Futu Holdings (FUTU)

Futu Holdings on one page: short interest, daily short volume, fails to deliver, 13F holders, financials and insider trades. Listed on Nasdaq, classified by the SEC as security brokers, dealers & flotation companies.

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5.1M

Short interest

settlement 2026-09-30

5.3

Days to cover

-0.4 days vs prior

57.5%

Short share of volume

2026-10-09

2,036

Fails to deliver

settlement 2026-08-31

Insider flow, 90 days

0 buys, 0 sells

As of 2026-10-09.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in FUTU is 5,052,178 shares, down 31,839 shares over the last month. Over the last 48 readings it ranged from 2,669,067 shares (15 May 2025) to 7,152,506 shares (15 June 2026). At the reported average volume of 946K shares a day that is 5.3 days to cover.

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Settlement	Shares short	Change	Avg daily volume	Days to cover
2026-09-30	5,052,178	+10.4%	945,937	5.34
2026-09-15	4,574,882	-10.0%	798,592	5.73
2026-08-31	5,084,017	-7.8%	1,907,552	2.67
2026-08-14	5,516,047	-1.6%	901,747	6.12
2026-07-31	5,603,582	+1.2%	1,426,275	3.93
2026-07-15	5,539,451	-18.8%	1,558,981	3.55
2026-06-30	6,819,094	-4.7%	1,636,315	4.17
2026-06-15	7,152,506	+0.5%	3,025,220	2.36
2026-05-29	7,117,889	+65.4%	12,096,438	1.00
2026-05-15	4,304,354	+36.0%	2,316,780	1.86
2026-04-30	3,164,870	-3.8%	929,301	3.41
2026-04-15	3,290,478	-4.8%	1,379,953	2.38
2026-03-31	3,454,516	+6.9%	1,534,159	2.25
2026-03-13	3,230,444	+4.8%	1,777,278	1.82
2026-02-27	3,084,028	-15.3%	1,254,642	2.46
2026-02-13	3,640,877	-6.0%	1,924,505	1.89
2026-01-30	3,875,195	-26.8%	1,461,157	2.65
2026-01-15	5,295,636	+12.2%	1,578,813	3.35
2025-12-31	4,719,390	-3.9%	808,563	5.84
2025-12-15	4,908,438	-1.1%	1,039,903	4.72
2025-11-28	4,961,061	+2.6%	1,881,323	2.64
2025-11-14	4,834,627	-3.5%	1,483,644	3.26
2025-10-31	5,009,468	+12.7%	2,296,210	2.18
2025-10-15	4,446,571	-12.5%	2,799,285	1.59

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 9 October 2026, the short share of FUTU volume is 57.5%, up 18.4 points over the last five sessions. Over the last 30 readings it ranged from 16.9% (1 September 2026) to 71.9% (16 September 2026). The latest reading is 5.3 points above the 30-session average of 52.2%, on 382K shares reported.

Date	Short volume	Total volume	Short share	Exempt
2026-10-09	220K	382K	57.5%	0
2026-10-08	138K	229K	60.2%	0
2026-10-07	227K	445K	51.0%	0
2026-10-06	323K	476K	67.9%	7
2026-10-05	305K	732K	41.7%	310
2026-10-02	326K	833K	39.1%	16
2026-10-01	183K	348K	52.5%	213
2026-09-30	151K	223K	67.8%	579
2026-09-29	140K	279K	50.2%	0
2026-09-28	117K	216K	54.2%	80
2026-09-25	109K	190K	57.5%	0
2026-09-24	116K	216K	53.9%	0
2026-09-23	153K	303K	50.4%	0
2026-09-22	110K	226K	48.8%	3
2026-09-21	152K	297K	51.1%	0
2026-09-18	186K	315K	59.1%	2
2026-09-17	108K	163K	66.6%	0
2026-09-16	140K	194K	71.9%	0
2026-09-15	133K	226K	58.9%	3
2026-09-14	105K	264K	39.6%	8
2026-09-11	85K	243K	34.9%	0
2026-09-10	127K	345K	36.9%	0
2026-09-09	108K	178K	60.9%	1
2026-09-08	127K	243K	52.2%	8
2026-09-04	109K	214K	50.9%	1
2026-09-03	160K	352K	45.6%	0
2026-09-02	179K	265K	67.4%	0
2026-09-01	90K	532K	16.9%	0
2026-08-31	118K	274K	43.1%	0
2026-08-28	190K	328K	58.0%	341

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 31 August 2026, the fails-to-deliver balance in FUTU is 2,036 shares, up 2,017 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (17 July 2026) to 119,485 shares (27 May 2026). The latest reading sits at the bottom of that range.

Settlement	Shares failed	Price	Value
2026-08-31	2,036	$124.26	$253K
2026-08-27	19	$127.34	$2K
2026-08-26	37,594	$125.63	$4.7M
2026-08-10	373	$109.02	$41K
2026-07-28	16	$104.27	$2K
2026-07-24	76	$98.96	$8K
2026-07-17	1	$97.52	$98
2026-07-13	4	$96.33	$385
2026-07-06	8,844	$95.04	$841K
2026-06-30	543	$97.17	$53K
2026-06-24	5,954	$97.90	$583K
2026-06-17	2,628	$96.01	$252K
2026-06-15	2,756	$97.54	$269K
2026-06-12	6,600	$95.53	$630K
2026-06-01	3,400	$104.07	$354K
2026-05-28	89,058	$110.22	$9.8M
2026-05-27	119,485	$107.70	$12.9M
2026-05-26	112,097	$89.76	$10.1M
2026-05-19	11	$131.70	$1K
2026-05-18	4,886	$134.64	$658K
2026-05-15	1,844	$141.51	$261K
2026-05-06	296	$157.21	$47K
2026-05-05	83	$156.04	$13K
2026-04-16	5,409	$164.72	$891K
2026-04-09	70	$157.14	$11K
2026-04-06	192	$140.16	$27K
2026-03-24	179	$140.04	$25K
2026-03-23	13,300	$135.02	$1.8M
2026-03-20	13,300	$139.47	$1.9M
2026-03-12	15,822	$152.64	$2.4M

Insider trades

SEC Form 4, newest first. JSON

No open-market insider trades were reported for FUTU in the last 90 days. The most recent filings are listed below. Latest filing: XU LI (Senior Vice President) on 2026-06-23.

Date	Insider	Title	Type	Shares	Price	Value	Owned after
2026-06-23	XU LI	Senior Vice President	Grant	40K	$0.00	$0	280K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

13F holders

Tracked managers holding FUTU at their latest 13F. JSON

5 of the 30 tracked managers held FUTU at their latest 13F, $82.2M in total at quarter-end prices. Two Sigma Investments is the largest at $34.7M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 1 cut.

Fund	Quarter	Shares	Value	Of portfolio	Change in shares
Two Sigma Investments	2026-06-30	371K	$34.7M	0.03%	+359K
Millennium Management	2026-06-30	288K	$27.0M	0.01%	+260K
Citadel Advisors	2026-06-30	182K	$17.0M	0.00%	+105K
D. E. Shaw & Co.	2026-06-30	25K	$2.3M	0.00%	+23K
AQR Capital Management	2026-06-30	12K	$1.1M	0.00%	-18K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In FY 2025 it generated $5.24B of operating cash flow and spent $276.4M on dividends.

Cash: $1.34B
Equity: $5.14B
Total assets: $29.35B

Fiscal years, with buybacks and dividends

Fiscal year	Ends	Revenue	Net income	Operating cash flow	Capex	Buybacks	Dividends
FY 2025	2025-12-31	$1.36B	$1.46B	$5.24B	$7.0M	n/a	$276.4M
FY 2024	2024-12-31	$778.2M	$700.7M	$3.99B	$21.6M	n/a	n/a
FY 2023	2023-12-31	$505.0M	$548.1M	-$811.4M	$10.0M	$112.0M	n/a
FY 2022	2022-12-31	$513.7M	$375.2M	$445.4M	$11.6M	$403.2M	n/a
FY 2021	2021-12-31	$501.7M	$360.3M	$770.8M	$9.0M	$151.1M	n/a

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2025-12-31.

What this page is

Futu Holdings in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Futu Holdings (FUTU), SEC CIK 1754581, listed on Nasdaq, classified by the SEC as security brokers, dealers & flotation companies. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest: FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume: FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
Fails to deliver: SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-08-31.JSON and CSV
13F holders: SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials: SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2025-12-31.JSON and CSV
Insider trades: SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-06-23.JSON and CSV
Company record: EDGAR filing index for CIK 1754581Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits: 10 requests a minute without a key, 30 with a free key from a free account.

How to read it

Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Other companies the SEC classifies as security brokers, dealers & flotation companies

Other company pages

Datasets

Frequently Asked Questions

How much of FUTU is sold short?

5,052,178 shares were held short at the 2026-09-30 settlement, 5.3 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.

What is FUTU's daily short volume?

On 2026-10-09, 219,739 of the 382,071 FUTU shares reported to FINRA were sold short, 57.5% of the day's reported volume. Short volume is a flow for one day, not a position.

Does FUTU have fails to deliver?

The SEC's latest file shows 2,036 FUTU shares failed to deliver at settlement 2026-08-31. Fails are reported per settlement date and published twice a month with a lag.

Are FUTU insiders buying or selling?

No open-market insider trades were reported for FUTU in the last 90 days. The most recent filings are listed below. Latest filing: XU LI (Senior Vice President) on 2026-06-23.

What did FUTU report last quarter?

In FY 2025 it generated $5.24B of operating cash flow and spent $276.4M on dividends.

Which tracked 13F managers own FUTU?

5 of the 30 tracked 13F managers held FUTU shares at their latest filing, $82.2M in all. The largest: Two Sigma Investments (371K shares, $34.7M), Izzy Englander's Millennium Management (288K shares, $27.0M), Ken Griffin's Citadel Advisors (182K shares, $17.0M), D. E. Shaw & Co. (25K shares, $2.3M), Cliff Asness's AQR Capital Management (12K shares, $1.1M).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.