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Brookfield Asset Management (BAM)

Brookfield Asset Management on one page: short interest, daily short volume, fails to deliver, large holders, 13F holders and earnings dates. Listed on NYSE.

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19.9M

Short interest

settlement 2026-09-30

6.5

Days to cover

+0.1 days vs prior

85.1%

Short share of volume

2026-10-09

3,493

Fails to deliver

settlement 2026-09-11

Fri 6 Nov

Next earnings

estimated date

As of 2026-10-09.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in BAM is 19,912,050 shares, down 2,082,491 shares over the last month. Over the last 48 readings it ranged from 7,266,578 shares (31 December 2024) to 23,831,842 shares (29 May 2026). At the reported average volume of 3.1M shares a day that is 6.5 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-09-3019,912,050+7.5%3,081,3826.46
2026-09-1518,530,116-15.8%2,895,0326.40
2026-08-3121,994,541+12.5%1,751,11712.56
2026-08-1419,555,990+0.6%3,334,8065.86
2026-07-3119,447,611+5.5%2,119,3119.18
2026-07-1518,442,128-2.1%2,176,9538.47
2026-06-3018,842,517-3.7%3,264,5045.77
2026-06-1519,561,350-17.9%3,132,6946.24
2026-05-2923,831,842+11.6%2,854,0138.35
2026-05-1521,361,044+8.6%3,496,1466.11
2026-04-3019,662,064+8.6%3,056,9686.43
2026-04-1518,099,465+1.4%3,902,7814.64
2026-03-3117,854,290+12.9%4,093,7794.36
2026-03-1315,810,015-23.6%4,553,2923.47
2026-02-2720,679,928+43.8%4,038,6455.12
2026-02-1314,379,044+39.8%4,592,0053.13
2026-01-3010,285,659-7.9%2,815,9053.65
2026-01-1511,170,760-19.1%2,140,1635.22
2025-12-3113,813,075+5.9%1,306,33810.57
2025-12-1513,046,267-30.0%2,642,4164.94
2025-11-2818,647,174+28.4%2,976,4656.26
2025-11-1415,252,474+2.8%3,439,3424.43
2025-10-3114,843,496+1.3%1,796,3988.26
2025-10-1514,649,753+4.0%1,593,4079.19

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 9 October 2026, the short share of BAM volume is 85.1%, up 0.8 points over the last five sessions. Over the last 30 readings it ranged from 38.8% (14 September 2026) to 85.1% (9 October 2026). The latest reading sits at the top of that range. The latest reading is 19.1 points above the 30-session average of 66.0%, on 1.3M shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-10-091.1M1.3M85.1%388
2026-10-08806K1.2M69.9%98
2026-10-07953K1.2M78.8%0
2026-10-06487K640K76.1%0
2026-10-05785K1.4M58.0%13
2026-10-02884K1.0M84.4%115
2026-10-01887K1.2M72.8%1,171
2026-09-301.3M1.8M74.0%2,303
2026-09-29743K1.0M73.0%13
2026-09-28886K1.4M64.9%0
2026-09-25597K1.1M55.3%44
2026-09-24446K912K48.9%0
2026-09-23326K493K66.1%0
2026-09-22400K651K61.4%331
2026-09-21437K674K64.8%104
2026-09-18554K823K67.3%200
2026-09-17593K1.0M59.2%0
2026-09-16643K943K68.2%2
2026-09-15481K877K54.8%545
2026-09-14471K1.2M38.8%478
2026-09-11467K779K59.9%0
2026-09-10446K683K65.3%872
2026-09-09466K748K62.3%33
2026-09-08702K1.2M56.9%29
2026-09-04434K657K66.1%500
2026-09-03476K813K58.5%0
2026-09-02287K454K63.3%94
2026-09-01439K588K74.7%5
2026-08-31511K637K80.2%19
2026-08-28272K382K71.3%0

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 11 September 2026, the fails-to-deliver balance in BAM is 3,493 shares, down 242,753 shares over the last settlement date. Over the last 30 readings it ranged from 8 shares (7 August 2026) to 246,246 shares (10 September 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-09-113,493$47.24$165K
2026-09-10246,246$47.72$11.8M
2026-09-0967$48.87$3K
2026-09-083,466$50.60$175K
2026-09-0427,848$50.29$1.4M
2026-09-0317,938$49.67$891K
2026-09-0132,764$51.50$1.7M
2026-08-2776,020$52.01$4.0M
2026-08-242,241$52.30$117K
2026-08-191,430$51.47$74K
2026-08-189,904$52.57$521K
2026-08-171,140$54.31$62K
2026-08-1427,575$55.86$1.5M
2026-08-12512$55.36$28K
2026-08-078$53.17$425
2026-08-06371$52.63$20K
2026-08-05116$51.94$6K
2026-08-0442,398$50.69$2.1M
2026-08-0311,000$48.40$532K
2026-07-308,084$47.35$383K
2026-07-286,553$47.56$312K
2026-07-27951$46.35$44K
2026-07-23877$46.41$41K
2026-07-22255$46.54$12K
2026-07-21382$47.37$18K
2026-07-209,937$48.33$480K
2026-07-1715$49.57$744
2026-07-164,963$49.02$243K
2026-07-1518,417$47.52$875K
2026-07-1313,455$46.72$629K

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

2 holders report 5% or more of BAM in their latest filing, all on Schedule 13D (active intent). The largest reported stake is BROOKFIELD CORPORATION at 72.8% of the class (1,193,021,145 shares), filed 2026-04-06 for an event on 2026-04-01.

FiledFormHolderSharesOf classEvent
2026-04-0613D/Ano. 2BROOKFIELD CORPORATIONcorporation1.19B72.8%2026-04-01
2026-04-0613D/Ano. 2BAM PARTNERS TRUSTother entity1.19B72.8%2026-04-01

13F holders

Tracked managers holding BAM at their latest 13F. JSON

7 of the 30 tracked managers held BAM at their latest 13F, $142.0M in total at quarter-end prices. Millennium Management is the largest at $67.7M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 2 cut.

FundQuarterSharesValueOf portfolioChange in shares
Millennium Management2026-06-301.5M$67.7M0.02%+1.3M
AQR Capital Management2026-06-30635K$28.5M0.01%+79K
D. E. Shaw & Co.2026-06-30567K$25.4M0.01%-1.4M
Citadel Advisors2026-06-30139K$6.3M0.00%-245K
Point72 Asset Management2026-06-30124K$5.6M0.01%new
Two Sigma Investments2026-06-30124K$5.5M0.00%+50K
Bridgewater Associates2026-06-3068K$3.0M0.01%+37K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

Brookfield Asset Management in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Brookfield Asset Management (BAM), SEC CIK 1937926, listed on NYSE. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-11.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-06.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-06.JSON and CSV
Company record
EDGAR filing index for CIK 1937926Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Other company pages

Datasets

Frequently Asked Questions

How much of BAM is sold short?
19,912,050 shares were held short at the 2026-09-30 settlement, 6.5 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is BAM's daily short volume?
On 2026-10-09, 1,075,658 of the 1,263,560 BAM shares reported to FINRA were sold short, 85.1% of the day's reported volume. Short volume is a flow for one day, not a position.
Does BAM have fails to deliver?
The SEC's latest file shows 3,493 BAM shares failed to deliver at settlement 2026-09-11. Fails are reported per settlement date and published twice a month with a lag.
Are BAM insiders buying or selling?
No Form 4 filings for BAM are on record.
Who owns 5% or more of BAM?
2 holders report 5% or more of BAM in their latest filing, all on Schedule 13D (active intent). The largest reported stake is BROOKFIELD CORPORATION at 72.8% of the class (1,193,021,145 shares), filed 2026-04-06 for an event on 2026-04-01.
Which tracked 13F managers own BAM?
7 of the 30 tracked 13F managers held BAM shares at their latest filing, $142.0M in all. The largest: Izzy Englander's Millennium Management (1.5M shares, $67.7M), Cliff Asness's AQR Capital Management (635K shares, $28.5M), D. E. Shaw & Co. (567K shares, $25.4M), Ken Griffin's Citadel Advisors (139K shares, $6.3M), Steve Cohen's Point72 Asset Management (124K shares, $5.6M), Two Sigma Investments (124K shares, $5.5M). The table above lists all 7.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.