Capstone Holding (CAPS)

Capstone Holding on one page: short interest, daily short volume, fails to deliver, large holders, earnings dates and insider trades. Listed on Nasdaq.

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696K

Short interest

settlement 2026-10-15

1.0

Days to cover

unchanged vs prior

37.9%

Short share of volume

2026-11-02

684

Fails to deliver

settlement 2026-10-14

Mon 16 Nov

Next earnings

estimated date

Insider flow, 90 days

0 buys, 0 sells

As of 2026-11-02.

Short interest

FINRA, twice a month. The newest 42 settlements in the table, 42 in the chart. JSON

As of 15 October 2026, short interest in CAPS is 696,378 shares, up 603,982 shares over the last month. Over the last 42 readings it ranged from 44 shares (28 February 2025) to 2,025,068 shares (30 September 2026). At the reported average volume of 1.2M shares a day that is 1.0 days to cover.

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Settlement	Shares short	Change	Avg daily volume	Days to cover
2026-10-15	696,378	-65.6%	1,178,085	1.00
2026-09-30	2,025,068	+2091.7%	22,100,793	1.00
2026-09-15	92,396	+73.0%	235,825	1.00
2026-08-31	53,416	-71.9%	250,902	1.00
2026-08-14	190,290	-39.0%	1,508,069	1.00
2026-07-31	311,827	+1.4%	95,273	3.27
2026-07-15	307,465	+15.4%	500,099	1.00
2026-06-30	266,401	+25.5%	253,416	1.05
2026-06-15	212,196	-34.0%	311,080	1.00
2026-05-29	321,408	+210.7%	14,882,138	1.00
2026-05-15	103,447	-48.0%	324,989	1.00
2026-04-30	199,019	+170.3%	9,855,381	1.00
2026-04-15	73,622	-45.4%	138,789	1.00
2026-03-31	134,793	-14.3%	132,777	1.02
2026-03-13	157,346	+52.5%	507,332	1.00
2026-02-27	103,151	-31.1%	95,052	1.09
2026-02-13	149,731	-27.4%	129,358	1.16
2026-01-30	206,238	+278.5%	296,509	1.00
2026-01-15	54,493	-0.8%	146,733	1.00
2025-12-31	54,947	-74.3%	162,551	1.00
2025-12-15	213,740	+22.0%	364,961	1.00
2025-11-28	175,219	-36.4%	685,574	1.00
2025-11-14	275,425	-20.2%	304,997	1.00
2025-10-31	345,116	+28.6%	555,354	1.00
2025-10-15	268,475	+116.0%	2,321,987	1.00
2025-09-30	124,316	+25.3%	1,229,391	1.00
2025-09-15	99,211	-56.3%	171,736	1.00
2025-08-29	227,018	+398.3%	10,859,983	1.00
2025-08-15	45,559	+15.5%	115,473	1.00
2025-07-31	39,452	-25.8%	111,881	1.00
2025-07-15	53,143	-14.7%	139,837	1.00
2025-06-30	62,289	-30.6%	43,397	1.44
2025-06-13	89,723	-27.9%	27,831	3.22
2025-05-30	124,366	+198.9%	2,282,402	1.00
2025-05-15	41,614	+65.0%	70,614	1.00
2025-04-30	25,225	-42.1%	25,793	1.00
2025-04-15	43,540	+154.1%	100,073	1.00
2025-03-31	17,132	+4361.5%	1,689,317	1.00
2025-03-14	384	+772.7%	84,316	1.00
2025-02-28	44	+100.0%	1,235	1.00
2024-12-13	330	+100.0%	4,316	1.00
2018-10-31	722	+100.0%	4,000	1.00

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 2 November 2026, the short share of CAPS volume is 37.9%, down 11.3 points over the last five sessions. Over the last 30 readings it ranged from 10.6% (6 October 2026) to 80.5% (23 October 2026). The latest reading is 2.9 points above the 30-session average of 34.9%, on 21K shares reported.

Date	Short volume	Total volume	Short share	Exempt
2026-11-02	8K	21K	37.9%	2,338
2026-10-30	31K	74K	42.2%	8,908
2026-10-29	679	2K	30.6%	0
2026-10-28	12K	36K	32.1%	100
2026-10-27	14K	22K	64.5%	0
2026-10-26	5K	10K	49.2%	0
2026-10-23	4K	4K	80.5%	0
2026-10-22	5K	12K	38.9%	0
2026-10-21	39K	69K	55.9%	149
2026-10-20	5K	12K	40.5%	200
2026-10-19	37K	97K	38.6%	7,887
2026-10-16	591K	2.3M	25.7%	153,237
2026-10-15	252K	1.0M	24.8%	104,066
2026-10-14	72K	403K	17.9%	10,640
2026-10-13	89K	466K	19.1%	0
2026-10-12	123K	335K	36.7%	0
2026-10-09	20K	86K	23.4%	52
2026-10-08	60K	407K	14.8%	0
2026-10-07	74K	306K	24.3%	0
2026-10-06	25K	239K	10.6%	0
2026-10-05	83K	289K	28.7%	0
2026-10-02	100K	380K	26.2%	3,200
2026-10-01	296K	1.6M	18.3%	10,526
2026-09-30	783K	3.2M	24.8%	346,713
2026-09-29	7.5M	14.7M	50.7%	464,738
2026-09-28	63K	303K	20.7%	29
2026-09-25	134K	541K	24.8%	49,432
2026-09-24	548K	1.5M	37.4%	233,575
2026-09-23	8.8M	15.4M	57.0%	537,270
2026-09-22	29K	56K	50.8%	0

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 14 October 2026, the fails-to-deliver balance in CAPS is 684 shares, down 41,843 shares over the last settlement date. Over the last 30 readings it ranged from 4 shares (17 September 2026) to 2,477,641 shares (23 September 2026). The latest reading sits at the bottom of that range.

Settlement	Shares failed	Price	Value
2026-10-14	684	$0.12	$82
2026-10-13	42,527	$0.13	$6K
2026-10-01	172,710	$0.14	$24K
2026-09-30	1,308,129	$0.16	$209K
2026-09-25	217,429	$0.18	$39K
2026-09-24	1,433,482	$0.20	$287K
2026-09-23	2,477,641	$0.18	$446K
2026-09-22	26,574	$0.17	$5K
2026-09-21	38,890	$0.18	$7K
2026-09-18	48,736	$0.18	$9K
2026-09-17	4	$0.17	$1
2026-09-16	11,820	$0.17	$2K
2026-09-11	5,234	$0.18	$942
2026-09-10	333	$0.18	$60
2026-09-09	2,476	$0.18	$446
2026-09-08	10,906	$0.18	$2K
2026-09-04	8,819	$0.19	$2K
2026-08-28	28	$0.19	$5
2026-08-25	13,934	$0.19	$3K
2026-08-24	1,778	$0.19	$338
2026-08-18	102	$0.21	$21
2026-08-14	81,441	$0.22	$18K
2026-08-13	391,634	$0.23	$90K
2026-08-12	23,109	$0.32	$7K
2026-08-11	22,610	$0.29	$7K
2026-08-10	32,984	$0.28	$9K
2026-08-07	26,181	$0.27	$7K
2026-08-06	12,180	$0.25	$3K
2026-08-05	1,538	$0.25	$385
2026-08-03	6,992	$0.25	$2K

Insider trades

SEC Form 4, newest first. JSON

No open-market insider trades were reported for CAPS in the last 90 days. The most recent filings are listed below. Latest filing: TOPOREK MICHAEL (Director) on 2026-08-07.

Date	Insider	Title	Type	Shares	Price	Value	Owned after
2026-08-07	TOPOREK MICHAEL	Director	Grant	1.1M	price not stated in the filing	not stated	1.5M
2026-08-07	Strout Gordon Lewis Jr	Director	Grant	358K	price not stated in the filing	not stated	542K
2026-08-07	SCHULTZ EDWARD CHRISTOPHER	Chief Financial Officer	Grant	310K	price not stated in the filing	not stated	500K
2026-08-07	Lipman Matthew E.	Chief Executive Officer	Grant	1.1M	price not stated in the filing	not stated	1.5M
2026-08-07	HOWSE ELWOOD D	Director	Grant	105K	price not stated in the filing	not stated	200K
2026-08-07	HOLLIMAN JOHN M III	Director	Grant	305K	price not stated in the filing	not stated	401K
2026-08-07	Grotke Kevin Allan	President & CEO of TotalStone	Grant	515K	price not stated in the filing	not stated	1.0M
2026-08-07	FELDMAN FREDRIC J	Director	Grant	105K	price not stated in the filing	not stated	200K
2026-03-30	Strout Gordon Lewis Jr	Director	Grant	143K	price not stated in the filing	not stated	184K
2026-03-30	HOWSE ELWOOD D	Director	Grant	95K	price not stated in the filing	not stated	95K
2026-03-30	HOLLIMAN JOHN M III	Director	Grant	95K	price not stated in the filing	not stated	95K
2026-03-30	FELDMAN FREDRIC J	Director	Grant	95K	price not stated in the filing	not stated	95K
2025-03-07	Strout Gordon Lewis Jr	Director	Buy	42K	$4.00	$166K	42K
2025-03-07	Strout Gordon Lewis Jr	Director	Other transaction	822K	price not stated in the filing	not stated	822K
2025-03-07	TOPOREK MICHAEL	Director	Buy	42K	$4.00	$167K	42K
2025-03-07	Lipman Matthew E.	Chief Executive Officer	Buy	42K	$4.00	$167K	2.6M

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

3 holders report 5% or more of CAPS in their latest filing, all on Schedule 13G (passive). The largest reported stake is 3i, LP at 9.9% of the class (1,271,220 shares), filed 2026-04-23 for an event on 2026-04-22.

Filed	Form	Holder	Shares	Of class	Event
2026-04-23	13G	3i, LPpartnership	1.3M	9.9%	2026-04-22
2026-04-23	13G	3i Management LLCother entity	1.3M	9.9%	2026-04-22
2026-04-23	13G	Maier Joshua Tarlowindividual	1.3M	9.9%	2026-04-22
2026-04-23	13G	Tumim Stone Capital LLCother entity	48K	0.4%	2026-04-22

What this page is

Capstone Holding in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Capstone Holding (CAPS), SEC CIK 887151, listed on Nasdaq. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest: FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
Daily short volume: FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
Fails to deliver: SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-14.JSON and CSV
Large holders: SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-23.JSON and CSV
Earnings dates: SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-01.JSON and CSV
Insider trades: SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-08-07.JSON and CSV
Company record: EDGAR filing index for CIK 887151Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits: 10 requests a minute without a key, 30 with a free key from a free account.

How to read it

Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of CAPS is sold short?

696,378 shares were held short at the 2026-10-15 settlement, 1.0 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.

What is CAPS's daily short volume?

On 2026-11-02, 7,838 of the 20,705 CAPS shares reported to FINRA were sold short, 37.9% of the day's reported volume. Short volume is a flow for one day, not a position.

Does CAPS have fails to deliver?

The SEC's latest file shows 684 CAPS shares failed to deliver at settlement 2026-10-14. Fails are reported per settlement date and published twice a month with a lag.

Are CAPS insiders buying or selling?

No open-market insider trades were reported for CAPS in the last 90 days. The most recent filings are listed below. Latest filing: TOPOREK MICHAEL (Director) on 2026-08-07.

Who owns 5% or more of CAPS?

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.

Capstone Holding (CAPS)

Short interest

Daily short volume

Fails to deliver

Insider trades

Large holders (13D and 13G)

Capstone Holding in the regulatory record

Source and updates

How to read it

Other company pages

Datasets

Frequently Asked Questions