XOOMAR

American States Water (AWR)

American States Water on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as water supply.

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991K

Short interest

settlement 2026-09-30

3.8

Days to cover

-1.4 days vs prior

47.9%

Short share of volume

2026-10-12

74

Fails to deliver

settlement 2026-09-14

Wed 4 Nov

Next earnings

estimated date

-$128K

Insider flow, 90 days

0 buys, 2 sells

As of 2026-10-12.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in AWR is 990,892 shares, up 30,526 shares over the last month. Over the last 48 readings it ranged from 428,819 shares (31 October 2024) to 1,045,354 shares (15 July 2026). The latest reading sits at the top of that range. At the reported average volume of 263K shares a day that is 3.8 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-09-30990,892-4.3%263,0363.77
2026-09-151,035,426+7.8%198,9195.21
2026-08-31960,366-4.5%190,9145.03
2026-08-141,005,861+4.7%243,5924.13
2026-07-31960,469-8.1%320,9712.99
2026-07-151,045,354+17.6%308,6173.39
2026-06-30889,060-2.1%454,3591.96
2026-06-15908,324+3.8%335,8362.70
2026-05-29875,362-3.0%299,3662.92
2026-05-15902,632+7.0%278,2603.24
2026-04-30843,987+7.0%491,8391.72
2026-04-15788,547-0.9%264,2522.98
2026-03-31796,009-20.7%318,4322.50
2026-03-131,004,011+10.0%239,1944.20
2026-02-27912,552+25.8%270,2603.38
2026-02-13725,679-2.8%254,3692.85
2026-01-30746,186-6.0%260,1652.87
2026-01-15793,884+1.5%225,7053.52
2025-12-31782,204-13.5%229,0503.41
2025-12-15903,951+14.1%272,7173.31
2025-11-28792,475-6.5%310,0292.56
2025-11-14847,500+7.3%369,4982.29
2025-10-31789,820+7.9%302,0262.62
2025-10-15732,223+15.2%243,1103.01

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 12 October 2026, the short share of AWR volume is 47.9%, down 6.3 points over the last five sessions. Over the last 30 readings it ranged from 27.2% (21 September 2026) to 77.8% (3 September 2026). The latest reading is 4.2 points below the 30-session average of 52.1%, on 74K shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-10-1235K74K47.9%10
2026-10-0931K44K69.8%0
2026-10-0834K55K61.8%0
2026-10-0735K56K63.3%0
2026-10-0637K82K45.3%0
2026-10-0532K59K54.1%0
2026-10-0245K109K41.6%8
2026-10-0137K59K62.5%0
2026-09-3040K92K43.4%3
2026-09-2933K72K46.0%4,093
2026-09-2827K64K42.2%0
2026-09-2538K66K57.0%0
2026-09-2432K70K45.4%0
2026-09-2362K114K54.9%0
2026-09-2225K69K35.5%0
2026-09-2118K66K27.2%0
2026-09-1821K46K46.5%27
2026-09-1720K48K41.0%7
2026-09-1619K68K27.7%0
2026-09-1540K96K41.2%0
2026-09-1426K46K57.2%0
2026-09-1128K61K46.3%0
2026-09-1034K46K72.7%0
2026-09-0929K47K61.1%57
2026-09-0820K33K59.7%0
2026-09-0429K49K59.8%2
2026-09-0345K58K77.8%5
2026-09-0245K91K49.7%0
2026-09-0140K62K65.1%0
2026-08-3128K47K59.3%39

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 14 September 2026, the fails-to-deliver balance in AWR is 74 shares, up 29 shares over the last settlement date. Over the last 30 readings it ranged from 2 shares (17 July 2026) to 5,900 shares (22 June 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-09-1474$86.48$6K
2026-09-0245$89.19$4K
2026-08-3151$89.88$5K
2026-08-2044$89.18$4K
2026-08-192$88.91$178
2026-07-281,588$86.09$137K
2026-07-201,035$89.28$92K
2026-07-172$87.93$176
2026-07-16799$84.63$68K
2026-07-091,014$83.58$85K
2026-07-0236$83.34$3K
2026-06-30646$82.79$53K
2026-06-29642$82.57$53K
2026-06-26425$80.68$34K
2026-06-225,900$77.11$455K
2026-06-0987$76.89$7K
2026-06-0259$76.40$5K
2026-05-2758$76.21$4K
2026-05-1519$77.41$1K
2026-05-113,348$77.20$258K
2026-05-061,685$76.20$128K
2026-04-2313$78.39$1K
2026-04-131,343$79.47$107K
2026-03-2563$73.26$5K
2026-03-17442$75.30$33K
2026-03-065$75.46$377
2026-03-02142$74.53$11K
2026-02-1916$73.40$1K
2026-01-202,581$75.97$196K
2026-01-02457$72.48$33K

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

Insiders at AWR reported 2 open-market sells worth $128K in the last 90 days and no open-market buys. Latest filing: BONTA DIANA M (Director) on 2026-09-04.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-09-04BONTA DIANA MDirectorSell546$88.80$48K17K
2026-08-19HOLLOWAY ANNE MDirectorSell900$88.86$80K39K
2026-05-20HOLLOWAY ANNE MDirectorSell662$75.58$50K39K
2026-05-19Levin Carl JamesDirectorGrant527$75.92$40K7K
2026-05-19Winn Caroline AnnDirector,OtherGrant527$75.92$40K2K
2026-05-19Hopkins Mary AnnDirectorGrant527$75.92$40K5K
2026-05-19Ervin Roger MDirectorGrant527$75.92$40K2K
2026-05-19Eichelberger Thomas A.DirectorGrant527$75.92$40K9K
2026-05-19DAVIS STEVEN DDirectorGrant527$75.92$40K5K
2026-05-19BONTA DIANA MDirectorGrant527$75.92$40K17K
2026-05-19HOLLOWAY ANNE MDirectorBuy527$75.92$40K40K
2026-05-19HOLLOWAY ANNE MDirectorGrant527$75.92$40K40K
2026-05-19HOLLOWAY ANNE MDirectorBuy527$75.92$40K40K
2026-05-19BONTA DIANA MDirectorGrant527$75.92$40K17K
2026-05-19DAVIS STEVEN DDirectorGrant527$75.92$40K5K
2026-05-19Eichelberger Thomas A.DirectorGrant527$75.92$40K9K
2026-05-19Ervin Roger MDirectorGrant527$75.92$40K2K
2026-05-19Hopkins Mary AnnDirectorGrant527$75.92$40K5K
2026-05-19Winn Caroline AnnDirector, NoGrant527$75.92$40K2K
2026-05-19Levin Carl JamesDirectorGrant527$75.92$40K7K
2026-05-18BONTA DIANA MDirectorGrant23$75.92$2K17K
2026-05-18HOLLOWAY ANNE MDirectorBuy135$75.92$10K40K
2026-05-18HOLLOWAY ANNE MDirectorGrant135$75.92$10K40K
2026-05-18HOLLOWAY ANNE MDirectorBuy135$75.92$10K40K
2026-05-18BONTA DIANA MDirectorGrant23$75.92$2K17K
2026-05-15Rowley Paul JSVP OF OPERATIONSSell1K$76.05$99K7K
2026-03-13Schickling David RVice President Water OperationTax withholding77$74.44$6K3K
2026-03-13Schickling David RVice President Water OperationTax withholding260$74.44$19K3K
2026-03-13Schickling David RVice President Water OperationTax withholding81$74.44$6K3K
2026-03-13Rowley Paul JSVP OF OPERATIONSTax withholding113$74.44$8K8K
2026-03-13Rowley Paul JSVP OF OPERATIONSTax withholding360$74.44$27K8K
2026-03-13Rowley Paul JSVP OF OPERATIONSTax withholding107$74.44$8K8K
2026-03-13Miller Susan P.Vice PresidentTax withholding89$74.44$7K5K
2026-03-13Miller Susan P.Vice PresidentTax withholding85$74.44$6K5K
2026-03-13Miller Susan P.Vice PresidentTax withholding399$74.44$30K5K
2026-03-13Kubiak PatrickVP of Asset ManagementTax withholding104$74.44$8K4K
2026-03-13Kubiak PatrickVP of Asset ManagementTax withholding99$74.44$7K4K
2026-03-13Kubiak PatrickVP of Asset ManagementTax withholding260$74.44$19K4K
2026-03-13FARROW GLADYSVP - Fin., Treas., & Asst. SecTax withholding81$74.44$6K11K
2026-03-13FARROW GLADYSVP - Fin., Treas., & Asst. SecTax withholding295$74.44$22K11K
2026-03-13FARROW GLADYSVP - Fin., Treas., & Asst. SecTax withholding77$74.44$6K11K
2026-03-13Pillai SunilVP ENVIRONMENTAL QUALITYTax withholding81$74.44$6K6K
2026-03-13Pillai SunilVP ENVIRONMENTAL QUALITYTax withholding260$74.44$19K6K
2026-03-13Pillai SunilVP ENVIRONMENTAL QUALITYTax withholding77$74.44$6K6K
2026-03-13TANG EVA GSr. Vice President & CFOTax withholding113$74.44$8K42K
2026-03-13TANG EVA GSr. Vice President & CFOTax withholding107$74.44$8K42K
2026-03-13TANG EVA GSr. Vice President & CFOTax withholding401$74.44$30K42K
2026-03-13SPROWLS ROBERT JPresident & CEOTax withholding710$74.44$53K219K
2026-03-13SPROWLS ROBERT JPresident & CEOTax withholding9K$74.44$670K220K
2026-03-13Pierotti JonVice President Reg AffairsTax withholding260$74.44$19K4K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Planned sales (Form 144)

Newest first. JSON

4 Form 144 notices on file for AWR worth $277K at the prices reported; 1 in the last 90 days worth $81K. Latest: HOLLOWAY ANNE M filed on 2026-08-18 to sell 900 shares ($81K) from 2026-08-18.

FiledSellerSharesMarket valueOf outstandingSale fromBroker
2026-08-18HOLLOWAY ANNE MDirector900$81K0.002%2026-08-18The Charles Schwab Corporation
2026-05-19HOLLOWAY ANNE MDirector700$53K0.002%2026-05-19Charles Schwab Corporation
2026-05-15Rowley Paul JOfficer1K$102K0.003%2026-05-15Fidelity Brokerage Services LLC
2025-11-10HOLLOWAY ANNE MDirector550$41K0.001%2025-11-10Charles Schwab Corp.

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

2 holders report 5% or more of AWR in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Portfolio Management at 9.1% of the class (3,556,028 shares), filed 2026-07-31 for an event on 2026-06-30.

FiledFormHolderSharesOf classEvent
2026-10-0613G/Ano. 1Neuberger Berman Group LLCparent holding company1.9M4.9%2026-09-30
2026-10-0613G/Ano. 1Neuberger Berman Investment Advisers LLCinvestment adviser1.9M4.7%2026-09-30
2026-07-3113G/Ano. 1Vanguard Portfolio Managementinvestment adviser3.6M9.1%2026-06-30
2026-04-2913GVanguard Capital Managementinvestment adviser2.1M5.3%2026-03-31
2026-03-2613G/Ano. 17The Vanguard Groupinvestment adviser00.0%2026-03-13

13F holders

Tracked managers holding AWR at their latest 13F. JSON

7 of the 30 tracked managers held AWR at their latest 13F, $125.6M in total at quarter-end prices. AQR Capital Management is the largest at $76.0M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 4 cut.

FundQuarterSharesValueOf portfolioChange in shares
AQR Capital Management2026-06-30920K$76.0M0.03%+446K
Two Sigma Investments2026-06-30287K$23.7M0.02%+195K
Millennium Management2026-06-30126K$10.4M0.00%-80K
D. E. Shaw & Co.2026-06-30112K$9.2M0.00%+7K
Bridgewater Associates2026-06-3030K$2.5M0.01%-38
Citadel Advisors2026-06-3030K$2.5M0.00%-12K
Renaissance Technologies2026-06-3015K$1.2M0.00%-91K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In Q2 FY 2026 (quarter ended 2026-06-30) American States Water reported revenue of $181.3M, up 11.2% from the same quarter a year earlier, and net income of $43.3M (1.09 diluted EPS). In FY 2025 it generated $229.7M of operating cash flow and spent $74.7M on dividends. As of 2026-06-30, cash was $21.7M against $717.7M of debt.

Cash
$21.7M
Debt
$717.7M
Equity
$1.12B
Total assets
$2.77B
Shares outstanding
39,635,626

Quarterly, last 8 quarters

QuarterPeriod endRevenueNet incomeMarginDiluted EPS
Q2 FY 20262026-06-30$181.3M$43.3M23.9%1.09
Q1 FY 20262026-03-31$169.2M$29.9M17.7%0.76
Q4 FY 2025derived2025-12-31$164.3M$28.7M17.5%n/a
Q3 FY 20252025-09-30$182.7M$41.2M22.5%1.06
Q2 FY 20252025-06-30$163.1M$33.7M20.7%0.87
Q1 FY 20252025-03-31$148.0M$26.8M18.1%0.70
Q4 FY 2024derived2024-12-31$143.1M$28.4M19.9%n/a
Q3 FY 20242024-09-30$161.8M$35.8M22.1%0.95

Fiscal years, with buybacks and dividends

Fiscal yearEndsRevenueNet incomeOperating cash flowCapexBuybacksDividends
FY 20252025-12-31$658.1M$130.4M$229.7M$236.8Mn/a$74.7M
FY 20242024-12-31$595.5M$119.3M$198.7M$232.0Mn/a$67.0M
FY 20232023-12-31$595.7M$124.9M$67.7M$188.5Mn/a$61.2M
FY 20222022-12-31$491.5M$78.4M$117.8M$166.2Mn/a$56.4M
FY 20212021-12-31$498.9M$94.3M$115.6M$144.5Mn/a$51.7M

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-04 from the cover page.

What this page is

American States Water in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows American States Water (AWR), SEC CIK 1056903, listed on NYSE, classified by the SEC as water supply. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-12.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-14.JSON and CSV
Planned sales
SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-18.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-10-06.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials
SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-05.JSON and CSV
Insider trades
SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-04.JSON and CSV
Company record
EDGAR filing index for CIK 1056903Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of AWR is sold short?
990,892 shares were held short at the 2026-09-30 settlement, 3.8 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is AWR's daily short volume?
On 2026-10-12, 35,471 of the 74,058 AWR shares reported to FINRA were sold short, 47.9% of the day's reported volume. Short volume is a flow for one day, not a position.
Does AWR have fails to deliver?
The SEC's latest file shows 74 AWR shares failed to deliver at settlement 2026-09-14. Fails are reported per settlement date and published twice a month with a lag.
Are AWR insiders buying or selling?
Insiders at AWR reported 2 open-market sells worth $128K in the last 90 days and no open-market buys. Latest filing: BONTA DIANA M (Director) on 2026-09-04.
Have AWR insiders filed to sell?
4 Form 144 notices on file for AWR worth $277K at the prices reported; 1 in the last 90 days worth $81K. Latest: HOLLOWAY ANNE M filed on 2026-08-18 to sell 900 shares ($81K) from 2026-08-18.
Who owns 5% or more of AWR?
2 holders report 5% or more of AWR in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Portfolio Management at 9.1% of the class (3,556,028 shares), filed 2026-07-31 for an event on 2026-06-30.
What did AWR report last quarter?
In Q2 FY 2026 (quarter ended 2026-06-30) American States Water reported revenue of $181.3M, up 11.2% from the same quarter a year earlier, and net income of $43.3M (1.09 diluted EPS). In FY 2025 it generated $229.7M of operating cash flow and spent $74.7M on dividends. As of 2026-06-30, cash was $21.7M against $717.7M of debt.
Which tracked 13F managers own AWR?
7 of the 30 tracked 13F managers held AWR shares at their latest filing, $125.6M in all. The largest: Cliff Asness's AQR Capital Management (920K shares, $76.0M), Two Sigma Investments (287K shares, $23.7M), Izzy Englander's Millennium Management (126K shares, $10.4M), D. E. Shaw & Co. (112K shares, $9.2M), Ray Dalio's Bridgewater Associates (30K shares, $2.5M), Ken Griffin's Citadel Advisors (30K shares, $2.5M). The table above lists all 7.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.