up 26,137 shares over the last month. Over the last 48 readings it ranged from 95,751 shares (15 September 2026) to 842,712 shares (13 March 2026). The latest reading sits at the bottom of that range. At the reported average volume of 28K shares a day that is 4.3 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/upld" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 121,888 | +11.4% | 28,390 | 4.29 |
| 2026-09-30 | 109,439 | +14.3% | 52,647 | 2.08 |
| 2026-09-15 | 95,751 | -7.0% | 31,939 | 3.00 |
| 2026-08-31 | 102,947 | -14.1% | 29,439 | 3.50 |
| 2026-08-14 | 119,769 | +8.0% | 37,748 | 3.17 |
| 2026-07-31 | 110,922 | +11.8% | 16,128 | 6.88 |
| 2026-07-15 | 99,261 | +0.9% | 19,074 | 5.20 |
| 2026-06-30 | 98,413 | -73.7% | 50,705 | 1.94 |
| 2026-06-15 | 373,706 | -30.8% | 224,787 | 1.66 |
| 2026-05-29 | 539,728 | -22.9% | 210,393 | 2.57 |
| 2026-05-15 | 700,066 | +24.4% | 575,020 | 1.22 |
| 2026-04-30 | 562,875 | -1.5% | 195,499 | 2.88 |
| 2026-04-15 | 571,278 | -22.0% | 214,844 | 2.66 |
| 2026-03-31 | 732,805 | -13.0% | 423,078 | 1.73 |
| 2026-03-13 | 842,712 | +46.0% | 627,204 | 1.34 |
| 2026-02-27 | 577,325 | +10.1% | 118,350 | 4.88 |
| 2026-02-13 | 524,490 | -7.0% | 215,733 | 2.43 |
| 2026-01-30 | 564,048 | -4.2% | 160,386 | 3.52 |
| 2026-01-15 | 588,762 | -5.1% | 144,218 | 4.08 |
| 2025-12-31 | 620,381 | +9.6% | 204,736 | 3.03 |
| 2025-12-15 | 565,926 | +37.4% | 182,565 | 3.10 |
| 2025-11-28 | 411,852 | +4.5% | 132,116 | 3.12 |
| 2025-11-14 | 393,934 | -9.7% | 225,724 | 1.75 |
| 2025-10-31 | 436,462 | +0.2% | 108,893 | 4.01 |
| 2025-10-15 | 435,457 | +2.1% | 119,025 | 3.66 |
| 2025-09-30 | 426,680 | -4.8% | 150,497 | 2.84 |
| 2025-09-15 | 448,155 | -0.4% | 201,839 | 2.22 |
| 2025-08-29 | 449,770 | +3.5% | 1,578,201 | 1.00 |
| 2025-08-15 | 434,572 | +99.2% | 205,333 | 2.12 |
| 2025-07-31 | 218,197 | +1.0% | 311,489 | 1.00 |
| 2025-07-15 | 216,038 | -15.8% | 78,052 | 2.77 |
| 2025-06-30 | 256,593 | +8.4% | 105,031 | 2.44 |
| 2025-06-13 | 236,795 | +3.8% | 209,183 | 1.13 |
| 2025-05-30 | 228,105 | +9.9% | 85,977 | 2.65 |
| 2025-05-15 | 207,593 | -3.4% | 96,430 | 2.15 |
| 2025-04-30 | 214,870 | -3.8% | 83,481 | 2.57 |
| 2025-04-15 | 223,434 | -50.6% | 148,449 | 1.51 |
| 2025-03-31 | 452,747 | -5.0% | 145,658 | 3.11 |
| 2025-03-14 | 476,720 | -34.5% | 291,955 | 1.63 |
| 2025-02-28 | 728,352 | -3.0% | 139,958 | 5.20 |
| 2025-02-14 | 751,028 | +8.4% | 161,924 | 4.64 |
| 2025-01-31 | 692,869 | -1.2% | 206,721 | 3.35 |
| 2025-01-15 | 701,287 | +23.5% | 287,253 | 2.44 |
| 2024-12-31 | 567,939 | +61.6% | 506,308 | 1.12 |
| 2024-12-13 | 351,514 | +45.4% | 784,567 | 1.00 |
| 2024-11-29 | 241,701 | +37.1% | 607,646 | 1.00 |
| 2024-11-15 | 176,243 | -19.5% | 185,455 | 1.00 |
| 2024-10-31 | 218,870 | +1.7% | 91,453 | 2.39 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of UPLD volume is 35.6%, up 14.4 points over the last five sessions. Over the last 30 readings it ranged from 14.4% (25 September 2026) to 89.4% (8 October 2026). The latest reading is 5.5 points below the 30-session average of 41.2%, on 21K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 7K | 21K | 35.6% | 0 |
| 2026-10-30 | 8K | 17K | 49.6% | 0 |
| 2026-10-29 | 6K | 19K | 30.4% | 0 |
| 2026-10-28 | 5K | 13K | 37.1% | 0 |
| 2026-10-27 | 7K | 19K | 35.2% | 0 |
| 2026-10-26 | 7K | 33K | 21.3% | 0 |
| 2026-10-23 | 8K | 31K | 26.9% | 1,819 |
| 2026-10-22 | 11K | 36K | 31.1% | 448 |
| 2026-10-21 | 33K | 99K | 33.4% | 12,166 |
| 2026-10-20 | 44K | 91K | 48.9% | 10,889 |
| 2026-10-19 | 139K | 293K | 47.4% | 8,680 |
| 2026-10-16 | 64K | 84K | 76.4% | 208 |
| 2026-10-15 | 5K | 10K | 50.6% | 0 |
| 2026-10-14 | 4K | 8K | 51.3% | 0 |
| 2026-10-13 | 7K | 9K | 79.1% | 0 |
| 2026-10-12 | 10K | 17K | 58.4% | 0 |
| 2026-10-09 | 2K | 8K | 26.8% | 0 |
| 2026-10-08 | 11K | 13K | 89.4% | 0 |
| 2026-10-07 | 966 | 3K | 29.3% | 0 |
| 2026-10-06 | 3K | 12K | 23.8% | 0 |
| 2026-10-05 | 1K | 7K | 16.4% | 0 |
| 2026-10-02 | 5K | 6K | 78.7% | 0 |
| 2026-10-01 | 4K | 15K | 29.0% | 2,164 |
| 2026-09-30 | 7K | 14K | 50.6% | 0 |
| 2026-09-29 | 6K | 8K | 72.0% | 0 |
| 2026-09-28 | 4K | 15K | 24.0% | 0 |
| 2026-09-25 | 681 | 5K | 14.4% | 0 |
| 2026-09-24 | 2K | 8K | 25.4% | 0 |
| 2026-09-23 | 14K | 82K | 17.6% | 0 |
| 2026-09-22 | 9K | 38K | 24.8% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 13 October 2026, the fails-to-deliver balance in UPLD is 474 shares, down 1,218 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (25 September 2026) to 179,676 shares (14 April 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-13 | 474 | $3.23 | $2K |
| 2026-10-09 | 1,692 | $3.55 | $6K |
| 2026-09-25 | 1 | $3.52 | $4 |
| 2026-08-24 | 22 | $4.90 | $108 |
| 2026-08-18 | 32 | $4.72 | $151 |
| 2026-07-07 | 3 | $5.33 | $16 |
| 2026-06-18 | 23,048 | $5.17 | $119K |
| 2026-06-17 | 31 | $0.61 | $19 |
| 2026-06-15 | 7,034 | $0.68 | $5K |
| 2026-06-12 | 2,000 | $0.74 | $1K |
| 2026-06-05 | 312 | $0.77 | $240 |
| 2026-06-03 | 34,566 | $0.94 | $32K |
| 2026-06-02 | 558 | $0.99 | $552 |
| 2026-05-19 | 1,400 | $0.78 | $1K |
| 2026-04-20 | 33 | $0.68 | $22 |
| 2026-04-14 | 179,676 | $0.58 | $104K |
| 2026-04-10 | 1,889 | $0.65 | $1K |
| 2026-03-31 | 5,838 | $0.60 | $4K |
| 2026-03-30 | 5,841 | $0.62 | $4K |
| 2026-03-26 | 19 | $0.70 | $13 |
| 2026-03-25 | 10,376 | $0.66 | $7K |
| 2026-03-24 | 13,548 | $0.71 | $10K |
| 2026-03-23 | 21,300 | $0.57 | $12K |
| 2026-03-17 | 1,737 | $0.54 | $938 |
| 2026-03-16 | 6,781 | $0.55 | $4K |
| 2026-03-11 | 5,322 | $0.52 | $3K |
| 2026-02-04 | 114 | $1.31 | $149 |
| 2026-02-03 | 488 | $1.31 | $639 |
| 2025-12-23 | 6 | $1.48 | $9 |
| 2025-12-22 | 236 | $1.46 | $345 |
Insider trades
SEC Form 4, newest first. JSONInsiders at UPLD reported 3 open-market sells worth $12K in the last 90 days and no open-market buys. Latest filing: Simon Jennifer L. (Chief Financial Officer) on 2026-09-16.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-16 | Simon Jennifer L. | Chief Financial Officer | Tax withholding | 1K | $3.94 | $4K | 29K |
| 2026-09-16 | Nathaniel Sean | CEO and President | Tax withholding | 2K | $3.94 | $6K | 49K |
| 2026-09-16 | Doman Dan | Chief Operating & Product Ofcr | Tax withholding | 3K | $3.94 | $12K | 86K |
| 2026-08-17 | Simon Jennifer L. | Chief Financial Officer | Grant | 30K | $0.00 | $0 | 30K |
| 2026-08-07 | Mattox Timothy | Director | Sell | 847 | $4.28 | $4K | 36K |
| 2026-08-06 | Mattox Timothy | Director | Sell | 1K | $4.27 | $4K | 37K |
| 2026-08-05 | Mattox Timothy | Director | Sell | 1K | $4.53 | $5K | 38K |
| 2026-08-04 | Mattox Timothy | Director | Sell | 1K | $4.33 | $4K | 39K |
| 2026-08-03 | Mattox Timothy | Director | Sell | 1K | $4.45 | $4K | 40K |
| 2026-07-31 | Mattox Timothy | Director | Sell | 1K | $4.48 | $4K | 41K |
| 2026-06-16 | Doman Dan | Chief Operating & Product Ofcr | Tax withholding | 30K | $0.61 | $18K | 894K |
| 2026-06-16 | Nathaniel Sean | CEO and President | Tax withholding | 19K | $0.61 | $11K | 502K |
| 2026-06-16 | Hill Michael Douglass | CFO, Treasurer & Secretary | Tax withholding | 9K | $0.61 | $5K | 383K |
| 2026-06-04 | Nathaniel Sean | CEO and President | Grant | 500K | $0.00 | $0 | 521K |
| 2026-04-30 | MCDONALD JOHN T | Director | Grant | 250K | $0.00 | $0 | 2.6M |
| 2026-03-16 | MCDONALD JOHN T | CEO | Tax withholding | 19K | $0.54 | $10K | 2.4M |
| 2026-03-16 | Hill Michael Douglass | CFO, Treasurer & Secretary | Tax withholding | 9K | $0.54 | $5K | 392K |
| 2026-03-16 | Doman Dan | Chief Operating & Product Ofcr | Tax withholding | 33K | $0.54 | $18K | 924K |
| 2026-02-27 | Doman Dan | Chief Operating & Product Ofcr | Grant | 100K | $0.00 | $0 | 957K |
| 2026-02-23 | Hill Michael Douglass | CFO, Treasurer & Secretary | Grant | 70K | $0.00 | $0 | 401K |
| 2026-02-23 | Doman Dan | Chief Operating & Product Ofcr | Grant | 150K | $0.00 | $0 | 857K |
| 2025-12-16 | MCDONALD JOHN T | CEO | Tax withholding | 20K | $1.49 | $29K | 2.4M |
| 2025-12-16 | Hill Michael Douglass | CFO, Treasurer & Secretary | Tax withholding | 9K | $1.49 | $13K | 331K |
| 2025-12-16 | Doman Dan | Chief Operating & Product Ofcr | Tax withholding | 25K | $1.49 | $37K | 707K |
| 2025-10-27 | Walsh Teresa Miles | Director | Grant | 25K | $0.00 | $0 | 144K |
| 2025-10-27 | Mattox Timothy | Director | Grant | 25K | $0.00 | $0 | 419K |
| 2025-10-27 | MAY DAVID | Director | Grant | 25K | $0.00 | $0 | 191K |
| 2025-10-27 | Chung David H S | Director | Grant | 25K | $0.00 | $0 | 124K |
| 2025-10-27 | COURTER STEPHEN E | Director | Grant | 25K | $0.00 | $0 | 124K |
| 2025-09-16 | MCDONALD JOHN T | CEO | Tax withholding | 23K | $2.48 | $57K | 2.4M |
| 2025-09-16 | Hill Michael Douglass | CFO, Treasurer & Secretary | Tax withholding | 11K | $2.48 | $28K | 340K |
| 2025-09-16 | Doman Dan | Chief Operating & Product Ofcr | Tax withholding | 26K | $2.48 | $65K | 732K |
| 2025-09-11 | MCDONALD JOHN T | CEO | Sell | 14K | $2.36 | $34K | 2.5M |
| 2025-06-30 | Cummings Karen | President and COO | Tax withholding | 41K | $1.95 | $80K | 306K |
| 2025-06-16 | Smith Matthew Harnden | General Counsel and Secretary | Tax withholding | 4K | $1.84 | $7K | 132K |
| 2025-06-16 | MCDONALD JOHN T | CEO | Tax withholding | 23K | $1.84 | $42K | 2.5M |
| 2025-06-16 | Hill Michael Douglass | CFO & Treasurer | Tax withholding | 11K | $1.84 | $21K | 351K |
| 2025-06-16 | Doman Dan | Chief Product Officer | Tax withholding | 15K | $1.84 | $27K | 758K |
| 2025-06-16 | Cummings Karen | President and COO | Tax withholding | 11K | $1.84 | $21K | 347K |
| 2025-06-13 | Doman Dan | Chief Product Officer | Grant | 350K | $0.00 | $0 | 773K |
| 2025-03-17 | Mattox Timothy | Director | Sell | 20K | $3.19 | $64K | 394K |
| 2025-03-16 | Cummings Karen | President and COO | Tax withholding | 9K | $3.10 | $27K | 359K |
| 2025-03-16 | Doman Dan | Chief Product Officer | Tax withholding | 16K | $3.10 | $51K | 423K |
| 2025-03-16 | Hill Michael Douglass | CFO & Treasurer | Tax withholding | 13K | $3.10 | $39K | 362K |
| 2025-03-16 | MCDONALD JOHN T | CEO | Tax withholding | 24K | $3.10 | $75K | 2.5M |
| 2025-03-16 | Smith Matthew Harnden | General Counsel and Secretary | Tax withholding | 4K | $3.10 | $13K | 136K |
| 2025-01-28 | Doman Dan | Chief Product Officer | Grant | 150K | $0.00 | $0 | 439K |
| 2025-01-28 | Hill Michael Douglass | CFO & Treasurer | Grant | 70K | $0.00 | $0 | 375K |
| 2025-01-28 | MCDONALD JOHN T | CEO | Grant | 250K | $0.00 | $0 | 2.5M |
| 2025-01-28 | Smith Matthew Harnden | General Counsel and Secretary | Grant | 50K | $0.00 | $0 | 140K |
| 2024-12-17 | Mattox Timothy | Director | Sell | 3K | $4.56 | $13K | 414K |
| 2024-12-16 | Cummings Karen | President and COO | Tax withholding | 8K | $4.51 | $35K | 368K |
| 2024-12-16 | Doman Dan | Chief Product Officer | Tax withholding | 12K | $4.51 | $53K | 289K |
| 2024-12-16 | Hill Michael Douglass | CFO & Treasurer | Tax withholding | 11K | $4.51 | $50K | 305K |
| 2024-12-16 | MCDONALD JOHN T | CEO | Tax withholding | 18K | $4.51 | $80K | 2.3M |
| 2024-12-16 | Smith Matthew Harnden | General Counsel and Secretary | Tax withholding | 6K | $4.51 | $28K | 90K |
| 2024-12-10 | MCDONALD JOHN T | CEO | Exercise or conversion | 188K | $0.00 | $0 | 2.4M |
| 2024-12-10 | MCDONALD JOHN T | CEO | Tax withholding | 74K | $5.31 | $392K | 2.3M |
| 2024-12-09 | MCDONALD JOHN T | CEO | Tax withholding | 49K | $4.89 | $241K | 2.2M |
| 2024-12-09 | MCDONALD JOHN T | CEO | Exercise or conversion | 125K | $0.00 | $0 | 2.2M |
| 2024-12-06 | MCDONALD JOHN T | CEO | Tax withholding | 74K | $4.45 | $328K | 2.1M |
| 2024-12-06 | MCDONALD JOHN T | CEO | Exercise or conversion | 188K | $0.00 | $0 | 2.2M |
| 2024-12-05 | MCDONALD JOHN T | CEO | Tax withholding | 25K | $4.32 | $106K | 2.0M |
| 2024-12-05 | MCDONALD JOHN T | CEO | Exercise or conversion | 63K | $0.00 | $0 | 2.0M |
| 2024-12-04 | MCDONALD JOHN T | CEO | Exercise or conversion | 31K | $0.00 | $0 | 2.0M |
| 2024-12-04 | MCDONALD JOHN T | CEO | Tax withholding | 12K | $4.00 | $49K | 1.9M |
| 2024-12-03 | MCDONALD JOHN T | CEO | Exercise or conversion | 156K | $0.00 | $0 | 2.0M |
| 2024-12-03 | MCDONALD JOHN T | CEO | Tax withholding | 61K | $4.37 | $269K | 1.9M |
| 2024-11-14 | Mattox Timothy | Director | Sell | 18K | $2.50 | $45K | 417K |
| 2024-11-13 | Mattox Timothy | Director | Sell | 2K | $2.64 | $5K | 435K |
| 2024-11-04 | MAY DAVID | Director | Grant | 25K | $0.00 | $0 | 166K |
| 2024-11-04 | Walsh Teresa Miles | Director | Grant | 25K | $0.00 | $0 | 119K |
| 2024-11-04 | Mattox Timothy | Director | Grant | 25K | $0.00 | $0 | 437K |
| 2024-11-04 | COURTER STEPHEN E | Director | Grant | 25K | $0.00 | $0 | 99K |
| 2024-11-04 | Chung David H S | Director | Grant | 25K | $0.00 | $0 | 99K |
| 2024-09-16 | Hill Michael Douglass | CFO & Treasurer | Tax withholding | 11K | $2.24 | $25K | 316K |
| 2024-09-16 | Doman Dan | Chief Product Officer | Tax withholding | 12K | $2.24 | $26K | 301K |
| 2024-09-16 | Cummings Karen | President and COO | Tax withholding | 8K | $2.24 | $18K | 375K |
| 2024-09-16 | MCDONALD JOHN T | CEO | Tax withholding | 18K | $2.24 | $40K | 1.8M |
| 2024-09-16 | Smith Matthew Harnden | General Counsel and Secretary | Tax withholding | 1K | $2.24 | $3K | 96K |
| 2024-08-09 | MCDONALD JOHN T | CEO | Buy | 66K | $1.96 | $130K | 364K |
| 2024-08-08 | MCDONALD JOHN T | CEO | Buy | 34K | $1.98 | $67K | 297K |
| 2024-06-16 | Hill Michael Douglass | CFO & Treasurer | Tax withholding | 11K | $2.63 | $29K | 327K |
| 2024-06-16 | MCDONALD JOHN T | CEO | Tax withholding | 18K | $2.63 | $47K | 1.8M |
| 2024-06-16 | Doman Dan | Chief Product Officer | Tax withholding | 13K | $2.63 | $35K | 313K |
| 2024-06-16 | Cummings Karen | President and COO | Tax withholding | 8K | $2.63 | $21K | 383K |
| 2024-06-16 | Smith Matthew Harnden | General Counsel and Secretary | Tax withholding | 1K | $2.63 | $4K | 97K |
| 2024-03-16 | Doman Dan | Chief Product Officer | Tax withholding | 15K | $4.21 | $64K | 326K |
| 2024-03-16 | Cummings Karen | President and COO | Tax withholding | 10K | $4.21 | $40K | 391K |
| 2024-03-16 | Yates Oliver Robert MacFarlane | Chief Sales Officer | Tax withholding | 7K | $4.21 | $28K | 252K |
| 2024-03-16 | Smith Matthew Harnden | General Counsel and Secretary | Tax withholding | 1K | $4.21 | $6K | 99K |
| 2024-03-16 | Hill Michael Douglass | CFO & Treasurer | Tax withholding | 13K | $4.21 | $53K | 338K |
| 2024-03-16 | MCDONALD JOHN T | CEO | Tax withholding | 19K | $4.21 | $81K | 1.9M |
| 2024-02-06 | Breslin Matthew | Chief Revenue Officer | Grant | 150K | $0.00 | $0 | 150K |
| 2024-01-29 | Smith Matthew Harnden | General Counsel and Secretary | Grant | 50K | $0.00 | $0 | 100K |
| 2024-01-29 | Hill Michael Douglass | CFO & Treasurer | Grant | 100K | $0.00 | $0 | 351K |
| 2024-01-29 | Yates Oliver Robert MacFarlane | Chief Sales Officer | Grant | 135K | $0.00 | $0 | 258K |
| 2024-01-29 | Cummings Karen | Executive VP & Senior GM | Grant | 150K | $0.00 | $0 | 401K |
| 2024-01-29 | Doman Dan | Chief Product Officer | Grant | 150K | $0.00 | $0 | 341K |
| 2024-01-29 | MCDONALD JOHN T | CEO | Grant | 250K | $0.00 | $0 | 1.9M |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON6 Form 144 notices on file for UPLD worth $26K at the prices reported; 3 in the last 90 days worth $12K. Latest: TIMOTHY WILLIAM MATTOX filed on 2026-08-07 to sell 848 shares ($4K) from 2026-08-07.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-08-07 | TIMOTHY WILLIAM MATTOXDirector | 848 | $4K | 0.029% | 2026-08-07 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-06 | TIMOTHY WILLIAM MATTOXDirector | 1K | $4K | 0.034% | 2026-08-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-05 | TIMOTHY WILLIAM MATTOXDirector | 1K | $5K | 0.034% | 2026-08-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-04 | TIMOTHY WILLIAM MATTOXDirector | 1K | $4K | 0.034% | 2026-08-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-03 | TIMOTHY WILLIAM MATTOXDirector | 1K | $4K | 0.003% | 2026-08-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-31 | TIMOTHY WILLIAM MATTOXDirector | 1K | $4K | 0.003% | 2026-07-31 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON2 holders report 5% or more of UPLD in their latest filing, all on Schedule 13G (passive). The largest reported stake is Jalak Investments B.V. at 9.0% of the class (2,600,000 shares), filed 2025-11-10 for an event on 2025-09-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-03-27 | 13G/Ano. 2 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2025-11-10 | 13G/Ano. 2 | Jalak Investments B.V.other entity | 2.6M | 9.0% | 2025-09-30 |
| 2025-11-10 | 13G/Ano. 2 | Petrus van Schaickparent holding company, individual | 2.6M | 9.0% | 2025-09-30 |
13F holders
Tracked managers holding UPLD at their latest 13F. JSON3 of the 30 tracked managers held UPLD at their latest 13F, $463K in total at quarter-end prices. D. E. Shaw & Co. is the largest at $224K (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 0 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| D. E. Shaw & Co. | 2026-06-30 | 48K | $224K | 0.00% | new |
| Two Sigma Investments | 2026-06-30 | 27K | $125K | 0.00% | new |
| Renaissance Technologies | 2026-06-30 | 25K | $115K | 0.00% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
What this page is
Upland Software in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Upland Software (UPLD), SEC CIK 1505155, listed on Nasdaq, classified by the SEC as services-prepackaged software. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-13.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-07.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-03-27.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-14.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-16.JSON and CSV
- Company record
- EDGAR filing index for CIK 1505155Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of UPLD is sold short?
121,888 shares were held short at the 2026-10-15 settlement, 4.3 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is UPLD's daily short volume?
On 2026-11-02, 7,363 of the 20,672 UPLD shares reported to FINRA were sold short, 35.6% of the day's reported volume. Short volume is a flow for one day, not a position.
Does UPLD have fails to deliver?
The SEC's latest file shows 474 UPLD shares failed to deliver at settlement 2026-10-13. Fails are reported per settlement date and published twice a month with a lag.
Are UPLD insiders buying or selling?
Insiders at UPLD reported 3 open-market sells worth $12K in the last 90 days and no open-market buys. Latest filing: Simon Jennifer L. (Chief Financial Officer) on 2026-09-16.
Have UPLD insiders filed to sell?
6 Form 144 notices on file for UPLD worth $26K at the prices reported; 3 in the last 90 days worth $12K. Latest: TIMOTHY WILLIAM MATTOX filed on 2026-08-07 to sell 848 shares ($4K) from 2026-08-07.
Who owns 5% or more of UPLD?
2 holders report 5% or more of UPLD in their latest filing, all on Schedule 13G (passive). The largest reported stake is Jalak Investments B.V. at 9.0% of the class (2,600,000 shares), filed 2025-11-10 for an event on 2025-09-30.
Which tracked 13F managers own UPLD?
3 of the 30 tracked 13F managers held UPLD shares at their latest filing, $463K in all. The largest: D. E. Shaw & Co. (48K shares, $224K), Two Sigma Investments (27K shares, $125K), Renaissance Technologies (25K shares, $115K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.