CNH Industrial (CNH)
CNH Industrial on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as construction machinery & equip.
51.0M
Short interest
settlement 2026-09-30
3.3
Days to cover
+1.3 days vs prior
49.9%
Short share of volume
2026-10-09
354
Fails to deliver
settlement 2026-09-14
Fri 6 Nov
Next earnings
estimated date
$0
Insider flow, 90 days
0 buys, 0 sells
As of 2026-10-09.
Short interest
FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in CNH is 51,047,053 shares, down 9,271,668 shares over the last month. Over the last 48 readings it ranged from 40,176,034 shares (30 May 2025) to 77,232,830 shares (30 June 2026). At the reported average volume of 15.5M shares a day that is 3.3 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/cnh" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 51,047,053 | -2.6% | 15,480,484 | 3.30 |
| 2026-09-15 | 52,392,004 | -13.1% | 25,981,122 | 2.02 |
| 2026-08-31 | 60,318,721 | +5.7% | 24,445,336 | 2.47 |
| 2026-08-14 | 57,055,464 | -15.8% | 17,123,505 | 3.33 |
| 2026-07-31 | 67,778,595 | -10.7% | 13,004,303 | 5.21 |
| 2026-07-15 | 75,911,118 | -1.7% | 8,562,197 | 8.87 |
| 2026-06-30 | 77,232,830 | +14.9% | 11,983,734 | 6.44 |
| 2026-06-15 | 67,224,618 | +8.5% | 11,005,221 | 6.11 |
| 2026-05-29 | 61,936,656 | +6.2% | 11,688,507 | 5.30 |
| 2026-05-15 | 58,348,413 | +13.5% | 15,165,274 | 3.85 |
| 2026-04-30 | 51,403,172 | -11.9% | 16,768,840 | 3.07 |
| 2026-04-15 | 58,375,602 | +5.1% | 15,147,452 | 3.85 |
| 2026-03-31 | 55,522,569 | +15.0% | 20,825,261 | 2.67 |
| 2026-03-13 | 48,283,216 | +4.4% | 12,515,354 | 3.86 |
| 2026-02-27 | 46,230,914 | -0.6% | 16,570,163 | 2.79 |
| 2026-02-13 | 46,484,302 | -4.5% | 14,874,237 | 3.13 |
| 2026-01-30 | 48,666,626 | -19.1% | 11,911,867 | 4.09 |
| 2026-01-15 | 60,130,778 | +16.9% | 13,417,343 | 4.48 |
| 2025-12-31 | 51,440,533 | +21.8% | 8,821,242 | 5.83 |
| 2025-12-15 | 42,238,089 | -14.5% | 14,499,137 | 2.91 |
| 2025-11-28 | 49,422,336 | +3.7% | 13,550,489 | 3.65 |
| 2025-11-14 | 47,750,319 | -8.4% | 15,481,881 | 3.08 |
| 2025-10-31 | 52,149,454 | -2.4% | 11,996,666 | 4.35 |
| 2025-10-15 | 53,423,788 | -3.4% | 11,847,854 | 4.51 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 9 October 2026, the short share of CNH volume is 49.9%, down 31.1 points over the last five sessions. Over the last 30 readings it ranged from 44.5% (1 September 2026) to 82.3% (29 September 2026). The latest reading is 11.2 points below the 30-session average of 61.1%, on 10.9M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-09 | 5.4M | 10.9M | 49.9% | 10,972 |
| 2026-10-08 | 3.8M | 8.3M | 45.6% | 16,278 |
| 2026-10-07 | 5.8M | 9.1M | 63.5% | 4,325 |
| 2026-10-06 | 3.0M | 5.0M | 61.0% | 92 |
| 2026-10-05 | 3.1M | 4.4M | 70.9% | 3,447 |
| 2026-10-02 | 5.2M | 6.5M | 81.0% | 5,575 |
| 2026-10-01 | 5.3M | 7.3M | 72.8% | 9,254 |
| 2026-09-30 | 3.4M | 5.1M | 66.3% | 11,200 |
| 2026-09-29 | 5.8M | 7.0M | 82.3% | 2,396 |
| 2026-09-28 | 3.0M | 4.4M | 67.7% | 18,138 |
| 2026-09-25 | 2.8M | 6.0M | 46.3% | 15,955 |
| 2026-09-24 | 3.9M | 6.0M | 64.3% | 10,992 |
| 2026-09-23 | 5.6M | 7.8M | 71.9% | 4,027 |
| 2026-09-22 | 5.0M | 6.8M | 73.0% | 6,841 |
| 2026-09-21 | 5.0M | 8.3M | 60.1% | 20,101 |
| 2026-09-18 | 5.9M | 10.2M | 57.2% | 6,878 |
| 2026-09-17 | 4.0M | 7.7M | 51.6% | 34,953 |
| 2026-09-16 | 3.8M | 5.1M | 74.8% | 12,343 |
| 2026-09-15 | 5.3M | 9.8M | 54.0% | 985 |
| 2026-09-14 | 4.3M | 7.0M | 61.0% | 7,210 |
| 2026-09-11 | 4.9M | 7.9M | 61.6% | 7,708 |
| 2026-09-10 | 5.2M | 9.1M | 57.7% | 12,430 |
| 2026-09-09 | 4.9M | 10.3M | 47.6% | 2,234 |
| 2026-09-08 | 3.3M | 7.2M | 45.7% | 750 |
| 2026-09-04 | 6.3M | 10.6M | 59.6% | 257 |
| 2026-09-03 | 8.4M | 14.2M | 59.0% | 991 |
| 2026-09-02 | 11.9M | 23.4M | 51.0% | 42,846 |
| 2026-09-01 | 4.8M | 10.8M | 44.5% | 1,806 |
| 2026-08-31 | 8.1M | 12.2M | 66.5% | 25,058 |
| 2026-08-28 | 3.7M | 5.8M | 63.1% | 3,786 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 14 September 2026, the fails-to-deliver balance in CNH is 354 shares, down 1,987 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (23 July 2026) to 845,315 shares (30 June 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-14 | 354 | $13.58 | $5K |
| 2026-09-11 | 2,341 | $13.50 | $32K |
| 2026-09-09 | 1,122 | $13.60 | $15K |
| 2026-09-08 | 5,703 | $14.40 | $82K |
| 2026-09-02 | 750,184 | $12.50 | $9.4M |
| 2026-09-01 | 286,119 | $11.83 | $3.4M |
| 2026-08-31 | 3,358 | $11.68 | $39K |
| 2026-08-28 | 1,411 | $11.43 | $16K |
| 2026-08-27 | 62,891 | $11.62 | $731K |
| 2026-08-26 | 48 | $11.56 | $555 |
| 2026-08-24 | 174 | $11.87 | $2K |
| 2026-08-20 | 25,516 | $10.29 | $263K |
| 2026-08-13 | 6,282 | $10.73 | $67K |
| 2026-08-07 | 275,378 | $10.85 | $3.0M |
| 2026-08-06 | 93,804 | $10.79 | $1.0M |
| 2026-08-05 | 497 | $11.22 | $6K |
| 2026-08-04 | 6,000 | $10.80 | $65K |
| 2026-07-30 | 1,400 | $10.76 | $15K |
| 2026-07-29 | 8 | $11.44 | $92 |
| 2026-07-27 | 10,475 | $11.15 | $117K |
| 2026-07-24 | 167,484 | $10.62 | $1.8M |
| 2026-07-23 | 1 | $10.70 | $11 |
| 2026-07-17 | 1,063 | $10.60 | $11K |
| 2026-07-16 | 48 | $10.57 | $507 |
| 2026-07-14 | 3,393 | $10.42 | $35K |
| 2026-07-08 | 359 | $10.43 | $4K |
| 2026-07-02 | 51,239 | $10.92 | $560K |
| 2026-06-30 | 845,315 | $11.39 | $9.6M |
| 2026-06-29 | 1,049 | $11.03 | $12K |
| 2026-06-26 | 9,567 | $10.93 | $105K |
Insider trades
SEC Form 4, newest first, 50 of 89 shown. JSONNo open-market insider trades were reported for CNH in the last 90 days. The most recent filings are listed below. Latest filing: Schroeder Jay (Chief Technology Officer) on 2026-05-13.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-05-13 | Schroeder Jay | Chief Technology Officer | Tax withholding | 1K | $10.62 | $13K | 40K |
| 2026-05-11 | Linehan Karen | Director | Option exercise | 5K | price not stated in the filing | not stated | 22K |
| 2026-05-11 | Linehan Karen | Director | Tax withholding | 68 | $10.84 | $737 | 22K |
| 2026-05-11 | Sorensen Vagn O | Director | Option exercise | 5K | price not stated in the filing | not stated | 45K |
| 2026-05-11 | Sorensen Vagn O | Director | Tax withholding | 202 | $10.84 | $2K | 45K |
| 2026-05-11 | Buffett Howard W. | Director | Tax withholding | 150 | $10.84 | $2K | 38K |
| 2026-05-11 | Buffett Howard W. | Director | Option exercise | 5K | price not stated in the filing | not stated | 38K |
| 2026-05-11 | Nasi Alessandro | Director | Option exercise | 5K | price not stated in the filing | not stated | 366K |
| 2026-05-11 | Nasi Alessandro | Director | Tax withholding | 210 | $10.84 | $2K | 366K |
| 2026-05-11 | Tamsons Asa | Director | Tax withholding | 72 | $10.84 | $780 | 14K |
| 2026-05-11 | Tamsons Asa | Director | Option exercise | 5K | price not stated in the filing | not stated | 14K |
| 2026-05-11 | Bastoni Elizabeth A. | Director | Tax withholding | 50 | $10.84 | $542 | 10K |
| 2026-05-11 | Bastoni Elizabeth A. | Director | Option exercise | 5K | price not stated in the filing | not stated | 10K |
| 2026-05-11 | KRAMER RICHARD J | Director | Option exercise | 5K | price not stated in the filing | not stated | 10K |
| 2026-05-11 | KRAMER RICHARD J | Director | Tax withholding | 93 | $10.84 | $1K | 10K |
| 2026-05-04 | Nickolas James AJ | Chief Financial Officer | Option exercise | 184K | price not stated in the filing | not stated | 184K |
| 2026-05-04 | Nickolas James AJ | Chief Financial Officer | Tax withholding | 81K | $10.62 | $864K | 102K |
| 2026-05-04 | Chishti Humayun | President, Construction | Tax withholding | 2K | $10.62 | $16K | 9K |
| 2026-05-04 | Chishti Humayun | President, Construction | Option exercise | 5K | price not stated in the filing | not stated | 10K |
| 2026-05-04 | MacLeod Douglas | President, Financial Services | Option exercise | 7K | price not stated in the filing | not stated | 21K |
| 2026-05-04 | MacLeod Douglas | President, Financial Services | Tax withholding | 2K | $10.62 | $24K | 19K |
| 2026-05-04 | Heywood Suzanne | Director | Tax withholding | 12K | $10.62 | $132K | 633K |
| 2026-05-04 | Heywood Suzanne | Director | Option exercise | 26K | price not stated in the filing | not stated | 646K |
| 2026-05-04 | Pampalone Stefano | See Remarks | Option exercise | 27K | price not stated in the filing | not stated | 459K |
| 2026-05-04 | Pampalone Stefano | See Remarks | Tax withholding | 10K | $10.71 | $110K | 449K |
| 2026-05-04 | Schroeder Jay | Chief Technology Officer | Tax withholding | 2K | $10.62 | $20K | 42K |
| 2026-05-04 | Schroeder Jay | Chief Technology Officer | Option exercise | 9K | price not stated in the filing | not stated | 43K |
| 2026-05-04 | Tutino Francesco Vincenzo Maria | Chief Human Resources Officer | Option exercise | 105K | price not stated in the filing | not stated | 120K |
| 2026-05-04 | Tutino Francesco Vincenzo Maria | Chief Human Resources Officer | Sell | 48K | $10.13 | $490K | 72K |
| 2026-03-02 | Marx Gerrit A. | See Remarks | Tax withholding | 207K | $12.12 | $2.5M | 662K |
| 2026-03-02 | Schroeder Jay | Chief Technology Officer | Tax withholding | 1K | $12.12 | $14K | 35K |
| 2026-02-28 | Marx Gerrit A. | See Remarks | Option exercise | 494K | price not stated in the filing | not stated | 869K |
| 2026-02-28 | Schroeder Jay | Chief Technology Officer | Option exercise | 3K | price not stated in the filing | not stated | 36K |
| 2025-11-18 | Heywood Suzanne | Director | Buy | 53K | $9.52 | $500K | 619K |
| 2025-11-12 | Buffett Howard W. | Director | Buy | 4K | $10.29 | $42K | 33K |
| 2025-11-11 | Sorensen Vagn O | Director | Buy | 10K | $9.62 | $100K | 40K |
| 2025-11-11 | Buffett Howard W. | Director | Buy | 6K | $9.68 | $58K | 29K |
| 2025-08-06 | Tutino Francesco Vincenzo Maria | Chief Human Resources Officer | Sell | 12K | $12.53 | $154K | 15K |
| 2025-08-05 | Tutino Francesco Vincenzo Maria | Chief Human Resources Officer | Option exercise | 27K | price not stated in the filing | not stated | 27K |
| 2025-05-13 | Sorensen Vagn O | Director | Sell | 3K | $13.34 | $34K | 30K |
| 2025-05-13 | Buffett Howard W. | Director | Sell | 99 | $13.34 | $1K | 23K |
| 2025-05-13 | KRAMER RICHARD J | Director | Sell | 245 | $13.34 | $3K | 5K |
| 2025-05-13 | Tamsons Asa | Director | Sell | 179 | $13.34 | $2K | 9K |
| 2025-05-13 | Linehan Karen | Director | Sell | 181 | $13.34 | $2K | 17K |
| 2025-05-13 | Nasi Alessandro | Director | Sell | 245 | $13.34 | $3K | 361K |
| 2025-05-13 | Bastoni Elizabeth A. | Director | Sell | 99 | $13.34 | $1K | 5K |
| 2025-05-12 | Sorensen Vagn O | Director | Option exercise | 6K | price not stated in the filing | not stated | 33K |
| 2025-05-12 | Buffett Howard W. | Director | Option exercise | 6K | price not stated in the filing | not stated | 23K |
| 2025-05-12 | KRAMER RICHARD J | Director | Option exercise | 6K | price not stated in the filing | not stated | 6K |
| 2025-05-12 | Tamsons Asa | Director | Option exercise | 6K | price not stated in the filing | not stated | 9K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON1 Form 144 notice on file for CNH worth $490K at the prices reported; 0 in the last 90 days worth $0. Latest: FRANCESCO VINCENZO MARIA TUTINO filed on 2026-05-04 to sell 48,385 shares ($490K) from 2026-05-04.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-05-04 | FRANCESCO VINCENZO MARIA TUTINOOfficer | 48K | $490K | 0.004% | 2026-05-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSONNo holder on file reports 5% or more of CNH in its latest filing.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-05-15 | 13G/Ano. 8 | Harris Associates, Inc.corporation | 58.1M | 4.7% | 2026-03-31 |
| 2026-05-15 | 13G/Ano. 8 | HARRIS ASSOCIATES L Pinvestment adviser | 58.1M | 4.7% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 1 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding CNH at their latest 13F. JSON6 of the 30 tracked managers held CNH at their latest 13F, $181.4M in total at quarter-end prices. AQR Capital Management is the largest at $74.8M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 3 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 6.7M | $74.8M | 0.03% | -2.6M |
| Greenlight Capital (DME Capital) | 2026-06-30 | 4.2M | $47.0M | 1.20% | 0 |
| Two Sigma Investments | 2026-06-30 | 4.2M | $47.0M | 0.03% | +544K |
| Point72 Asset Management | 2026-06-30 | 602K | $6.8M | 0.01% | new |
| Citadel Advisors | 2026-06-30 | 480K | $5.4M | 0.00% | -3.5M |
| D. E. Shaw & Co. | 2026-06-30 | 37K | $420K | 0.00% | -1.2M |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 FY 2026 (quarter ended 2026-06-30) CNH Industrial reported revenue of $4.14B, up 3.0% from the same quarter a year earlier, and net income of $138.0M (0.11 diluted EPS). In FY 2025 it generated $2.54B of operating cash flow and spent $333.0M on dividends.
- Cash
- $1.87B
- Total assets
- $42.17B
- Shares outstanding
- 1,237,725,958
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | $4.14B | $138.0M | 3.3% | 0.11 |
| Q1 FY 2026 | 2026-03-31 | $3.17B | $7.0M | 0.2% | 0.01 |
| Q4 FY 2025derived | 2025-12-31 | $4.45B | $86.0M | 1.9% | n/a |
| Q3 FY 2025 | 2025-09-30 | $3.70B | $80.0M | 2.2% | 0.06 |
| Q2 FY 2025 | 2025-06-30 | $4.02B | $213.0M | 5.3% | 0.17 |
| Q1 FY 2025 | 2025-03-31 | $3.17B | $131.0M | 4.1% | 0.10 |
| Q4 FY 2024derived | 2024-12-31 | $4.13B | $173.0M | 4.2% | n/a |
| Q3 FY 2024 | 2024-09-30 | $4.00B | $306.0M | 7.7% | 0.24 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $15.35B | $510.0M | $2.54B | n/a | n/a | $333.0M |
| FY 2024 | 2024-12-31 | $17.06B | $1.25B | $1.97B | n/a | n/a | $607.0M |
| FY 2023 | 2023-12-31 | $22.08B | $2.27B | $907.0M | n/a | n/a | $538.0M |
| FY 2022 | 2022-12-31 | $21.54B | $2.03B | $557.0M | n/a | n/a | $423.0M |
| FY 2021 | 2021-12-31 | $17.80B | $1.72B | $4.08B | n/a | n/a | $188.0M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-06-30 from the cover page.
What this page is
CNH Industrial in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows CNH Industrial (CNH), SEC CIK 1567094, listed on NYSE, classified by the SEC as construction machinery & equip. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-14.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-05-04.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-05-15.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-03.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-05-13.JSON and CSV
- Company record
- EDGAR filing index for CIK 1567094Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as construction machinery & equip
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Datasets
Frequently Asked Questions
How much of CNH is sold short?
What is CNH's daily short volume?
Does CNH have fails to deliver?
Are CNH insiders buying or selling?
Have CNH insiders filed to sell?
Who owns 5% or more of CNH?
What did CNH report last quarter?
Which tracked 13F managers own CNH?
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.