Capricor Therapeutics (CAPR)
Capricor Therapeutics on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as pharmaceutical preparations.
19.9M
Short interest
settlement 2026-10-15
6.6
Days to cover
+2.1 days vs prior
63.9%
Short share of volume
2026-11-02
233
Fails to deliver
settlement 2026-10-14
Mon 9 Nov
Next earnings
estimated date
$0
Insider flow, 90 days
0 buys, 0 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in CAPR is 19,860,451 shares, up 179,803 shares over the last month. Over the last 48 readings it ranged from 3,845,353 shares (15 November 2024) to 22,183,275 shares (31 August 2026). At the reported average volume of 3.0M shares a day that is 6.6 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 19,860,451 | +5.5% | 3,016,484 | 6.58 |
| 2026-09-30 | 18,825,352 | -4.3% | 4,165,921 | 4.52 |
| 2026-09-15 | 19,680,648 | -11.3% | 3,321,739 | 5.92 |
| 2026-08-31 | 22,183,275 | +24.9% | 11,135,624 | 1.99 |
| 2026-08-14 | 17,754,953 | +11.1% | 10,826,270 | 1.64 |
| 2026-07-31 | 15,984,662 | +2.6% | 7,747,120 | 2.06 |
| 2026-07-15 | 15,578,639 | +5.7% | 1,443,737 | 10.79 |
| 2026-06-30 | 14,739,307 | +26.0% | 1,997,195 | 7.38 |
| 2026-06-15 | 11,700,557 | +5.7% | 854,754 | 13.69 |
| 2026-05-29 | 11,068,139 | +1.4% | 774,846 | 14.28 |
| 2026-05-15 | 10,915,855 | +3.8% | 1,332,358 | 8.19 |
| 2026-04-30 | 10,515,168 | +4.8% | 829,033 | 12.68 |
| 2026-04-15 | 10,036,812 | +1.6% | 1,054,571 | 9.52 |
| 2026-03-31 | 9,878,573 | +34.6% | 1,477,571 | 6.69 |
| 2026-03-13 | 7,340,980 | +6.5% | 1,821,303 | 4.03 |
| 2026-02-27 | 6,890,271 | +3.9% | 1,193,801 | 5.77 |
| 2026-02-13 | 6,630,769 | +13.3% | 904,397 | 7.33 |
| 2026-01-30 | 5,851,683 | +14.6% | 1,200,239 | 4.88 |
| 2026-01-15 | 5,106,355 | +0.8% | 1,505,718 | 3.39 |
| 2025-12-31 | 5,064,287 | +0.7% | 1,101,451 | 4.60 |
| 2025-12-15 | 5,029,282 | -69.4% | 8,567,200 | 1.00 |
| 2025-11-28 | 16,419,579 | +16.0% | 2,288,226 | 7.18 |
| 2025-11-14 | 14,153,661 | +6.8% | 1,790,917 | 7.90 |
| 2025-10-31 | 13,254,083 | +8.2% | 1,221,950 | 10.85 |
| 2025-10-15 | 12,248,657 | +4.3% | 1,086,598 | 11.27 |
| 2025-09-30 | 11,738,250 | -3.4% | 1,634,126 | 7.18 |
| 2025-09-15 | 12,145,449 | +5.7% | 1,088,176 | 11.16 |
| 2025-08-29 | 11,491,393 | +1.2% | 1,349,869 | 8.51 |
| 2025-08-15 | 11,352,342 | +2.2% | 1,471,161 | 7.72 |
| 2025-07-31 | 11,105,742 | +13.3% | 2,282,988 | 4.86 |
| 2025-07-15 | 9,801,806 | -12.3% | 3,404,383 | 2.88 |
| 2025-06-30 | 11,174,368 | +9.4% | 4,454,679 | 2.51 |
| 2025-06-13 | 10,214,148 | -7.8% | 2,193,504 | 4.66 |
| 2025-05-30 | 11,081,704 | -19.6% | 2,174,718 | 5.10 |
| 2025-05-15 | 13,781,994 | +33.3% | 4,069,716 | 3.39 |
| 2025-04-30 | 10,340,629 | -3.1% | 1,381,041 | 7.49 |
| 2025-04-15 | 10,671,483 | +14.7% | 1,322,384 | 8.07 |
| 2025-03-31 | 9,303,425 | +2.5% | 1,692,308 | 5.50 |
| 2025-03-14 | 9,072,729 | +11.1% | 1,640,948 | 5.53 |
| 2025-02-28 | 8,166,040 | +0.1% | 1,228,928 | 6.64 |
| 2025-02-14 | 8,160,363 | +6.4% | 955,908 | 8.54 |
| 2025-01-31 | 7,669,742 | +1.1% | 701,656 | 10.93 |
| 2025-01-15 | 7,587,145 | -4.6% | 919,548 | 8.25 |
| 2024-12-31 | 7,954,663 | +42.3% | 1,331,095 | 5.98 |
| 2024-12-13 | 5,591,866 | +26.7% | 1,963,254 | 2.85 |
| 2024-11-29 | 4,412,443 | +14.8% | 1,146,243 | 3.85 |
| 2024-11-15 | 3,845,353 | -27.2% | 1,103,078 | 3.49 |
| 2024-10-31 | 5,281,996 | -14.6% | 1,921,348 | 2.75 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of CAPR volume is 63.9%, up 11.2 points over the last five sessions. Over the last 30 readings it ranged from 31.9% (22 September 2026) to 65.1% (30 October 2026). The latest reading sits at the top of that range. The latest reading is 18.5 points above the 30-session average of 45.3%, on 2.3M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 1.4M | 2.3M | 63.9% | 5,205 |
| 2026-10-30 | 1.0M | 1.6M | 65.1% | 100 |
| 2026-10-29 | 876K | 1.8M | 49.3% | 0 |
| 2026-10-28 | 468K | 1.1M | 41.2% | 3,276 |
| 2026-10-27 | 778K | 1.3M | 61.2% | 520 |
| 2026-10-26 | 360K | 683K | 52.7% | 185 |
| 2026-10-23 | 384K | 622K | 61.8% | 158 |
| 2026-10-22 | 565K | 1.6M | 34.4% | 61,206 |
| 2026-10-21 | 813K | 1.7M | 46.8% | 46,076 |
| 2026-10-20 | 299K | 769K | 38.9% | 0 |
| 2026-10-19 | 364K | 805K | 45.2% | 824 |
| 2026-10-16 | 333K | 834K | 40.0% | 178 |
| 2026-10-15 | 763K | 1.6M | 47.7% | 227 |
| 2026-10-14 | 435K | 1.1M | 37.9% | 50 |
| 2026-10-13 | 546K | 1.3M | 42.1% | 4,631 |
| 2026-10-12 | 333K | 763K | 43.7% | 906 |
| 2026-10-09 | 404K | 815K | 49.6% | 0 |
| 2026-10-08 | 441K | 968K | 45.6% | 850 |
| 2026-10-07 | 533K | 1.2M | 44.1% | 1,256 |
| 2026-10-06 | 594K | 1.5M | 40.4% | 140,864 |
| 2026-10-05 | 1.7M | 3.7M | 45.9% | 141,912 |
| 2026-10-02 | 502K | 1.1M | 45.9% | 1,666 |
| 2026-10-01 | 792K | 1.9M | 42.0% | 1,578 |
| 2026-09-30 | 4.0M | 6.9M | 57.4% | 18,083 |
| 2026-09-29 | 341K | 1.0M | 32.7% | 0 |
| 2026-09-28 | 421K | 914K | 46.1% | 0 |
| 2026-09-25 | 281K | 837K | 33.6% | 0 |
| 2026-09-24 | 408K | 1.0M | 40.1% | 1,166 |
| 2026-09-23 | 502K | 1.5M | 32.9% | 0 |
| 2026-09-22 | 350K | 1.1M | 31.9% | 5,654 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 14 October 2026, the fails-to-deliver balance in CAPR is 233 shares, down 2,636 shares over the last settlement date. Over the last 30 readings it ranged from 3 shares (7 August 2026) to 991,697 shares (3 August 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-14 | 233 | $6.88 | $2K |
| 2026-10-13 | 2,869 | $7.47 | $21K |
| 2026-10-08 | 34,495 | $8.10 | $279K |
| 2026-10-02 | 857 | $8.94 | $8K |
| 2026-10-01 | 158,910 | $9.47 | $1.5M |
| 2026-09-23 | 1,225 | $9.34 | $11K |
| 2026-09-22 | 1,195 | $8.90 | $11K |
| 2026-09-18 | 17,032 | $9.42 | $160K |
| 2026-09-17 | 982 | $8.56 | $8K |
| 2026-09-15 | 600 | $8.81 | $5K |
| 2026-09-10 | 253 | $8.64 | $2K |
| 2026-09-09 | 252 | $9.06 | $2K |
| 2026-09-08 | 990 | $9.40 | $9K |
| 2026-09-04 | 832 | $9.28 | $8K |
| 2026-09-03 | 36,231 | $9.89 | $358K |
| 2026-09-02 | 150,355 | $10.01 | $1.5M |
| 2026-09-01 | 1,900 | $9.91 | $19K |
| 2026-08-31 | 3,471 | $9.59 | $33K |
| 2026-08-28 | 939 | $10.06 | $9K |
| 2026-08-27 | 38,410 | $9.36 | $360K |
| 2026-08-26 | 338,206 | $8.29 | $2.8M |
| 2026-08-25 | 722,940 | $6.80 | $4.9M |
| 2026-08-24 | 15,713 | $6.29 | $99K |
| 2026-08-21 | 173,157 | $6.84 | $1.2M |
| 2026-08-19 | 365 | $7.08 | $3K |
| 2026-08-17 | 349,427 | $6.65 | $2.3M |
| 2026-08-14 | 8,529 | $4.21 | $36K |
| 2026-08-07 | 3 | $4.18 | $13 |
| 2026-08-04 | 594,859 | $4.20 | $2.5M |
| 2026-08-03 | 991,697 | $3.85 | $3.8M |
Insider trades
SEC Form 4, newest first. JSONNo open-market insider trades were reported for CAPR in the last 90 days. The most recent filings are listed below. Latest filing: Krasney Karen (EVP, GENERAL COUNSEL) on 2026-06-25.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-06-25 | Krasney Karen | EVP, GENERAL COUNSEL | Sell | 24K | $30.38 | $732K | 31K |
| 2026-06-25 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 24K | $3.18 | $77K | 55K |
| 2026-06-25 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Sell | 24K | $30.38 | $732K | 11K |
| 2026-06-25 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Exercise or conversion | 24K | $3.18 | $77K | 35K |
| 2026-06-24 | Krasney Karen | EVP, GENERAL COUNSEL | Sell | 400 | $30.00 | $12K | 31K |
| 2026-06-24 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 400 | $3.18 | $1K | 31K |
| 2026-06-24 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Sell | 400 | $30.00 | $12K | 11K |
| 2026-06-24 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Exercise or conversion | 400 | $3.18 | $1K | 12K |
| 2026-06-22 | Krasney Karen | EVP, GENERAL COUNSEL | Sell | 500 | $30.00 | $15K | 31K |
| 2026-06-22 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 500 | $3.18 | $2K | 31K |
| 2026-06-22 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Sell | 500 | $30.00 | $15K | 11K |
| 2026-06-22 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Exercise or conversion | 500 | $3.18 | $2K | 12K |
| 2026-05-18 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Exercise or conversion | 3K | $1.39 | $4K | 11K |
| 2026-05-13 | Litvack Frank | Director | Exercise or conversion | 4K | $1.39 | $5K | 134K |
| 2026-05-01 | Krasney Karen | EVP, GENERAL COUNSEL | Sell | 25K | $31.70 | $793K | 31K |
| 2026-05-01 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 25K | $3.18 | $80K | 56K |
| 2026-05-01 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Sell | 25K | $31.70 | $793K | 8K |
| 2026-05-01 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Exercise or conversion | 25K | $3.18 | $80K | 33K |
| 2026-04-02 | Sabar Karimah Es | Director | Sell | 8K | $32.00 | $241K | 0 |
| 2026-04-02 | Sabar Karimah Es | Director | Exercise or conversion | 8K | $3.18 | $24K | 8K |
| 2026-04-01 | Sabar Karimah Es | Director | Sell | 54K | $31.03 | $1.7M | 0 |
| 2026-04-01 | Sabar Karimah Es | Director | Exercise or conversion | 54K | $4.86 | $261K | 54K |
| 2026-03-31 | Sabar Karimah Es | Director | Sell | 61K | $30.17 | $1.8M | 0 |
| 2026-03-31 | Sabar Karimah Es | Director | Exercise or conversion | 61K | $4.86 | $298K | 61K |
| 2026-03-31 | Krasney Karen | EVP, GENERAL COUNSEL | Sell | 25K | $30.12 | $753K | 31K |
| 2026-03-31 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 3K | $3.18 | $9K | 56K |
| 2026-03-31 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 21K | $3.74 | $80K | 53K |
| 2026-03-31 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 693 | $1.39 | $963 | 31K |
| 2026-03-31 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Sell | 25K | $30.13 | $753K | 8K |
| 2026-03-31 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Exercise or conversion | 25K | $3.18 | $80K | 33K |
| 2025-12-30 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 3K | $1.39 | $3K | 31K |
| 2025-12-19 | DUNBAR GEORGE W JR | Director | Exercise or conversion | 3K | $1.39 | $4K | 14K |
| 2025-03-05 | Marban Linda | CHIEF EXECUTIVE OFFICER | Other transaction | 13K | $0.00 | $0 | 211K |
| 2025-03-03 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Exercise or conversion | 3K | $1.39 | $3K | 8K |
| 2025-03-03 | DUNBAR GEORGE W JR | Director | Exercise or conversion | 750 | $1.39 | $1K | 11K |
| 2025-03-03 | Litvack Frank | Director | Exercise or conversion | 25K | $1.39 | $35K | 132K |
| 2025-03-03 | Litvack Frank | Director | Tax withholding | 3K | $13.67 | $35K | 130K |
| 2025-03-03 | Marban Linda | CHIEF EXECUTIVE OFFICER | Exercise or conversion | 25K | $1.39 | $35K | 224K |
| 2025-02-27 | COLLIER EARL M JR | Director | Exercise or conversion | 750 | $1.39 | $1K | 58K |
| 2025-01-02 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Grant | 3K | $0.00 | $0 | 6K |
| 2024-12-13 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 8K | $1.39 | $11K | 28K |
| 2024-12-03 | Litvack Frank | Director | Exercise or conversion | 20K | $1.10 | $22K | 46K |
| 2024-09-20 | Nippon Shinyaku Co Ltd | TenPercentOwner | Buy | 2.8M | $5.36 | $15.0M | 7.1M |
| 2024-08-07 | Musket David B | Director | Exercise or conversion | 34K | $1.39 | $47K | 82K |
| 2024-04-23 | Musket David B | Director | Exercise or conversion | 16K | $1.39 | $22K | 48K |
| 2024-04-23 | COLLIER EARL M JR | Director | Exercise or conversion | 30K | $1.39 | $42K | 57K |
| 2023-10-23 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Exercise or conversion | 2K | $1.39 | $3K | 2K |
| 2023-10-12 | Musket David B | Director | Buy | 410 | $2.75 | $1K | 32K |
| 2023-10-10 | COLLIER EARL M JR | Director | Buy | 10K | $2.83 | $28K | 27K |
| 2023-10-09 | Musket David B | Director | Buy | 5K | $2.82 | $14K | 31K |
| 2023-10-06 | Auwaerter Paul Gisbert | Director | Buy | 5K | $2.84 | $14K | 5K |
| 2023-10-04 | Musket David B | Director | Buy | 3K | $2.90 | $7K | 26K |
| 2023-08-14 | Litvack Frank | Director | Exercise or conversion | 21K | $1.39 | $29K | 138K |
| 2023-08-14 | Litvack Frank | Director | Tax withholding | 4K | $6.61 | $29K | 133K |
| 2023-05-12 | Marban Linda | CHIEF EXECUTIVE OFFICER | Exercise or conversion | 21K | $1.39 | $29K | 199K |
| 2023-04-17 | Avat Xavier | Other | Sell | 15K | $4.35 | $64K | 0 |
| 2023-04-05 | Avat Xavier | Other | Tax withholding | 70K | $4.19 | $293K | 15K |
| 2023-04-05 | Avat Xavier | Other | Exercise or conversion | 85K | $3.46 | $293K | 85K |
| 2023-03-28 | Avat Xavier | Other | Sell | 3K | $4.06 | $12K | 0 |
| 2023-02-21 | Litvack Frank | Director | Exercise or conversion | 14K | $1.39 | $19K | 142K |
| 2023-02-21 | Litvack Frank | Director | Tax withholding | 5K | $4.31 | $19K | 137K |
| 2023-02-21 | Manzo Louis | Director | Exercise or conversion | 1K | $1.39 | $2K | 63K |
| 2023-02-21 | Manzo Louis | Director | Returned to company | 452 | $4.31 | $2K | 62K |
| 2023-02-14 | COLLIER EARL M JR | Director | Exercise or conversion | 1K | $1.39 | $2K | 17K |
| 2023-02-14 | DUNBAR GEORGE W JR | Director | Exercise or conversion | 1K | $1.39 | $2K | 11K |
| 2022-11-03 | Krasney Karen | EVP, GENERAL COUNSEL | Exercise or conversion | 19K | $1.39 | $26K | 20K |
| 2022-07-06 | Avat Xavier | CHIEF BUSINESS OFFICER | Buy | 1K | $3.68 | $4K | 3K |
| 2022-06-30 | Musket David B | Director | Exercise or conversion | 11K | $1.39 | $15K | 24K |
| 2022-06-29 | Musket David B | Director | Sell | 28K | $3.77 | $106K | 13K |
| 2022-06-29 | Avat Xavier | CHIEF BUSINESS OFFICER | Buy | 2K | $3.76 | $6K | 2K |
| 2022-06-27 | Musket David B | Director | Sell | 18K | $4.44 | $79K | 41K |
| 2022-03-31 | Manzo Louis | Director | Exercise or conversion | 28K | $1.39 | $39K | 28K |
| 2022-03-31 | Manzo Louis | Director | Tax withholding | 11K | $3.43 | $39K | 17K |
| 2022-03-29 | DUNBAR GEORGE W JR | Director | Tax withholding | 6K | $3.41 | $21K | 9K |
| 2022-03-29 | DUNBAR GEORGE W JR | Director | Exercise or conversion | 15K | $1.39 | $21K | 15K |
| 2022-03-08 | COLLIER EARL M JR | Director | Exercise or conversion | 15K | $1.39 | $21K | 15K |
| 2022-01-03 | Litvack Frank | Director | Tax withholding | 68K | $3.18 | $215K | 107K |
| 2022-01-03 | Litvack Frank | Director | Exercise or conversion | 155K | $1.39 | $215K | 175K |
| 2021-12-27 | Musket David B | Director | Exercise or conversion | 20K | $1.10 | $22K | 59K |
| 2021-12-27 | Musket David B | Director | Exercise or conversion | 15K | $1.39 | $21K | 38K |
| 2020-09-24 | Manzo Louis | Director | Exercise or conversion | 8K | $3.70 | $31K | 45K |
| 2020-07-27 | Marban Linda | CHIEF EXECUTIVE OFFICER | Exercise or conversion | 41K | $3.70 | $154K | 62K |
| 2020-07-27 | Marban Linda | CHIEF EXECUTIVE OFFICER | Tax withholding | 16K | $9.81 | $154K | 47K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON6 Form 144 notices on file for CAPR worth $10.3M at the prices reported; 0 in the last 90 days worth $0. Latest: Musket David B filed on 2026-05-19 to sell 10,000 shares ($273K) from 2026-05-19.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-05-19 | Musket David BDirector | 10K | $273K | 0.017% | 2026-05-19 | Fidelity Brokerage Services LLC |
| 2026-05-19 | Musket David BDirector | 89K | $2.4M | 0.153% | 2026-05-19 | Fidelity Brokerage Services LLC |
| 2026-04-02 | Karimah Es SabarDirector | 8K | $227K | 0.013% | 2026-04-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-31 | Karen KrasneyOfficer | 75K | $2.1M | 0.130% | 2026-03-31 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-31 | Karimah Es SabarDirector | 115K | $3.2M | 0.200% | 2026-03-31 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-31 | ANTHONY BERGMANNOfficer | 75K | $2.1M | 0.130% | 2026-03-31 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON10 holders report 5% or more of CAPR in their latest filing, all on Schedule 13G (passive). The largest reported stake is TANG CAPITAL MANAGEMENT, LLC at 7.1% of the class (4,099,900 shares), filed 2026-08-14 for an event on 2026-06-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-10-14 | 13G/Ano. 1 | Millennium Group Management LLCother entity | 1.7M | 2.9% | 2026-09-30 |
| 2026-10-14 | 13G/Ano. 1 | Israel A. Englanderindividual | 1.7M | 2.9% | 2026-09-30 |
| 2026-10-14 | 13G/Ano. 1 | Millennium Management LLCother entity | 1.7M | 2.9% | 2026-09-30 |
| 2026-08-14 | 13G/Ano. 1 | TANG CAPITAL MANAGEMENT, LLCother entity | 4.1M | 7.1% | 2026-06-30 |
| 2026-08-14 | 13G/Ano. 1 | KEVIN TANGindividual | 4.1M | 7.1% | 2026-06-30 |
| 2026-08-14 | 13G/Ano. 1 | TANG CAPITAL PARTNERS INTERNATIONAL, LPpartnership | 1.3M | 2.2% | 2026-06-30 |
| 2026-08-14 | 13G/Ano. 1 | TANG CAPITAL PARTNERS IV, INCcorporation | 1.0M | 1.8% | 2026-06-30 |
| 2026-08-14 | 13G/Ano. 1 | TANG CAPITAL PARTNERS, LPpartnership | 924K | 1.6% | 2026-06-30 |
| 2026-08-14 | 13G/Ano. 1 | TANG CAPITAL PARTNERS III, INCcorporation | 877K | 1.5% | 2026-06-30 |
| 2026-08-07 | 13G | STATE STREET CORPORATIONparent holding company | 3.4M | 5.9% | 2026-06-30 |
| 2026-08-03 | 13G | RA Capital Healthcare Fund, L.P.partnership | 3.0M | 5.2% | 2026-07-27 |
| 2026-08-03 | 13G | Peter Kolchinskyparent holding company, individual | 3.0M | 5.2% | 2026-07-27 |
| 2026-08-03 | 13G | Rajeev Shahparent holding company, individual | 3.0M | 5.2% | 2026-07-27 |
| 2026-08-03 | 13G | RA Capital Management, L.P.investment adviser, partnership | 3.0M | 5.2% | 2026-07-27 |
| 2026-02-26 | 13G | SUVRETTA CAPITAL MANAGEMENT, LLCinvestment adviser, other entity | 3.4M | 6.6% | 2026-02-19 |
| 2026-02-26 | 13G | Aaron Cowenparent holding company, individual | 3.4M | 6.6% | 2026-02-19 |
| 2026-02-26 | 13G | Averill Master Fund, Ltd.corporation | 2.9M | 5.6% | 2026-02-19 |
| 2026-02-17 | 13G/Ano. 2 | Highbridge Capital Management, LLCinvestment adviser, other entity | 1.2M | 2.3% | 2025-12-31 |
| 2025-10-30 | 13G/Ano. 1 | The Vanguard Groupinvestment adviser | 2.2M | 4.8% | 2025-09-30 |
13F holders
Tracked managers holding CAPR at their latest 13F. JSON5 of the 30 tracked managers held CAPR at their latest 13F, $30.7M in total at quarter-end prices. Citadel Advisors is the largest at $19.6M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 3 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Citadel Advisors | 2026-06-30 | 814K | $19.6M | 0.00% | +275K |
| Millennium Management | 2026-06-30 | 234K | $5.6M | 0.00% | -122K |
| D. E. Shaw & Co. | 2026-06-30 | 124K | $3.0M | 0.00% | new |
| Point72 Asset Management | 2026-06-30 | 95K | $2.3M | 0.00% | -726K |
| AQR Capital Management | 2026-06-30 | 9K | $215K | 0.00% | -1K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn FY 2025 it generated -$69.8M of operating cash flow.
- Cash
- $20.9M
- Equity
- $246.2M
- Total assets
- $368.7M
- Shares outstanding
- 58,138,989
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | n/a | -$40.7M | n/a | -0.70 |
| Q1 FY 2026 | 2026-03-31 | n/a | -$33.9M | n/a | -0.59 |
| Q4 FY 2025derived | 2025-12-31 | n/a | n/a | n/a | n/a |
| Q3 FY 2025 | 2025-09-30 | n/a | -$24.6M | n/a | -0.54 |
| Q2 FY 2025 | 2025-06-30 | n/a | -$25.9M | n/a | -0.57 |
| Q1 FY 2025 | 2025-03-31 | n/a | -$24.4M | n/a | -0.53 |
| Q4 FY 2024derived | 2024-12-31 | $11.1M | n/a | n/a | n/a |
| Q3 FY 2024 | 2024-09-30 | $2.3M | -$12.6M | -555.2% | -0.38 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $0 | -$105.0M | -$69.8M | $2.9M | n/a | n/a |
| FY 2024 | 2024-12-31 | $22.3M | -$40.5M | -$40.0M | $1.2M | n/a | n/a |
| FY 2023 | 2023-12-31 | $25.2M | -$22.3M | -$25.6M | $1.3M | n/a | n/a |
| FY 2022 | 2022-12-31 | $2.6M | -$29.0M | $4.9M | $2.0M | n/a | n/a |
| FY 2021 | 2021-12-31 | $245K | -$20.0M | -$16.8M | $1.2M | n/a | n/a |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-13 from the cover page.
What this page is
Capricor Therapeutics in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Capricor Therapeutics (CAPR), SEC CIK 1133869, listed on Nasdaq, classified by the SEC as pharmaceutical preparations. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-14.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-05-19.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-10-14.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-13.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-06-25.JSON and CSV
- Company record
- EDGAR filing index for CIK 1133869Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of CAPR is sold short?
19,860,451 shares were held short at the 2026-10-15 settlement, 6.6 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is CAPR's daily short volume?
On 2026-11-02, 1,438,827 of the 2,252,259 CAPR shares reported to FINRA were sold short, 63.9% of the day's reported volume. Short volume is a flow for one day, not a position.
Does CAPR have fails to deliver?
The SEC's latest file shows 233 CAPR shares failed to deliver at settlement 2026-10-14. Fails are reported per settlement date and published twice a month with a lag.
Are CAPR insiders buying or selling?
No open-market insider trades were reported for CAPR in the last 90 days. The most recent filings are listed below. Latest filing: Krasney Karen (EVP, GENERAL COUNSEL) on 2026-06-25.
Have CAPR insiders filed to sell?
6 Form 144 notices on file for CAPR worth $10.3M at the prices reported; 0 in the last 90 days worth $0. Latest: Musket David B filed on 2026-05-19 to sell 10,000 shares ($273K) from 2026-05-19.
Who owns 5% or more of CAPR?
10 holders report 5% or more of CAPR in their latest filing, all on Schedule 13G (passive). The largest reported stake is TANG CAPITAL MANAGEMENT, LLC at 7.1% of the class (4,099,900 shares), filed 2026-08-14 for an event on 2026-06-30.
What did CAPR report last quarter?
In FY 2025 it generated -$69.8M of operating cash flow.
Which tracked 13F managers own CAPR?
5 of the 30 tracked 13F managers held CAPR shares at their latest filing, $30.7M in all. The largest: Ken Griffin's Citadel Advisors (814K shares, $19.6M), Izzy Englander's Millennium Management (234K shares, $5.6M), D. E. Shaw & Co. (124K shares, $3.0M), Steve Cohen's Point72 Asset Management (95K shares, $2.3M), Cliff Asness's AQR Capital Management (9K shares, $215K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.