Ameriprise Financial (AMP)
Ameriprise Financial on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as investment advice.
2.6M
Short interest
settlement 2026-10-15
5.4
Days to cover
+2.1 days vs prior
64.0%
Short share of volume
2026-11-02
16,032
Fails to deliver
settlement 2026-10-13
Thu 28 Jan
Next earnings
estimated date
-$1.6M
Insider flow, 90 days
0 buys, 2 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in AMP is 2,625,061 shares, down 105,410 shares over the last month. Over the last 48 readings it ranged from 1,060,471 shares (31 January 2025) to 4,116,305 shares (29 May 2026). At the reported average volume of 487K shares a day that is 5.4 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 2,625,061 | +0.5% | 486,913 | 5.39 |
| 2026-09-30 | 2,610,872 | -4.4% | 792,705 | 3.29 |
| 2026-09-15 | 2,730,471 | -1.8% | 530,552 | 5.15 |
| 2026-08-31 | 2,781,402 | +12.5% | 365,110 | 7.62 |
| 2026-08-14 | 2,471,490 | -14.3% | 402,233 | 6.14 |
| 2026-07-31 | 2,883,990 | -12.0% | 591,925 | 4.87 |
| 2026-07-15 | 3,277,937 | -11.0% | 660,768 | 4.96 |
| 2026-06-30 | 3,681,764 | -7.8% | 969,444 | 3.80 |
| 2026-06-15 | 3,993,227 | -3.0% | 569,366 | 7.01 |
| 2026-05-29 | 4,116,305 | +12.0% | 698,596 | 5.89 |
| 2026-05-15 | 3,676,258 | +16.2% | 546,416 | 6.73 |
| 2026-04-30 | 3,164,489 | +19.2% | 733,755 | 4.31 |
| 2026-04-15 | 2,655,355 | -4.5% | 662,602 | 4.01 |
| 2026-03-31 | 2,781,295 | -3.2% | 782,783 | 3.55 |
| 2026-03-13 | 2,874,258 | -13.8% | 600,651 | 4.79 |
| 2026-02-27 | 3,333,123 | +2.1% | 665,339 | 5.01 |
| 2026-02-13 | 3,263,762 | +11.5% | 933,192 | 3.50 |
| 2026-01-30 | 2,926,541 | +2.4% | 673,491 | 4.35 |
| 2026-01-15 | 2,856,700 | -1.1% | 505,597 | 5.65 |
| 2025-12-31 | 2,890,063 | -5.1% | 589,925 | 4.90 |
| 2025-12-15 | 3,045,167 | +13.8% | 625,865 | 4.87 |
| 2025-11-28 | 2,676,786 | -6.6% | 669,260 | 4.00 |
| 2025-11-14 | 2,866,788 | +30.3% | 582,345 | 4.92 |
| 2025-10-31 | 2,200,568 | -9.6% | 674,303 | 3.26 |
| 2025-10-15 | 2,435,153 | +9.6% | 455,722 | 5.34 |
| 2025-09-30 | 2,222,223 | -1.3% | 632,460 | 3.51 |
| 2025-09-15 | 2,250,879 | +7.5% | 478,018 | 4.71 |
| 2025-08-29 | 2,093,759 | +5.8% | 375,746 | 5.57 |
| 2025-08-15 | 1,979,318 | +3.4% | 399,730 | 4.95 |
| 2025-07-31 | 1,914,968 | +13.5% | 471,118 | 4.06 |
| 2025-07-15 | 1,687,346 | +15.2% | 406,151 | 4.15 |
| 2025-06-30 | 1,465,188 | +5.4% | 533,077 | 2.75 |
| 2025-06-13 | 1,389,927 | -13.4% | 433,622 | 3.21 |
| 2025-05-30 | 1,605,259 | -7.1% | 498,601 | 3.22 |
| 2025-05-15 | 1,728,027 | +13.1% | 399,951 | 4.32 |
| 2025-04-30 | 1,528,458 | +4.2% | 552,758 | 2.77 |
| 2025-04-15 | 1,467,526 | +22.5% | 665,795 | 2.20 |
| 2025-03-31 | 1,197,914 | +3.1% | 542,344 | 2.21 |
| 2025-03-14 | 1,161,581 | -19.0% | 592,080 | 1.96 |
| 2025-02-28 | 1,433,822 | +5.0% | 464,388 | 3.09 |
| 2025-02-14 | 1,365,633 | +28.8% | 620,418 | 2.20 |
| 2025-01-31 | 1,060,471 | -6.3% | 611,735 | 1.73 |
| 2025-01-15 | 1,131,442 | +2.8% | 426,347 | 2.65 |
| 2024-12-31 | 1,100,434 | -7.6% | 490,614 | 2.24 |
| 2024-12-13 | 1,191,022 | +7.1% | 484,996 | 2.46 |
| 2024-11-29 | 1,111,752 | -9.4% | 454,670 | 2.45 |
| 2024-11-15 | 1,227,658 | +9.3% | 499,384 | 2.46 |
| 2024-10-31 | 1,122,750 | -8.9% | 422,315 | 2.66 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of AMP volume is 64.0%, up 15.2 points over the last five sessions. Over the last 30 readings it ranged from 40.0% (28 October 2026) to 77.4% (22 September 2026). The latest reading is 5.9 points above the 30-session average of 58.1%, on 164K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 105K | 164K | 64.0% | 1,681 |
| 2026-10-30 | 133K | 256K | 51.9% | 2 |
| 2026-10-29 | 253K | 372K | 68.0% | 3 |
| 2026-10-28 | 171K | 429K | 40.0% | 102 |
| 2026-10-27 | 105K | 208K | 50.4% | 30 |
| 2026-10-26 | 108K | 220K | 48.8% | 0 |
| 2026-10-23 | 134K | 230K | 58.3% | 1,022 |
| 2026-10-22 | 73K | 135K | 53.6% | 10 |
| 2026-10-21 | 97K | 141K | 68.8% | 511 |
| 2026-10-20 | 84K | 144K | 58.5% | 11 |
| 2026-10-19 | 224K | 298K | 75.0% | 156 |
| 2026-10-16 | 83K | 166K | 50.0% | 31 |
| 2026-10-15 | 88K | 181K | 48.4% | 50 |
| 2026-10-14 | 91K | 169K | 53.9% | 470 |
| 2026-10-13 | 65K | 110K | 59.4% | 45 |
| 2026-10-12 | 52K | 100K | 51.9% | 86 |
| 2026-10-09 | 103K | 164K | 62.8% | 248 |
| 2026-10-08 | 128K | 190K | 67.5% | 174 |
| 2026-10-07 | 113K | 173K | 65.3% | 18 |
| 2026-10-06 | 124K | 226K | 55.0% | 0 |
| 2026-10-05 | 100K | 227K | 44.2% | 106 |
| 2026-10-02 | 85K | 185K | 45.8% | 0 |
| 2026-10-01 | 88K | 199K | 44.2% | 999 |
| 2026-09-30 | 167K | 263K | 63.5% | 0 |
| 2026-09-29 | 96K | 176K | 54.3% | 375 |
| 2026-09-28 | 158K | 268K | 59.2% | 53 |
| 2026-09-25 | 216K | 304K | 71.1% | 323 |
| 2026-09-24 | 284K | 412K | 69.0% | 1,369 |
| 2026-09-23 | 184K | 289K | 63.5% | 30 |
| 2026-09-22 | 330K | 426K | 77.4% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 13 October 2026, the fails-to-deliver balance in AMP is 16,032 shares, up 15,999 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (23 March 2026) to 16,032 shares (13 October 2026). The latest reading sits at the top of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-13 | 16,032 | $500.02 | $8.0M |
| 2026-10-09 | 33 | $499.08 | $16K |
| 2026-09-21 | 1,718 | $544.33 | $935K |
| 2026-09-15 | 18 | $558.54 | $10K |
| 2026-09-11 | 39 | $553.53 | $22K |
| 2026-09-04 | 3,771 | $565.08 | $2.1M |
| 2026-08-18 | 12,537 | $561.63 | $7.0M |
| 2026-08-13 | 498 | $565.07 | $281K |
| 2026-08-12 | 67 | $562.98 | $38K |
| 2026-08-05 | 29 | $553.58 | $16K |
| 2026-07-14 | 47 | $518.23 | $24K |
| 2026-07-01 | 103 | $458.76 | $47K |
| 2026-06-29 | 106 | $452.81 | $48K |
| 2026-06-25 | 25 | $460.95 | $12K |
| 2026-06-15 | 884 | $459.13 | $406K |
| 2026-06-12 | 2,098 | $450.38 | $945K |
| 2026-06-11 | 634 | $450.62 | $286K |
| 2026-06-08 | 305 | $454.66 | $139K |
| 2026-06-02 | 392 | $447.15 | $175K |
| 2026-05-14 | 25 | $469.18 | $12K |
| 2026-04-16 | 107 | $468.15 | $50K |
| 2026-04-09 | 4,130 | $453.10 | $1.9M |
| 2026-03-25 | 9 | $448.17 | $4K |
| 2026-03-23 | 1 | $438.94 | $439 |
| 2026-03-10 | 646 | $461.48 | $298K |
| 2026-02-20 | 298 | $472.43 | $141K |
| 2026-01-13 | 152 | $510.16 | $78K |
| 2025-12-23 | 49 | $495.92 | $24K |
| 2025-12-19 | 150 | $487.69 | $73K |
| 2025-12-17 | 8 | $486.60 | $4K |
Insider trades
SEC Form 4, newest first. JSONInsiders at AMP reported 2 open-market sells worth $1.6M in the last 90 days and no open-market buys. Latest filing: Brockman Dawn M. (SVP AND CONTROLLER) on 2026-08-10.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-08-10 | Brockman Dawn M. | SVP AND CONTROLLER | Sell | 472 | $558.93 | $264K | 713 |
| 2026-08-10 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax withholding | 469 | $559.62 | $262K | 4K |
| 2026-08-10 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Exercise or conversion | 722 | $197.87 | $143K | 4K |
| 2026-08-06 | McGraw Deirdre Davey | EVP Mktg, Strat. & Comms. | Exercise or conversion | 1K | $298.09 | $298K | 8K |
| 2026-08-06 | McGraw Deirdre Davey | EVP Mktg, Strat. & Comms. | Exercise or conversion | 1K | $197.87 | $198K | 7K |
| 2026-08-06 | McGraw Deirdre Davey | EVP Mktg, Strat. & Comms. | Sell | 2K | $558.28 | $1.3M | 3K |
| 2026-08-06 | McGraw Deirdre Davey | EVP Mktg, Strat. & Comms. | Tax withholding | 2K | $558.08 | $1.2M | 6K |
| 2026-08-06 | McGraw Deirdre Davey | EVP Mktg, Strat. & Comms. | Exercise or conversion | 1K | $165.41 | $165K | 6K |
| 2026-07-28 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Sell | 422 | $549.76 | $232K | 6K |
| 2026-07-28 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Sell | 11K | $548.92 | $5.8M | 6K |
| 2026-07-28 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Tax withholding | 23K | $550.81 | $12.7M | 17K |
| 2026-07-28 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Exercise or conversion | 23K | $197.87 | $4.6M | 40K |
| 2026-07-28 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Exercise or conversion | 11K | $165.41 | $1.8M | 17K |
| 2026-07-28 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 2K | $546.67 | $1.0M | 108K |
| 2026-07-28 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 16K | $545.28 | $8.8M | 110K |
| 2026-07-28 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax withholding | 35K | $545.83 | $19.1M | 126K |
| 2026-07-28 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Exercise or conversion | 53K | $165.41 | $8.8M | 161K |
| 2026-07-28 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Sell | 908 | $541.90 | $492K | 7K |
| 2026-07-28 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Sell | 3K | $540.07 | $1.7M | 8K |
| 2026-07-28 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Sell | 4K | $538.23 | $2.2M | 11K |
| 2026-07-28 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Tax withholding | 7K | $538.01 | $3.7M | 15K |
| 2026-07-28 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Exercise or conversion | 11K | $165.41 | $1.8M | 22K |
| 2026-07-27 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Sell | 6 | $537.61 | $3K | 11K |
| 2026-07-27 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Sell | 8K | $537.08 | $4.2M | 11K |
| 2026-07-27 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Tax withholding | 2K | $537.08 | $1.1M | 19K |
| 2026-07-27 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Exercise or conversion | 4K | $126.89 | $461K | 21K |
| 2026-07-09 | Brockman Dawn M. | SVP AND CONTROLLER | Tax withholding | 9 | $500.16 | $5K | 1K |
| 2026-07-09 | Brockman Dawn M. | SVP AND CONTROLLER | Exercise or conversion | 26 | price not stated in the filing | not stated | 1K |
| 2026-07-09 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Tax withholding | 24 | $500.16 | $12K | 17K |
| 2026-07-09 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Exercise or conversion | 54 | price not stated in the filing | not stated | 17K |
| 2026-07-09 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax withholding | 181 | $500.16 | $90K | 5K |
| 2026-07-09 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Exercise or conversion | 392 | price not stated in the filing | not stated | 5K |
| 2026-07-09 | HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | Tax withholding | 98 | $500.16 | $49K | 4K |
| 2026-07-09 | HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | Exercise or conversion | 207 | price not stated in the filing | not stated | 4K |
| 2026-05-14 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | Sell | 6K | $472.52 | $3.0M | 6K |
| 2026-05-14 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | Tax withholding | 1K | $471.22 | $677K | 12K |
| 2026-05-14 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | Exercise or conversion | 2K | $165.41 | $367K | 14K |
| 2026-05-08 | Sharpe Robert Francis JR | Director | Sell | 1K | $465.83 | $559K | 6K |
| 2026-02-10 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Sell | 5K | $532.08 | $2.7M | 12K |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Sell | 5K | $542.88 | $2.5M | 5K |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax withholding | 5K | $542.78 | $2.7M | 9K |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Exercise or conversion | 5K | $126.89 | $617K | 14K |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Exercise or conversion | 3K | $179.84 | $616K | 9K |
| 2026-02-05 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Sell | 7K | $544.22 | $3.8M | 6K |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 16K | $548.61 | $8.6M | 108K |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 3K | $547.51 | $1.6M | 123K |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 2K | $545.76 | $973K | 126K |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 7K | $545.04 | $3.8M | 128K |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 5K | $543.88 | $2.5M | 135K |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 6K | $542.78 | $3.1M | 139K |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 4K | $541.46 | $2.3M | 145K |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | 7K | $540.11 | $3.9M | 149K |
| 2026-02-02 | Brockman Dawn M. | SVP AND CONTROLLER | Grant | 177 | $0.00 | $0 | 1K |
| 2026-02-02 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Grant | 583 | $0.00 | $0 | 3K |
| 2026-02-02 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | 405 | $0.00 | $0 | 6K |
| 2026-02-02 | Davies William | EXECUTIVE VP, GLOBAL CIO | Grant | 529 | $0.00 | $0 | 15K |
| 2026-02-02 | Smyth Gerard P. | EVP & CIO | Grant | 1K | $0.00 | $0 | 12K |
| 2026-02-02 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Grant | 3K | $0.00 | $0 | 13K |
| 2026-02-02 | Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Grant | 2K | $0.00 | $0 | 11K |
| 2026-02-02 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Grant | 3K | $0.00 | $0 | 5K |
| 2026-02-02 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Grant | 12K | $0.00 | $0 | 156K |
| 2026-01-31 | Davies William | EXECUTIVE VP, GLOBAL CIO | Returned to company | 78 | $527.19 | $41K | 14K |
| 2026-01-31 | Brockman Dawn M. | SVP AND CONTROLLER | Tax withholding | 20 | $527.19 | $11K | 991 |
| 2026-01-31 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax withholding | 46 | $527.19 | $24K | 2K |
| 2026-01-31 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax withholding | 32 | $527.19 | $17K | 6K |
| 2026-01-31 | Davies William | EXECUTIVE VP, GLOBAL CIO | Returned to company | 78 | $527.19 | $41K | 14K |
| 2026-01-31 | Smyth Gerard P. | EVP & CIO | Tax withholding | 136 | $527.19 | $72K | 11K |
| 2026-01-31 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Tax withholding | 423 | $527.19 | $223K | 10K |
| 2026-01-31 | Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Tax withholding | 235 | $527.19 | $124K | 10K |
| 2026-01-31 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax withholding | 345 | $527.19 | $182K | 2K |
| 2026-01-31 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax withholding | 2K | $527.19 | $912K | 144K |
| 2026-01-27 | Davies William | EXECUTIVE VP, GLOBAL CIO | Returned to company | 115 | $498.33 | $57K | 13K |
| 2026-01-27 | Brockman Dawn M. | SVP AND CONTROLLER | Tax withholding | 22 | $498.33 | $11K | 1K |
| 2026-01-27 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax withholding | 42 | $498.33 | $21K | 2K |
| 2026-01-27 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax withholding | 36 | $498.33 | $18K | 5K |
| 2026-01-27 | Davies William | EXECUTIVE VP, GLOBAL CIO | Returned to company | 115 | $498.33 | $57K | 13K |
| 2026-01-27 | Smyth Gerard P. | EVP & CIO | Tax withholding | 97 | $498.33 | $48K | 9K |
| 2026-01-27 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Tax withholding | 429 | $498.33 | $214K | 5K |
| 2026-01-27 | Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Tax withholding | 201 | $498.33 | $100K | 7K |
| 2026-01-27 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax withholding | 317 | $498.33 | $158K | 3K |
| 2026-01-27 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax withholding | 2K | $498.33 | $1.1M | 129K |
| 2026-01-27 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax withholding | 336 | $498.33 | $167K | 6K |
| 2026-01-27 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | 1K | $0.00 | $0 | 6K |
| 2026-01-27 | Davies William | EXECUTIVE VP, GLOBAL CIO | Returned to company | 935 | $498.33 | $466K | 14K |
| 2026-01-27 | Davies William | EXECUTIVE VP, GLOBAL CIO | Grant | 2K | $0.00 | $0 | 15K |
| 2026-01-27 | Smyth Gerard P. | EVP & CIO | Tax withholding | 1K | $498.33 | $556K | 11K |
| 2026-01-27 | Smyth Gerard P. | EVP & CIO | Grant | 3K | $0.00 | $0 | 12K |
| 2026-01-27 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Tax withholding | 5K | $498.33 | $2.5M | 10K |
| 2026-01-27 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Grant | 10K | $0.00 | $0 | 15K |
| 2026-01-27 | Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Tax withholding | 3K | $498.33 | $1.3M | 10K |
| 2026-01-27 | Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Grant | 6K | $0.00 | $0 | 13K |
| 2026-01-27 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax withholding | 4K | $498.33 | $2.1M | 3K |
| 2026-01-27 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Grant | 9K | $0.00 | $0 | 12K |
| 2026-01-27 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax withholding | 18K | $498.33 | $9.1M | 146K |
| 2026-01-27 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Grant | 36K | $0.00 | $0 | 164K |
| 2026-01-27 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax withholding | 306 | $498.33 | $152K | 4K |
| 2026-01-27 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Grant | 999 | $0.00 | $0 | 4K |
| 2026-01-26 | Davies William | EXECUTIVE VP, GLOBAL CIO | Returned to company | 98 | $500.53 | $49K | 13K |
| 2026-01-26 | Brockman Dawn M. | SVP AND CONTROLLER | Tax withholding | 22 | $500.53 | $11K | 1K |
| 2026-01-26 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax withholding | 66 | $500.53 | $33K | 2K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON13 Form 144 notices on file for AMP worth $65.9M at the prices reported; 2 in the last 90 days worth $1.6M. Latest: Dawn M. Brockman filed on 2026-08-10 to sell 472 shares ($264K) from 2026-08-10.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-08-10 | Dawn M. BrockmanOfficer | 472 | $264K | 0.001% | 2026-08-10 | American Enterprise Investment Services, Inc. |
| 2026-08-06 | Deirdre McGrawOfficer | 2K | $1.3M | 0.003% | 2026-08-06 | American Enterprise Investment Services, Inc. |
| 2026-07-28 | William J. WilliamsOfficer | 8K | $4.4M | 0.009% | 2026-07-28 | American Enterprise Investment Services, Inc. |
| 2026-07-28 | Walter Stanley BermanOfficer | 11K | $6.0M | 0.012% | 2026-07-28 | American Enterprise Investment Services, Inc. |
| 2026-07-28 | James M. CracchioloOfficer, Director | 18K | $9.8M | 0.020% | 2026-07-28 | American Enterprise Investment Services, Inc. |
| 2026-07-27 | William J. WilliamsOfficer | 8K | $4.2M | 0.009% | 2026-07-27 | American Enterprise Investment Services, Inc. |
| 2026-05-14 | Gerard P. SmythOfficer | 6K | $3.0M | 0.007% | 2026-05-14 | American Enterprise Investment Services, Inc. |
| 2026-05-08 | Sharpe Robert Francis JRDirector | 1K | $554K | 0.001% | 2026-05-08 | Wells Fargo Clearing Services |
| 2026-02-10 | William Fredrick TruscottOfficer | 5K | $2.7M | 0.005% | 2026-02-10 | American Enterprise Investment Services, Inc. |
| 2026-02-09 | GUMER ALVEROOfficer | 5K | $2.5M | 0.005% | 2026-02-09 | American Enterprise Investment Services, Inc. |
| 2026-02-05 | Walter Stanley BermanOfficer | 7K | $3.8M | 0.008% | 2026-02-05 | American Enterprise Investment Services, Inc. |
| 2026-02-04 | James M. CracchioloOfficer, Director | 49K | $26.6M | 0.053% | 2026-02-04 | American Enterprise Investment Services, Inc. |
| 2025-11-21 | Sharpe Robert Francis JRDirector | 2K | $676K | 0.002% | 2025-11-21 | Wells Fargo Clearing Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON4 holders report 5% or more of AMP in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 8.2% of the class (7,395,693 shares), filed 2026-07-27 for an event on 2026-06-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-07-27 | 13G/Ano. 16 | BlackRock, Inc.parent holding company | 7.4M | 8.2% | 2026-06-30 |
| 2026-05-12 | 13G | STATE STREET CORPORATIONparent holding company | 4.6M | 5.1% | 2026-03-31 |
| 2026-04-29 | 13G | Vanguard Capital Managementinvestment adviser | 6.8M | 7.5% | 2026-03-31 |
| 2026-04-28 | 13G | Vanguard Portfolio Managementinvestment adviser | 5.3M | 5.8% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 11 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding AMP at their latest 13F. JSON8 of the 30 tracked managers held AMP at their latest 13F, $1.12B in total at quarter-end prices. AQR Capital Management is the largest at $607.5M (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 4 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 1.3M | $607.5M | 0.21% | -151K |
| Millennium Management | 2026-06-30 | 532K | $243.9M | 0.09% | -152K |
| Citadel Advisors | 2026-06-30 | 236K | $108.3M | 0.01% | +88K |
| D. E. Shaw & Co. | 2026-06-30 | 184K | $84.4M | 0.04% | -95K |
| Renaissance Technologies | 2026-06-30 | 146K | $66.9M | 0.09% | +720 |
| Bridgewater Associates | 2026-06-30 | 13K | $5.8M | 0.02% | +4K |
| Two Sigma Investments | 2026-06-30 | 7K | $3.0M | 0.00% | -31K |
| Fisher Asset Management | 2026-06-30 | 1K | $498K | 0.00% | +241 |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q3 FY 2026 (quarter ended 2026-09-30) Ameriprise Financial reported revenue of $5.19B, up 6.1% from the same quarter a year earlier, and net income of $1.13B (12.32 diluted EPS). In FY 2025 it generated $8.32B of operating cash flow and spent $2.91B on buybacks and $596.0M on dividends.
- Equity
- $5.11B
- Total assets
- $191.35B
- Shares outstanding
- 86,812,469
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q3 FY 2026 | 2026-09-30 | $5.19B | $1.13B | 21.7% | 12.32 |
| Q2 FY 2026 | 2026-06-30 | $5.01B | $1.11B | 22.2% | 11.98 |
| Q1 FY 2026 | 2026-03-31 | $4.89B | $915.0M | 18.7% | 9.68 |
| Q4 FY 2025derived | 2025-12-31 | $5.05B | $1.01B | 20.0% | n/a |
| Q3 FY 2025 | 2025-09-30 | $4.89B | $912.0M | 18.6% | 9.33 |
| Q2 FY 2025 | 2025-06-30 | $4.49B | $1.06B | 23.6% | 10.73 |
| Q1 FY 2025 | 2025-03-31 | $4.48B | $583.0M | 13.0% | 5.83 |
| Q4 FY 2024derived | 2024-12-31 | $4.65B | $1.07B | 23.0% | n/a |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $18.91B | $3.56B | $8.32B | $162.0M | $2.91B | $596.0M |
| FY 2024 | 2024-12-31 | $17.93B | $3.40B | $6.59B | $176.0M | $2.45B | $574.0M |
| FY 2023 | 2023-12-31 | $16.10B | $2.56B | $4.68B | $184.0M | $2.13B | $550.0M |
| FY 2022 | 2022-12-31 | $14.33B | $3.15B | $4.41B | $182.0M | $1.98B | $534.0M |
| FY 2021 | 2021-12-31 | $13.39B | $3.42B | $3.33B | $120.0M | $2.03B | $511.0M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-09-30; shares outstanding as of 2026-10-24 from the cover page.
What this page is
Ameriprise Financial in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Ameriprise Financial (AMP), SEC CIK 820027, listed on NYSE, classified by the SEC as investment advice. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-13.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-10.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-07-27.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-09-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-29.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-08-10.JSON and CSV
- Company record
- EDGAR filing index for CIK 820027Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of AMP is sold short?
2,625,061 shares were held short at the 2026-10-15 settlement, 5.4 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is AMP's daily short volume?
On 2026-11-02, 104,719 of the 163,619 AMP shares reported to FINRA were sold short, 64.0% of the day's reported volume. Short volume is a flow for one day, not a position.
Does AMP have fails to deliver?
The SEC's latest file shows 16,032 AMP shares failed to deliver at settlement 2026-10-13. Fails are reported per settlement date and published twice a month with a lag.
Are AMP insiders buying or selling?
Insiders at AMP reported 2 open-market sells worth $1.6M in the last 90 days and no open-market buys. Latest filing: Brockman Dawn M. (SVP AND CONTROLLER) on 2026-08-10.
Have AMP insiders filed to sell?
13 Form 144 notices on file for AMP worth $65.9M at the prices reported; 2 in the last 90 days worth $1.6M. Latest: Dawn M. Brockman filed on 2026-08-10 to sell 472 shares ($264K) from 2026-08-10.
Who owns 5% or more of AMP?
4 holders report 5% or more of AMP in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 8.2% of the class (7,395,693 shares), filed 2026-07-27 for an event on 2026-06-30.
What did AMP report last quarter?
In Q3 FY 2026 (quarter ended 2026-09-30) Ameriprise Financial reported revenue of $5.19B, up 6.1% from the same quarter a year earlier, and net income of $1.13B (12.32 diluted EPS). In FY 2025 it generated $8.32B of operating cash flow and spent $2.91B on buybacks and $596.0M on dividends.
Which tracked 13F managers own AMP?
8 of the 30 tracked 13F managers held AMP shares at their latest filing, $1.12B in all. The largest: Cliff Asness's AQR Capital Management (1.3M shares, $607.5M), Izzy Englander's Millennium Management (532K shares, $243.9M), Ken Griffin's Citadel Advisors (236K shares, $108.3M), D. E. Shaw & Co. (184K shares, $84.4M), Renaissance Technologies (146K shares, $66.9M), Ray Dalio's Bridgewater Associates (13K shares, $5.8M). The table above lists all 8.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.