Universal Safety Products (UUU)

Universal Safety Products on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as wholesale-electronic parts & equipment, nec.

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31K

Short interest

settlement 2026-09-30

2.1

Days to cover

+1.0 days vs prior

47.2%

Short share of volume

2026-10-09

2,063

Fails to deliver

settlement 2026-09-02

Tue 18 Feb

Last earnings

reported (8-K Item 2.02)

$756K

Insider flow, 90 days

32 buys, 0 sells

As of 2026-10-09.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in UUU is 31,442 shares, down 4,987 shares over the last month. Over the last 48 readings it ranged from 304 shares (15 July 2025) to 220,587 shares (31 October 2024). At the reported average volume of 15K shares a day that is 2.1 days to cover.

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Settlement	Shares short	Change	Avg daily volume	Days to cover
2026-09-30	31,442	+4.7%	14,924	2.11
2026-09-15	30,040	-17.5%	27,076	1.11
2026-08-31	36,429	+48.0%	78,290	1.00
2026-08-14	24,620	-7.3%	13,762	1.79
2026-07-31	26,565	-12.3%	13,476	1.97
2026-07-15	30,306	+382.4%	14,645	2.07
2026-06-30	6,282	+36.7%	24,975	1.00
2026-06-15	4,596	-70.5%	43,309	1.00
2026-05-29	15,579	-51.7%	42,362	1.00
2026-05-15	32,268	-55.5%	21,495	1.50
2026-04-30	72,486	-19.6%	22,171	3.27
2026-04-15	90,181	+4.0%	40,561	2.22
2026-03-31	86,747	-0.2%	38,052	2.28
2026-03-13	86,918	+14.0%	62,268	1.40
2026-02-27	76,268	-33.8%	38,340	1.99
2026-02-13	115,118	+83.4%	191,774	1.00
2026-01-30	62,755	-2.4%	380,419	1.00
2026-01-15	64,270	-7.5%	184,897	1.00
2025-12-31	69,462	+36.4%	21,117	3.29
2025-12-15	50,931	-24.0%	36,626	1.39
2025-11-28	66,982	+14.2%	39,774	1.68
2025-11-14	58,635	-13.9%	33,368	1.76
2025-10-31	68,111	-9.3%	91,640	1.00
2025-10-15	75,110	+62.1%	208,352	1.00

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 9 October 2026, the short share of UUU volume is 47.2%, down 9.1 points over the last five sessions. Over the last 30 readings it ranged from 12.8% (28 September 2026) to 78.0% (6 October 2026). The latest reading is in line with the 30-session average of 45.5%, on 5K shares reported.

Date	Short volume	Total volume	Short share	Exempt
2026-10-09	2K	5K	47.2%	0
2026-10-08	1K	3K	52.8%	0
2026-10-07	12K	27K	44.0%	0
2026-10-06	12K	15K	78.0%	0
2026-10-05	2K	4K	43.5%	0
2026-10-02	2K	4K	56.3%	0
2026-10-01	1K	2K	46.7%	0
2026-09-30	5K	10K	49.1%	0
2026-09-29	406	2K	25.1%	0
2026-09-28	398	3K	12.8%	0
2026-09-25	1K	5K	29.5%	0
2026-09-24	723	1K	53.9%	0
2026-09-23	6K	9K	59.9%	0
2026-09-22	3K	7K	40.0%	0
2026-09-21	2K	4K	39.0%	0
2026-09-18	7K	13K	55.8%	0
2026-09-17	2K	5K	37.1%	0
2026-09-16	2K	5K	36.4%	0
2026-09-15	3K	9K	31.4%	0
2026-09-14	4K	9K	45.9%	0
2026-09-11	7K	14K	48.6%	0
2026-09-10	15K	21K	69.6%	0
2026-09-09	10K	16K	58.9%	0
2026-09-08	2K	8K	32.4%	0
2026-09-04	2K	5K	33.8%	0
2026-09-03	5K	8K	60.8%	0
2026-09-02	4K	11K	33.1%	0
2026-09-01	15K	32K	47.0%	0
2026-08-31	3K	10K	32.5%	400
2026-08-28	22K	35K	63.8%	574

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 2 September 2026, the fails-to-deliver balance in UUU is 2,063 shares, up 1,987 shares over the last settlement date. Over the last 30 readings it ranged from 16 shares (18 May 2026) to 16,058 shares (4 August 2026).

Settlement	Shares failed	Price	Value
2026-09-02	2,063	$5.37	$11K
2026-08-19	76	$4.52	$344
2026-08-04	16,058	$3.33	$53K
2026-07-24	92	$3.85	$354
2026-07-20	3,481	$3.74	$13K
2026-07-15	469	$3.99	$2K
2026-07-09	661	$3.90	$3K
2026-06-04	2,025	$7.16	$14K
2026-05-21	2,099	$6.50	$14K
2026-05-18	16	$6.03	$96
2026-05-14	563	$6.07	$3K
2026-05-13	584	$6.12	$4K
2026-05-12	36	$6.15	$221
2026-05-11	59	$6.08	$359
2026-04-23	224	$5.88	$1K
2026-04-22	279	$5.91	$2K
2026-04-10	1,623	$6.43	$10K
2026-04-09	856	$5.92	$5K
2026-04-06	148	$5.90	$873
2026-04-02	699	$5.94	$4K
2026-04-01	542	$5.50	$3K
2026-03-31	185	$5.37	$993
2026-03-27	418	$6.02	$3K
2026-03-26	145	$5.92	$858
2026-03-25	212	$6.05	$1K
2026-03-24	928	$5.73	$5K
2026-03-23	2,343	$5.94	$14K
2026-03-19	883	$6.40	$6K
2026-03-18	1,791	$6.15	$11K
2026-03-13	895	$5.83	$5K

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

Insiders at UUU reported 32 open-market buys worth $756K in the last 90 days and no open-market sells. Latest filing: AULT MILTON C III (Director, 10% owner) on 2026-09-30.

Date	Insider	Title	Type	Shares	Price	Value	Owned after
2026-09-30	AULT MILTON C III	Director, 10% owner	Buy	18K	$5134.00	$92.4M	1.2M
2026-09-23	AULT MILTON C III	Director, 10% owner	Buy	12K	$5.11	$61K	1.1M
2026-09-23	AULT MILTON C III	Director, 10% owner	Buy	300	$4.98	$1K	11K
2026-09-22	AULT MILTON C III	Director, 10% owner	Buy	3K	$5.02	$15K	1.1M
2026-09-21	AULT MILTON C III	Director, 10% owner	Buy	100	$5.07	$507	10K
2026-09-18	AULT MILTON C III	Director, 10% owner	Buy	100	$5.01	$501	10K
2026-09-17	AULT MILTON C III	Director, 10% owner	Buy	200	$4.86	$972	10K
2026-09-08	AULT MILTON C III	Director, 10% owner	Buy	300	$5.65	$2K	1.1M
2026-09-04	AULT MILTON C III	Director, 10% owner	Buy	700	$5.42	$4K	10K
2026-09-03	AULT MILTON C III	Director, 10% owner	Buy	100	$5.49	$549	9K
2026-08-31	AULT MILTON C III	Director, 10% owner	Buy	200	$4.96	$992	9K
2026-08-31	AULT MILTON C III	Director, 10% owner	Buy	3K	$5.05	$13K	1.1M
2026-08-28	AULT MILTON C III	Director, 10% owner	Buy	800	$5.49	$4K	9K
2026-08-28	AULT MILTON C III	Director, 10% owner	Buy	10K	$5.16	$52K	1.1M
2026-08-27	AULT MILTON C III	Director, 10% owner	Buy	300	$5.78	$2K	8K
2026-08-27	AULT MILTON C III	Director, 10% owner	Buy	5K	$6.02	$30K	1.1M
2026-08-26	AULT MILTON C III	Director, 10% owner	Buy	200	$5.95	$1K	8K
2026-08-26	AULT MILTON C III	Director, 10% owner	Buy	10K	$6.08	$61K	1.1M
2026-08-25	AULT MILTON C III	Director, 10% owner	Buy	500	$5.85	$3K	8K
2026-08-25	AULT MILTON C III	Director, 10% owner	Buy	9K	$6.03	$53K	1.1M
2026-08-24	AULT MILTON C III	Director, 10% owner	Buy	10K	$6.59	$66K	1.1M
2026-08-21	AULT MILTON C III	Director, 10% owner	Buy	1K	$6.37	$6K	7K
2026-08-21	AULT MILTON C III	Director, 10% owner	Buy	21K	$6.34	$131K	1.1M
2026-08-20	AULT MILTON C III	Director, 10% owner	Buy	6K	$6.15	$37K	1.1M
2026-08-20	AULT MILTON C III	Director, 10% owner	Buy	2K	$6.07	$9K	23K
2026-08-19	AULT MILTON C III	Director, 10% owner	Buy	1K	$5.87	$6K	6K
2026-08-19	AULT MILTON C III	Director, 10% owner	Buy	2K	$4.53	$7K	5K
2026-08-19	AULT MILTON C III	Director, 10% owner	Buy	24K	$5.58	$136K	1.1M
2026-08-18	AULT MILTON C III	Director, 10% owner	Buy	700	$4.38	$3K	4K
2026-08-18	AULT MILTON C III	Director, 10% owner	Buy	5K	$4.44	$23K	1.0M
2026-08-17	AULT MILTON C III	Director, 10% owner	Buy	300	$3.83	$1K	3K
2026-08-17	AULT MILTON C III	Director, 10% owner	Buy	5K	$4.09	$20K	1.0M
2026-08-17	AULT MILTON C III	Director, 10% owner	Buy	1K	$4.12	$5K	21K
2026-07-08	AULT MILTON C III	Director, 10% owner	Buy	200	$3.96	$792	6K
2026-07-08	AULT MILTON C III	Director, 10% owner	Buy	100	$3.89	$389	3K
2026-07-07	AULT MILTON C III	Director, 10% owner	Buy	300	$4.06	$1K	3K
2026-05-15	AULT MILTON C III	Director, 10% owner	Buy	185K	$5.75	$1.1M	1.0M
2026-04-30	AULT MILTON C III	Director, 10% owner	Buy	155K	$5.75	$891K	840K
2026-03-31	AULT MILTON C III	Director, 10% owner	Buy	5K	$5.85	$29K	685K
2026-03-31	AULT MILTON C III	Director, 10% owner	Buy	100	$5.54	$554	2K
2026-03-31	AULT MILTON C III	Director, 10% owner	Buy	5K	$5.84	$29K	20K
2026-03-30	AULT MILTON C III	Director, 10% owner	Buy	500	$5.39	$3K	2K
2026-03-30	AULT MILTON C III	Director, 10% owner	Buy	2K	$5.54	$11K	680K
2026-03-27	AULT MILTON C III	Director, 10% owner	Buy	1K	$5.81	$8K	678K
2026-03-26	AULT MILTON C III	Director, 10% owner	Buy	1K	$6.01	$6K	677K
2026-03-25	AULT MILTON C III	Director, 10% owner	Buy	5K	$6.12	$31K	676K
2026-03-24	AULT MILTON C III	Director, 10% owner	Buy	10K	$6.02	$60K	671K
2026-03-23	AULT MILTON C III	Director, 10% owner	Buy	10K	$6.01	$60K	661K
2026-03-20	AULT MILTON C III	Director, 10% owner	Buy	10K	$6.35	$64K	651K
2026-03-19	AULT MILTON C III	Director, 10% owner	Buy	4K	$6.01	$24K	641K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Planned sales (Form 144)

Newest first. JSON

1 Form 144 notice on file for UUU worth $620K at the prices reported; 0 in the last 90 days worth $0. Latest: GROSSBLATT HARVEY B filed on 2026-05-19 to sell 100,000 shares ($620K) from 2026-05-26.

Filed	Seller	Shares	Market value	Of outstanding	Sale from	Broker
2026-05-19	GROSSBLATT HARVEY BOfficer, Director	100K	$620K	3.679%	2026-05-26	Oppenheimer

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

5 holders report 5% or more of UUU in their latest filing, 4 on Schedule 13D (active intent). The largest reported stake is AULT MILTON C III at 40.8% of the class (1,255,796 shares), filed 2026-10-01 for an event on 2026-09-30.

Filed	Form	Holder	Shares	Of class	Event
2026-10-01	13D/Ano. 20	AULT MILTON C IIIindividual	1.3M	40.8%	2026-09-30
2026-10-01	13D/Ano. 20	Ault Capital Group, Inc.corporation	1.2M	39.3%	2026-09-30
2026-10-01	13D/Ano. 20	Hyperscale Data, Inc.corporation	1.2M	39.3%	2026-09-30
2026-10-01	13D/Ano. 20	Ault Lending, LLCother entity	1.2M	38.5%	2026-09-30
2026-10-01	13D/Ano. 20	NISSER HENRY CARLindividual	25K	0.8%	2026-09-30
2026-10-01	13D/Ano. 20	Alpha Structured Finance LPpartnership	23K	0.8%	2026-09-30
2026-10-01	13D/Ano. 20	Alpha Structured Finance GP LLCother entity	23K	0.8%	2026-09-30
2026-10-01	13D/Ano. 20	ACG Alpha Management LLCother entity	23K	0.8%	2026-09-30
2026-10-01	13D/Ano. 20	Ault & Company, Inc.corporation	6K	0.2%	2026-09-30
2026-05-19	13D/Ano. 5	CASPI STEVENindividual	6K	0.2%	2026-05-15
2026-05-19	13D/Ano. 5	SJC Lending, LLCother entity	5K	0.2%	2026-05-15
2026-05-19	13D/Ano. 5	JLA Realty Associates, LLCother entity	992	0.0%	2026-05-15
2026-05-07	13G/Ano. 1	Lazar David E.investment adviser	281K	9.9%	2026-01-27
2025-10-03	13G/Ano. 1	Jad Fakhryindividual	0	0.0%	2025-09-30
2025-10-03	13G/Ano. 1	Poplar Point Capital GP LLCparent holding company	0	0.0%	2025-09-30
2025-10-03	13G/Ano. 1	Poplar Point Capital Partners LPpartnership	0	0.0%	2025-09-30
2025-10-03	13G/Ano. 1	Poplar Point Capital Management LLCinvestment adviser	0	0.0%	2025-09-30

13F holders

Tracked managers holding UUU at their latest 13F. JSON

1 of the 30 tracked managers held UUU at their latest 13F, $84K in total at quarter-end prices. Two Sigma Investments is the largest at $84K (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 0 added shares and 1 cut.

Fund	Quarter	Shares	Value	Of portfolio	Change in shares
Two Sigma Investments	2026-06-30	18K	$84K	0.00%	-7K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In Q1 FY 2027 (quarter ended 2026-06-30) Universal Safety Products reported revenue of $110K, down 97.1% from the same quarter a year earlier, and net loss of $662K (-0.23 diluted EPS). In FY 2026 it generated $536K of operating cash flow and spent $2.3M on dividends.

Cash: $3.7M
Equity: $3.5M
Total assets: $4.9M
Shares outstanding: 3,028,463

Quarterly, last 8 quarters

Quarter	Period end	Revenue	Net income	Margin	Diluted EPS
Q1 FY 2027	2026-06-30	$110K	-$662K	-604.3%	-0.23
Q4 FY 2026derived	2026-03-31	$240K	-$1.0M	-419.8%	n/a
Q3 FY 2026	2025-12-31	$23K	-$2.3M	-10143.1%	-0.99
Q2 FY 2026	2025-09-30	$760K	-$1000K	-131.6%	-0.43
Q1 FY 2026	2025-06-30	$3.8M	$1.8M	47.3%	0.78
Q4 FY 2025derived	2025-03-31	$6.2M	$1.3M	20.9%	n/a
Q3 FY 2025	2024-12-31	$5.5M	-$937K	-16.9%	-0.40
Q2 FY 2025	2024-09-30	$7.2M	$577K	8.0%	0.25

Fiscal years, with buybacks and dividends

Fiscal year	Ends	Revenue	Net income	Operating cash flow	Capex	Buybacks	Dividends
FY 2026	2026-03-31	$4.8M	-$2.5M	$536K	n/a	n/a	$2.3M
FY 2025	2025-03-31	$23.6M	$501K	-$1.0M	n/a	n/a	n/a
FY 2024	2024-03-31	$19.5M	-$696K	$604K	n/a	n/a	n/a
FY 2023	2023-03-31	$22.2M	$720K	$1.5M	n/a	n/a	n/a
FY 2022	2022-03-31	$19.5M	-$78K	-$1.9M	n/a	n/a	n/a

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-14 from the cover page.

What this page is

Universal Safety Products in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Universal Safety Products (UUU), SEC CIK 102109, listed on NYSE, classified by the SEC as wholesale-electronic parts & equipment, nec. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest: FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume: FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
Fails to deliver: SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-02.JSON and CSV
Planned sales: SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-05-19.JSON and CSV
Large holders: SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-10-01.JSON and CSV
13F holders: SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials: SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
Earnings dates: SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2025-02-18.JSON and CSV
Insider trades: SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-30.JSON and CSV
Company record: EDGAR filing index for CIK 102109Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits: 10 requests a minute without a key, 30 with a free key from a free account.

How to read it

Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Other companies the SEC classifies as wholesale-electronic parts & equipment, nec

Datasets

Frequently Asked Questions

How much of UUU is sold short?

31,442 shares were held short at the 2026-09-30 settlement, 2.1 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.

What is UUU's daily short volume?

On 2026-10-09, 2,425 of the 5,142 UUU shares reported to FINRA were sold short, 47.2% of the day's reported volume. Short volume is a flow for one day, not a position.

Does UUU have fails to deliver?

The SEC's latest file shows 2,063 UUU shares failed to deliver at settlement 2026-09-02. Fails are reported per settlement date and published twice a month with a lag.

Are UUU insiders buying or selling?

Insiders at UUU reported 32 open-market buys worth $756K in the last 90 days and no open-market sells. Latest filing: AULT MILTON C III (Director, 10% owner) on 2026-09-30.

Have UUU insiders filed to sell?

1 Form 144 notice on file for UUU worth $620K at the prices reported; 0 in the last 90 days worth $0. Latest: GROSSBLATT HARVEY B filed on 2026-05-19 to sell 100,000 shares ($620K) from 2026-05-26.

Who owns 5% or more of UUU?

What did UUU report last quarter?

Which tracked 13F managers own UUU?

1 of the 30 tracked 13F managers held UUU shares at their latest filing, $84K in all. The largest: Two Sigma Investments (18K shares, $84K).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.

Universal Safety Products (UUU)

Short interest

Daily short volume

Fails to deliver

Insider trades

Planned sales (Form 144)

Large holders (13D and 13G)

13F holders

Financials

Quarterly, last 8 quarters

Fiscal years, with buybacks and dividends

Universal Safety Products in the regulatory record

Source and updates

How to read it

Other companies the SEC classifies as wholesale-electronic parts & equipment, nec

Other company pages

Datasets

Frequently Asked Questions