Duos Technologies Group (DUOT)
Duos Technologies Group on one page: short interest, daily short volume, fails to deliver, large holders, 13F holders, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as services-prepackaged software.
5.8M
Short interest
settlement 2026-10-15
5.6
Days to cover
-5.9 days vs prior
60.6%
Short share of volume
2026-11-02
48
Fails to deliver
settlement 2026-10-05
Fri 13 Nov
Next earnings
estimated date
$134K
Insider flow, 90 days
3 buys, 0 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in DUOT is 5,799,564 shares, up 107,399 shares over the last month. Over the last 48 readings it ranged from 26,469 shares (13 December 2024) to 6,098,514 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 1.0M shares a day that is 5.6 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/duot" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 5,799,564 | -4.9% | 1,036,315 | 5.60 |
| 2026-09-30 | 6,098,514 | +7.1% | 529,957 | 11.51 |
| 2026-09-15 | 5,692,165 | +6.4% | 716,723 | 7.94 |
| 2026-08-31 | 5,348,262 | +4.8% | 1,897,333 | 2.82 |
| 2026-08-14 | 5,103,988 | -0.6% | 548,624 | 9.30 |
| 2026-07-31 | 5,132,455 | +14.2% | 818,468 | 6.27 |
| 2026-07-15 | 4,495,426 | +42.2% | 787,223 | 5.71 |
| 2026-06-30 | 3,161,841 | +42.3% | 949,824 | 3.33 |
| 2026-06-15 | 2,222,755 | +4.3% | 560,772 | 3.96 |
| 2026-05-29 | 2,132,144 | +6.3% | 1,204,824 | 1.77 |
| 2026-05-15 | 2,005,290 | +17.6% | 548,301 | 3.66 |
| 2026-04-30 | 1,704,900 | -6.2% | 414,297 | 4.12 |
| 2026-04-15 | 1,817,057 | +21.5% | 517,932 | 3.51 |
| 2026-03-31 | 1,495,087 | -4.9% | 763,331 | 1.96 |
| 2026-03-13 | 1,571,750 | +29.2% | 714,308 | 2.20 |
| 2026-02-27 | 1,216,739 | +3.2% | 383,452 | 3.17 |
| 2026-02-13 | 1,178,826 | +10.2% | 262,432 | 4.49 |
| 2026-01-30 | 1,070,153 | -5.5% | 213,221 | 5.02 |
| 2026-01-15 | 1,132,379 | +5.5% | 211,628 | 5.35 |
| 2025-12-31 | 1,073,561 | +2.5% | 220,678 | 4.86 |
| 2025-12-15 | 1,047,315 | -2.9% | 185,464 | 5.65 |
| 2025-11-28 | 1,078,885 | -16.2% | 281,260 | 3.84 |
| 2025-11-14 | 1,287,943 | +45.1% | 366,944 | 3.51 |
| 2025-10-31 | 887,496 | +25.0% | 379,228 | 2.34 |
| 2025-10-15 | 710,145 | -1.9% | 275,638 | 2.58 |
| 2025-09-30 | 723,545 | -10.7% | 243,226 | 2.97 |
| 2025-09-15 | 809,849 | +26.1% | 310,562 | 2.61 |
| 2025-08-29 | 642,378 | +25.9% | 436,543 | 1.47 |
| 2025-08-15 | 510,324 | +37.7% | 356,731 | 1.43 |
| 2025-07-31 | 370,676 | +33.3% | 289,058 | 1.28 |
| 2025-07-15 | 278,113 | +8.5% | 186,972 | 1.49 |
| 2025-06-30 | 256,256 | +23.1% | 162,401 | 1.58 |
| 2025-06-13 | 208,082 | +67.5% | 109,107 | 1.91 |
| 2025-05-30 | 124,236 | -33.5% | 144,820 | 1.00 |
| 2025-05-15 | 186,688 | +3.2% | 104,535 | 1.79 |
| 2025-04-30 | 180,830 | +69.0% | 155,850 | 1.16 |
| 2025-04-15 | 106,976 | +12.9% | 99,416 | 1.08 |
| 2025-03-31 | 94,747 | -13.9% | 67,464 | 1.40 |
| 2025-03-14 | 110,049 | +35.6% | 101,333 | 1.09 |
| 2025-02-28 | 81,179 | -2.4% | 115,944 | 1.00 |
| 2025-02-14 | 83,207 | -25.5% | 172,097 | 1.00 |
| 2025-01-31 | 111,738 | +228.9% | 155,317 | 1.00 |
| 2025-01-15 | 33,969 | +15.4% | 177,469 | 1.00 |
| 2024-12-31 | 29,423 | +11.2% | 75,997 | 1.00 |
| 2024-12-13 | 26,469 | -55.6% | 122,420 | 1.00 |
| 2024-11-29 | 59,586 | -49.3% | 153,640 | 1.00 |
| 2024-11-15 | 117,558 | -5.4% | 44,592 | 2.64 |
| 2024-10-31 | 124,300 | +7.1% | 51,488 | 2.41 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of DUOT volume is 60.6%, up 16.3 points over the last five sessions. Over the last 30 readings it ranged from 26.5% (14 October 2026) to 70.8% (29 October 2026). The latest reading is 8.6 points above the 30-session average of 52.0%, on 289K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 175K | 289K | 60.6% | 0 |
| 2026-10-30 | 299K | 482K | 62.1% | 0 |
| 2026-10-29 | 247K | 349K | 70.8% | 200 |
| 2026-10-28 | 178K | 259K | 68.5% | 0 |
| 2026-10-27 | 249K | 407K | 61.3% | 0 |
| 2026-10-26 | 100K | 225K | 44.3% | 0 |
| 2026-10-23 | 83K | 166K | 50.1% | 1 |
| 2026-10-22 | 220K | 506K | 43.5% | 0 |
| 2026-10-21 | 531K | 853K | 62.3% | 0 |
| 2026-10-20 | 277K | 419K | 66.2% | 0 |
| 2026-10-19 | 222K | 421K | 52.8% | 0 |
| 2026-10-16 | 326K | 539K | 60.5% | 0 |
| 2026-10-15 | 314K | 630K | 49.8% | 33,433 |
| 2026-10-14 | 241K | 911K | 26.5% | 12,330 |
| 2026-10-13 | 280K | 524K | 53.4% | 0 |
| 2026-10-12 | 281K | 517K | 54.4% | 24 |
| 2026-10-09 | 398K | 731K | 54.5% | 1,570 |
| 2026-10-08 | 226K | 416K | 54.3% | 171 |
| 2026-10-07 | 177K | 394K | 44.9% | 100 |
| 2026-10-06 | 199K | 463K | 43.0% | 354 |
| 2026-10-05 | 87K | 257K | 33.8% | 0 |
| 2026-10-02 | 140K | 309K | 45.4% | 0 |
| 2026-10-01 | 127K | 417K | 30.4% | 201 |
| 2026-09-30 | 77K | 123K | 62.9% | 0 |
| 2026-09-29 | 72K | 117K | 61.2% | 0 |
| 2026-09-28 | 81K | 153K | 53.0% | 0 |
| 2026-09-25 | 76K | 150K | 50.9% | 0 |
| 2026-09-24 | 138K | 409K | 33.6% | 0 |
| 2026-09-23 | 53K | 108K | 49.1% | 0 |
| 2026-09-22 | 133K | 242K | 55.1% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 5 October 2026, the fails-to-deliver balance in DUOT is 48 shares, up 1 share over the last settlement date. Over the last 30 readings it ranged from 4 shares (23 September 2026) to 187,895 shares (21 September 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-05 | 48 | $9.11 | $437 |
| 2026-10-02 | 47 | $8.90 | $418 |
| 2026-09-24 | 30 | $8.98 | $269 |
| 2026-09-23 | 4 | $9.18 | $37 |
| 2026-09-22 | 31 | $8.86 | $275 |
| 2026-09-21 | 187,895 | $8.54 | $1.6M |
| 2026-09-17 | 1,254 | $8.30 | $10K |
| 2026-09-16 | 47 | $8.12 | $382 |
| 2026-09-15 | 118 | $8.24 | $972 |
| 2026-09-11 | 8,902 | $8.10 | $72K |
| 2026-09-08 | 1,170 | $8.76 | $10K |
| 2026-09-03 | 5,338 | $8.61 | $46K |
| 2026-09-01 | 142 | $9.28 | $1K |
| 2026-08-27 | 1,175 | $9.94 | $12K |
| 2026-08-26 | 5,497 | $10.22 | $56K |
| 2026-08-24 | 500 | $10.32 | $5K |
| 2026-08-21 | 14,300 | $10.41 | $149K |
| 2026-08-19 | 448 | $11.59 | $5K |
| 2026-08-14 | 167,860 | $9.36 | $1.6M |
| 2026-08-11 | 3,064 | $8.90 | $27K |
| 2026-08-10 | 9,011 | $9.24 | $83K |
| 2026-08-05 | 25 | $9.16 | $229 |
| 2026-08-04 | 25 | $9.07 | $227 |
| 2026-08-03 | 22,457 | $8.61 | $193K |
| 2026-07-28 | 58,674 | $8.04 | $472K |
| 2026-07-17 | 9,879 | $8.47 | $84K |
| 2026-07-15 | 71 | $8.46 | $601 |
| 2026-07-13 | 17,603 | $9.31 | $164K |
| 2026-07-09 | 9,349 | $9.52 | $89K |
| 2026-07-08 | 2,341 | $9.49 | $22K |
Insider trades
SEC Form 4, newest first. JSONInsiders at DUOT reported 3 open-market buys worth $134K in the last 90 days and no open-market sells. Latest filing: Recker Frank Douglas (Chief Executive Officer) on 2026-09-30.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-30 | Recker Frank Douglas | Chief Executive Officer | Grant | 3K | $8.93 | $25K | 3K |
| 2026-09-30 | Lonegro Frank A | Director | Grant | 3K | $8.93 | $25K | 43K |
| 2026-09-30 | Nixon James Craig | Director | Grant | 2K | $8.93 | $19K | 87K |
| 2026-09-30 | MAVROMMATIS NED | Director | Grant | 2K | $8.93 | $20K | 68K |
| 2026-09-30 | James Brian J. | Director | Grant | 3K | $8.93 | $25K | 11K |
| 2026-09-30 | Ferry Charles Parker | Director | Grant | 3K | $8.93 | $25K | 5K |
| 2026-09-22 | Recker Frank Douglas | Chief Executive Officer | Buy | 9K | $9.14 | $85K | 9K |
| 2026-09-18 | Nixon James Craig | Director | Buy | 3K | $8.60 | $25K | 85K |
| 2026-09-18 | Nixon James Craig | Director | Buy | 3K | $8.50 | $24K | 82K |
| 2026-08-17 | Recker Frank Douglas | Chief Executive Officer | Grant | 880K | price not stated in the filing | not stated | 880K |
| 2026-06-30 | Ferry Charles Parker | Director | Grant | 2K | $12.06 | $25K | 2K |
| 2026-06-30 | MAVROMMATIS NED | Director | Grant | 2K | $12.06 | $20K | 66K |
| 2026-06-30 | James Brian J. | Director | Grant | 2K | $12.06 | $25K | 8K |
| 2026-06-30 | Nixon James Craig | Director | Grant | 2K | $12.06 | $19K | 79K |
| 2026-06-30 | Lonegro Frank A | Director | Grant | 2K | $12.06 | $25K | 41K |
| 2026-06-30 | Goldfarb Adrian Graham | Interim CFO | Grant | 2K | $9.18 | $14K | 2K |
| 2026-04-01 | Ferry Charles Parker | Director | Other transaction | 261K | price not stated in the filing | not stated | 261K |
| 2026-03-31 | Lonegro Frank A | Director | Grant | 4K | $6.69 | $25K | 39K |
| 2026-03-31 | MAVROMMATIS NED | Director | Grant | 3K | $6.69 | $20K | 54K |
| 2026-03-31 | James Brian J. | Director | Grant | 4K | $6.69 | $25K | 6K |
| 2026-03-31 | Nixon James Craig | Director | Grant | 4K | $6.69 | $25K | 77K |
| 2026-01-02 | MAVROMMATIS NED | Director | Grant | 10K | $10.80 | $108K | 51K |
| 2026-01-02 | Lonegro Frank A | Director | Grant | 10K | $10.80 | $108K | 35K |
| 2026-01-02 | Nixon James Craig | Director | Grant | 10K | $10.80 | $108K | 73K |
| 2026-01-01 | Brown Leah F. | Chief Financial Officer | Grant | 150K | price not stated in the filing | not stated | 150K |
| 2025-12-31 | Nixon James Craig | Director | Grant | 10K | $11.44 | $114K | 73K |
| 2025-12-31 | Nixon James Craig | Director | Grant | 2K | $11.44 | $25K | 63K |
| 2025-12-31 | MAVROMMATIS NED | Director | Grant | 10K | $11.44 | $114K | 51K |
| 2025-12-31 | MAVROMMATIS NED | Director | Grant | 2K | $11.44 | $20K | 41K |
| 2025-12-31 | Lonegro Frank A | Director | Grant | 10K | $11.44 | $114K | 35K |
| 2025-12-31 | Lonegro Frank A | Director | Grant | 2K | $11.44 | $25K | 25K |
| 2025-12-31 | MAVROMMATIS NED | Director | Grant | 2K | $11.44 | $20K | 41K |
| 2025-12-31 | James Brian J. | Director | Grant | 2K | $11.44 | $19K | 2K |
| 2025-12-31 | Lonegro Frank A | Director | Grant | 2K | $11.44 | $25K | 25K |
| 2025-12-31 | Nixon James Craig | Director | Grant | 2K | $11.44 | $25K | 63K |
| 2025-12-31 | Ferry Charles Parker | CEO | Grant | 648 | $6.17 | $4K | 5K |
| 2025-12-31 | Goldfarb Adrian Graham | Former CFO (see remarks) | Grant | 715 | $6.17 | $4K | 4K |
| 2025-12-31 | Brown Leah F. | Chief Financial Officer | Grant | 228 | $6.17 | $1K | 228 |
| 2025-09-30 | Lonegro Frank A | Director | Grant | 2K | $7.43 | $15K | 23K |
| 2025-09-30 | James Brian J. | Director | Grant | 583 | $7.43 | $4K | 583 |
| 2025-09-30 | MAVROMMATIS NED | Director | Grant | 1K | $7.43 | $10K | 39K |
| 2025-09-30 | Nixon James Craig | Director | Grant | 2K | $7.43 | $15K | 61K |
| 2025-09-15 | King Christopher T. | Other | Returned to company | 113K | price not stated in the filing | not stated | 113K |
| 2025-06-30 | MAVROMMATIS NED | Director | Grant | 1K | $7.38 | $10K | 38K |
| 2025-06-30 | Nixon James Craig | Director | Grant | 2K | $7.38 | $15K | 59K |
| 2025-06-30 | Lonegro Frank A | Director | Grant | 2K | $7.38 | $15K | 21K |
| 2025-06-30 | Goldfarb Adrian Graham | CFO | Grant | 3K | $6.04 | $17K | 3K |
| 2025-06-30 | Ferry Charles Parker | CEO | Grant | 662 | $6.04 | $4K | 4K |
| 2025-05-23 | Goldfarb Adrian Graham | CFO | Sell | 9K | $7.77 | $72K | 477 |
| 2025-05-20 | Goldfarb Adrian Graham | CFO | Sell | 1K | $7.85 | $10K | 10K |
| 2025-04-09 | EHRMAN KENNETH S | Other | Grant | 10K | price not stated in the filing | not stated | 92K |
| 2025-04-01 | MAVROMMATIS NED | Director | Grant | 10K | price not stated in the filing | not stated | 10K |
| 2025-04-01 | EHRMAN KENNETH S | Director | Grant | 10K | price not stated in the filing | not stated | 10K |
| 2025-03-31 | Nixon James Craig | Director | Grant | 3K | $5.34 | $15K | 57K |
| 2025-03-31 | MAVROMMATIS NED | Director | Grant | 2K | $5.34 | $10K | 36K |
| 2025-03-31 | Lonegro Frank A | Director | Grant | 3K | $5.34 | $15K | 19K |
| 2025-03-31 | EHRMAN KENNETH S | Director | Grant | 2K | $5.34 | $10K | 72K |
| 2025-01-01 | Goldfarb Adrian Graham | CFO | Grant | 441K | price not stated in the filing | not stated | 441K |
| 2025-01-01 | King Christopher T. | CHIEF OPERATING OFFICER | Grant | 225K | price not stated in the filing | not stated | 225K |
| 2024-12-31 | Lonegro Frank A | Director | Grant | 2K | $5.92 | $10K | 16K |
| 2024-12-31 | EHRMAN KENNETH S | Director | Grant | 2K | $5.92 | $13K | 70K |
| 2024-12-31 | MAVROMMATIS NED | Director | Grant | 1K | $5.92 | $8K | 35K |
| 2024-12-31 | Nixon James Craig | Director | Grant | 2K | $5.92 | $13K | 54K |
| 2024-12-31 | Goldfarb Adrian Graham | CFO | Grant | 477 | $2.52 | $1K | 11K |
| 2024-12-31 | Ferry Charles Parker | CEO | Grant | 1K | $2.52 | $3K | 3K |
| 2024-09-30 | Nixon James Craig | Director | Grant | 4K | $2.94 | $12K | 52K |
| 2024-09-30 | MAVROMMATIS NED | Director | Grant | 3K | $2.94 | $7K | 33K |
| 2024-09-30 | EHRMAN KENNETH S | Director | Grant | 4K | $2.94 | $12K | 68K |
| 2024-09-30 | Lonegro Frank A | Director | Grant | 3K | $2.94 | $10K | 14K |
| 2024-09-19 | Bleichroeder LP | TenPercentOwner | Exercise (in or at the money) | 345K | $2.61 | $900K | 1.6M |
| 2024-06-28 | MAVROMMATIS NED | Director | Grant | 3K | $2.83 | $8K | 31K |
| 2024-06-28 | Nixon James Craig | Director | Grant | 4K | $2.83 | $13K | 48K |
| 2024-06-28 | Lonegro Frank A | Director | Grant | 4K | $2.83 | $10K | 11K |
| 2024-06-28 | EHRMAN KENNETH S | Director | Grant | 4K | $2.83 | $13K | 64K |
| 2024-06-28 | Goldfarb Adrian Graham | CFO | Grant | 506 | $2.30 | $1K | 11K |
| 2024-06-28 | Ferry Charles Parker | CEO | Grant | 1K | $2.30 | $3K | 2K |
| 2024-05-29 | Nixon James Craig | Director | Grant | 1K | $2.28 | $2K | 44K |
| 2024-05-22 | Nixon James Craig | Director | Grant | 1K | $2.56 | $3K | 43K |
| 2024-05-21 | Ferry Charles Parker | CEO | Buy | 4K | $2.70 | $10K | 10K |
| 2024-05-17 | Nixon James Craig | Director | Grant | 1K | $2.85 | $3K | 42K |
| 2024-03-28 | MAVROMMATIS NED | Director | Grant | 2K | $4.33 | $7K | 28K |
| 2024-03-28 | Lonegro Frank A | Director | Grant | 2K | $4.33 | $10K | 7K |
| 2024-03-28 | Nixon James Craig | Director | Grant | 3K | $4.33 | $12K | 41K |
| 2024-03-28 | EHRMAN KENNETH S | Director | Grant | 2K | $4.33 | $7K | 59K |
| 2024-01-01 | Ferry Charles Parker | CEO | Grant | 553K | price not stated in the filing | not stated | 523K |
| 2023-12-29 | MAVROMMATIS NED | Director | Grant | 2K | $3.07 | $8K | 26K |
| 2023-12-29 | Nixon James Craig | Director | Grant | 4K | $3.07 | $13K | 38K |
| 2023-12-29 | Lonegro Frank A | Director | Grant | 3K | $3.07 | $10K | 5K |
| 2023-12-29 | EHRMAN KENNETH S | Director | Grant | 2K | $3.07 | $8K | 57K |
| 2023-12-29 | Murphy Andrew Winslow | CFO | Grant | 911 | $2.47 | $2K | 3K |
| 2023-12-29 | Ferry Charles Parker | CEO | Grant | 1K | $2.47 | $3K | 1K |
| 2023-09-30 | Lonegro Frank A | Director | Grant | 2K | $5.13 | $8K | 2K |
| 2023-09-30 | EHRMAN KENNETH S | Director | Grant | 2K | $5.13 | $13K | 55K |
| 2023-09-30 | MAVROMMATIS NED | Director | Grant | 1K | $5.13 | $8K | 24K |
| 2023-09-30 | Nixon James Craig | Director | Grant | 2K | $5.13 | $13K | 34K |
| 2023-06-30 | Nixon James Craig | Director | Grant | 2K | $5.76 | $13K | 31K |
| 2023-06-30 | MAVROMMATIS NED | Director | Grant | 1K | $5.76 | $8K | 22K |
| 2023-06-30 | EHRMAN KENNETH S | Director | Grant | 2K | $5.76 | $13K | 53K |
| 2023-06-30 | Murphy Andrew Winslow | CFO | Grant | 2K | $1.79 | $3K | 2K |
| 2023-03-31 | MAVROMMATIS NED | Director | Grant | 3K | $2.61 | $8K | 21K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON9 holders report 5% or more of DUOT in their latest filing, all on Schedule 13G (passive). The largest reported stake is Bleichroeder LP at 18.5% of the class (6,750,079 shares), filed 2026-08-13 for an event on 2026-06-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-08-14 | 13G/Ano. 1 | Alyeska Investment Group, L.P.investment adviser | 3.5M | 10.0% | 2026-06-30 |
| 2026-08-14 | 13G/Ano. 1 | Alyeska Fund GP, LLCother entity | 3.5M | 10.0% | 2026-06-30 |
| 2026-08-14 | 13G/Ano. 1 | Anand Parekhindividual | 3.5M | 10.0% | 2026-06-30 |
| 2026-08-13 | 13G/Ano. 9 | Bleichroeder LPinvestment adviser | 6.8M | 18.5% | 2026-06-30 |
| 2026-08-13 | 13G/Ano. 9 | Bleichroeder Holdings LLCparent holding company | 6.8M | 18.5% | 2026-06-30 |
| 2026-08-13 | 13G/Ano. 9 | Andrew Gundlachparent holding company | 6.8M | 18.5% | 2026-06-30 |
| 2026-07-29 | 13G | BlackRock, Inc.parent holding company | 1.7M | 5.3% | 2026-06-30 |
| 2026-05-18 | 13G | Shay Capital Holdings LLCparent holding company | 1.5M | 5.0% | 2026-05-08 |
| 2026-05-18 | 13G | Shay Capital LLCother entity | 1.5M | 5.0% | 2026-05-08 |
13F holders
Tracked managers holding DUOT at their latest 13F. JSON4 of the 30 tracked managers held DUOT at their latest 13F, $6.4M in total at quarter-end prices. Renaissance Technologies is the largest at $3.4M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 0 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Renaissance Technologies | 2026-06-30 | 287K | $3.4M | 0.00% | +23K |
| Citadel Advisors | 2026-06-30 | 206K | $2.5M | 0.00% | +50K |
| D. E. Shaw & Co. | 2026-06-30 | 32K | $380K | 0.00% | new |
| Two Sigma Investments | 2026-06-30 | 11K | $130K | 0.00% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
What this page is
Duos Technologies Group in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Duos Technologies Group (DUOT), SEC CIK 1396536, listed on Nasdaq, classified by the SEC as services-prepackaged software. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-05.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-14.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-19.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-30.JSON and CSV
- Company record
- EDGAR filing index for CIK 1396536Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of DUOT is sold short?
5,799,564 shares were held short at the 2026-10-15 settlement, 5.6 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is DUOT's daily short volume?
On 2026-11-02, 175,099 of the 288,861 DUOT shares reported to FINRA were sold short, 60.6% of the day's reported volume. Short volume is a flow for one day, not a position.
Does DUOT have fails to deliver?
The SEC's latest file shows 48 DUOT shares failed to deliver at settlement 2026-10-05. Fails are reported per settlement date and published twice a month with a lag.
Are DUOT insiders buying or selling?
Insiders at DUOT reported 3 open-market buys worth $134K in the last 90 days and no open-market sells. Latest filing: Recker Frank Douglas (Chief Executive Officer) on 2026-09-30.
Who owns 5% or more of DUOT?
9 holders report 5% or more of DUOT in their latest filing, all on Schedule 13G (passive). The largest reported stake is Bleichroeder LP at 18.5% of the class (6,750,079 shares), filed 2026-08-13 for an event on 2026-06-30.
Which tracked 13F managers own DUOT?
4 of the 30 tracked 13F managers held DUOT shares at their latest filing, $6.4M in all. The largest: Renaissance Technologies (287K shares, $3.4M), Ken Griffin's Citadel Advisors (206K shares, $2.5M), D. E. Shaw & Co. (32K shares, $380K), Two Sigma Investments (11K shares, $130K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.