American States Water (AWR)
American States Water on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as water supply.
991K
Short interest
settlement 2026-09-30
3.8
Days to cover
-1.4 days vs prior
47.9%
Short share of volume
2026-10-12
74
Fails to deliver
settlement 2026-09-14
Wed 4 Nov
Next earnings
estimated date
-$128K
Insider flow, 90 days
0 buys, 2 sells
As of 2026-10-12.
Short interest
FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in AWR is 990,892 shares, up 30,526 shares over the last month. Over the last 48 readings it ranged from 428,819 shares (31 October 2024) to 1,045,354 shares (15 July 2026). The latest reading sits at the top of that range. At the reported average volume of 263K shares a day that is 3.8 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/awr" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 990,892 | -4.3% | 263,036 | 3.77 |
| 2026-09-15 | 1,035,426 | +7.8% | 198,919 | 5.21 |
| 2026-08-31 | 960,366 | -4.5% | 190,914 | 5.03 |
| 2026-08-14 | 1,005,861 | +4.7% | 243,592 | 4.13 |
| 2026-07-31 | 960,469 | -8.1% | 320,971 | 2.99 |
| 2026-07-15 | 1,045,354 | +17.6% | 308,617 | 3.39 |
| 2026-06-30 | 889,060 | -2.1% | 454,359 | 1.96 |
| 2026-06-15 | 908,324 | +3.8% | 335,836 | 2.70 |
| 2026-05-29 | 875,362 | -3.0% | 299,366 | 2.92 |
| 2026-05-15 | 902,632 | +7.0% | 278,260 | 3.24 |
| 2026-04-30 | 843,987 | +7.0% | 491,839 | 1.72 |
| 2026-04-15 | 788,547 | -0.9% | 264,252 | 2.98 |
| 2026-03-31 | 796,009 | -20.7% | 318,432 | 2.50 |
| 2026-03-13 | 1,004,011 | +10.0% | 239,194 | 4.20 |
| 2026-02-27 | 912,552 | +25.8% | 270,260 | 3.38 |
| 2026-02-13 | 725,679 | -2.8% | 254,369 | 2.85 |
| 2026-01-30 | 746,186 | -6.0% | 260,165 | 2.87 |
| 2026-01-15 | 793,884 | +1.5% | 225,705 | 3.52 |
| 2025-12-31 | 782,204 | -13.5% | 229,050 | 3.41 |
| 2025-12-15 | 903,951 | +14.1% | 272,717 | 3.31 |
| 2025-11-28 | 792,475 | -6.5% | 310,029 | 2.56 |
| 2025-11-14 | 847,500 | +7.3% | 369,498 | 2.29 |
| 2025-10-31 | 789,820 | +7.9% | 302,026 | 2.62 |
| 2025-10-15 | 732,223 | +15.2% | 243,110 | 3.01 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 12 October 2026, the short share of AWR volume is 47.9%, down 6.3 points over the last five sessions. Over the last 30 readings it ranged from 27.2% (21 September 2026) to 77.8% (3 September 2026). The latest reading is 4.2 points below the 30-session average of 52.1%, on 74K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-12 | 35K | 74K | 47.9% | 10 |
| 2026-10-09 | 31K | 44K | 69.8% | 0 |
| 2026-10-08 | 34K | 55K | 61.8% | 0 |
| 2026-10-07 | 35K | 56K | 63.3% | 0 |
| 2026-10-06 | 37K | 82K | 45.3% | 0 |
| 2026-10-05 | 32K | 59K | 54.1% | 0 |
| 2026-10-02 | 45K | 109K | 41.6% | 8 |
| 2026-10-01 | 37K | 59K | 62.5% | 0 |
| 2026-09-30 | 40K | 92K | 43.4% | 3 |
| 2026-09-29 | 33K | 72K | 46.0% | 4,093 |
| 2026-09-28 | 27K | 64K | 42.2% | 0 |
| 2026-09-25 | 38K | 66K | 57.0% | 0 |
| 2026-09-24 | 32K | 70K | 45.4% | 0 |
| 2026-09-23 | 62K | 114K | 54.9% | 0 |
| 2026-09-22 | 25K | 69K | 35.5% | 0 |
| 2026-09-21 | 18K | 66K | 27.2% | 0 |
| 2026-09-18 | 21K | 46K | 46.5% | 27 |
| 2026-09-17 | 20K | 48K | 41.0% | 7 |
| 2026-09-16 | 19K | 68K | 27.7% | 0 |
| 2026-09-15 | 40K | 96K | 41.2% | 0 |
| 2026-09-14 | 26K | 46K | 57.2% | 0 |
| 2026-09-11 | 28K | 61K | 46.3% | 0 |
| 2026-09-10 | 34K | 46K | 72.7% | 0 |
| 2026-09-09 | 29K | 47K | 61.1% | 57 |
| 2026-09-08 | 20K | 33K | 59.7% | 0 |
| 2026-09-04 | 29K | 49K | 59.8% | 2 |
| 2026-09-03 | 45K | 58K | 77.8% | 5 |
| 2026-09-02 | 45K | 91K | 49.7% | 0 |
| 2026-09-01 | 40K | 62K | 65.1% | 0 |
| 2026-08-31 | 28K | 47K | 59.3% | 39 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 14 September 2026, the fails-to-deliver balance in AWR is 74 shares, up 29 shares over the last settlement date. Over the last 30 readings it ranged from 2 shares (17 July 2026) to 5,900 shares (22 June 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-14 | 74 | $86.48 | $6K |
| 2026-09-02 | 45 | $89.19 | $4K |
| 2026-08-31 | 51 | $89.88 | $5K |
| 2026-08-20 | 44 | $89.18 | $4K |
| 2026-08-19 | 2 | $88.91 | $178 |
| 2026-07-28 | 1,588 | $86.09 | $137K |
| 2026-07-20 | 1,035 | $89.28 | $92K |
| 2026-07-17 | 2 | $87.93 | $176 |
| 2026-07-16 | 799 | $84.63 | $68K |
| 2026-07-09 | 1,014 | $83.58 | $85K |
| 2026-07-02 | 36 | $83.34 | $3K |
| 2026-06-30 | 646 | $82.79 | $53K |
| 2026-06-29 | 642 | $82.57 | $53K |
| 2026-06-26 | 425 | $80.68 | $34K |
| 2026-06-22 | 5,900 | $77.11 | $455K |
| 2026-06-09 | 87 | $76.89 | $7K |
| 2026-06-02 | 59 | $76.40 | $5K |
| 2026-05-27 | 58 | $76.21 | $4K |
| 2026-05-15 | 19 | $77.41 | $1K |
| 2026-05-11 | 3,348 | $77.20 | $258K |
| 2026-05-06 | 1,685 | $76.20 | $128K |
| 2026-04-23 | 13 | $78.39 | $1K |
| 2026-04-13 | 1,343 | $79.47 | $107K |
| 2026-03-25 | 63 | $73.26 | $5K |
| 2026-03-17 | 442 | $75.30 | $33K |
| 2026-03-06 | 5 | $75.46 | $377 |
| 2026-03-02 | 142 | $74.53 | $11K |
| 2026-02-19 | 16 | $73.40 | $1K |
| 2026-01-20 | 2,581 | $75.97 | $196K |
| 2026-01-02 | 457 | $72.48 | $33K |
Insider trades
SEC Form 4, newest first, 50 of 100 shown. JSONInsiders at AWR reported 2 open-market sells worth $128K in the last 90 days and no open-market buys. Latest filing: BONTA DIANA M (Director) on 2026-09-04.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-04 | BONTA DIANA M | Director | Sell | 546 | $88.80 | $48K | 17K |
| 2026-08-19 | HOLLOWAY ANNE M | Director | Sell | 900 | $88.86 | $80K | 39K |
| 2026-05-20 | HOLLOWAY ANNE M | Director | Sell | 662 | $75.58 | $50K | 39K |
| 2026-05-19 | Levin Carl James | Director | Grant | 527 | $75.92 | $40K | 7K |
| 2026-05-19 | Winn Caroline Ann | Director,Other | Grant | 527 | $75.92 | $40K | 2K |
| 2026-05-19 | Hopkins Mary Ann | Director | Grant | 527 | $75.92 | $40K | 5K |
| 2026-05-19 | Ervin Roger M | Director | Grant | 527 | $75.92 | $40K | 2K |
| 2026-05-19 | Eichelberger Thomas A. | Director | Grant | 527 | $75.92 | $40K | 9K |
| 2026-05-19 | DAVIS STEVEN D | Director | Grant | 527 | $75.92 | $40K | 5K |
| 2026-05-19 | BONTA DIANA M | Director | Grant | 527 | $75.92 | $40K | 17K |
| 2026-05-19 | HOLLOWAY ANNE M | Director | Buy | 527 | $75.92 | $40K | 40K |
| 2026-05-19 | HOLLOWAY ANNE M | Director | Grant | 527 | $75.92 | $40K | 40K |
| 2026-05-19 | HOLLOWAY ANNE M | Director | Buy | 527 | $75.92 | $40K | 40K |
| 2026-05-19 | BONTA DIANA M | Director | Grant | 527 | $75.92 | $40K | 17K |
| 2026-05-19 | DAVIS STEVEN D | Director | Grant | 527 | $75.92 | $40K | 5K |
| 2026-05-19 | Eichelberger Thomas A. | Director | Grant | 527 | $75.92 | $40K | 9K |
| 2026-05-19 | Ervin Roger M | Director | Grant | 527 | $75.92 | $40K | 2K |
| 2026-05-19 | Hopkins Mary Ann | Director | Grant | 527 | $75.92 | $40K | 5K |
| 2026-05-19 | Winn Caroline Ann | Director, No | Grant | 527 | $75.92 | $40K | 2K |
| 2026-05-19 | Levin Carl James | Director | Grant | 527 | $75.92 | $40K | 7K |
| 2026-05-18 | BONTA DIANA M | Director | Grant | 23 | $75.92 | $2K | 17K |
| 2026-05-18 | HOLLOWAY ANNE M | Director | Buy | 135 | $75.92 | $10K | 40K |
| 2026-05-18 | HOLLOWAY ANNE M | Director | Grant | 135 | $75.92 | $10K | 40K |
| 2026-05-18 | HOLLOWAY ANNE M | Director | Buy | 135 | $75.92 | $10K | 40K |
| 2026-05-18 | BONTA DIANA M | Director | Grant | 23 | $75.92 | $2K | 17K |
| 2026-05-15 | Rowley Paul J | SVP OF OPERATIONS | Sell | 1K | $76.05 | $99K | 7K |
| 2026-03-13 | Schickling David R | Vice President Water Operation | Tax withholding | 77 | $74.44 | $6K | 3K |
| 2026-03-13 | Schickling David R | Vice President Water Operation | Tax withholding | 260 | $74.44 | $19K | 3K |
| 2026-03-13 | Schickling David R | Vice President Water Operation | Tax withholding | 81 | $74.44 | $6K | 3K |
| 2026-03-13 | Rowley Paul J | SVP OF OPERATIONS | Tax withholding | 113 | $74.44 | $8K | 8K |
| 2026-03-13 | Rowley Paul J | SVP OF OPERATIONS | Tax withholding | 360 | $74.44 | $27K | 8K |
| 2026-03-13 | Rowley Paul J | SVP OF OPERATIONS | Tax withholding | 107 | $74.44 | $8K | 8K |
| 2026-03-13 | Miller Susan P. | Vice President | Tax withholding | 89 | $74.44 | $7K | 5K |
| 2026-03-13 | Miller Susan P. | Vice President | Tax withholding | 85 | $74.44 | $6K | 5K |
| 2026-03-13 | Miller Susan P. | Vice President | Tax withholding | 399 | $74.44 | $30K | 5K |
| 2026-03-13 | Kubiak Patrick | VP of Asset Management | Tax withholding | 104 | $74.44 | $8K | 4K |
| 2026-03-13 | Kubiak Patrick | VP of Asset Management | Tax withholding | 99 | $74.44 | $7K | 4K |
| 2026-03-13 | Kubiak Patrick | VP of Asset Management | Tax withholding | 260 | $74.44 | $19K | 4K |
| 2026-03-13 | FARROW GLADYS | VP - Fin., Treas., & Asst. Sec | Tax withholding | 81 | $74.44 | $6K | 11K |
| 2026-03-13 | FARROW GLADYS | VP - Fin., Treas., & Asst. Sec | Tax withholding | 295 | $74.44 | $22K | 11K |
| 2026-03-13 | FARROW GLADYS | VP - Fin., Treas., & Asst. Sec | Tax withholding | 77 | $74.44 | $6K | 11K |
| 2026-03-13 | Pillai Sunil | VP ENVIRONMENTAL QUALITY | Tax withholding | 81 | $74.44 | $6K | 6K |
| 2026-03-13 | Pillai Sunil | VP ENVIRONMENTAL QUALITY | Tax withholding | 260 | $74.44 | $19K | 6K |
| 2026-03-13 | Pillai Sunil | VP ENVIRONMENTAL QUALITY | Tax withholding | 77 | $74.44 | $6K | 6K |
| 2026-03-13 | TANG EVA G | Sr. Vice President & CFO | Tax withholding | 113 | $74.44 | $8K | 42K |
| 2026-03-13 | TANG EVA G | Sr. Vice President & CFO | Tax withholding | 107 | $74.44 | $8K | 42K |
| 2026-03-13 | TANG EVA G | Sr. Vice President & CFO | Tax withholding | 401 | $74.44 | $30K | 42K |
| 2026-03-13 | SPROWLS ROBERT J | President & CEO | Tax withholding | 710 | $74.44 | $53K | 219K |
| 2026-03-13 | SPROWLS ROBERT J | President & CEO | Tax withholding | 9K | $74.44 | $670K | 220K |
| 2026-03-13 | Pierotti Jon | Vice President Reg Affairs | Tax withholding | 260 | $74.44 | $19K | 4K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON4 Form 144 notices on file for AWR worth $277K at the prices reported; 1 in the last 90 days worth $81K. Latest: HOLLOWAY ANNE M filed on 2026-08-18 to sell 900 shares ($81K) from 2026-08-18.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-08-18 | HOLLOWAY ANNE MDirector | 900 | $81K | 0.002% | 2026-08-18 | The Charles Schwab Corporation |
| 2026-05-19 | HOLLOWAY ANNE MDirector | 700 | $53K | 0.002% | 2026-05-19 | Charles Schwab Corporation |
| 2026-05-15 | Rowley Paul JOfficer | 1K | $102K | 0.003% | 2026-05-15 | Fidelity Brokerage Services LLC |
| 2025-11-10 | HOLLOWAY ANNE MDirector | 550 | $41K | 0.001% | 2025-11-10 | Charles Schwab Corp. |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON2 holders report 5% or more of AWR in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Portfolio Management at 9.1% of the class (3,556,028 shares), filed 2026-07-31 for an event on 2026-06-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-10-06 | 13G/Ano. 1 | Neuberger Berman Group LLCparent holding company | 1.9M | 4.9% | 2026-09-30 |
| 2026-10-06 | 13G/Ano. 1 | Neuberger Berman Investment Advisers LLCinvestment adviser | 1.9M | 4.7% | 2026-09-30 |
| 2026-07-31 | 13G/Ano. 1 | Vanguard Portfolio Managementinvestment adviser | 3.6M | 9.1% | 2026-06-30 |
| 2026-04-29 | 13G | Vanguard Capital Managementinvestment adviser | 2.1M | 5.3% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 17 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding AWR at their latest 13F. JSON7 of the 30 tracked managers held AWR at their latest 13F, $125.6M in total at quarter-end prices. AQR Capital Management is the largest at $76.0M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 4 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 920K | $76.0M | 0.03% | +446K |
| Two Sigma Investments | 2026-06-30 | 287K | $23.7M | 0.02% | +195K |
| Millennium Management | 2026-06-30 | 126K | $10.4M | 0.00% | -80K |
| D. E. Shaw & Co. | 2026-06-30 | 112K | $9.2M | 0.00% | +7K |
| Bridgewater Associates | 2026-06-30 | 30K | $2.5M | 0.01% | -38 |
| Citadel Advisors | 2026-06-30 | 30K | $2.5M | 0.00% | -12K |
| Renaissance Technologies | 2026-06-30 | 15K | $1.2M | 0.00% | -91K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 FY 2026 (quarter ended 2026-06-30) American States Water reported revenue of $181.3M, up 11.2% from the same quarter a year earlier, and net income of $43.3M (1.09 diluted EPS). In FY 2025 it generated $229.7M of operating cash flow and spent $74.7M on dividends. As of 2026-06-30, cash was $21.7M against $717.7M of debt.
- Cash
- $21.7M
- Debt
- $717.7M
- Equity
- $1.12B
- Total assets
- $2.77B
- Shares outstanding
- 39,635,626
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | $181.3M | $43.3M | 23.9% | 1.09 |
| Q1 FY 2026 | 2026-03-31 | $169.2M | $29.9M | 17.7% | 0.76 |
| Q4 FY 2025derived | 2025-12-31 | $164.3M | $28.7M | 17.5% | n/a |
| Q3 FY 2025 | 2025-09-30 | $182.7M | $41.2M | 22.5% | 1.06 |
| Q2 FY 2025 | 2025-06-30 | $163.1M | $33.7M | 20.7% | 0.87 |
| Q1 FY 2025 | 2025-03-31 | $148.0M | $26.8M | 18.1% | 0.70 |
| Q4 FY 2024derived | 2024-12-31 | $143.1M | $28.4M | 19.9% | n/a |
| Q3 FY 2024 | 2024-09-30 | $161.8M | $35.8M | 22.1% | 0.95 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $658.1M | $130.4M | $229.7M | $236.8M | n/a | $74.7M |
| FY 2024 | 2024-12-31 | $595.5M | $119.3M | $198.7M | $232.0M | n/a | $67.0M |
| FY 2023 | 2023-12-31 | $595.7M | $124.9M | $67.7M | $188.5M | n/a | $61.2M |
| FY 2022 | 2022-12-31 | $491.5M | $78.4M | $117.8M | $166.2M | n/a | $56.4M |
| FY 2021 | 2021-12-31 | $498.9M | $94.3M | $115.6M | $144.5M | n/a | $51.7M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-04 from the cover page.
What this page is
American States Water in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows American States Water (AWR), SEC CIK 1056903, listed on NYSE, classified by the SEC as water supply. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-12.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-14.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-18.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-10-06.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-05.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-04.JSON and CSV
- Company record
- EDGAR filing index for CIK 1056903Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Frequently Asked Questions
How much of AWR is sold short?
What is AWR's daily short volume?
Does AWR have fails to deliver?
Are AWR insiders buying or selling?
Have AWR insiders filed to sell?
Who owns 5% or more of AWR?
What did AWR report last quarter?
Which tracked 13F managers own AWR?
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.