Charles Schwab (SCHW)
Charles Schwab on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as security brokers, dealers & flotation companies.
17.0M
Short interest
settlement 2026-10-15
2.1
Days to cover
+0.2 days vs prior
28.9%
Short share of volume
2026-10-28
6
Fails to deliver
settlement 2026-09-25
Wed 20 Jan
Next earnings
estimated date
-$81.8M
Insider flow, 90 days
0 buys, 20 sells
As of 2026-10-28.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in SCHW is 16,982,231 shares, down 2,325,202 shares over the last month. Over the last 48 readings it ranged from 12,462,235 shares (14 November 2025) to 25,024,929 shares (30 June 2026). At the reported average volume of 8.1M shares a day that is 2.1 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 16,982,231 | -11.3% | 8,122,963 | 2.09 |
| 2026-09-30 | 19,150,407 | -0.8% | 9,940,366 | 1.93 |
| 2026-09-15 | 19,307,433 | -9.3% | 6,899,791 | 2.80 |
| 2026-08-31 | 21,290,875 | +26.4% | 8,162,125 | 2.61 |
| 2026-08-14 | 16,851,364 | -17.7% | 6,598,726 | 2.55 |
| 2026-07-31 | 20,477,875 | -9.7% | 8,884,360 | 2.30 |
| 2026-07-15 | 22,669,193 | -9.4% | 8,451,705 | 2.68 |
| 2026-06-30 | 25,024,929 | +10.6% | 13,560,449 | 1.85 |
| 2026-06-15 | 22,633,887 | +7.9% | 11,059,923 | 2.05 |
| 2026-05-29 | 20,972,893 | +10.3% | 12,485,291 | 1.68 |
| 2026-05-15 | 19,011,923 | +14.8% | 9,975,077 | 1.91 |
| 2026-04-30 | 16,554,731 | +20.2% | 13,734,605 | 1.21 |
| 2026-04-15 | 13,774,417 | +5.0% | 10,342,445 | 1.33 |
| 2026-03-31 | 13,113,088 | +1.9% | 8,029,046 | 1.63 |
| 2026-03-13 | 12,873,488 | +1.1% | 9,197,435 | 1.40 |
| 2026-02-27 | 12,740,297 | -7.2% | 11,791,590 | 1.08 |
| 2026-02-13 | 13,722,066 | -11.1% | 16,454,344 | 1.00 |
| 2026-01-30 | 15,429,821 | -4.0% | 10,907,410 | 1.41 |
| 2026-01-15 | 16,071,149 | +8.0% | 7,643,446 | 2.10 |
| 2025-12-31 | 14,881,217 | -21.1% | 8,213,656 | 1.81 |
| 2025-12-15 | 18,850,601 | +19.1% | 9,352,008 | 2.02 |
| 2025-11-28 | 15,827,954 | +27.0% | 8,743,399 | 1.81 |
| 2025-11-14 | 12,462,235 | -15.0% | 7,858,960 | 1.59 |
| 2025-10-31 | 14,667,997 | -13.1% | 8,753,564 | 1.68 |
| 2025-10-15 | 16,870,640 | -21.9% | 8,661,814 | 1.95 |
| 2025-09-30 | 21,587,246 | +3.6% | 10,318,078 | 2.09 |
| 2025-09-15 | 20,843,310 | -5.0% | 10,281,999 | 2.03 |
| 2025-08-29 | 21,946,713 | +15.1% | 7,523,778 | 2.92 |
| 2025-08-15 | 19,064,788 | -4.4% | 8,301,059 | 2.30 |
| 2025-07-31 | 19,942,652 | +4.3% | 10,459,963 | 1.91 |
| 2025-07-15 | 19,111,224 | +4.3% | 6,754,903 | 2.83 |
| 2025-06-30 | 18,329,182 | +5.7% | 9,257,342 | 1.98 |
| 2025-06-13 | 17,346,152 | +1.2% | 5,934,825 | 2.92 |
| 2025-05-30 | 17,135,013 | -2.2% | 7,247,782 | 2.36 |
| 2025-05-15 | 17,523,544 | +1.0% | 8,096,133 | 2.16 |
| 2025-04-30 | 17,347,776 | -14.1% | 10,311,143 | 1.68 |
| 2025-04-15 | 20,190,665 | +9.9% | 15,686,874 | 1.29 |
| 2025-03-31 | 18,374,258 | +8.1% | 7,929,201 | 2.32 |
| 2025-03-14 | 16,999,671 | +1.0% | 12,725,679 | 1.34 |
| 2025-02-28 | 16,837,726 | -25.9% | 9,905,555 | 1.70 |
| 2025-02-14 | 22,739,450 | +70.4% | 20,322,364 | 1.12 |
| 2025-01-31 | 13,341,907 | -10.0% | 9,808,372 | 1.36 |
| 2025-01-15 | 14,823,975 | +9.8% | 8,077,185 | 1.84 |
| 2024-12-31 | 13,505,655 | -12.0% | 7,474,922 | 1.81 |
| 2024-12-13 | 15,343,352 | -11.9% | 7,177,307 | 2.14 |
| 2024-11-29 | 17,411,809 | +3.1% | 6,751,227 | 2.58 |
| 2024-11-15 | 16,887,482 | -0.5% | 9,634,508 | 1.75 |
| 2024-10-31 | 16,966,848 | -6.6% | 7,110,140 | 2.39 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 28 October 2026, the short share of SCHW volume is 28.9%, down 26.5 points over the last five sessions. Over the last 30 readings it ranged from 22.5% (9 October 2026) to 57.1% (24 September 2026). The latest reading is 12.3 points below the 30-session average of 41.2%, on 3.0M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-28 | 868K | 3.0M | 28.9% | 6,339 |
| 2026-10-27 | 1.0M | 2.5M | 39.6% | 4,865 |
| 2026-10-26 | 896K | 2.2M | 40.3% | 2,155 |
| 2026-10-23 | 1.1M | 2.2M | 49.9% | 7,557 |
| 2026-10-22 | 1.6M | 3.0M | 53.9% | 8,029 |
| 2026-10-21 | 1.4M | 2.5M | 55.4% | 6,429 |
| 2026-10-20 | 2.0M | 4.1M | 48.7% | 15,567 |
| 2026-10-19 | 1.7M | 3.9M | 44.1% | 3,864 |
| 2026-10-16 | 2.5M | 5.4M | 46.8% | 18,441 |
| 2026-10-15 | 2.6M | 6.8M | 39.0% | 9,994 |
| 2026-10-14 | 1.6M | 5.0M | 32.9% | 391 |
| 2026-10-13 | 857K | 1.8M | 47.0% | 290 |
| 2026-10-12 | 649K | 1.7M | 37.7% | 6,651 |
| 2026-10-09 | 506K | 2.3M | 22.5% | 1,031 |
| 2026-10-08 | 1.2M | 2.8M | 41.1% | 399 |
| 2026-10-07 | 956K | 2.7M | 34.9% | 1,941 |
| 2026-10-06 | 871K | 2.1M | 40.8% | 45,378 |
| 2026-10-05 | 597K | 1.8M | 33.6% | 3,487 |
| 2026-10-02 | 989K | 2.6M | 37.4% | 650 |
| 2026-10-01 | 832K | 2.2M | 37.8% | 8,890 |
| 2026-09-30 | 841K | 2.8M | 29.7% | 8,055 |
| 2026-09-29 | 755K | 2.6M | 28.8% | 8,483 |
| 2026-09-28 | 842K | 2.3M | 36.2% | 558 |
| 2026-09-25 | 1.4M | 2.5M | 55.0% | 1,825 |
| 2026-09-24 | 1.9M | 3.3M | 57.1% | 5,131 |
| 2026-09-23 | 1.8M | 4.0M | 45.3% | 683 |
| 2026-09-22 | 3.6M | 7.4M | 48.2% | 5,760 |
| 2026-09-21 | 664K | 1.7M | 38.6% | 431 |
| 2026-09-18 | 1.3M | 3.4M | 38.2% | 3,855 |
| 2026-09-17 | 947K | 2.0M | 46.8% | 10,556 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 25 September 2026, the fails-to-deliver balance in SCHW is 6 shares, down 294 shares over the last settlement date. Over the last 30 readings it ranged from 6 shares (10 July 2026) to 310,429 shares (30 June 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-25 | 6 | $99.49 | $597 |
| 2026-09-21 | 300 | $105.25 | $32K |
| 2026-08-28 | 211 | $108.05 | $23K |
| 2026-08-24 | 59,236 | $112.30 | $6.7M |
| 2026-08-21 | 98,538 | $109.79 | $10.8M |
| 2026-08-14 | 2,469 | $110.06 | $272K |
| 2026-08-12 | 90 | $107.70 | $10K |
| 2026-08-10 | 23 | $107.60 | $2K |
| 2026-08-05 | 37 | $106.35 | $4K |
| 2026-08-03 | 5,453 | $105.24 | $574K |
| 2026-07-23 | 7 | $100.80 | $706 |
| 2026-07-20 | 7,398 | $101.56 | $751K |
| 2026-07-13 | 488 | $103.12 | $50K |
| 2026-07-10 | 6 | $101.91 | $611 |
| 2026-07-09 | 866 | $101.70 | $88K |
| 2026-07-07 | 11,551 | $100.62 | $1.2M |
| 2026-07-06 | 1,010 | $97.00 | $98K |
| 2026-07-01 | 280,048 | $92.27 | $25.8M |
| 2026-06-30 | 310,429 | $90.55 | $28.1M |
| 2026-06-29 | 1,000 | $90.67 | $91K |
| 2026-06-25 | 2,547 | $91.39 | $233K |
| 2026-06-24 | 2,527 | $93.17 | $235K |
| 2026-06-23 | 1,002 | $92.03 | $92K |
| 2026-06-22 | 21,249 | $91.70 | $1.9M |
| 2026-06-15 | 10,123 | $91.10 | $922K |
| 2026-06-12 | 33 | $88.70 | $3K |
| 2026-06-05 | 214 | $88.00 | $19K |
| 2026-06-01 | 1,300 | $87.35 | $114K |
| 2026-05-28 | 1,760 | $85.61 | $151K |
| 2026-05-18 | 3,400 | $90.88 | $309K |
Insider trades
SEC Form 4, newest first. JSONInsiders at SCHW reported 20 open-market sells worth $81.8M in the last 90 days and no open-market buys. Latest filing: Hathi Neesha (MD, Head Wealth Adv, Bnk, Tst) on 2026-10-01.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Sell | 5K | $97.80 | $489K | 6K |
| 2026-10-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Exercise or conversion | 5K | $41.98 | $210K | 0 |
| 2026-09-23 | Ellis Stephen A | Director | Exercise or conversion | 2K | $31.48 | $60K | 7K |
| 2026-09-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Sell | 3K | $109.04 | $346K | 6K |
| 2026-09-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Exercise or conversion | 3K | $52.05 | $165K | 0 |
| 2026-08-28 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Sell | 3K | $108.12 | $343K | 0 |
| 2026-08-28 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Exercise or conversion | 3K | $52.05 | $165K | 0 |
| 2026-08-28 | Bettinger Walter W | Co-Chairman | Sell | 74K | $110.91 | $8.3M | 610K |
| 2026-08-28 | Bettinger Walter W | Co-Chairman | Exercise or conversion | 74K | $46.81 | $3.5M | 685K |
| 2026-08-27 | Schwab Charles R. | Co-Chairman | Gift | 9K | $0.00 | $0 | 53.5M |
| 2026-08-26 | Schwab-Pomerantz Carolyn | Director | Sell | 9K | $109.25 | $1.0M | 1.3M |
| 2026-08-24 | Schwab Charles R. | Co-Chairman | Sell | 117K | $113.20 | $13.2M | 53.6M |
| 2026-08-24 | Bettinger Walter W | Co-Chairman | Sell | 176K | $113.49 | $20.0M | 610K |
| 2026-08-24 | Bettinger Walter W | Co-Chairman | Exercise or conversion | 176K | $46.81 | $8.2M | 787K |
| 2026-08-18 | Schwab Charles R. | Co-Chairman | Gift | 55K | $0.00 | $0 | 53.7M |
| 2026-08-17 | Schwab Charles R. | Co-Chairman | Gift | 46K | $0.00 | $0 | 53.7M |
| 2026-08-17 | Beatty Jonathan S | MD, Head of Advisor Services | Sell | 1K | $111.33 | $111K | 11K |
| 2026-08-14 | Craig Jonathan M. | MD, Head of Retail Investing | Sell | 22K | $111.03 | $2.4M | 0 |
| 2026-08-14 | Craig Jonathan M. | MD, Head of Retail Investing | Exercise or conversion | 22K | $46.81 | $1.0M | 0 |
| 2026-08-13 | Howard Dennis | MD, Chief Tech, OPS & Data Off | Sell | 2K | $110.00 | $242K | 7K |
| 2026-08-12 | Schwab Charles R. | Co-Chairman | Sell | 46K | $108.18 | $5.0M | 30.0M |
| 2026-08-11 | Schwab Charles R. | Co-Chairman | Sell | 46K | $107.78 | $5.0M | 30.1M |
| 2026-08-10 | Murtagh Nigel J | Chief Risk Officer | Sell | 25K | $109.01 | $2.7M | 58K |
| 2026-08-10 | Murtagh Nigel J | Chief Risk Officer | Exercise or conversion | 25K | $46.81 | $1.2M | 83K |
| 2026-08-07 | SNEED PAULA A | Director | Sell | 5K | $107.15 | $564K | 92K |
| 2026-08-06 | Schwab Charles R. | Co-Chairman | Gift | 37K | $0.00 | $0 | 53.8M |
| 2026-08-06 | Murtagh Nigel J | Chief Risk Officer | Sell | 2K | $109.00 | $207K | 58K |
| 2026-08-06 | Murtagh Nigel J | Chief Risk Officer | Exercise or conversion | 2K | $46.81 | $89K | 60K |
| 2026-08-05 | Schwab-Pomerantz Carolyn | Director | Sell | 19K | $107.70 | $2.0M | 1.3M |
| 2026-08-05 | Craig Jonathan M. | MD, Head of Retail Investing | Sell | 22K | $107.02 | $2.3M | 0 |
| 2026-08-05 | Craig Jonathan M. | MD, Head of Retail Investing | Exercise or conversion | 22K | $46.81 | $1.0M | 0 |
| 2026-08-04 | Schwab-Pomerantz Carolyn | Director | Sell | 23K | $106.36 | $2.4M | 1.4M |
| 2026-08-04 | Schwab Charles R. | Co-Chairman | Sell | 48K | $106.08 | $5.1M | 53.9M |
| 2026-08-03 | Schwab Charles R. | Co-Chairman | Sell | 95K | $105.52 | $10.1M | 53.9M |
| 2026-08-01 | Howard Dennis | MD, Chief Tech, OPS & Data Off | Tax withholding | 1K | $104.87 | $135K | 9K |
| 2026-07-29 | Schwab Charles R. | Co-Chairman | Sell | 95K | $105.82 | $10.1M | 30.1M |
| 2026-07-28 | Schwab-Pomerantz Carolyn | Director | Gift | 271 | $0.00 | $0 | 1.4M |
| 2026-07-28 | Schwab-Pomerantz Carolyn | Director | Sell | 23K | $105.71 | $2.4M | 1.4M |
| 2026-07-28 | Schwab Charles R. | Co-Chairman | Gift | 60K | $0.00 | $0 | 54.0M |
| 2026-07-28 | Schwab Charles R. | Co-Chairman | Sell | 48K | $105.60 | $5.1M | 54.1M |
| 2026-07-28 | Howard Dennis | MD, Chief Tech, OPS & Data Off | Sell | 28K | $105.01 | $2.9M | 10K |
| 2026-07-28 | Howard Dennis | MD, Chief Tech, OPS & Data Off | Exercise or conversion | 28K | $64.10 | $1.8M | 38K |
| 2026-07-28 | Bettinger Walter W | Co-Chairman | Sell | 13K | $105.56 | $1.4M | 529K |
| 2026-07-28 | Bettinger Walter W | Co-Chairman | Sell | 38K | $105.18 | $4.0M | 542K |
| 2026-07-28 | Bettinger Walter W | Co-Chairman | Sell | 42K | $103.86 | $4.4M | 580K |
| 2026-07-28 | Bettinger Walter W | Co-Chairman | Exercise or conversion | 93K | $52.05 | $4.9M | 623K |
| 2026-07-27 | Murtagh Nigel J | Chief Risk Officer | Sell | 11K | $104.03 | $1.1M | 58K |
| 2026-07-27 | Murtagh Nigel J | Chief Risk Officer | Sell | 22K | $104.00 | $2.3M | 69K |
| 2026-07-27 | Murtagh Nigel J | Chief Risk Officer | Exercise or conversion | 33K | $46.81 | $1.5M | 91K |
| 2026-07-27 | Bettinger Walter W | Co-Chairman | Sell | 192K | $103.90 | $20.0M | 529K |
| 2026-07-27 | Bettinger Walter W | Co-Chairman | Exercise or conversion | 192K | $52.05 | $10.0M | 722K |
| 2026-07-24 | Schwab Charles R. | Co-Chairman | Sell | 46K | $101.72 | $4.6M | 54.1M |
| 2026-07-23 | Morgan Peter J. III | General Counsel | Sell | 7K | $102.03 | $709K | 0 |
| 2026-07-21 | Murtagh Nigel J | Chief Risk Officer | Sell | 4K | $104.14 | $422K | 58K |
| 2026-07-21 | Murtagh Nigel J | Chief Risk Officer | Exercise or conversion | 4K | $46.81 | $190K | 62K |
| 2026-07-21 | Beatty Jonathan S | MD, Head of Advisor Services | Sell | 2K | $104.21 | $208K | 12K |
| 2026-07-07 | Craig Jonathan M. | MD, Head of Retail Investing | Sell | 22K | $102.01 | $2.2M | 0 |
| 2026-07-07 | Craig Jonathan M. | MD, Head of Retail Investing | Exercise or conversion | 22K | $46.81 | $1.0M | 0 |
| 2026-07-07 | Beatty Jonathan S | MD, Head of Advisor Services | Sell | 2K | $102.01 | $204K | 14K |
| 2026-07-06 | Beatty Jonathan S | MD, Head of Advisor Services | Sell | 2K | $100.01 | $200K | 16K |
| 2026-07-02 | Beatty Jonathan S | MD, Head of Advisor Services | Sell | 2K | $97.03 | $194K | 18K |
| 2026-07-01 | Beatty Jonathan S | MD, Head of Advisor Services | Tax withholding | 1K | $92.72 | $96K | 32K |
| 2026-06-23 | Ellis Stephen A | Director | Exercise or conversion | 2K | $25.11 | $57K | 7K |
| 2026-06-03 | Verdeschi Michael D | CFO | Tax withholding | 7K | $87.42 | $570K | 47K |
| 2026-05-28 | Wurster Richard A | President & CEO | Buy | 22K | $84.23 | $1.8M | 218K |
| 2026-05-26 | SNEED PAULA A | Director | Grant | 2K | $0.00 | $0 | 10K |
| 2026-05-26 | Sarin Arun | Director | Grant | 2K | $0.00 | $0 | 12K |
| 2026-05-26 | HERRINGER FRANK C | Director | Grant | 2K | $0.00 | $0 | 12K |
| 2026-05-26 | Ellis Stephen A | Director | Grant | 2K | $0.00 | $0 | 8K |
| 2026-05-26 | DODDS CHRISTOPHER V | Director | Grant | 2K | $0.00 | $0 | 6K |
| 2026-05-26 | Brown Marianne Catherine | Director | Grant | 2K | $0.00 | $0 | 17K |
| 2026-05-26 | Schwab-Pomerantz Carolyn | Director | Grant | 2K | $0.00 | $0 | 11K |
| 2026-05-26 | Ruffel Charles A. | Director | Grant | 2K | $0.00 | $0 | 11K |
| 2026-05-26 | Dea Joan | Director | Grant | 2K | $0.00 | $0 | 28K |
| 2026-05-26 | ADAMS JOHN K JR | Director | Grant | 2K | $0.00 | $0 | 51K |
| 2026-05-22 | Schwab Charles R. | Co-Chairman | Gift | 210K | $0.00 | $0 | 54.2M |
| 2026-05-21 | Dea Joan | Director | Gift | 835 | $0.00 | $0 | 27K |
| 2026-05-19 | Schwab Charles R. | Co-Chairman | Sell | 28K | $92.22 | $2.5M | 30.2M |
| 2026-05-18 | Schwab Charles R. | Co-Chairman | Sell | 28K | $92.40 | $2.5M | 30.2M |
| 2026-05-15 | Schwab Charles R. | Co-Chairman | Gift | 5K | $0.00 | $0 | 54.4M |
| 2026-05-13 | Sarin Arun | Director | Sell | 3K | $91.16 | $228K | 24K |
| 2026-05-13 | Sarin Arun | Director | Exercise or conversion | 8K | $28.96 | $228K | 11K |
| 2026-05-06 | Schwab Charles R. | Co-Chairman | Sell | 109K | $92.01 | $10.1M | 30.3M |
| 2026-05-05 | Schwab-Pomerantz Carolyn | Director | Sell | 10K | $92.29 | $915K | 1.4M |
| 2026-05-05 | Schwab-Pomerantz Carolyn | Director | Exercise or conversion | 10K | $31.65 | $314K | 10K |
| 2026-05-04 | Schwab Charles R. | Co-Chairman | Sell | 109K | $91.50 | $10.0M | 30.4M |
| 2026-05-01 | Schwab Charles R. | Co-Chairman | Sell | 55K | $91.86 | $5.1M | 54.4M |
| 2026-04-30 | Schwab Charles R. | Co-Chairman | Sell | 50K | $91.81 | $4.6M | 54.4M |
| 2026-04-29 | Schwab Charles R. | Co-Chairman | Sell | 64K | $90.49 | $5.8M | 55.6M |
| 2026-04-28 | HERRINGER FRANK C | Director | Sell | 3K | $90.60 | $228K | 178K |
| 2026-04-28 | HERRINGER FRANK C | Director | Exercise or conversion | 8K | $28.96 | $228K | 11K |
| 2026-04-27 | Schwab Charles R. | Co-Chairman | Sell | 36K | $90.00 | $3.3M | 55.7M |
| 2026-04-23 | Schwab Charles R. | Co-Chairman | Sell | 36K | $90.50 | $3.3M | 55.7M |
| 2026-04-15 | Woolway Paul V | MD, Chief Banking Officer | Sell | 8K | $100.00 | $794K | 30K |
| 2026-04-15 | Woolway Paul V | MD, Chief Banking Officer | Exercise or conversion | 8K | $52.05 | $413K | 25K |
| 2026-04-14 | Murtagh Nigel J | Chief Risk Officer | Sell | 41K | $99.00 | $4.1M | 58K |
| 2026-04-14 | Murtagh Nigel J | Chief Risk Officer | Exercise or conversion | 41K | $52.05 | $2.1M | 99K |
| 2026-04-14 | Craig Jonathan M. | MD, Head of Retail Investing | Sell | 22K | $99.00 | $2.2M | 0 |
| 2026-04-14 | Craig Jonathan M. | MD, Head of Retail Investing | Exercise or conversion | 22K | $46.81 | $1.0M | 0 |
| 2026-04-14 | Woolway Paul V | MD, Chief Banking Officer | Sell | 8K | $98.00 | $778K | 30K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON50 Form 144 notices on file for SCHW worth $249.4M at the prices reported; 18 in the last 90 days worth $106.9M. Latest: Schwab Charles R. filed on 2026-10-28 to sell 66,750 shares ($5.9M) from 2026-10-28.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-10-28 | Schwab Charles R.Officer, Director | 67K | $5.9M | 0.004% | 2026-10-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-28 | Hathi NeeshaOfficer | 16K | $1.8M | 0.001% | 2026-08-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-28 | Bettinger Walter WDirector | 74K | $8.3M | 0.004% | 2026-08-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-26 | Schwab-Pomerantz CarolynDirector | 9K | $1.0M | 0.001% | 2026-08-26 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-24 | Schwab Charles R.Officer, Director | 117K | $13.3M | 0.007% | 2026-08-24 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-24 | Bettinger Walter WDirector | 176K | $20.0M | 0.010% | 2026-08-24 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-17 | Beatty Jonathan SOfficer | 1K | $111K | 0.000% | 2026-08-17 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-14 | Schwab Charles R.Officer, Director | 91K | $10.0M | 0.005% | 2026-08-14 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-13 | Schwab Charles R.Officer, Director | 91K | $10.0M | 0.005% | 2026-08-14 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-13 | Howard DennisOfficer | 2K | $242K | 0.000% | 2026-08-13 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-12 | Schwab Charles R.Officer, Director | 46K | $5.0M | 0.003% | 2026-08-12 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-11 | Schwab Charles R.Officer, Director | 46K | $5.0M | 0.003% | 2026-08-11 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-07 | SNEED PAULA ADirector | 5K | $564K | 0.000% | 2026-08-07 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-05 | Schwab-Pomerantz CarolynDirector | 19K | $2.0M | 0.001% | 2026-08-05 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-05 | Craig Jonathan M.Officer | 57K | $6.3M | 0.003% | 2026-08-05 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-04 | Schwab-Pomerantz CarolynDirector | 23K | $2.4M | 0.001% | 2026-08-04 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-04 | Schwab Charles R.Officer, Director | 48K | $5.0M | 0.003% | 2026-08-04 | THE CHARLES SCHWAB CORPORATION |
| 2026-08-03 | Schwab Charles R.Officer, Director | 95K | $10.0M | 0.005% | 2026-08-03 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-29 | Schwab Charles R.Officer, Director | 95K | $10.1M | 0.005% | 2026-07-29 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-28 | Schwab-Pomerantz CarolynDirector | 23K | $2.4M | 0.001% | 2026-07-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-28 | Schwab Charles R.Officer, Director | 48K | $5.0M | 0.003% | 2026-07-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-28 | Woolway Paul VOfficer | 10K | $1.1M | 0.001% | 2026-07-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-28 | Howard DennisOfficer | 56K | $6.2M | 0.003% | 2026-07-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-28 | Bettinger Walter WDirector | 93K | $9.7M | 0.005% | 2026-07-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-27 | Murtagh Nigel JOfficer | 11K | $1.1M | 0.001% | 2026-07-27 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-27 | Bettinger Walter WDirector | 192K | $20.0M | 0.011% | 2026-07-27 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-24 | Schwab Charles R.Officer, Director | 46K | $4.5M | 0.003% | 2026-07-24 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-23 | Morgan Peter J. IIIOfficer | 7K | $708K | 0.000% | 2026-07-23 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-21 | Murtagh Nigel JOfficer | 53K | $5.6M | 0.003% | 2026-07-21 | THE CHARLES SCHWAB CORPORATION |
| 2026-07-02 | Beatty Jonathan SOfficer | 8K | $806K | 0.000% | 2026-07-02 | THE CHARLES SCHWAB CORPORATION |
| 2026-05-19 | Schwab Charles R.Officer, Director | 28K | $2.5M | 0.002% | 2026-05-19 | THE CHARLES SCHWAB CORPORATION |
| 2026-05-18 | Schwab Charles R.Officer, Director | 28K | $2.5M | 0.002% | 2026-05-18 | THE CHARLES SCHWAB CORPORATION |
| 2026-05-13 | Sarin ArunDirector | 3K | $228K | 0.000% | 2026-05-13 | Charles Schwab & Co., Inc. |
| 2026-05-06 | Schwab Charles R.Officer, Director | 109K | $10.1M | 0.006% | 2026-05-06 | THE CHARLES SCHWAB CORPORATION |
| 2026-05-05 | Schwab-Pomerantz CarolynDirector | 10K | $915K | 0.001% | 2026-05-05 | THE CHARLES SCHWAB CORPORATION |
| 2026-05-04 | Schwab Charles R.Officer, Director | 109K | $10.0M | 0.006% | 2026-05-04 | THE CHARLES SCHWAB CORPORATION |
| 2026-05-01 | Schwab Charles R.Officer, Director | 55K | $5.1M | 0.003% | 2026-05-01 | THE CHARLES SCHWAB CORPORATION |
| 2026-04-30 | Schwab Charles R.Officer, Director | 50K | $4.6M | 0.003% | 2026-04-30 | THE CHARLES SCHWAB CORPORATION |
| 2026-04-29 | Schwab Charles R.Officer, Director | 64K | $5.7M | 0.004% | 2026-04-29 | THE CHARLES SCHWAB CORPORATION |
| 2026-04-28 | HERRINGER FRANK CDirector | 3K | $228K | 0.000% | 2026-04-28 | THE CHARLES SCHWAB CORPORATION |
| 2026-04-27 | Schwab Charles R.Officer, Director | 36K | $3.3M | 0.002% | 2026-04-27 | THE CHARLES SCHWAB CORPORATION |
| 2026-04-23 | Schwab Charles R.Officer, Director | 36K | $3.3M | 0.002% | 2026-04-23 | THE CHARLES SCHWAB CORPORATION |
| 2026-04-14 | Murtagh Nigel JOfficer | 94K | $9.7M | 0.005% | 2026-04-14 | THE CHARLES SCHWAB CORPORATION |
| 2026-04-14 | Craig Jonathan M.Officer | 87K | $9.1M | 0.005% | 2026-04-14 | THE CHARLES SCHWAB CORPORATION |
| 2026-03-03 | Woolway Paul VOfficer | 6K | $579K | 0.000% | 2026-03-03 | THE CHARLES SCHWAB CORPORATION |
| 2026-03-03 | Murtagh Nigel JOfficer | 7K | $682K | 0.000% | 2026-03-03 | THE CHARLES SCHWAB CORPORATION |
| 2026-03-03 | Howard DennisOfficer | 10K | $957K | 0.001% | 2026-03-03 | THE CHARLES SCHWAB CORPORATION |
| 2026-03-03 | Craig Jonathan M.Officer | 14K | $1.4M | 0.001% | 2026-03-03 | THE CHARLES SCHWAB CORPORATION |
| 2026-03-02 | Woolway Paul VOfficer | 42K | $4.2M | 0.002% | 2026-03-02 | THE CHARLES SCHWAB CORPORATION |
| 2026-02-27 | Beatty Jonathan SOfficer | 2K | $193K | 0.000% | 2026-02-27 | THE CHARLES SCHWAB CORPORATION |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON1 holder reports 5% or more of SCHW in its latest filing, on Schedule 13G (passive). The holder is Vanguard Capital Management at 7.2% of the class (124,955,967 shares), filed 2026-04-29 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-29 | 13G | Vanguard Capital Managementinvestment adviser | 125.0M | 7.2% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 10 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding SCHW at their latest 13F. JSON10 of the 30 tracked managers held SCHW at their latest 13F, $5.34B in total at quarter-end prices. Fisher Asset Management is the largest at $2.03B (0.6% of its portfolio) as of 2026-06-30. Over the prior quarter 8 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Fisher Asset Management | 2026-06-30 | 22.0M | $2.03B | 0.60% | -266K |
| Viking Global Investors | 2026-06-30 | 10.6M | $981.6M | 2.80% | -4.0M |
| Two Sigma Investments | 2026-06-30 | 8.4M | $777.4M | 0.56% | +3.1M |
| D. E. Shaw & Co. | 2026-06-30 | 5.8M | $533.3M | 0.25% | +3.2M |
| AQR Capital Management | 2026-06-30 | 4.0M | $371.5M | 0.13% | +2.0M |
| Citadel Advisors | 2026-06-30 | 3.4M | $314.3M | 0.04% | +858K |
| Renaissance Technologies | 2026-06-30 | 1.9M | $176.3M | 0.24% | new |
| Millennium Management | 2026-06-30 | 1.2M | $114.9M | 0.04% | +594K |
| Point72 Asset Management | 2026-06-30 | 498K | $46.0M | 0.05% | +257K |
| Bridgewater Associates | 2026-06-30 | 29K | $2.7M | 0.01% | +6K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 FY 2026 (quarter ended 2026-06-30) Charles Schwab reported revenue of $7.07B, up 20.9% from the same quarter a year earlier, and net income of $2.80B (1.54 diluted EPS). In FY 2025 it generated $9.31B of operating cash flow and spent $7.35B on buybacks and $2.33B on dividends.
- Cash
- $40.58B
- Equity
- $50.15B
- Total assets
- $517.27B
- Shares outstanding
- 1,729,335,714
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | $7.07B | $2.80B | 39.6% | 1.54 |
| Q1 FY 2026 | 2026-03-31 | $6.48B | $2.48B | 38.2% | 1.37 |
| Q4 FY 2025derived | 2025-12-31 | $6.34B | $2.46B | 38.8% | n/a |
| Q3 FY 2025 | 2025-09-30 | $6.13B | $2.36B | 38.4% | 1.26 |
| Q2 FY 2025 | 2025-06-30 | $5.85B | $2.13B | 36.3% | 1.08 |
| Q1 FY 2025 | 2025-03-31 | $5.60B | $1.91B | 34.1% | 0.99 |
| Q4 FY 2024derived | 2024-12-31 | $5.33B | $1.84B | 34.5% | n/a |
| Q3 FY 2024 | 2024-09-30 | $4.85B | $1.41B | 29.0% | 0.71 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $23.92B | $8.85B | $9.31B | $548.0M | $7.35B | $2.33B |
| FY 2024 | 2024-12-31 | $19.61B | $5.94B | $2.67B | $620.0M | $0 | $2.27B |
| FY 2023 | 2023-12-31 | $18.84B | $5.07B | $19.59B | $700.0M | $2.84B | $2.28B |
| FY 2022 | 2022-12-31 | $20.76B | $7.18B | $2.06B | $971.0M | $3.40B | $2.11B |
| FY 2021 | 2021-12-31 | $18.52B | $5.86B | $2.12B | $916.0M | $0 | $1.82B |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-07-31 from the cover page.
What this page is
Charles Schwab in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Charles Schwab (SCHW), SEC CIK 316709, listed on NYSE, classified by the SEC as security brokers, dealers & flotation companies. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-28.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-25.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-10-28.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-29.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-15.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-01.JSON and CSV
- Company record
- EDGAR filing index for CIK 316709Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as security brokers, dealers & flotation companies
Other company pages
Datasets
Frequently Asked Questions
How much of SCHW is sold short?
16,982,231 shares were held short at the 2026-10-15 settlement, 2.1 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is SCHW's daily short volume?
On 2026-10-28, 868,456 of the 3,005,864 SCHW shares reported to FINRA were sold short, 28.9% of the day's reported volume. Short volume is a flow for one day, not a position.
Does SCHW have fails to deliver?
The SEC's latest file shows 6 SCHW shares failed to deliver at settlement 2026-09-25. Fails are reported per settlement date and published twice a month with a lag.
Are SCHW insiders buying or selling?
Insiders at SCHW reported 20 open-market sells worth $81.8M in the last 90 days and no open-market buys. Latest filing: Hathi Neesha (MD, Head Wealth Adv, Bnk, Tst) on 2026-10-01.
Have SCHW insiders filed to sell?
50 Form 144 notices on file for SCHW worth $249.4M at the prices reported; 18 in the last 90 days worth $106.9M. Latest: Schwab Charles R. filed on 2026-10-28 to sell 66,750 shares ($5.9M) from 2026-10-28.
Who owns 5% or more of SCHW?
1 holder reports 5% or more of SCHW in its latest filing, on Schedule 13G (passive). The holder is Vanguard Capital Management at 7.2% of the class (124,955,967 shares), filed 2026-04-29 for an event on 2026-03-31.
What did SCHW report last quarter?
In Q2 FY 2026 (quarter ended 2026-06-30) Charles Schwab reported revenue of $7.07B, up 20.9% from the same quarter a year earlier, and net income of $2.80B (1.54 diluted EPS). In FY 2025 it generated $9.31B of operating cash flow and spent $7.35B on buybacks and $2.33B on dividends.
Which tracked 13F managers own SCHW?
10 of the 30 tracked 13F managers held SCHW shares at their latest filing, $5.34B in all. The largest: Ken Fisher's Fisher Asset Management (22.0M shares, $2.03B), Andreas Halvorsen's Viking Global Investors (10.6M shares, $981.6M), Two Sigma Investments (8.4M shares, $777.4M), D. E. Shaw & Co. (5.8M shares, $533.3M), Cliff Asness's AQR Capital Management (4.0M shares, $371.5M), Ken Griffin's Citadel Advisors (3.4M shares, $314.3M). The table above lists all 10.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.