AvePoint (AVPT)
AvePoint on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as services-prepackaged software.
12.0M
Short interest
settlement 2026-10-15
4.9
Days to cover
-0.5 days vs prior
65.1%
Short share of volume
2026-11-02
21,280
Fails to deliver
settlement 2026-10-06
Thu 5 Nov
Next earnings
estimated date
-$3.4M
Insider flow, 90 days
0 buys, 8 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in AVPT is 12,014,287 shares, up 1,079,909 shares over the last month. Over the last 48 readings it ranged from 4,709,935 shares (13 June 2025) to 16,102,133 shares (30 June 2026). At the reported average volume of 2.5M shares a day that is 4.9 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 12,014,287 | -2.9% | 2,471,576 | 4.86 |
| 2026-09-30 | 12,367,998 | +13.1% | 2,298,895 | 5.38 |
| 2026-09-15 | 10,934,378 | +3.3% | 1,602,844 | 6.82 |
| 2026-08-31 | 10,580,638 | -0.8% | 1,489,556 | 7.10 |
| 2026-08-14 | 10,663,070 | -1.9% | 2,161,960 | 4.93 |
| 2026-07-31 | 10,867,755 | -12.7% | 2,155,087 | 5.04 |
| 2026-07-15 | 12,448,691 | -22.7% | 2,436,822 | 5.11 |
| 2026-06-30 | 16,102,133 | +30.1% | 2,787,509 | 5.78 |
| 2026-06-15 | 12,381,052 | -1.2% | 2,446,984 | 5.06 |
| 2026-05-29 | 12,532,394 | +15.6% | 1,737,188 | 7.21 |
| 2026-05-15 | 10,840,303 | +3.0% | 2,727,144 | 3.97 |
| 2026-04-30 | 10,528,183 | -3.3% | 1,278,724 | 8.23 |
| 2026-04-15 | 10,883,761 | -3.2% | 1,478,783 | 7.36 |
| 2026-03-31 | 11,240,672 | -11.0% | 1,607,934 | 6.99 |
| 2026-03-13 | 12,634,794 | +8.1% | 1,980,212 | 6.38 |
| 2026-02-27 | 11,692,344 | +8.3% | 2,027,845 | 5.77 |
| 2026-02-13 | 10,800,144 | +0.1% | 2,383,556 | 4.53 |
| 2026-01-30 | 10,793,156 | +1.3% | 1,941,188 | 5.56 |
| 2026-01-15 | 10,656,151 | -6.8% | 1,959,329 | 5.44 |
| 2025-12-31 | 11,428,705 | +40.4% | 2,114,024 | 5.41 |
| 2025-12-15 | 8,141,857 | +11.0% | 2,290,919 | 3.55 |
| 2025-11-28 | 7,334,427 | -1.2% | 1,403,057 | 5.23 |
| 2025-11-14 | 7,422,939 | +18.3% | 1,999,719 | 3.71 |
| 2025-10-31 | 6,276,945 | +1.8% | 928,028 | 6.76 |
| 2025-10-15 | 6,165,504 | -4.6% | 1,008,135 | 6.12 |
| 2025-09-30 | 6,463,235 | +9.1% | 1,473,186 | 4.39 |
| 2025-09-15 | 5,926,656 | +1.1% | 1,196,866 | 4.95 |
| 2025-08-29 | 5,862,587 | +14.6% | 1,264,257 | 4.64 |
| 2025-08-15 | 5,117,816 | +1.5% | 1,987,934 | 2.57 |
| 2025-07-31 | 5,040,019 | -5.2% | 1,281,196 | 3.93 |
| 2025-07-15 | 5,314,430 | +0.7% | 947,031 | 5.61 |
| 2025-06-30 | 5,275,219 | +12.0% | 1,566,241 | 3.37 |
| 2025-06-13 | 4,709,935 | -37.3% | 1,319,687 | 3.57 |
| 2025-05-30 | 7,516,121 | +4.0% | 1,114,420 | 6.74 |
| 2025-05-15 | 7,225,802 | +12.1% | 1,521,294 | 4.75 |
| 2025-04-30 | 6,446,073 | +6.7% | 745,324 | 8.65 |
| 2025-04-15 | 6,039,310 | -13.0% | 1,034,675 | 5.84 |
| 2025-03-31 | 6,944,089 | +9.6% | 1,338,568 | 5.19 |
| 2025-03-14 | 6,336,327 | -5.7% | 1,900,636 | 3.33 |
| 2025-02-28 | 6,719,171 | -14.4% | 1,978,405 | 3.40 |
| 2025-02-14 | 7,851,284 | +2.4% | 1,235,972 | 6.35 |
| 2025-01-31 | 7,668,410 | +17.5% | 1,230,546 | 6.23 |
| 2025-01-15 | 6,524,555 | +5.7% | 1,013,422 | 6.44 |
| 2024-12-31 | 6,175,914 | -21.2% | 1,353,336 | 4.56 |
| 2024-12-13 | 7,835,250 | +12.4% | 1,533,205 | 5.11 |
| 2024-11-29 | 6,972,358 | +15.3% | 1,699,923 | 4.10 |
| 2024-11-15 | 6,046,775 | +25.8% | 1,238,605 | 4.88 |
| 2024-10-31 | 4,806,171 | -2.9% | 493,013 | 9.75 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of AVPT volume is 65.1%, up 20.6 points over the last five sessions. Over the last 30 readings it ranged from 42.4% (14 October 2026) to 79.9% (15 October 2026). The latest reading is 2.3 points above the 30-session average of 62.8%, on 1.4M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 897K | 1.4M | 65.1% | 21 |
| 2026-10-30 | 956K | 1.6M | 61.5% | 0 |
| 2026-10-29 | 1.0M | 1.8M | 58.4% | 308 |
| 2026-10-28 | 880K | 1.7M | 50.4% | 22,768 |
| 2026-10-27 | 482K | 867K | 55.6% | 5 |
| 2026-10-26 | 279K | 625K | 44.6% | 250 |
| 2026-10-23 | 415K | 627K | 66.2% | 10,591 |
| 2026-10-22 | 478K | 878K | 54.4% | 200 |
| 2026-10-21 | 426K | 604K | 70.5% | 4,283 |
| 2026-10-20 | 498K | 800K | 62.2% | 1,366 |
| 2026-10-19 | 287K | 436K | 65.8% | 9 |
| 2026-10-16 | 397K | 556K | 71.3% | 90 |
| 2026-10-15 | 508K | 637K | 79.9% | 220 |
| 2026-10-14 | 433K | 1.0M | 42.4% | 348 |
| 2026-10-13 | 379K | 499K | 75.8% | 43 |
| 2026-10-12 | 309K | 461K | 66.9% | 96 |
| 2026-10-09 | 315K | 431K | 73.0% | 1 |
| 2026-10-08 | 663K | 877K | 75.6% | 529 |
| 2026-10-07 | 429K | 590K | 72.7% | 8 |
| 2026-10-06 | 472K | 951K | 49.7% | 10 |
| 2026-10-05 | 535K | 1.1M | 49.9% | 90 |
| 2026-10-02 | 495K | 662K | 74.8% | 107 |
| 2026-10-01 | 452K | 922K | 49.0% | 0 |
| 2026-09-30 | 720K | 1.0M | 71.8% | 0 |
| 2026-09-29 | 395K | 625K | 63.2% | 12,957 |
| 2026-09-28 | 549K | 757K | 72.6% | 14,139 |
| 2026-09-25 | 454K | 647K | 70.2% | 0 |
| 2026-09-24 | 257K | 407K | 63.1% | 25 |
| 2026-09-23 | 114K | 232K | 49.1% | 3 |
| 2026-09-22 | 215K | 368K | 58.6% | 2,547 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 6 October 2026, the fails-to-deliver balance in AVPT is 21,280 shares, down 3,490 shares over the last settlement date. Over the last 30 readings it ranged from 3 shares (5 March 2026) to 215,698 shares (30 June 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-06 | 21,280 | $14.66 | $312K |
| 2026-10-05 | 24,770 | $14.07 | $349K |
| 2026-09-29 | 4,246 | $13.67 | $58K |
| 2026-09-28 | 79 | $13.00 | $1K |
| 2026-09-24 | 4,093 | $13.12 | $54K |
| 2026-09-09 | 66 | $13.18 | $870 |
| 2026-09-01 | 1,150 | $13.92 | $16K |
| 2026-08-25 | 3,587 | $13.24 | $47K |
| 2026-08-24 | 200 | $13.37 | $3K |
| 2026-07-20 | 20 | $13.22 | $264 |
| 2026-07-16 | 78 | $13.09 | $1K |
| 2026-06-30 | 215,698 | $11.07 | $2.4M |
| 2026-06-29 | 37,607 | $10.89 | $410K |
| 2026-06-02 | 45 | $11.52 | $518 |
| 2026-05-26 | 293 | $10.29 | $3K |
| 2026-05-18 | 27,965 | $9.93 | $278K |
| 2026-05-13 | 5,219 | $10.06 | $53K |
| 2026-05-11 | 1,273 | $11.40 | $15K |
| 2026-05-07 | 20,275 | $10.26 | $208K |
| 2026-05-05 | 2,789 | $10.53 | $29K |
| 2026-04-29 | 155 | $10.01 | $2K |
| 2026-04-28 | 19,212 | $9.90 | $190K |
| 2026-04-21 | 1,190 | $10.06 | $12K |
| 2026-04-08 | 1,506 | $10.01 | $15K |
| 2026-04-01 | 195 | $9.51 | $2K |
| 2026-03-19 | 750 | $10.35 | $8K |
| 2026-03-17 | 1,249 | $10.52 | $13K |
| 2026-03-05 | 3 | $11.11 | $33 |
| 2026-02-18 | 144 | $10.41 | $1K |
| 2026-02-04 | 17,257 | $10.58 | $183K |
Insider trades
SEC Form 4, newest first. JSONInsiders at AVPT reported 8 open-market sells worth $3.4M in the last 90 days and no open-market buys. Latest filing: Brown Brian Michael (Chief Legal Officer) on 2026-10-23.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-23 | Brown Brian Michael | Chief Legal Officer | Sell | 35K | $16.42 | $575K | 225K |
| 2026-10-20 | Brown Brian Michael | Chief Legal Officer | Sell | 73K | $15.26 | $1.1M | 260K |
| 2026-10-16 | Brown Brian Michael | Chief Legal Officer | Sell | 4K | $15.20 | $53K | 332K |
| 2026-10-06 | Brown Brian Michael | Chief Legal Officer | Sell | 29K | $15.15 | $438K | 336K |
| 2026-09-30 | Brown Brian Michael | Chief Legal Officer | Sell | 10K | $14.11 | $141K | 365K |
| 2026-09-23 | Brown Brian Michael | Chief Legal Officer | Sell | 10K | $13.07 | $131K | 375K |
| 2026-09-14 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 2K | $13.60 | $26K | 340K |
| 2026-09-14 | Caci James | Chief Financial Officer | Tax withholding | 3K | $13.60 | $34K | 684K |
| 2026-09-11 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 5K | $12.66 | $63K | 342K |
| 2026-09-11 | Caci James | Chief Financial Officer | Tax withholding | 6K | $12.66 | $77K | 686K |
| 2026-09-11 | Gong Xunkai | Executive Chairman | Tax withholding | 3K | $12.66 | $40K | 1.9M |
| 2026-09-11 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 3K | $12.66 | $37K | 2.2M |
| 2026-09-04 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 3K | $13.43 | $46K | 2.2M |
| 2026-09-04 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 968 | $13.43 | $13K | 2.3M |
| 2026-09-04 | Gong Xunkai | Executive Chairman | Tax withholding | 4K | $13.43 | $49K | 1.9M |
| 2026-09-04 | Gong Xunkai | Executive Chairman | Tax withholding | 1K | $13.43 | $14K | 1.9M |
| 2026-09-04 | Caci James | Chief Financial Officer | Tax withholding | 4K | $13.43 | $53K | 692K |
| 2026-09-04 | Caci James | Chief Financial Officer | Tax withholding | 1K | $13.43 | $18K | 696K |
| 2026-09-04 | Caci James | Chief Financial Officer | Tax withholding | 388 | $13.43 | $5K | 697K |
| 2026-09-04 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 3K | $13.43 | $38K | 347K |
| 2026-09-04 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 981 | $13.43 | $13K | 349K |
| 2026-09-04 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 277 | $13.43 | $4K | 350K |
| 2026-09-01 | Jiang Tianyi | Chief Executive Officer | Gift | 36K | $13.50 | $486K | 2.3M |
| 2026-08-27 | Brown Brian Michael | Chief Legal Officer | Sell | 60K | $14.20 | $852K | 385K |
| 2026-08-24 | Brown Brian Michael | Chief Legal Officer | Sell | 10K | $13.30 | $133K | 445K |
| 2026-07-29 | Brown Brian Michael | Chief Legal Officer | Sell | 5K | $13.06 | $68K | 810K |
| 2026-07-28 | Brown Brian Michael | Chief Legal Officer | Sell | 5K | $13.08 | $63K | 815K |
| 2026-07-15 | Brown Brian Michael | Chief Legal Officer | Sell | 32K | $13.18 | $417K | 820K |
| 2026-07-14 | Brown Brian Michael | Chief Legal Officer | Sell | 8K | $13.00 | $109K | 851K |
| 2026-06-22 | Gong Xunkai | Executive Chairman | Exercise or conversion | 744K | $9.97 | $7.4M | 1.9M |
| 2026-06-22 | Gong Xunkai | Executive Chairman | Exercise or conversion | 206K | $9.97 | $2.1M | 1.1M |
| 2026-06-18 | Brown Brian Michael | Chief Legal Officer | Exercise or conversion | 50K | $10.41 | $526K | 860K |
| 2026-06-12 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 3K | $10.87 | $32K | 2.3M |
| 2026-06-12 | Gong Xunkai | Executive Chairman | Tax withholding | 4K | $10.87 | $41K | 920K |
| 2026-06-12 | Caci James | Chief Financial Officer | Tax withholding | 3K | $10.87 | $27K | 698K |
| 2026-06-12 | Caci James | Chief Financial Officer | Tax withholding | 6K | $10.87 | $67K | 700K |
| 2026-06-12 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 2K | $10.87 | $20K | 809K |
| 2026-06-12 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 5K | $10.87 | $54K | 811K |
| 2026-06-05 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 969 | $10.74 | $10K | 2.3M |
| 2026-06-05 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 3K | $10.74 | $37K | 2.3M |
| 2026-06-05 | Gong Xunkai | Executive Chairman | Tax withholding | 1K | $10.74 | $14K | 923K |
| 2026-06-05 | Gong Xunkai | Executive Chairman | Tax withholding | 4K | $10.74 | $48K | 925K |
| 2026-06-05 | Caci James | Chief Financial Officer | Tax withholding | 388 | $10.74 | $4K | 706K |
| 2026-06-05 | Caci James | Chief Financial Officer | Tax withholding | 1K | $10.74 | $15K | 707K |
| 2026-06-05 | Caci James | Chief Financial Officer | Tax withholding | 4K | $10.74 | $42K | 708K |
| 2026-06-05 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 278 | $10.74 | $3K | 816K |
| 2026-06-05 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 981 | $10.74 | $11K | 816K |
| 2026-06-05 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 3K | $10.74 | $30K | 817K |
| 2026-06-04 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 27 | $10.89 | $294 | 820K |
| 2026-06-01 | Epstein Jeff | Director | Grant | 16K | $11.52 | $190K | 1.2M |
| 2026-06-01 | Ho John Chi On | Director | Grant | 16K | $11.52 | $190K | 3.7M |
| 2026-06-01 | Teper Jeff | Director | Grant | 16K | $11.52 | $190K | 336K |
| 2026-06-01 | SCHIJNS JANET | Director | Grant | 16K | $11.52 | $190K | 106K |
| 2026-03-20 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 5K | $10.30 | $48K | 2.3M |
| 2026-03-20 | Caci James | Chief Financial Officer | Tax withholding | 3K | $10.30 | $29K | 712K |
| 2026-03-20 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 2K | $10.30 | $16K | 820K |
| 2026-03-20 | Gong Xunkai | Executive Chairman | Tax withholding | 6K | $10.30 | $63K | 929K |
| 2026-03-17 | Brown Brian Michael | Chief Legal Officer | Exercise or conversion | 2K | $0.00 | $0 | 822K |
| 2026-03-16 | Gong Xunkai | Executive Chairman | Grant | 190K | $0.00 | $0 | 935K |
| 2026-03-16 | Jiang Tianyi | Chief Executive Officer | Grant | 147K | $0.00 | $0 | 2.3M |
| 2026-03-16 | Brown Brian Michael | Chief Legal Officer | Grant | 48K | $0.00 | $0 | 820K |
| 2026-03-16 | Brown Brian Michael | Chief Legal Officer | Grant | 143K | $0.00 | $0 | 772K |
| 2026-03-13 | Gong Xunkai | Executive Chairman | Tax withholding | 4K | $10.43 | $42K | 745K |
| 2026-03-13 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 3K | $10.43 | $30K | 2.2M |
| 2026-03-13 | Caci James | Chief Financial Officer | Tax withholding | 10K | $10.43 | $105K | 420K |
| 2026-03-13 | Caci James | Chief Financial Officer | Tax withholding | 6K | $10.43 | $64K | 430K |
| 2026-03-13 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 7K | $10.43 | $78K | 630K |
| 2026-03-13 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 5K | $10.43 | $52K | 637K |
| 2026-03-13 | Caci James | Chief Financial Officer | Grant | 74K | $0.00 | $0 | 715K |
| 2026-03-13 | Caci James | Chief Financial Officer | Grant | 221K | $0.00 | $0 | 641K |
| 2026-03-05 | Gong Xunkai | Executive Chairman | Tax withholding | 49K | $11.29 | $548K | 749K |
| 2026-03-05 | Gong Xunkai | Executive Chairman | Grant | 44K | $11.29 | $502K | 798K |
| 2026-03-05 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 35K | $11.29 | $396K | 2.2M |
| 2026-03-05 | Jiang Tianyi | Chief Executive Officer | Grant | 44K | $11.29 | $502K | 2.2M |
| 2026-03-05 | Caci James | Chief Financial Officer | Tax withholding | 18K | $11.29 | $203K | 437K |
| 2026-03-05 | Caci James | Chief Financial Officer | Grant | 18K | $11.29 | $201K | 455K |
| 2026-03-05 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 13K | $11.29 | $146K | 642K |
| 2026-03-05 | Brown Brian Michael | Chief Legal Officer | Grant | 11K | $11.29 | $125K | 655K |
| 2026-02-04 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 322 | $10.53 | $3K | 644K |
| 2026-01-13 | Gong Xunkai | Executive Chairman | Sell | 28K | $13.39 | $375K | 14.9M |
| 2026-01-12 | Gong Xunkai | Executive Chairman | Sell | 32K | $13.66 | $437K | 14.9M |
| 2025-12-30 | Brown Brian Michael | Chief Legal Officer | Other transaction | 928 | $13.97 | $13K | 644K |
| 2025-12-19 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 2K | $13.94 | $22K | 644K |
| 2025-12-19 | Caci James | Chief Financial Officer | Tax withholding | 3K | $13.94 | $39K | 197K |
| 2025-12-19 | Gong Xunkai | Executive Chairman | Tax withholding | 7K | $13.94 | $91K | 753K |
| 2025-12-19 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 5K | $13.94 | $66K | 2.1M |
| 2025-12-12 | Brown Brian Michael | Chief Legal Officer | Exercise or conversion | 21K | $13.89 | $292K | 645K |
| 2025-12-12 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 5K | $13.89 | $70K | 624K |
| 2025-12-12 | Caci James | Chief Financial Officer | Tax withholding | 6K | $13.89 | $85K | 200K |
| 2025-12-12 | Jiang Tianyi | Chief Executive Officer | Tax withholding | 3K | $13.89 | $40K | 2.2M |
| 2025-12-12 | Gong Xunkai | Executive Chairman | Tax withholding | 4K | $13.89 | $56K | 760K |
| 2025-12-09 | Gong Xunkai | Executive Chairman | Sell | 10K | $13.38 | $140K | 15.0M |
| 2025-12-08 | Gong Xunkai | Executive Chairman | Sell | 50K | $13.46 | $667K | 15.0M |
| 2025-12-05 | Caci James | Chief Financial Officer | Tax withholding | 4K | $13.40 | $53K | 206K |
| 2025-12-05 | Brown Brian Michael | Chief Legal Officer | Tax withholding | 3K | $13.40 | $38K | 629K |
| 2025-11-04 | Gong Xunkai | Executive Chairman | Sell | 18K | $13.80 | $253K | 15.0M |
| 2025-11-03 | Gong Xunkai | Executive Chairman | Sell | 42K | $13.96 | $582K | 15.1M |
| 2025-10-24 | Brown Brian Michael | Chief Legal Officer | Sell | 2K | $15.03 | $28K | 632K |
| 2025-10-17 | Jiang Tianyi | Chief Executive Officer | Exercise or conversion | 38K | $14.08 | $535K | 2.2M |
| 2025-10-17 | Jiang Tianyi | Chief Executive Officer | Exercise or conversion | 159K | $14.08 | $2.2M | 2.1M |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON16 Form 144 notices on file for AVPT worth $9.2M at the prices reported; 8 in the last 90 days worth $3.4M. Latest: Brown Brian Michael filed on 2026-10-23 to sell 35,000 shares ($575K) from 2026-10-23.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-10-23 | Brown Brian MichaelOfficer | 35K | $575K | 0.017% | 2026-10-23 | Rockefeller Financial |
| 2026-10-20 | Brown Brian MichaelOfficer | 73K | $1.1M | 0.034% | 2026-10-20 | Rockefeller Financial |
| 2026-10-16 | Brown Brian MichaelOfficer | 4K | $53K | 0.002% | 2026-10-16 | Rockefeller Financial |
| 2026-10-06 | Brown Brian MichaelOfficer | 29K | $438K | 0.014% | 2026-10-06 | Rockefeller Financial |
| 2026-09-30 | Brown Brian MichaelOfficer | 10K | $141K | 0.005% | 2026-09-30 | Rockefeller Financial |
| 2026-09-23 | Brown Brian MichaelOfficer | 10K | $131K | 0.005% | 2026-09-23 | Rockefeller Financial |
| 2026-08-27 | Brown Brian MichaelOfficer | 60K | $850K | 0.028% | 2026-08-27 | Rockefeller Financial |
| 2026-08-24 | Brown Brian MichaelOfficer | 10K | $133K | 0.005% | 2026-08-24 | Rockefeller Financial |
| 2026-07-29 | Brown Brian MichaelOfficer | 5K | $68K | 0.002% | 2026-07-29 | Rockefeller Financial |
| 2026-07-28 | Brown Brian MichaelOfficer | 5K | $63K | 0.002% | 2026-07-28 | Rockefeller Financial |
| 2026-07-15 | Brown Brian MichaelOfficer | 32K | $417K | 0.015% | 2026-07-15 | Rockefeller Financial |
| 2026-07-14 | Brown Brian MichaelOfficer | 8K | $109K | 0.004% | 2026-07-14 | Rockefeller Financial |
| 2026-01-12 | Gong XunkaiOfficer, Director | 60K | $817K | 0.028% | 2026-01-12 | THE CHARLES SCHWAB CORPORATION |
| 2025-10-24 | Brown Brian MichaelOfficer | 2K | $28K | 0.001% | 2025-10-24 | Rockefeller Financial |
| 2025-09-29 | Gong XunkaiOfficer, Director | 240K | $3.7M | 0.113% | 2025-09-29 | THE CHARLES SCHWAB CORPORATION |
| 2025-09-23 | Brown Brian MichaelOfficer | 35K | $544K | 0.017% | 2025-09-23 | Rockefeller Financial |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON12 holders report 5% or more of AVPT in their latest filing, 1 on Schedule 13D (active intent). The largest reported stake is Anchor IV Pte. Ltd. at 9.4% of the class (19,910,510 shares), filed 2025-11-13 for an event on 2025-09-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-28 | 13G | Vanguard Portfolio Managementinvestment adviser | 11.4M | 5.3% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 2 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2025-11-13 | 13G/Ano. 1 | Anchor IV Pte. Ltd.other entity | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | Anchor @ 65 Pte. Ltd.other entity, parent holding company | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | Anchor Fund @ 65 Limited Partnershipparent holding company, partnership | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | Anchor GP Pte. Ltd.other entity, parent holding company | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | 65EP Investment IV Pte. Ltd.other entity, parent holding company | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | 65EP Investments Pte. Ltd.other entity, parent holding company | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | 65 Equity Partners Management (Singapore) Pte. Ltd.investment adviser, other entity | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | 65 Equity Partners Management Pte. Ltd.other entity, parent holding company | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | 65 Equity Partners Group Pte. Ltd.other entity, parent holding company | 19.9M | 9.4% | 2025-09-30 |
| 2025-11-13 | 13G/Ano. 1 | 65 Equity Partners Pte. Ltd.other entity, parent holding company | 19.9M | 9.4% | 2025-09-30 |
| 2025-10-28 | 13D/Ano. 1 | Lu Zhijianindividual | 11.7M | 5.5% | 2025-10-24 |
13F holders
Tracked managers holding AVPT at their latest 13F. JSON7 of the 30 tracked managers held AVPT at their latest 13F, $149.1M in total at quarter-end prices. D. E. Shaw & Co. is the largest at $50.4M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 4 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| D. E. Shaw & Co. | 2026-06-30 | 4.5M | $50.4M | 0.02% | -1.0M |
| Two Sigma Investments | 2026-06-30 | 3.3M | $37.3M | 0.03% | +437K |
| Citadel Advisors | 2026-06-30 | 1.8M | $20.3M | 0.00% | +1.5M |
| Renaissance Technologies | 2026-06-30 | 1.6M | $18.2M | 0.03% | -959K |
| AQR Capital Management | 2026-06-30 | 1.6M | $17.8M | 0.01% | +838K |
| Point72 Asset Management | 2026-06-30 | 272K | $3.1M | 0.00% | -425K |
| Millennium Management | 2026-06-30 | 188K | $2.1M | 0.00% | -609K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 FY 2026 (quarter ended 2026-06-30) AvePoint reported revenue of $124.5M, up 22.0% from the same quarter a year earlier, and net income of $27.6M (0.12 diluted EPS). In FY 2025 it generated $85.3M of operating cash flow and spent $49.8M on buybacks.
- Cash
- $417.3M
- Total assets
- $757.0M
- Shares outstanding
- 211,565,426
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | $124.5M | $27.6M | 22.1% | 0.12 |
| Q1 FY 2026 | 2026-03-31 | $117.2M | $15.3M | 13.0% | 0.07 |
| Q4 FY 2025derived | 2025-12-31 | $114.7M | $15.6M | 13.6% | n/a |
| Q3 FY 2025 | 2025-09-30 | $109.7M | $13.0M | 11.9% | 0.06 |
| Q2 FY 2025 | 2025-06-30 | $102.0M | $2.7M | 2.6% | 0.01 |
| Q1 FY 2025 | 2025-03-31 | $93.1M | $3.4M | 3.7% | 0.02 |
| Q4 FY 2024derived | 2024-12-31 | $89.2M | n/a | n/a | n/a |
| Q3 FY 2024 | 2024-09-30 | $88.8M | $2.6M | 3.0% | 0.01 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $419.5M | $34.8M | $85.3M | $3.7M | $49.8M | n/a |
| FY 2024 | 2024-12-31 | $330.5M | -$29.1M | $88.9M | $3.0M | $33.1M | n/a |
| FY 2023 | 2023-12-31 | $271.8M | -$21.7M | $34.7M | $2.1M | $39.0M | n/a |
| FY 2022 | 2022-12-31 | $232.3M | -$41.6M | -$774K | $3.9M | $19.9M | n/a |
| FY 2021 | 2021-12-31 | $191.9M | -$35.2M | $5.0M | $2.5M | $1.6M | n/a |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-05 from the cover page.
What this page is
AvePoint in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows AvePoint (AVPT), SEC CIK 1777921, listed on Nasdaq, classified by the SEC as services-prepackaged software. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-06.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-10-23.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-28.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-06.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-23.JSON and CSV
- Company record
- EDGAR filing index for CIK 1777921Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of AVPT is sold short?
12,014,287 shares were held short at the 2026-10-15 settlement, 4.9 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is AVPT's daily short volume?
On 2026-11-02, 897,228 of the 1,377,621 AVPT shares reported to FINRA were sold short, 65.1% of the day's reported volume. Short volume is a flow for one day, not a position.
Does AVPT have fails to deliver?
The SEC's latest file shows 21,280 AVPT shares failed to deliver at settlement 2026-10-06. Fails are reported per settlement date and published twice a month with a lag.
Are AVPT insiders buying or selling?
Insiders at AVPT reported 8 open-market sells worth $3.4M in the last 90 days and no open-market buys. Latest filing: Brown Brian Michael (Chief Legal Officer) on 2026-10-23.
Have AVPT insiders filed to sell?
16 Form 144 notices on file for AVPT worth $9.2M at the prices reported; 8 in the last 90 days worth $3.4M. Latest: Brown Brian Michael filed on 2026-10-23 to sell 35,000 shares ($575K) from 2026-10-23.
Who owns 5% or more of AVPT?
12 holders report 5% or more of AVPT in their latest filing, 1 on Schedule 13D (active intent). The largest reported stake is Anchor IV Pte. Ltd. at 9.4% of the class (19,910,510 shares), filed 2025-11-13 for an event on 2025-09-30.
What did AVPT report last quarter?
In Q2 FY 2026 (quarter ended 2026-06-30) AvePoint reported revenue of $124.5M, up 22.0% from the same quarter a year earlier, and net income of $27.6M (0.12 diluted EPS). In FY 2025 it generated $85.3M of operating cash flow and spent $49.8M on buybacks.
Which tracked 13F managers own AVPT?
7 of the 30 tracked 13F managers held AVPT shares at their latest filing, $149.1M in all. The largest: D. E. Shaw & Co. (4.5M shares, $50.4M), Two Sigma Investments (3.3M shares, $37.3M), Ken Griffin's Citadel Advisors (1.8M shares, $20.3M), Renaissance Technologies (1.6M shares, $18.2M), Cliff Asness's AQR Capital Management (1.6M shares, $17.8M), Steve Cohen's Point72 Asset Management (272K shares, $3.1M). The table above lists all 7.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.