XOOMAR

Annaly Capital Management (NLY)

Annaly Capital Management on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as real estate investment trusts.

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24.1M

Short interest

settlement 2026-09-30

1.8

Days to cover

-0.5 days vs prior

59.5%

Short share of volume

2026-10-09

133,859

Fails to deliver

settlement 2026-09-11

Wed 21 Oct

Next earnings

estimated date

-$1.1M

Insider flow, 90 days

0 buys, 1 sells

As of 2026-10-09.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in NLY is 24,089,145 shares, up 3,432,368 shares over the last month. Over the last 48 readings it ranged from 9,536,995 shares (15 October 2024) to 24,089,145 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 13.5M shares a day that is 1.8 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-09-3024,089,145+31.0%13,547,6791.78
2026-09-1518,383,272-11.0%8,160,4692.25
2026-08-3120,656,777+1.2%5,447,6963.79
2026-08-1420,406,723-2.5%7,039,0602.90
2026-07-3120,919,794+6.7%7,951,3032.63
2026-07-1519,600,233-16.6%6,638,2442.95
2026-06-3023,487,119+41.7%10,293,9922.28
2026-06-1516,577,349+16.6%7,254,0852.29
2026-05-2914,218,683-11.9%8,056,3201.76
2026-05-1516,133,841-3.0%5,067,7083.18
2026-04-3016,627,862-4.5%5,717,3212.91
2026-04-1517,410,192-19.7%5,565,8093.13
2026-03-3121,670,917+49.1%10,838,1952.00
2026-03-1314,532,723+4.5%7,411,0571.96
2026-02-2713,909,928+2.6%6,934,4212.01
2026-02-1313,558,689+2.2%8,022,6681.69
2026-01-3013,267,182+10.7%8,058,4751.65
2026-01-1511,987,882-40.1%10,371,1701.16
2025-12-3120,015,708+53.0%8,825,7952.27
2025-12-1513,083,573+11.2%6,486,9152.02
2025-11-2811,767,179-2.2%7,062,2161.67
2025-11-1412,027,831+7.5%6,766,9631.78
2025-10-3111,184,482+13.2%6,872,8381.63
2025-10-159,880,385-36.5%6,568,0551.50

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 9 October 2026, the short share of NLY volume is 59.5%, up 10.3 points over the last five sessions. Over the last 30 readings it ranged from 38.3% (10 September 2026) to 75.8% (28 September 2026). The latest reading is in line with the 30-session average of 58.3%, on 4.3M shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-10-092.5M4.3M59.5%8,433
2026-10-083.5M5.9M59.2%8,609
2026-10-074.7M8.5M55.4%14,471
2026-10-063.8M6.6M57.2%8,135
2026-10-052.7M6.2M43.4%47,369
2026-10-023.5M7.2M49.2%22,703
2026-10-014.6M9.9M46.7%42,493
2026-09-305.2M9.2M56.6%21,009
2026-09-294.1M7.1M58.6%128,766
2026-09-283.8M5.0M75.8%1,611
2026-09-253.3M5.0M65.5%29,001
2026-09-243.3M5.1M65.2%4,374
2026-09-232.4M4.1M58.4%3,447
2026-09-222.5M4.0M62.1%3,098
2026-09-212.3M3.5M65.3%3,701
2026-09-182.9M4.3M67.3%6,673
2026-09-172.2M3.6M60.8%3,546
2026-09-163.1M5.0M62.9%33,490
2026-09-152.7M4.4M60.9%23,586
2026-09-141.9M3.4M55.2%11,159
2026-09-111.9M3.7M52.5%14,369
2026-09-102.0M5.2M38.3%44,403
2026-09-091.5M2.6M60.1%12,857
2026-09-081.4M2.3M60.3%5,347
2026-09-04874K2.1M41.0%443
2026-09-031.4M2.4M57.7%1,210
2026-09-022.0M2.8M70.4%220
2026-09-011.5M2.3M64.3%25,254
2026-08-311.5M2.5M60.6%7,535
2026-08-281.2M2.0M59.0%0

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 11 September 2026, the fails-to-deliver balance in NLY is 133,859 shares, up 98,327 shares over the last settlement date. Over the last 30 readings it ranged from 6 shares (9 June 2026) to 221,242 shares (30 June 2026).

SettlementShares failedPriceValue
2026-09-11133,859$22.00$2.9M
2026-09-1035,532$22.61$803K
2026-09-015,032$22.92$115K
2026-08-27694$22.86$16K
2026-08-19102,774$23.40$2.4M
2026-08-14202,716$23.39$4.7M
2026-08-121,726$23.14$40K
2026-08-10200$23.04$5K
2026-08-0617,983$22.67$408K
2026-08-0571,450$22.75$1.6M
2026-08-0420$22.78$456
2026-08-03762$22.72$17K
2026-07-2419,402$22.31$433K
2026-07-20719$23.01$17K
2026-07-17773$23.42$18K
2026-07-101,746$22.73$40K
2026-07-021,335$22.20$30K
2026-07-013,100$22.36$69K
2026-06-30221,242$23.15$5.1M
2026-06-269$22.56$203
2026-06-1717$22.59$384
2026-06-15597$22.00$13K
2026-06-121,597$22.01$35K
2026-06-111,394$21.41$30K
2026-06-096$20.96$126
2026-06-088$21.22$170
2026-05-2141$21.56$884
2026-05-1333,082$22.30$738K
2026-04-2939$22.83$890
2026-04-2424$22.43$538

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

Insiders at NLY reported 1 open-market sell worth $1.1M in the last 90 days and no open-market buys. Latest filing: Finkelstein David L (CEO and Co-CIO) on 2026-08-03.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-08-03Finkelstein David LCEO and Co-CIOSell50K$22.89$1.1M761K
2026-05-14Reeves Eric A.DirectorOption exercise8K$0.00$031K
2026-05-04Wolfe SerenaChief Financial OfficerSell17K$22.48$372K201K
2026-04-27Finkelstein David LCEO and Co-CIOSell50K$22.88$1.1M784K
2026-02-25Wolfe SerenaChief Financial OfficerTax withholding42K$23.01$976K214K
2026-02-25Wolfe SerenaChief Financial OfficerGrant83K$23.01$1.9M256K
2026-02-25Finkelstein David LCEO and Co-CIOTax withholding180K$23.01$4.1M834K
2026-02-25Finkelstein David LCEO and Co-CIOGrant326K$23.01$7.5M1.0M
2026-02-25Campbell Steven FrancisPresident and COOTax withholding44K$23.01$1.0M220K
2026-02-25Campbell Steven FrancisPresident and COOGrant85K$23.01$2.0M263K
2026-02-25Campbell Steven FrancisPresident and COOSell26K$22.83$605K178K
2026-02-18Wolfe SerenaChief Financial OfficerSell17K$23.14$383K173K
2026-02-18Finkelstein David LCEO and Co-CIOSell50K$23.13$1.2M688K
2026-02-18Campbell Steven FrancisPresident and COOSell28K$23.12$653K204K
2026-02-01Wolfe SerenaChief Financial OfficerGrant46K$23.01$1.0M190K
2026-02-01Wolfe SerenaChief Financial OfficerTax withholding36K$23.01$821K144K
2026-02-01Finkelstein David LCEO and Co-CIOGrant153K$23.01$3.5M738K
2026-02-01Finkelstein David LCEO and Co-CIOTax withholding140K$23.01$3.2M585K
2026-02-01Campbell Steven FrancisPresident and COOGrant52K$23.01$1.2M233K
2026-02-01Campbell Steven FrancisPresident and COOTax withholding40K$23.01$916K181K
2025-11-03Green Anthony CChief Corporate Officer, CLOSell22K$21.15$476K178K
2025-11-03Finkelstein David LCEO and Co-CIOSell50K$21.16$1.1M710K
2025-08-06Green Anthony CChief Corporate Officer, CLOSell23K$20.59$463K197K
2025-08-04Finkelstein David LCEO and Co-CIOSell50K$20.79$1.0M743K
2025-05-15Reeves Eric A.DirectorOption exercise7K$0.00$023K
2025-05-13Wolfe SerenaChief Financial OfficerSell25K$19.57$497K162K
2025-05-13Campbell Steven FrancisPresident and COOSell44K$19.57$868K200K
2025-05-05Finkelstein David LCEO and Co-CIOSell50K$19.27$964K761K
2025-02-25Campbell Steven FrancisPresident and COOGrant54K$0.00$0272K
2025-02-25Campbell Steven FrancisPresident and COOTax withholding28K$21.66$598K244K
2025-02-25Wolfe SerenaChief Financial OfficerTax withholding12K$21.66$249K187K
2025-02-25Wolfe SerenaChief Financial OfficerGrant23K$0.00$0198K
2025-02-25Green Anthony CChief Corporate Officer, CLOTax withholding29K$21.66$623K211K
2025-02-25Green Anthony CChief Corporate Officer, CLOGrant56K$0.00$0240K
2025-02-25Finkelstein David LCEO and Co-CIOTax withholding122K$21.66$2.6M811K
2025-02-25Finkelstein David LCEO and Co-CIOGrant220K$0.00$0933K
2025-02-10Finkelstein David LCEO and Co-CIOSell50K$20.60$1.0M677K
2025-02-01Finkelstein David LCEO and Co-CIOTax withholding112K$20.41$2.3M495K
2025-02-01Finkelstein David LCEO and Co-CIOGrant232K$20.41$4.7M727K
2025-02-01Green Anthony CChief Corporate Officer, CLOGrant56K$20.41$1.1M175K
2025-02-01Green Anthony CChief Corporate Officer, CLOTax withholding26K$20.41$531K119K
2025-02-01Wolfe SerenaChief Financial OfficerGrant67K$20.41$1.4M167K
2025-02-01Wolfe SerenaChief Financial OfficerTax withholding23K$20.41$469K100K
2025-02-01Campbell Steven FrancisPresident and COOGrant75K$20.41$1.5M207K
2025-02-01Campbell Steven FrancisPresident and COOTax withholding29K$20.41$601K132K
2024-10-28Finkelstein David LCEO and CIOSell50K$19.25$963K562K
2024-08-16Green Anthony CChief Corporate Officer, CLOSell50K$20.05$1.0M134K
2024-08-16Finkelstein David LCEO and CIOSell50K$20.05$1.0M612K
2024-05-17Reeves Eric A.DirectorOption exercise7K$0.00$023K
2024-02-15Green Anthony CChief Corporate Officer, CLOGrant26K$0.00$0197K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Planned sales (Form 144)

Newest first. JSON

3 Form 144 notices on file for NLY worth $4.3M at the prices reported; 0 in the last 90 days worth $0. Latest: David L. Finkelstein filed on 2026-02-18 to sell 100,000 shares ($2.3M) from 2026-02-18.

FiledSellerSharesMarket valueOf outstandingSale fromBroker
2026-02-18David L. FinkelsteinDirector, Officer100K$2.3M0.014%2026-02-18J.P. Morgan Securities LLC
2026-02-18Serena WolfeOfficer33K$760K0.005%2026-02-18J.P. Morgan Securities LLC
2026-02-18STEVEN F. CAMPBELLOfficer55K$1.3M0.008%2026-02-18Morgan Stanley Smith Barney LLC Executive Financial Services

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

1 holder reports 5% or more of NLY in its latest filing, on Schedule 13G (passive). The holder is Vanguard Capital Management at 5.2% of the class (37,335,394 shares), filed 2026-04-29 for an event on 2026-03-31.

FiledFormHolderSharesOf classEvent
2026-04-2913GVanguard Capital Managementinvestment adviser37.3M5.2%2026-03-31
2026-03-2613G/Ano. 10The Vanguard Groupinvestment adviser00.0%2026-03-13
2025-11-1413G/Ano. 1T. Rowe Price Associates, Inc.investment adviser30.8M4.8%2025-09-30

13F holders

Tracked managers holding NLY at their latest 13F. JSON

6 of the 30 tracked managers held NLY at their latest 13F, $269.5M in total at quarter-end prices. Citadel Advisors is the largest at $150.7M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 1 added shares and 4 cut.

FundQuarterSharesValueOf portfolioChange in shares
Citadel Advisors2026-06-306.7M$150.7M0.02%+3.7M
D. E. Shaw & Co.2026-06-303.9M$88.1M0.04%-2.0M
AQR Capital Management2026-06-30597K$13.3M0.00%-320K
Millennium Management2026-06-30498K$11.1M0.00%-740K
Two Sigma Investments2026-06-30260K$5.8M0.00%0
Fisher Asset Management2026-06-3015K$334K0.00%-7K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In FY 2025 it generated $692.9M of operating cash flow and spent $494.9M on dividends.

Equity
$16.93B
Total assets
$143.74B
Shares outstanding
753,714,442

Quarterly, last 8 quarters

QuarterPeriod endRevenueNet incomeMarginDiluted EPS
Q2 FY 20262026-06-30n/a$822.7Mn/a1.06
Q1 FY 20262026-03-31n/a$282.7Mn/a0.33
Q4 FY 2025derived2025-12-31n/a$1.01Bn/an/a
Q3 FY 20252025-09-30n/a$832.4Mn/a1.20
Q2 FY 20252025-06-30n/a$57.1Mn/a0.03
Q1 FY 20252025-03-31n/a$124.2Mn/a0.15
Q4 FY 2024derived2024-12-31n/a$482.1Mn/an/a
Q3 FY 20242024-09-30n/a$66.4Mn/a0.05

Fiscal years, with buybacks and dividends

Fiscal yearEndsRevenueNet incomeOperating cash flowCapexBuybacksDividends
FY 20252025-12-31n/a$2.03B$692.9Mn/an/a$494.9M
FY 20242024-12-31n/a$1.00B$3.31Bn/an/a$375.9M
FY 20232023-12-31n/a-$1.64B$2.37Bn/an/a$325.1M
FY 20222022-12-31n/a$1.73B$5.37Bn/a$0$412.1M
FY 20212021-12-31n/a$2.39B$3.08Bn/a$0$321.1M

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-07-24 from the cover page.

What this page is

Annaly Capital Management in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Annaly Capital Management (NLY), SEC CIK 1043219, listed on NYSE, classified by the SEC as real estate investment trusts. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-11.JSON and CSV
Planned sales
SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-02-18.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-29.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials
SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-21.JSON and CSV
Insider trades
SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-08-03.JSON and CSV
Company record
EDGAR filing index for CIK 1043219Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of NLY is sold short?
24,089,145 shares were held short at the 2026-09-30 settlement, 1.8 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is NLY's daily short volume?
On 2026-10-09, 2,540,510 of the 4,269,761 NLY shares reported to FINRA were sold short, 59.5% of the day's reported volume. Short volume is a flow for one day, not a position.
Does NLY have fails to deliver?
The SEC's latest file shows 133,859 NLY shares failed to deliver at settlement 2026-09-11. Fails are reported per settlement date and published twice a month with a lag.
Are NLY insiders buying or selling?
Insiders at NLY reported 1 open-market sell worth $1.1M in the last 90 days and no open-market buys. Latest filing: Finkelstein David L (CEO and Co-CIO) on 2026-08-03.
Have NLY insiders filed to sell?
3 Form 144 notices on file for NLY worth $4.3M at the prices reported; 0 in the last 90 days worth $0. Latest: David L. Finkelstein filed on 2026-02-18 to sell 100,000 shares ($2.3M) from 2026-02-18.
Who owns 5% or more of NLY?
1 holder reports 5% or more of NLY in its latest filing, on Schedule 13G (passive). The holder is Vanguard Capital Management at 5.2% of the class (37,335,394 shares), filed 2026-04-29 for an event on 2026-03-31.
What did NLY report last quarter?
In FY 2025 it generated $692.9M of operating cash flow and spent $494.9M on dividends.
Which tracked 13F managers own NLY?
6 of the 30 tracked 13F managers held NLY shares at their latest filing, $269.5M in all. The largest: Ken Griffin's Citadel Advisors (6.7M shares, $150.7M), D. E. Shaw & Co. (3.9M shares, $88.1M), Cliff Asness's AQR Capital Management (597K shares, $13.3M), Izzy Englander's Millennium Management (498K shares, $11.1M), Two Sigma Investments (260K shares, $5.8M), Ken Fisher's Fisher Asset Management (15K shares, $334K).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.