XOOMAR

Axos Financial (AX)

Axos Financial on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as savings institution, federally chartered.

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3.2M

Short interest

settlement 2026-09-30

6.5

Days to cover

-4.8 days vs prior

78.6%

Short share of volume

2026-10-09

952

Fails to deliver

settlement 2026-09-14

Thu 29 Oct

Next earnings

estimated date

-$53K

Insider flow, 90 days

0 buys, 1 sells

As of 2026-10-09.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in AX is 3,198,735 shares, up 171,965 shares over the last month. Over the last 48 readings it ranged from 1,901,628 shares (15 October 2025) to 5,236,775 shares (15 October 2024). At the reported average volume of 490K shares a day that is 6.5 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-09-303,198,735+0.1%490,2486.52
2026-09-153,196,838+5.6%282,70911.31
2026-08-313,026,770+2.1%254,97211.87
2026-08-142,963,650-4.9%307,3179.64
2026-07-313,115,365+1.5%379,2918.21
2026-07-153,069,400-8.5%367,2218.36
2026-06-303,354,412+3.2%557,8166.01
2026-06-153,249,460-3.7%333,8369.73
2026-05-293,373,701+5.5%305,86611.03
2026-05-153,198,226+0.7%560,0205.71
2026-04-303,176,024+9.6%315,53010.07
2026-04-152,899,251+8.0%429,1736.76
2026-03-312,685,768+3.0%444,7666.04
2026-03-132,606,930+4.6%353,9947.36
2026-02-272,491,660+0.8%363,4236.86
2026-02-132,471,597+10.5%452,4115.46
2026-01-302,237,156-1.3%427,7545.23
2026-01-152,265,693+4.0%322,0417.04
2025-12-312,178,684+4.5%384,0435.67
2025-12-152,084,349+1.8%296,6297.03
2025-11-282,047,888+0.5%286,1927.16
2025-11-142,038,071+6.3%284,5957.16
2025-10-311,917,195+0.8%359,8485.33
2025-10-151,901,628-1.9%284,0686.69

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 9 October 2026, the short share of AX volume is 78.6%, up 21.6 points over the last five sessions. Over the last 30 readings it ranged from 55.7% (9 September 2026) to 86.8% (7 October 2026). The latest reading is 7.7 points above the 30-session average of 70.9%, on 52K shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-10-0941K52K78.6%1
2026-10-0871K94K75.3%2
2026-10-0767K78K86.8%84
2026-10-0667K82K81.4%0
2026-10-0574K93K79.6%0
2026-10-0280K140K57.0%18
2026-10-01146K205K71.4%160
2026-09-3051K86K60.0%9
2026-09-2948K82K58.4%0
2026-09-2847K78K60.9%32
2026-09-2537K62K60.3%3
2026-09-2449K84K58.6%787
2026-09-2352K77K68.0%9
2026-09-2249K72K67.9%2,728
2026-09-2158K90K64.0%7
2026-09-18122K144K84.5%125
2026-09-1789K133K67.0%1
2026-09-16165K223K74.1%256
2026-09-1584K111K76.2%1
2026-09-1488K108K82.0%10
2026-09-1160K82K74.0%0
2026-09-1040K64K62.3%4
2026-09-0974K133K55.7%0
2026-09-0897K117K83.4%60
2026-09-0429K40K71.1%43
2026-09-0340K56K70.3%0
2026-09-0290K116K77.4%0
2026-09-0169K96K72.3%0
2026-08-3172K93K77.1%0
2026-08-2853K75K71.1%40

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 14 September 2026, the fails-to-deliver balance in AX is 952 shares, up 530 shares over the last settlement date. Over the last 30 readings it ranged from 4 shares (13 August 2026) to 20,401 shares (29 June 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-09-14952$93.26$89K
2026-09-08422$97.95$41K
2026-09-02142$94.68$13K
2026-09-01115$96.79$11K
2026-08-26222$98.82$22K
2026-08-134$100.13$401
2026-08-11803$99.18$80K
2026-08-10797$100.04$80K
2026-08-05140$105.10$15K
2026-07-3127$98.48$3K
2026-07-2740$95.83$4K
2026-07-2279$97.42$8K
2026-07-20117$99.53$12K
2026-07-174,611$100.94$465K
2026-07-164,826$98.16$474K
2026-07-1546$97.77$4K
2026-07-1313$97.40$1K
2026-07-088$98.48$788
2026-07-0721$100.73$2K
2026-07-0629$97.90$3K
2026-06-2920,401$96.23$2.0M
2026-06-25518$94.35$49K
2026-06-243,088$91.40$282K
2026-06-22284$88.07$25K
2026-06-17238$89.42$21K
2026-06-16647$89.58$58K
2026-06-15693$90.28$63K
2026-06-09867$87.85$76K
2026-06-08973$87.81$85K
2026-06-02972$86.35$84K

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

Insiders at AX reported 1 open-market sell worth $53K in the last 90 days and no open-market buys. Latest filing: Watson Michael James (EVP, Head of Axos Securities) on 2026-09-15.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-09-15Watson Michael JamesEVP, Head of Axos SecuritiesDisposition2K$92.68$147K6K
2026-09-15Watson Michael JamesEVP, Head of Axos SecuritiesOption exercise3K$92.68$294K8K
2026-09-15Tolla John CharlesEVP, Chief Risk OfficerDisposition2K$92.68$175K31K
2026-09-15Tolla John CharlesEVP, Chief Risk OfficerOption exercise4K$92.68$325K33K
2026-09-15Walsh DerrickEVP, Chief Financial OfficerDisposition2K$92.68$206K42K
2026-09-15Walsh DerrickEVP, Chief Financial OfficerOption exercise4K$92.68$382K44K
2026-09-15THIELE CANDACE LEVP, Chief Administrative OffiDisposition547$92.68$51K2K
2026-09-15THIELE CANDACE LEVP, Chief Administrative OffiOption exercise1K$92.68$104K2K
2026-09-15Swanson Brian DPresident, Consumer BankDisposition2K$92.68$169K60K
2026-09-15Swanson Brian DPresident, Consumer BankOption exercise3K$92.68$313K61K
2026-09-15Constantine Thomas MEVP, Chief Credit OfficerDisposition2K$92.68$195K18K
2026-09-15Constantine Thomas MEVP, Chief Credit OfficerOption exercise4K$92.68$362K20K
2026-09-15Bar-Adon EshelEVP, Strategic Partnerships anDisposition2K$92.68$181K131K
2026-09-15Bar-Adon EshelEVP, Strategic Partnerships anOption exercise4K$92.68$336K133K
2026-09-15GILL ANNSVP, Chief Accounting OfficerDisposition884$92.68$82K11K
2026-09-15GILL ANNSVP, Chief Accounting OfficerOption exercise2K$92.68$152K12K
2026-09-15MATSUMOTO RAYMOND DEVP, Chief Operating OfficerDisposition3K$92.68$247K44K
2026-09-15MATSUMOTO RAYMOND DEVP, Chief Operating OfficerOption exercise5K$92.68$458K47K
2026-08-05Santi Roque ADirectorSell500$105.30$53K7K
2026-06-30Garrabrants GregoryPresident and CEODisposition109K$97.39$10.6M1.5M
2026-06-30Garrabrants GregoryPresident and CEOGrant202K$97.39$19.7M1.6M
2026-06-08Constantine Thomas MEVP, Chief Credit OfficerSell2K$88.55$177K16K
2026-05-19Watson Michael JamesEVP, Head of Axos SecuritiesSell2K$83.77$138K5K
2026-05-12Argalas James SDirectorGift2K$84.66$178K71K
2026-05-08Santi Roque ADirectorSell500$87.77$44K8K
2026-03-20Watson Michael JamesEVP, Head of Axos SecuritiesDisposition491$82.93$41K6K
2026-03-20Watson Michael JamesEVP, Head of Axos SecuritiesOption exercise983$82.93$82K7K
2026-03-20THIELE CANDACE LEVP, Chief Administrative OffiDisposition217$82.93$18K1K
2026-03-20THIELE CANDACE LEVP, Chief Administrative OffiOption exercise444$82.93$37K1K
2026-03-20GILL ANNSVP, Chief Accounting OfficerDisposition323$82.93$27K11K
2026-03-20GILL ANNSVP, Chief Accounting OfficerOption exercise601$82.93$50K11K
2026-03-20Crow David MEVP, Head of ClearingDisposition200$82.93$17K2K
2026-03-20Crow David MEVP, Head of ClearingOption exercise583$82.93$48K2K
2026-03-20Constantine Thomas MEVP, Chief Credit OfficerDisposition606$82.93$50K18K
2026-03-20Constantine Thomas MEVP, Chief Credit OfficerOption exercise1K$82.93$93K19K
2026-03-20Bar-Adon EshelEVP Strategic Partnerships anDisposition592$82.93$49K129K
2026-03-20Bar-Adon EshelEVP Strategic Partnerships anOption exercise1K$82.93$91K130K
2026-03-20Swanson Brian DPresident, Consumer BankDisposition634$82.93$53K58K
2026-03-20Swanson Brian DPresident, Consumer BankDisposition2K$82.93$132K59K
2026-03-20Swanson Brian DPresident, Consumer BankOption exercise1K$82.93$98K60K
2026-03-20Swanson Brian DPresident, Consumer BankOption exercise3K$82.93$244K59K
2026-03-20Tolla John CharlesEVP, Chief Risk OfficerDisposition634$82.93$53K29K
2026-03-20Tolla John CharlesEVP, Chief Risk OfficerDisposition2K$82.93$132K30K
2026-03-20Tolla John CharlesEVP, Chief Risk OfficerOption exercise1K$82.93$98K32K
2026-03-20Tolla John CharlesEVP, Chief Risk OfficerOption exercise3K$82.93$244K30K
2026-03-20Walsh DerrickEVP, Chief Financial OfficerDisposition733$82.93$61K40K
2026-03-20Walsh DerrickEVP, Chief Financial OfficerOption exercise1K$82.93$113K41K
2026-03-20MATSUMOTO RAYMOND DEVP, Chief Operating OfficerDisposition874$82.93$72K42K
2026-03-20MATSUMOTO RAYMOND DEVP, Chief Operating OfficerOption exercise2K$82.93$134K43K
2026-03-15Bar-Adon EshelEVP Strategic Partnerships anDisposition952$84.68$81K129K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Planned sales (Form 144)

Newest first. JSON

14 Form 144 notices on file for AX worth $12.2M at the prices reported; 1 in the last 90 days worth $53K. Latest: ROQUE SANTI filed on 2026-08-05 to sell 500 shares ($53K) from 2026-08-05.

FiledSellerSharesMarket valueOf outstandingSale fromBroker
2026-08-05ROQUE SANTIDirector500$53K0.001%2026-08-05Morgan Stanley Smith Barney LLC Executive Financial Services
2026-06-09THOMAS CONSTANTINEOfficer400$36K0.001%2026-06-09Morgan Stanley Smith Barney LLC Executive Financial Services
2026-06-08THOMAS CONSTANTINEOfficer2K$141K0.003%2026-06-08Morgan Stanley Smith Barney LLC Executive Financial Services
2026-05-19MICHAEL WATSONOfficer2K$138K0.003%2026-05-19Morgan Stanley Smith Barney LLC Executive Financial Services
2026-02-17NICHOLAS MOSICHDirector1K$125K0.002%2026-02-17Morgan Stanley Smith Barney LLC Executive Financial Services
2026-02-10NICHOLAS MOSICHDirector1K$97K0.002%2026-02-10Morgan Stanley Smith Barney LLC Executive Financial Services
2026-02-06DERRICK WALSHOfficer5K$490K0.009%2026-02-06Morgan Stanley Smith Barney LLC Executive Financial Services
2026-02-06JAMES J COURTDirector11K$1.1M0.020%2026-02-06Morgan Stanley Smith Barney LLC Executive Financial Services
2026-02-06THOMAS CONSTANTINEOfficer3K$326K0.006%2026-02-06Morgan Stanley Smith Barney LLC Executive Financial Services
2026-02-04GREGORY GARRABRANTSOfficer, Director43K$4.3M0.076%2026-02-04Morgan Stanley Smith Barney LLC Executive Financial Services
2026-02-03PAUL GRINBERGOfficer33K$3.2M0.058%2026-02-03Morgan Stanley Smith Barney LLC Executive Financial Services
2026-01-30DAVID PARKOfficer18K$1.8M0.032%2026-01-30Morgan Stanley Smith Barney LLC Executive Financial Services
2025-12-08TAMARA N BOHLIGDirector2K$185K0.004%2025-12-08Morgan Stanley Smith Barney LLC Executive Financial Services
2025-12-05EDWARD RATINOFFDirector2K$181K0.004%2025-12-05Morgan Stanley Smith Barney LLC Executive Financial Services

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

5 holders report 5% or more of AX in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Portfolio Management at 5.5% of the class (3,118,098 shares), filed 2026-04-28 for an event on 2026-03-31.

FiledFormHolderSharesOf classEvent
2026-08-0713GSTATE STREET CORPORATIONparent holding company3.0M5.3%2026-06-30
2026-08-0613GFMR LLCparent holding company3.0M5.2%2026-06-30
2026-08-0613GAbigail P. Johnsonindividual3.0M5.2%2026-06-30
2026-04-2913GVanguard Capital Managementinvestment adviser2.9M5.1%2026-03-31
2026-04-2813GVanguard Portfolio Managementinvestment adviser3.1M5.5%2026-03-31
2026-03-2613G/Ano. 11The Vanguard Groupinvestment adviser00.0%2026-03-13

13F holders

Tracked managers holding AX at their latest 13F. JSON

2 of the 30 tracked managers held AX at their latest 13F, $56.3M in total at quarter-end prices. Citadel Advisors is the largest at $36.6M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 1 added shares and 1 cut.

FundQuarterSharesValueOf portfolioChange in shares
Citadel Advisors2026-06-30376K$36.6M0.00%+307K
AQR Capital Management2026-06-30202K$19.7M0.01%-33K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In FY 2026 it generated $557.6M of operating cash flow and spent $22.0M on buybacks. As of 2026-06-30, cash was $1.11B against $342.9M of debt.

Cash
$1.11B
Debt
$342.9M
Equity
$3.17B
Total assets
$29.96B
Shares outstanding
56,734,842

Quarterly, last 8 quarters

QuarterPeriod endRevenueNet incomeMarginDiluted EPS
Q4 FY 2026derived2026-06-30n/a$124.9Mn/an/a
Q3 FY 20262026-03-31n/a$124.7Mn/a2.15
Q2 FY 20262025-12-31n/a$128.4Mn/a2.22
Q1 FY 20262025-09-30n/a$112.4Mn/a1.94
Q4 FY 2025derived2025-06-30n/a$110.7Mn/an/a
Q3 FY 20252025-03-31n/a$105.2Mn/a1.81
Q2 FY 20252024-12-31n/a$104.7Mn/a1.80
Q1 FY 20252024-09-30n/a$112.3Mn/a1.93

Fiscal years, with buybacks and dividends

Fiscal yearEndsRevenueNet incomeOperating cash flowCapexBuybacksDividends
FY 20262026-06-30$81.3M$490.4M$557.6M$266.4M$22.0Mn/a
FY 20252025-06-30$65.8M$432.9M$490.3M$54.2M$58.2Mn/a
FY 20242024-06-30$64.6M$450.0M$305.5M$36.0M$96.3Mn/a
FY 20232023-06-30$65.3M$307.2M$196.7M$30.2M$49.0Mn/a
FY 20222022-06-30$59.4M$240.7M$216.6M$21.5M$0n/a

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-07 from the cover page.

What this page is

Axos Financial in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Axos Financial (AX), SEC CIK 1299709, listed on NYSE, classified by the SEC as savings institution, federally chartered. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-14.JSON and CSV
Planned sales
SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-05.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-07.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials
SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-30.JSON and CSV
Insider trades
SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-15.JSON and CSV
Company record
EDGAR filing index for CIK 1299709Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of AX is sold short?
3,198,735 shares were held short at the 2026-09-30 settlement, 6.5 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is AX's daily short volume?
On 2026-10-09, 41,107 of the 52,285 AX shares reported to FINRA were sold short, 78.6% of the day's reported volume. Short volume is a flow for one day, not a position.
Does AX have fails to deliver?
The SEC's latest file shows 952 AX shares failed to deliver at settlement 2026-09-14. Fails are reported per settlement date and published twice a month with a lag.
Are AX insiders buying or selling?
Insiders at AX reported 1 open-market sell worth $53K in the last 90 days and no open-market buys. Latest filing: Watson Michael James (EVP, Head of Axos Securities) on 2026-09-15.
Have AX insiders filed to sell?
14 Form 144 notices on file for AX worth $12.2M at the prices reported; 1 in the last 90 days worth $53K. Latest: ROQUE SANTI filed on 2026-08-05 to sell 500 shares ($53K) from 2026-08-05.
Who owns 5% or more of AX?
5 holders report 5% or more of AX in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Portfolio Management at 5.5% of the class (3,118,098 shares), filed 2026-04-28 for an event on 2026-03-31.
What did AX report last quarter?
In FY 2026 it generated $557.6M of operating cash flow and spent $22.0M on buybacks. As of 2026-06-30, cash was $1.11B against $342.9M of debt.
Which tracked 13F managers own AX?
2 of the 30 tracked 13F managers held AX shares at their latest filing, $56.3M in all. The largest: Ken Griffin's Citadel Advisors (376K shares, $36.6M), Cliff Asness's AQR Capital Management (202K shares, $19.7M).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.