Financial Institutions (FISI)
Financial Institutions on one page: short interest, daily short volume, fails to deliver, large holders, 13F holders, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as national commercial banks.
796K
Short interest
settlement 2026-09-30
4.9
Days to cover
-1.2 days vs prior
72.6%
Short share of volume
2026-10-23
92
Fails to deliver
settlement 2026-09-21
Thu 28 Jan
Next earnings
estimated date
$25K
Insider flow, 90 days
1 buys, 0 sells
As of 2026-10-23.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in FISI is 795,503 shares, up 240,584 shares over the last month. Over the last 48 readings it ranged from 41,503 shares (29 November 2024) to 795,503 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 161K shares a day that is 4.9 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 795,503 | +19.6% | 161,149 | 4.94 |
| 2026-09-15 | 665,389 | +19.9% | 109,164 | 6.10 |
| 2026-08-31 | 554,919 | +9.2% | 163,759 | 3.39 |
| 2026-08-14 | 508,040 | +4.7% | 135,479 | 3.75 |
| 2026-07-31 | 485,305 | -10.5% | 161,465 | 3.01 |
| 2026-07-15 | 542,036 | +8.8% | 141,821 | 3.82 |
| 2026-06-30 | 498,351 | -10.1% | 301,036 | 1.66 |
| 2026-06-15 | 554,102 | -12.6% | 142,480 | 3.89 |
| 2026-05-29 | 633,719 | +10.9% | 92,202 | 6.87 |
| 2026-05-15 | 571,278 | +0.6% | 83,963 | 6.80 |
| 2026-04-30 | 568,160 | +2.6% | 102,940 | 5.52 |
| 2026-04-15 | 553,536 | -1.7% | 117,924 | 4.69 |
| 2026-03-31 | 563,041 | +4.9% | 136,466 | 4.13 |
| 2026-03-13 | 536,799 | +32.8% | 126,921 | 4.23 |
| 2026-02-27 | 404,236 | +11.8% | 182,445 | 2.22 |
| 2026-02-13 | 361,414 | -4.4% | 239,990 | 1.51 |
| 2026-01-30 | 378,023 | -14.4% | 131,252 | 2.88 |
| 2026-01-15 | 441,559 | +13.1% | 129,039 | 3.42 |
| 2025-12-31 | 390,306 | -17.1% | 150,938 | 2.59 |
| 2025-12-15 | 470,719 | -8.7% | 107,426 | 4.38 |
| 2025-11-28 | 515,365 | -2.0% | 111,222 | 4.63 |
| 2025-11-14 | 526,137 | -4.3% | 105,293 | 5.00 |
| 2025-10-31 | 549,551 | -2.4% | 162,768 | 3.38 |
| 2025-10-15 | 563,098 | +8.2% | 117,415 | 4.80 |
| 2025-09-30 | 520,667 | +12.5% | 147,930 | 3.52 |
| 2025-09-15 | 462,861 | +7.6% | 90,299 | 5.13 |
| 2025-08-29 | 430,314 | -18.3% | 146,045 | 2.95 |
| 2025-08-15 | 526,379 | +13.0% | 123,455 | 4.26 |
| 2025-07-31 | 465,755 | -5.3% | 158,613 | 2.94 |
| 2025-07-15 | 491,786 | -8.3% | 134,206 | 3.66 |
| 2025-06-30 | 536,165 | +107.9% | 228,090 | 2.35 |
| 2025-06-13 | 257,916 | +1.7% | 90,127 | 2.86 |
| 2025-05-30 | 253,548 | -1.1% | 82,429 | 3.08 |
| 2025-05-15 | 256,420 | -2.1% | 103,118 | 2.49 |
| 2025-04-30 | 261,886 | -19.7% | 164,133 | 1.60 |
| 2025-04-15 | 326,104 | -39.7% | 241,752 | 1.35 |
| 2025-03-31 | 540,483 | +11.7% | 237,956 | 2.27 |
| 2025-03-14 | 484,033 | +30.4% | 208,622 | 2.32 |
| 2025-02-28 | 371,258 | -1.3% | 157,673 | 2.35 |
| 2025-02-14 | 376,208 | +20.3% | 138,140 | 2.72 |
| 2025-01-31 | 312,815 | +95.9% | 179,725 | 1.74 |
| 2025-01-15 | 159,645 | +26.8% | 95,727 | 1.67 |
| 2024-12-31 | 125,913 | +2.2% | 122,465 | 1.03 |
| 2024-12-13 | 123,231 | +196.9% | 167,955 | 1.00 |
| 2024-11-29 | 41,503 | -15.7% | 59,849 | 1.00 |
| 2024-11-15 | 49,214 | -22.0% | 50,992 | 1.00 |
| 2024-10-31 | 63,075 | -8.7% | 32,473 | 1.94 |
| 2024-10-15 | 69,068 | -9.1% | 28,190 | 2.45 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 23 October 2026, the short share of FISI volume is 72.6%, up 13.8 points over the last five sessions. Over the last 30 readings it ranged from 39.6% (28 September 2026) to 75.2% (2 October 2026). The latest reading sits at the top of that range. The latest reading is 11.2 points above the 30-session average of 61.4%, on 24K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-23 | 17K | 24K | 72.6% | 0 |
| 2026-10-22 | 18K | 28K | 64.0% | 0 |
| 2026-10-21 | 10K | 18K | 54.2% | 745 |
| 2026-10-20 | 13K | 20K | 63.7% | 0 |
| 2026-10-19 | 15K | 25K | 59.4% | 0 |
| 2026-10-16 | 19K | 32K | 58.8% | 0 |
| 2026-10-15 | 16K | 24K | 66.7% | 0 |
| 2026-10-14 | 17K | 27K | 61.8% | 0 |
| 2026-10-13 | 15K | 26K | 55.7% | 0 |
| 2026-10-12 | 12K | 18K | 66.3% | 0 |
| 2026-10-09 | 15K | 21K | 68.9% | 0 |
| 2026-10-08 | 16K | 24K | 68.6% | 0 |
| 2026-10-07 | 13K | 31K | 40.2% | 0 |
| 2026-10-06 | 12K | 23K | 49.3% | 0 |
| 2026-10-05 | 23K | 36K | 65.0% | 5 |
| 2026-10-02 | 21K | 29K | 75.2% | 43 |
| 2026-10-01 | 20K | 37K | 53.8% | 0 |
| 2026-09-30 | 14K | 30K | 48.0% | 0 |
| 2026-09-29 | 15K | 35K | 41.3% | 0 |
| 2026-09-28 | 8K | 21K | 39.6% | 450 |
| 2026-09-25 | 19K | 33K | 56.9% | 0 |
| 2026-09-24 | 16K | 28K | 56.9% | 0 |
| 2026-09-23 | 28K | 43K | 65.0% | 0 |
| 2026-09-22 | 26K | 37K | 69.3% | 0 |
| 2026-09-21 | 20K | 31K | 63.9% | 0 |
| 2026-09-18 | 43K | 60K | 72.3% | 1,800 |
| 2026-09-17 | 30K | 42K | 71.7% | 0 |
| 2026-09-16 | 30K | 41K | 72.7% | 0 |
| 2026-09-15 | 22K | 31K | 72.3% | 0 |
| 2026-09-14 | 22K | 33K | 69.0% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 21 September 2026, the fails-to-deliver balance in FISI is 92 shares, down 1,420 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (19 September 2025) to 9,914 shares (2 July 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-21 | 92 | $40.64 | $4K |
| 2026-09-09 | 1,512 | $41.16 | $62K |
| 2026-08-31 | 34 | $40.96 | $1K |
| 2026-08-21 | 83 | $40.79 | $3K |
| 2026-07-27 | 166 | $40.62 | $7K |
| 2026-07-02 | 9,914 | $40.07 | $397K |
| 2026-06-30 | 2,394 | $38.83 | $93K |
| 2026-06-26 | 53 | $38.70 | $2K |
| 2026-06-15 | 65 | $37.90 | $2K |
| 2026-06-02 | 140 | $35.73 | $5K |
| 2026-05-06 | 47 | $34.82 | $2K |
| 2026-04-20 | 183 | $35.13 | $6K |
| 2026-04-15 | 317 | $34.34 | $11K |
| 2026-04-14 | 500 | $33.85 | $17K |
| 2026-04-10 | 69 | $34.39 | $2K |
| 2026-02-13 | 320 | $34.07 | $11K |
| 2026-02-09 | 31 | $35.14 | $1K |
| 2026-01-23 | 93 | $33.17 | $3K |
| 2026-01-21 | 146 | $31.58 | $5K |
| 2026-01-20 | 34 | $32.19 | $1K |
| 2026-01-08 | 2,900 | $31.33 | $91K |
| 2025-12-01 | 23 | $30.60 | $704 |
| 2025-10-20 | 629 | $25.72 | $16K |
| 2025-10-14 | 898 | $26.67 | $24K |
| 2025-09-19 | 1 | $27.45 | $27 |
| 2025-08-25 | 500 | $27.20 | $14K |
| 2025-07-15 | 293 | $27.59 | $8K |
| 2025-06-24 | 1,194 | $25.33 | $30K |
| 2025-06-11 | 50 | $26.38 | $1K |
| 2025-06-09 | 276 | $25.80 | $7K |
Insider trades
SEC Form 4, newest first. JSONInsiders at FISI reported 1 open-market buy worth $25K in the last 90 days and no open-market sells. Latest filing: JONES BLAKE G (Chief Marketing Officer) on 2026-09-25.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-25 | JONES BLAKE G | Chief Marketing Officer | Tax withholding | 360 | $40.23 | $14K | 640 |
| 2026-09-25 | JONES BLAKE G | Chief Marketing Officer | Exercise or conversion | 1K | $0.00 | $0 | 1K |
| 2026-09-02 | Zupan Mark | Director | Buy | 608 | $40.77 | $25K | 16K |
| 2026-05-20 | HARTING BRUCE W | Director | Grant | 1K | $0.00 | $0 | 7K |
| 2026-05-20 | Schrader Robert L. | Director | Grant | 1K | $0.00 | $0 | 3K |
| 2026-05-20 | Finch Steven C. | Director | Grant | 391 | $35.10 | $14K | 2K |
| 2026-05-20 | Finch Steven C. | Director | Grant | 1K | $0.00 | $0 | 1K |
| 2026-05-20 | VanGelder Kim E | Director | Grant | 1K | $0.00 | $0 | 30K |
| 2026-05-20 | Glaser Robert M | Director | Grant | 1K | $0.00 | $0 | 49K |
| 2026-05-20 | Latella Robert N | Director | Grant | 1K | $0.00 | $0 | 33K |
| 2026-05-20 | Zupan Mark | Director | Grant | 1K | $0.00 | $0 | 15K |
| 2026-05-20 | HOLLIDAY SUSAN R | Director | Grant | 1K | $0.00 | $0 | 42K |
| 2026-05-20 | PANZARELLA ANGELA J | Director | Grant | 925 | $35.10 | $32K | 7K |
| 2026-05-20 | PANZARELLA ANGELA J | Director | Grant | 1K | $0.00 | $0 | 6K |
| 2026-05-20 | DORN ANDREW W JR | Director | Grant | 1K | $0.00 | $0 | 39K |
| 2026-05-20 | Burlew Dawn H | Director | Grant | 313 | $35.10 | $11K | 22K |
| 2026-05-20 | Burlew Dawn H | Director | Grant | 1K | $0.00 | $0 | 22K |
| 2026-05-20 | Bovenzi David | Director | Grant | 391 | $35.10 | $14K | 2K |
| 2026-05-20 | Bovenzi David | Director | Grant | 1K | $0.00 | $0 | 1K |
| 2026-03-20 | Collins Laurie R | Chief Human Resources Officer | Exercise or conversion | 2K | price not stated in the filing | not stated | 8K |
| 2026-03-20 | Collins Laurie R | Chief Human Resources Officer | Tax withholding | 812 | $30.59 | $25K | 8K |
| 2026-03-20 | BIRMINGHAM MARTIN KEARNEY | President & CEO | Tax withholding | 4K | $30.59 | $118K | 138K |
| 2026-03-20 | BIRMINGHAM MARTIN KEARNEY | President & CEO | Exercise or conversion | 11K | price not stated in the filing | not stated | 141K |
| 2026-03-20 | Burruano Samuel J Jr | Chief Legal Officer | Exercise or conversion | 2K | price not stated in the filing | not stated | 16K |
| 2026-03-20 | Burruano Samuel J Jr | Chief Legal Officer | Tax withholding | 870 | $30.59 | $27K | 15K |
| 2026-03-20 | BYERS SANDRA L | Other | Exercise or conversion | 690 | price not stated in the filing | not stated | 2K |
| 2026-03-20 | Quinn Kevin B | Chief Comm Banking Officer | Tax withholding | 967 | $30.59 | $30K | 7K |
| 2026-03-20 | Quinn Kevin B | Chief Comm Banking Officer | Exercise or conversion | 3K | price not stated in the filing | not stated | 8K |
| 2026-03-20 | PACOS GARY A. | Chief Risk Officer | Exercise or conversion | 2K | price not stated in the filing | not stated | 4K |
| 2026-03-20 | PACOS GARY A. | Chief Risk Officer | Tax withholding | 829 | $30.59 | $25K | 3K |
| 2026-03-20 | Plants William Jack II | Chief Financial Officer | Tax withholding | 1K | $30.59 | $32K | 8K |
| 2026-03-20 | Plants William Jack II | Chief Financial Officer | Exercise or conversion | 3K | price not stated in the filing | not stated | 9K |
| 2026-03-12 | Plants William Jack II | Chief Financial Officer | Buy | 660 | $30.12 | $20K | 6K |
| 2025-11-28 | Glaser Robert M | Director | Grant | 571 | $30.60 | $17K | 48K |
| 2025-11-28 | Zupan Mark | Director | Grant | 449 | $30.60 | $14K | 14K |
| 2025-11-28 | PANZARELLA ANGELA J | Director | Grant | 898 | $30.60 | $27K | 5K |
| 2025-11-28 | Burlew Dawn H | Director | Grant | 408 | $30.60 | $12K | 21K |
| 2025-07-08 | BYERS SANDRA L | Principal Accounting Officer | Exercise or conversion | 250 | $0.00 | $0 | 1K |
| 2025-05-28 | Schrader Robert L. | Director | Grant | 1K | $0.00 | $0 | 1K |
| 2025-05-28 | Zupan Mark | Director | Grant | 535 | $25.70 | $14K | 14K |
| 2025-05-28 | Zupan Mark | Director | Grant | 1K | $0.00 | $0 | 13K |
| 2025-05-28 | Burlew Dawn H | Director | Grant | 607 | $25.70 | $16K | 20K |
| 2025-05-28 | Burlew Dawn H | Director | Grant | 1K | $0.00 | $0 | 20K |
| 2025-05-28 | HARTING BRUCE W | Director | Grant | 1K | $0.00 | $0 | 6K |
| 2025-05-28 | DORN ANDREW W JR | Director | Grant | 1K | $0.00 | $0 | 38K |
| 2025-05-28 | Glaser Robert M | Director | Grant | 680 | $25.70 | $17K | 47K |
| 2025-05-28 | Glaser Robert M | Director | Grant | 1K | $0.00 | $0 | 47K |
| 2025-05-28 | BOSWELL DONALD | Director | Grant | 1K | $0.00 | $0 | 17K |
| 2025-05-28 | VanGelder Kim E | Director | Grant | 1K | $0.00 | $0 | 29K |
| 2025-05-28 | PANZARELLA ANGELA J | Director | Grant | 1K | $25.70 | $27K | 4K |
| 2025-05-28 | PANZARELLA ANGELA J | Director | Grant | 1K | $0.00 | $0 | 3K |
| 2025-05-28 | Latella Robert N | Director | Grant | 1K | $0.00 | $0 | 32K |
| 2025-05-28 | HOLLIDAY SUSAN R | Director | Grant | 1K | $0.00 | $0 | 40K |
| 2025-03-16 | Quinn Kevin B | Chief Comm Banking Officer | Exercise or conversion | 3K | price not stated in the filing | not stated | 6K |
| 2025-03-16 | Quinn Kevin B | Chief Comm Banking Officer | Tax withholding | 962 | $26.05 | $25K | 5K |
| 2025-03-16 | Collins Laurie R | Chief Human Resources Officer | Tax withholding | 918 | $26.05 | $24K | 6K |
| 2025-03-16 | Collins Laurie R | Chief Human Resources Officer | Exercise or conversion | 2K | price not stated in the filing | not stated | 7K |
| 2025-03-16 | Burruano Samuel J Jr | Chief Legal Officer | Exercise or conversion | 2K | price not stated in the filing | not stated | 15K |
| 2025-03-16 | Burruano Samuel J Jr | Chief Legal Officer | Tax withholding | 906 | $26.05 | $24K | 14K |
| 2025-03-16 | BIRMINGHAM MARTIN KEARNEY | President & CEO | Exercise or conversion | 6K | price not stated in the filing | not stated | 133K |
| 2025-03-16 | BIRMINGHAM MARTIN KEARNEY | President & CEO | Tax withholding | 2K | $26.05 | $60K | 131K |
| 2025-03-16 | Plants William Jack II | Chief Financial Officer | Tax withholding | 935 | $26.05 | $24K | 5K |
| 2025-03-16 | Plants William Jack II | Chief Financial Officer | Exercise or conversion | 3K | price not stated in the filing | not stated | 6K |
| 2025-03-16 | BYERS SANDRA L | Other | Exercise or conversion | 410 | price not stated in the filing | not stated | 1K |
| 2025-02-12 | PANZARELLA ANGELA J | Director | Grant | 654 | $28.00 | $18K | 1K |
| 2025-02-12 | PANZARELLA ANGELA J | Director | Grant | 667 | $0.00 | $0 | 667 |
| 2024-12-13 | Glaser Robert M | Director | Buy | 4K | $25.00 | $100K | 45K |
| 2024-12-13 | DORN ANDREW W JR | Director | Buy | 2K | $25.00 | $50K | 36K |
| 2024-12-13 | BOSWELL DONALD | Director | Buy | 800 | $25.00 | $20K | 15K |
| 2024-12-13 | GULLO SAMUEL M | Director | Buy | 4K | $25.00 | $100K | 41K |
| 2024-12-13 | BIRMINGHAM MARTIN KEARNEY | President & CEO | Buy | 4K | $25.00 | $100K | 127K |
| 2024-12-13 | HOLLIDAY SUSAN R | Director | Buy | 2K | $25.00 | $50K | 39K |
| 2024-12-13 | Zupan Mark | Director | Buy | 2K | $25.00 | $50K | 12K |
| 2024-12-13 | Collins Laurie R | Chief Human Resources Officer | Buy | 2K | $25.00 | $50K | 5K |
| 2024-12-13 | Quinn Kevin B | Chief Comm Banking Officer | Buy | 400 | $25.00 | $10K | 4K |
| 2024-12-13 | Burruano Samuel J Jr | Chief Legal Officer | Buy | 2K | $25.00 | $50K | 12K |
| 2024-12-13 | VanGelder Kim E | Director | Buy | 600 | $25.00 | $15K | 28K |
| 2024-12-13 | PACOS GARY A. | Chief Risk Officer | Buy | 2K | $25.00 | $50K | 2K |
| 2024-12-13 | Plants William Jack II | Chief Financial Officer | Buy | 3K | $25.00 | $70K | 5K |
| 2024-12-13 | BYERS SANDRA L | Other | Buy | 800 | $25.00 | $20K | 800 |
| 2024-12-13 | Latella Robert N | Director | Buy | 4K | $25.00 | $100K | 16K |
| 2024-12-05 | Zupan Mark | Director | Grant | 257 | $0.00 | $0 | 10K |
| 2024-12-05 | Glaser Robert M | Director | Grant | 654 | $0.00 | $0 | 41K |
| 2024-12-05 | Latella Robert N | Director | Grant | 280 | $0.00 | $0 | 30K |
| 2024-12-05 | Burlew Dawn H | Director | Grant | 467 | $0.00 | $0 | 18K |
| 2024-12-05 | BOSWELL DONALD | Director | Grant | 280 | $0.00 | $0 | 14K |
| 2024-08-02 | Collins Laurie R | Chief Human Resources Officer | Exercise or conversion | 3K | price not stated in the filing | not stated | 4K |
| 2024-08-02 | Collins Laurie R | Chief Human Resources Officer | Tax withholding | 1K | $24.04 | $26K | 3K |
| 2024-06-05 | Zupan Mark | Director | Grant | 392 | $17.49 | $7K | 9K |
| 2024-06-05 | Zupan Mark | Director | Grant | 2K | $0.00 | $0 | 9K |
| 2024-06-05 | HOLLIDAY SUSAN R | Director | Grant | 2K | $0.00 | $0 | 37K |
| 2024-06-05 | Latella Robert N | Director | Grant | 2K | $0.00 | $0 | 29K |
| 2024-06-05 | Latella Robert N | Director | Grant | 428 | $17.49 | $7K | 30K |
| 2024-06-05 | Glaser Robert M | Director | Grant | 2K | $0.00 | $0 | 39K |
| 2024-06-05 | Glaser Robert M | Director | Grant | 2K | $17.49 | $35K | 41K |
| 2024-06-05 | VanGelder Kim E | Director | Grant | 2K | $0.00 | $0 | 27K |
| 2024-06-05 | GULLO SAMUEL M | Director | Grant | 2K | $0.00 | $0 | 37K |
| 2024-06-05 | DORN ANDREW W JR | Director | Grant | 2K | $0.00 | $0 | 34K |
| 2024-06-05 | Burlew Dawn H | Director | Grant | 893 | $17.49 | $16K | 18K |
| 2024-06-05 | Burlew Dawn H | Director | Grant | 2K | $0.00 | $0 | 17K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON6 holders report 5% or more of FISI in their latest filing, 3 on Schedule 13D (active intent). The largest reported stake is LASHLEY RICHARD J at 8.9% of the class (1,785,686 shares), filed 2025-10-02 for an event on 2025-09-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-07-28 | 13G/Ano. 16 | BlackRock, Inc.parent holding company | 1.6M | 8.3% | 2026-06-30 |
| 2026-07-14 | 13G | Dimensional Fund Advisors LPinvestment adviser | 1.0M | 5.1% | 2026-06-30 |
| 2026-05-15 | 13G/Ano. 1 | Wellington Investment Advisors Holdings LLPparent holding company | 900K | 4.6% | 2026-03-31 |
| 2026-05-15 | 13G/Ano. 1 | Wellington Group Holdings LLPparent holding company | 900K | 4.6% | 2026-03-31 |
| 2026-05-15 | 13G/Ano. 1 | Wellington Management Group LLPparent holding company | 900K | 4.6% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 1 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2026-02-10 | 13G | Wellington Management Company LLPinvestment adviser | 1.0M | 5.2% | 2025-12-31 |
| 2025-10-02 | 13D/Ano. 2 | LASHLEY RICHARD Jindividual | 1.8M | 8.9% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | PALMER JOHN Windividual | 1.8M | 8.8% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | PL Capital Advisors, LLCinvestment adviser | 1.8M | 8.8% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Black Maple Capital Management LPinvestment adviser | 32K | 0.2% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Black Maple Capital Holdings LLCother entity | 32K | 0.2% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Barnard Robert Jamesindividual | 32K | 0.2% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Lashley Family 2011 Trustother entity | 5K | 0.0% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Lashley Bethindividual | 5K | 0.0% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Danielle Morgan Lashley 2010 Trustother entity | 3K | 0.0% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Fanelli Caitlin (nee Lashley)individual | 2K | 0.0% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Lashley Family 2012 Trustother entity | 3K | 0.0% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Lashley Robinindividual | 1K | 0.0% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Caitlin Anne Lashley 2010 Trustother entity | 2K | 0.0% | 2025-09-30 |
| 2025-10-02 | 13D/Ano. 2 | Lashley Danielle Morganindividual | 3K | 0.0% | 2025-09-30 |
13F holders
Tracked managers holding FISI at their latest 13F. JSON6 of the 30 tracked managers held FISI at their latest 13F, $37.6M in total at quarter-end prices. Two Sigma Investments is the largest at $17.8M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 1 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Two Sigma Investments | 2026-06-30 | 457K | $17.8M | 0.01% | +182K |
| AQR Capital Management | 2026-06-30 | 251K | $9.8M | 0.00% | +93K |
| Renaissance Technologies | 2026-06-30 | 137K | $5.3M | 0.01% | -66K |
| Citadel Advisors | 2026-06-30 | 85K | $3.3M | 0.00% | +74K |
| Millennium Management | 2026-06-30 | 23K | $912K | 0.00% | +6K |
| D. E. Shaw & Co. | 2026-06-30 | 11K | $413K | 0.00% | +3K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
What this page is
Financial Institutions in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Financial Institutions (FISI), SEC CIK 862831, listed on Nasdaq, classified by the SEC as national commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-23.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-21.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-07-28.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-23.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-25.JSON and CSV
- Company record
- EDGAR filing index for CIK 862831Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as national commercial banks
Other company pages
Datasets
Frequently Asked Questions
How much of FISI is sold short?
795,503 shares were held short at the 2026-09-30 settlement, 4.9 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is FISI's daily short volume?
On 2026-10-23, 17,386 of the 23,942 FISI shares reported to FINRA were sold short, 72.6% of the day's reported volume. Short volume is a flow for one day, not a position.
Does FISI have fails to deliver?
The SEC's latest file shows 92 FISI shares failed to deliver at settlement 2026-09-21. Fails are reported per settlement date and published twice a month with a lag.
Are FISI insiders buying or selling?
Insiders at FISI reported 1 open-market buy worth $25K in the last 90 days and no open-market sells. Latest filing: JONES BLAKE G (Chief Marketing Officer) on 2026-09-25.
Who owns 5% or more of FISI?
6 holders report 5% or more of FISI in their latest filing, 3 on Schedule 13D (active intent). The largest reported stake is LASHLEY RICHARD J at 8.9% of the class (1,785,686 shares), filed 2025-10-02 for an event on 2025-09-30.
Which tracked 13F managers own FISI?
6 of the 30 tracked 13F managers held FISI shares at their latest filing, $37.6M in all. The largest: Two Sigma Investments (457K shares, $17.8M), Cliff Asness's AQR Capital Management (251K shares, $9.8M), Renaissance Technologies (137K shares, $5.3M), Ken Griffin's Citadel Advisors (85K shares, $3.3M), Izzy Englander's Millennium Management (23K shares, $912K), D. E. Shaw & Co. (11K shares, $413K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.