Capital One Financial (COF)
Capital One Financial on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as national commercial banks.
7.5M
Short interest
settlement 2026-10-15
2.0
Days to cover
-0.3 days vs prior
14.7%
Short share of volume
2026-10-28
2
Fails to deliver
settlement 2026-09-28
Thu 21 Jan
Next earnings
estimated date
-$8.6M
Insider flow, 90 days
0 buys, 19 sells
As of 2026-10-28.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in COF is 7,471,998 shares, down 2,385,401 shares over the last month. Over the last 48 readings it ranged from 6,759,845 shares (15 October 2025) to 27,890,569 shares (15 May 2025). The latest reading sits at the bottom of that range. At the reported average volume of 3.8M shares a day that is 2.0 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/cof" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 7,471,998 | -16.5% | 3,771,362 | 1.98 |
| 2026-09-30 | 8,951,001 | -9.2% | 3,897,649 | 2.30 |
| 2026-09-15 | 9,857,399 | -10.3% | 3,143,853 | 3.14 |
| 2026-08-31 | 10,993,320 | +2.3% | 3,173,603 | 3.46 |
| 2026-08-14 | 10,747,577 | +0.1% | 2,895,370 | 3.71 |
| 2026-07-31 | 10,742,421 | -16.6% | 4,774,164 | 2.25 |
| 2026-07-15 | 12,880,294 | +9.6% | 4,052,003 | 3.18 |
| 2026-06-30 | 11,748,005 | +7.2% | 5,129,502 | 2.29 |
| 2026-06-15 | 10,957,715 | +2.6% | 5,095,766 | 2.15 |
| 2026-05-29 | 10,678,479 | +20.6% | 4,988,999 | 2.14 |
| 2026-05-15 | 8,854,301 | +7.7% | 4,530,439 | 1.95 |
| 2026-04-30 | 8,223,331 | +11.5% | 4,275,971 | 1.92 |
| 2026-04-15 | 7,373,447 | -6.5% | 4,165,101 | 1.77 |
| 2026-03-31 | 7,890,644 | -5.2% | 4,979,740 | 1.58 |
| 2026-03-13 | 8,322,247 | -5.0% | 5,882,635 | 1.41 |
| 2026-02-27 | 8,761,334 | +8.4% | 5,875,193 | 1.49 |
| 2026-02-13 | 8,084,093 | -4.4% | 5,076,021 | 1.59 |
| 2026-01-30 | 8,458,162 | -1.8% | 6,853,829 | 1.23 |
| 2026-01-15 | 8,616,256 | -0.6% | 6,013,703 | 1.43 |
| 2025-12-31 | 8,669,612 | -8.8% | 2,636,148 | 3.29 |
| 2025-12-15 | 9,500,495 | +19.6% | 3,889,518 | 2.44 |
| 2025-11-28 | 7,941,602 | -11.5% | 4,326,321 | 1.84 |
| 2025-11-14 | 8,974,517 | +26.9% | 3,413,352 | 2.63 |
| 2025-10-31 | 7,069,427 | +4.6% | 4,340,641 | 1.63 |
| 2025-10-15 | 6,759,845 | -5.5% | 3,226,975 | 2.09 |
| 2025-09-30 | 7,154,784 | -20.2% | 3,628,875 | 1.97 |
| 2025-09-15 | 8,963,826 | +13.0% | 2,979,923 | 3.01 |
| 2025-08-29 | 7,931,647 | -16.3% | 2,940,178 | 2.70 |
| 2025-08-15 | 9,479,734 | +8.3% | 3,498,560 | 2.71 |
| 2025-07-31 | 8,755,858 | +4.0% | 4,671,407 | 1.87 |
| 2025-07-15 | 8,422,149 | +7.6% | 3,068,386 | 2.74 |
| 2025-06-30 | 7,829,092 | -8.7% | 4,041,297 | 1.94 |
| 2025-06-13 | 8,572,308 | -1.0% | 3,636,668 | 2.36 |
| 2025-05-30 | 8,660,522 | -69.0% | 6,859,317 | 1.26 |
| 2025-05-15 | 27,890,569 | +12.6% | 4,934,643 | 5.65 |
| 2025-04-30 | 24,780,841 | +9.0% | 5,296,156 | 4.68 |
| 2025-04-15 | 22,742,639 | +7.7% | 6,748,348 | 3.37 |
| 2025-03-31 | 21,123,466 | -10.9% | 4,768,945 | 4.43 |
| 2025-03-14 | 23,703,597 | +9.7% | 5,402,100 | 4.39 |
| 2025-02-28 | 21,607,845 | +10.8% | 3,871,425 | 5.58 |
| 2025-02-14 | 19,500,065 | +15.1% | 2,888,498 | 6.75 |
| 2025-01-31 | 16,942,069 | +1.9% | 3,876,913 | 4.37 |
| 2025-01-15 | 16,623,769 | +3.6% | 3,055,634 | 5.44 |
| 2024-12-31 | 16,045,739 | +2.9% | 2,353,166 | 6.82 |
| 2024-12-13 | 15,598,682 | -4.1% | 2,425,371 | 6.43 |
| 2024-11-29 | 16,257,977 | +3.5% | 2,514,346 | 6.47 |
| 2024-11-15 | 15,705,830 | +40.6% | 4,382,119 | 3.58 |
| 2024-10-31 | 11,170,845 | +8.8% | 3,085,493 | 3.62 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 28 October 2026, the short share of COF volume is 14.7%, down 27.6 points over the last five sessions. Over the last 30 readings it ranged from 13.9% (25 September 2026) to 52.5% (22 September 2026). The latest reading sits at the bottom of that range. The latest reading is 16.8 points below the 30-session average of 31.5%, on 950K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-28 | 139K | 950K | 14.7% | 67 |
| 2026-10-27 | 291K | 792K | 36.7% | 578 |
| 2026-10-26 | 376K | 1.2M | 31.8% | 294 |
| 2026-10-23 | 337K | 1.4M | 24.8% | 131 |
| 2026-10-22 | 370K | 1.8M | 20.4% | 164 |
| 2026-10-21 | 1.1M | 2.7M | 42.2% | 7,317 |
| 2026-10-20 | 606K | 1.6M | 36.8% | 2,448 |
| 2026-10-19 | 405K | 1.2M | 32.6% | 892 |
| 2026-10-16 | 654K | 2.0M | 33.5% | 1,965 |
| 2026-10-15 | 353K | 1.9M | 18.2% | 5,492 |
| 2026-10-14 | 532K | 1.4M | 38.2% | 5,134 |
| 2026-10-13 | 455K | 1.7M | 27.4% | 11,221 |
| 2026-10-12 | 305K | 670K | 45.6% | 9,754 |
| 2026-10-09 | 404K | 999K | 40.5% | 19,723 |
| 2026-10-08 | 490K | 2.1M | 23.5% | 39,355 |
| 2026-10-07 | 365K | 1.2M | 30.5% | 1,233 |
| 2026-10-06 | 289K | 1.2M | 24.7% | 1,233 |
| 2026-10-05 | 373K | 884K | 42.2% | 5,100 |
| 2026-10-02 | 495K | 1.3M | 38.8% | 4,426 |
| 2026-10-01 | 311K | 1.5M | 21.2% | 1,833 |
| 2026-09-30 | 250K | 918K | 27.3% | 8,687 |
| 2026-09-29 | 386K | 1.2M | 33.3% | 25,402 |
| 2026-09-28 | 174K | 922K | 18.8% | 2,229 |
| 2026-09-25 | 230K | 1.7M | 13.9% | 1,440 |
| 2026-09-24 | 240K | 1.5M | 16.5% | 3 |
| 2026-09-23 | 836K | 1.7M | 50.0% | 247 |
| 2026-09-22 | 583K | 1.1M | 52.5% | 1,727 |
| 2026-09-21 | 253K | 983K | 25.7% | 0 |
| 2026-09-18 | 457K | 1.1M | 41.7% | 38 |
| 2026-09-17 | 545K | 1.4M | 40.2% | 984 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 28 September 2026, the fails-to-deliver balance in COF is 2 shares, down 8 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (8 September 2026) to 175,327 shares (23 July 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-28 | 2 | $200.20 | $400 |
| 2026-09-23 | 10 | $200.55 | $2K |
| 2026-09-17 | 1,522 | $203.19 | $309K |
| 2026-09-08 | 1 | $219.60 | $220 |
| 2026-08-28 | 2,101 | $216.67 | $455K |
| 2026-08-17 | 1,900 | $227.34 | $432K |
| 2026-08-11 | 34 | $218.97 | $7K |
| 2026-08-04 | 30 | $217.68 | $7K |
| 2026-08-03 | 32 | $209.01 | $7K |
| 2026-07-31 | 37 | $210.14 | $8K |
| 2026-07-30 | 49 | $208.71 | $10K |
| 2026-07-29 | 77 | $212.41 | $16K |
| 2026-07-28 | 14 | $207.05 | $3K |
| 2026-07-27 | 19,759 | $202.84 | $4.0M |
| 2026-07-23 | 175,327 | $201.36 | $35.3M |
| 2026-07-21 | 28 | $206.77 | $6K |
| 2026-07-17 | 131 | $211.93 | $28K |
| 2026-07-16 | 67 | $208.89 | $14K |
| 2026-07-15 | 106 | $205.29 | $22K |
| 2026-07-14 | 130 | $203.02 | $26K |
| 2026-07-13 | 72 | $201.52 | $15K |
| 2026-07-09 | 38,370 | $191.95 | $7.4M |
| 2026-07-08 | 11 | $202.89 | $2K |
| 2026-07-07 | 128 | $206.50 | $26K |
| 2026-07-06 | 130 | $205.12 | $27K |
| 2026-07-02 | 2,295 | $204.82 | $470K |
| 2026-07-01 | 101 | $200.62 | $20K |
| 2026-06-30 | 7,299 | $202.28 | $1.5M |
| 2026-06-29 | 130 | $204.00 | $27K |
| 2026-06-22 | 943 | $201.53 | $190K |
Insider trades
SEC Form 4, newest first. JSONInsiders at COF reported 19 open-market sells worth $8.6M in the last 90 days and no open-market buys. Latest filing: Karam Celia (Pres, Retail Bank) on 2026-10-15.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-15 | Karam Celia | Pres, Retail Bank | Sell | 2K | $195.86 | $377K | 56K |
| 2026-10-15 | Dean Lia | Pres, Banking & Prem. Products | Sell | 2K | $195.86 | $370K | 59K |
| 2026-10-06 | Cooper Matthew W | General Counsel & Corp Secy | Sell | 4K | $196.22 | $687K | 80K |
| 2026-09-15 | Karam Celia | Pres, Retail Bank | Sell | 2K | $206.07 | $416K | 58K |
| 2026-09-15 | Dean Lia | Pres, Banking & Prem. Products | Sell | 2K | $206.07 | $426K | 61K |
| 2026-09-01 | Cooper Matthew W | General Counsel & Corp Secy | Sell | 4K | $214.10 | $749K | 83K |
| 2026-08-17 | Karam Celia | Pres, Retail Bank | Sell | 1 | $225.92 | $226 | 60K |
| 2026-08-17 | Karam Celia | Pres, Retail Bank | Sell | 2K | $225.52 | $426K | 60K |
| 2026-08-17 | Dean Lia | Pres, Banking & Prem. Products | Sell | 1 | $225.92 | $226 | 63K |
| 2026-08-17 | Dean Lia | Pres, Banking & Prem. Products | Sell | 2K | $225.52 | $494K | 63K |
| 2026-08-13 | Mouadeb Mark Daniel | President, Card | Sell | 1K | $225.00 | $270K | 49K |
| 2026-08-10 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Sell | 5K | $218.02 | $1.2M | 28K |
| 2026-08-07 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Sell | 50 | $218.49 | $11K | 26K |
| 2026-08-04 | Mouadeb Mark Daniel | President, Card | Sell | 1K | $220.00 | $260K | 50K |
| 2026-08-04 | Cooper Matthew W | General Counsel & Corp Secy | Sell | 4K | $219.33 | $768K | 87K |
| 2026-08-03 | Mouadeb Mark Daniel | President, Card | Sell | 690 | $215.00 | $148K | 52K |
| 2026-08-01 | Hanson Jason P. | Pres.- Global Payment Network | Tax withholding | 893 | $209.01 | $187K | 41K |
| 2026-08-01 | Hanson Jason P. | Pres.- Global Payment Network | Exercise or conversion | 2K | price not stated in the filing | not stated | 42K |
| 2026-07-31 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Sell | 444 | $210.70 | $94K | 26K |
| 2026-07-31 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Sell | 6K | $210.02 | $1.2M | 27K |
| 2026-07-31 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Sell | 3K | $209.27 | $724K | 33K |
| 2026-07-29 | Golden Timothy P | SVP, Chief Accounting Officer | Sell | 3K | $211.00 | $736K | 7K |
| 2026-07-07 | Cooper Matthew W | General Counsel & Corp Secy | Sell | 4K | $208.00 | $728K | 90K |
| 2026-06-02 | Cooper Matthew W | General Counsel & Corp Secy | Sell | 4K | $183.36 | $642K | 94K |
| 2026-05-13 | Haggerty Kaitlin | Chief Human Resources Officer | Sell | 119 | $182.59 | $22K | 49K |
| 2026-05-12 | Haggerty Kaitlin | Chief Human Resources Officer | Sell | 1K | $183.93 | $240K | 49K |
| 2026-05-12 | Cooper Matthew W | General Counsel & Corp Secy | Sell | 4K | $183.93 | $644K | 97K |
| 2026-05-08 | Harford Suni P | Director | Grant | 1K | $0.00 | $0 | 4K |
| 2026-05-08 | williams craig a. | Director | Grant | 1K | $0.00 | $0 | 10K |
| 2026-05-08 | Serra Eileen | Director | Grant | 1K | $0.00 | $0 | 13K |
| 2026-05-08 | SHEPHERD MICHAEL | Director | Grant | 1K | $0.00 | $0 | 28K |
| 2026-05-08 | Wong Jennifer L. | Director | Grant | 1K | $0.00 | $0 | 15K |
| 2026-05-08 | Killalea Peter Thomas | Director | Grant | 1K | $0.00 | $0 | 21K |
| 2026-05-08 | Detrick Christine Rose | Director | Grant | 1K | $0.00 | $0 | 9K |
| 2026-05-08 | Leenaars Cornelis PAJ | Director | Grant | 1K | $0.00 | $0 | 15K |
| 2026-05-08 | Locoh-Donou Francois | Director | Grant | 1K | $0.00 | $0 | 15K |
| 2026-05-08 | RASKIND PETER E | Director | Grant | 1K | $0.00 | $0 | 34K |
| 2026-05-08 | SHATTUCK MAYO A III | Director | Grant | 1K | $0.00 | $0 | 68K |
| 2026-05-08 | Archibong Ime | Director | Grant | 1K | $0.00 | $0 | 10K |
| 2026-05-01 | Karam Celia | Pres, Retail Bank | Sell | 2K | $192.58 | $337K | 62K |
| 2026-04-07 | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Grant | 11K | $0.00 | $0 | 69K |
| 2026-04-01 | Karam Celia | Pres, Retail Bank | Sell | 1K | $185.61 | $204K | 63K |
| 2026-04-01 | Dean Lia | Pres, Banking & Prem. Products | Sell | 2K | $185.61 | $314K | 65K |
| 2026-03-09 | West Kara | Chief Enterprise Risk Officer | Tax withholding | 2K | $185.73 | $375K | 47K |
| 2026-03-09 | West Kara | Chief Enterprise Risk Officer | Grant | 4K | $0.00 | $0 | 49K |
| 2026-03-09 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Tax withholding | 3K | $185.73 | $507K | 33K |
| 2026-03-09 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Grant | 6K | $0.00 | $0 | 36K |
| 2026-03-09 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Tax withholding | 2K | $185.73 | $353K | 36K |
| 2026-03-09 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Grant | 5K | $0.00 | $0 | 38K |
| 2026-03-09 | Mouadeb Mark Daniel | President, Card | Tax withholding | 2K | $185.73 | $431K | 52K |
| 2026-03-09 | Mouadeb Mark Daniel | President, Card | Grant | 5K | $0.00 | $0 | 55K |
| 2026-03-09 | Haggerty Kaitlin | Chief Human Resources Officer | Tax withholding | 2K | $185.73 | $445K | 51K |
| 2026-03-09 | Haggerty Kaitlin | Chief Human Resources Officer | Grant | 5K | $0.00 | $0 | 53K |
| 2026-03-09 | Young Andrew M | Chief Financial Officer | Tax withholding | 3K | $185.73 | $641K | 59K |
| 2026-03-09 | Young Andrew M | Chief Financial Officer | Grant | 8K | $0.00 | $0 | 63K |
| 2026-03-09 | Karam Celia | Pres, Retail Bank | Tax withholding | 3K | $185.73 | $622K | 64K |
| 2026-03-09 | Karam Celia | Pres, Retail Bank | Grant | 7K | $0.00 | $0 | 68K |
| 2026-03-09 | Dean Lia | Pres, Banking & Prem. Products | Tax withholding | 4K | $185.73 | $753K | 67K |
| 2026-03-09 | Dean Lia | Pres, Banking & Prem. Products | Grant | 8K | $0.00 | $0 | 71K |
| 2026-03-09 | Cooper Matthew W | General Counsel & Corp Secy | Tax withholding | 4K | $185.73 | $678K | 101K |
| 2026-03-09 | Cooper Matthew W | General Counsel & Corp Secy | Grant | 8K | $0.00 | $0 | 104K |
| 2026-03-09 | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Tax withholding | 5K | $185.73 | $1.0M | 58K |
| 2026-03-09 | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Grant | 12K | $0.00 | $0 | 64K |
| 2026-03-09 | Sanjiv Yajnik | President, Financial Services | Tax withholding | 4K | $185.73 | $831K | 149K |
| 2026-03-09 | Sanjiv Yajnik | President, Financial Services | Grant | 10K | $0.00 | $0 | 154K |
| 2026-03-09 | FAIRBANK RICHARD D | Chairman and CEO | Tax withholding | 30K | $185.73 | $5.6M | 4.1M |
| 2026-03-09 | FAIRBANK RICHARD D | Chairman and CEO | Grant | 67K | $0.00 | $0 | 4.1M |
| 2026-03-09 | FAIRBANK RICHARD D | Chairman and CEO | Tax withholding | 25K | $185.73 | $4.7M | 4.0M |
| 2026-03-09 | FAIRBANK RICHARD D | Chairman and CEO | Grant | 56K | $0.00 | $0 | 4.1M |
| 2026-03-09 | Blinde Neal | President, Commercial Banking | Tax withholding | 4K | $185.73 | $673K | 38K |
| 2026-03-09 | Blinde Neal | President, Commercial Banking | Grant | 8K | $0.00 | $0 | 42K |
| 2026-03-09 | Alexander Robert M. | Chief Information Officer | Tax withholding | 4K | $185.73 | $834K | 77K |
| 2026-03-09 | Alexander Robert M. | Chief Information Officer | Grant | 10K | $0.00 | $0 | 82K |
| 2026-03-02 | Karam Celia | Pres, Retail Bank | Sell | 2K | $191.00 | $312K | 60K |
| 2026-03-02 | Dean Lia | Pres, Banking & Prem. Products | Sell | 3K | $191.00 | $627K | 63K |
| 2026-02-26 | Mouadeb Mark Daniel | President, Card | Sell | 2K | $210.00 | $335K | 49K |
| 2026-02-25 | Hanson Jason P. | Pres.- Global Payment Network | Sell | 4K | $205.00 | $764K | 40K |
| 2026-02-25 | Mouadeb Mark Daniel | President, Card | Sell | 791 | $205.00 | $162K | 51K |
| 2026-02-25 | Mouadeb Mark Daniel | President, Card | Sell | 718 | $200.00 | $144K | 52K |
| 2026-02-24 | Blinde Neal | President, Commercial Banking | Sell | 15K | $191.45 | $2.9M | 34K |
| 2026-02-24 | Blinde Neal | President, Commercial Banking | Sell | 2K | $190.64 | $362K | 49K |
| 2026-02-24 | Blinde Neal | President, Commercial Banking | Sell | 8K | $189.42 | $1.5M | 51K |
| 2026-02-24 | Blinde Neal | President, Commercial Banking | Sell | 3K | $188.32 | $550K | 59K |
| 2026-02-24 | Blinde Neal | President, Commercial Banking | Sell | 6K | $191.45 | $1.1M | 61K |
| 2026-02-24 | Blinde Neal | President, Commercial Banking | Sell | 400 | $190.14 | $76K | 67K |
| 2026-02-24 | Blinde Neal | President, Commercial Banking | Sell | 3K | $189.38 | $603K | 68K |
| 2026-02-24 | Blinde Neal | President, Commercial Banking | Sell | 644 | $188.04 | $121K | 71K |
| 2026-02-15 | West Kara | Chief Enterprise Risk Officer | Tax withholding | 578 | $207.37 | $120K | 44K |
| 2026-02-15 | West Kara | Chief Enterprise Risk Officer | Tax withholding | 562 | $207.37 | $117K | 45K |
| 2026-02-15 | West Kara | Chief Enterprise Risk Officer | Tax withholding | 616 | $207.37 | $128K | 45K |
| 2026-02-15 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Tax withholding | 769 | $207.37 | $159K | 30K |
| 2026-02-15 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Tax withholding | 862 | $207.37 | $179K | 31K |
| 2026-02-15 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Tax withholding | 818 | $207.37 | $170K | 32K |
| 2026-02-15 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Tax withholding | 560 | $207.37 | $116K | 33K |
| 2026-02-15 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Tax withholding | 551 | $207.37 | $114K | 34K |
| 2026-02-15 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Tax withholding | 546 | $207.37 | $113K | 34K |
| 2026-02-15 | Mouadeb Mark Daniel | President, Card | Tax withholding | 1K | $207.37 | $220K | 52K |
| 2026-02-15 | Mouadeb Mark Daniel | President, Card | Tax withholding | 1K | $207.37 | $245K | 54K |
| 2026-02-15 | Mouadeb Mark Daniel | President, Card | Tax withholding | 705 | $207.37 | $146K | 55K |
| 2026-02-15 | Haggerty Kaitlin | Chief Human Resources Officer | Tax withholding | 801 | $207.37 | $166K | 48K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON48 Form 144 notices on file for COF worth $114.9M at the prices reported; 16 in the last 90 days worth $27.0M. Latest: RICHARD D FAIRBANK filed on 2026-10-27 to sell 90,743 shares ($18.4M) from 2026-10-27.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-10-27 | RICHARD D FAIRBANKOfficer, Director | 91K | $18.4M | 0.015% | 2026-10-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-15 | LIA DEANOfficer | 2K | $370K | 0.000% | 2026-10-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-15 | CELIA EDWARDS KARAMOfficer | 2K | $377K | 0.000% | 2026-10-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-06 | MATTHEW COOPEROfficer | 4K | $687K | 0.001% | 2026-10-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-15 | LIA DEANOfficer | 2K | $426K | 0.000% | 2026-09-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-15 | CELIA EDWARDS KARAMOfficer | 2K | $416K | 0.000% | 2026-09-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-01 | MATTHEW COOPEROfficer | 4K | $749K | 0.001% | 2026-09-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-17 | LIA DEANOfficer | 2K | $495K | 0.000% | 2026-08-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-17 | CELIA EDWARDS KARAMOfficer | 2K | $426K | 0.000% | 2026-08-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-13 | MARK MOUADEBOfficer | 1K | $270K | 0.000% | 2026-08-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-10 | MICHAEL ZAMSKYOfficer | 5K | $1.2M | 0.001% | 2026-08-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-07 | RAVI S RAGHUOfficer | 50 | $11K | 0.000% | 2026-08-07 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-04 | MARK MOUADEBOfficer | 1K | $260K | 0.000% | 2026-08-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-04 | MATTHEW COOPEROfficer | 4K | $768K | 0.001% | 2026-08-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-03 | MARK MOUADEBOfficer | 690 | $148K | 0.000% | 2026-08-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-31 | RAVI S RAGHUOfficer | 10K | $2.0M | 0.002% | 2026-07-31 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-29 | TIMOTHY GOLDENOfficer | 3K | $736K | 0.001% | 2026-07-29 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-07 | MATTHEW COOPEROfficer | 4K | $728K | 0.001% | 2026-07-07 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-25 | ANN FRITZ HACKETTDirector | 3K | $630K | 0.000% | 2026-06-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-02 | MATTHEW COOPEROfficer | 4K | $642K | 0.001% | 2026-06-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-13 | KAITLIN HAGGERTYOfficer | 119 | $22K | 0.000% | 2026-05-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-12 | KAITLIN HAGGERTYOfficer | 1K | $240K | 0.000% | 2026-05-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-12 | MATTHEW COOPEROfficer | 4K | $644K | 0.001% | 2026-05-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-12 | ANN FRITZ HACKETTDirector | 27K | $5.0M | 0.004% | 2026-05-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-01 | CELIA EDWARDS KARAMOfficer | 2K | $337K | 0.000% | 2026-05-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-01 | LIA DEANOfficer | 2K | $314K | 0.000% | 2026-04-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-01 | CELIA EDWARDS KARAMOfficer | 1K | $204K | 0.000% | 2026-04-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-02 | LIA DEANOfficer | 3K | $627K | 0.001% | 2026-03-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-02 | CELIA EDWARDS KARAMOfficer | 2K | $312K | 0.000% | 2026-03-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-26 | MARK MOUADEBOfficer | 2K | $335K | 0.000% | 2026-02-26 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-25 | JASON HANSONOfficer | 4K | $765K | 0.001% | 2026-02-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-25 | MARK MOUADEBOfficer | 2K | $306K | 0.000% | 2026-02-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-24 | NEAL BLINDEOfficer | 38K | $7.3M | 0.006% | 2026-02-24 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-04 | LIA DEANOfficer | 3K | $735K | 0.001% | 2026-02-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-02 | CELIA EDWARDS KARAMOfficer | 2K | $460K | 0.000% | 2026-02-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-06 | MATTHEW COOPEROfficer | 2K | $500K | 0.000% | 2026-01-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-05 | RAVI S RAGHUOfficer | 13K | $3.4M | 0.002% | 2026-01-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-02 | LIA DEANOfficer | 3K | $773K | 0.000% | 2026-01-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-02 | CELIA EDWARDS KARAMOfficer | 2K | $504K | 0.000% | 2026-01-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-02 | MATTHEW COOPEROfficer | 2K | $443K | 0.000% | 2025-12-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-01 | LIA DEANOfficer | 3K | $713K | 0.001% | 2025-12-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-01 | CELIA EDWARDS KARAMOfficer | 3K | $641K | 0.000% | 2025-12-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-13 | FRANK LAPRADEOfficer | 18K | $4.0M | 0.003% | 2025-11-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-06 | NEAL BLINDEOfficer | 43K | $9.6M | 0.007% | 2025-11-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-04 | RICHARD D FAIRBANKOfficer, Director | 103K | $22.8M | 0.016% | 2025-11-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-04 | MATTHEW COOPEROfficer | 2K | $439K | 0.000% | 2025-11-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-10-27 | RICHARD D FAIRBANKOfficer, Director | 103K | $23.4M | 0.016% | 2025-10-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-10-02 | MATTHEW COOPEROfficer | 2K | $424K | 0.000% | 2025-10-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON1 holder reports 5% or more of COF in its latest filing, on Schedule 13G (passive). The holder is Vanguard Capital Management at 7.5% of the class (46,706,966 shares), filed 2026-04-29 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-29 | 13G | Vanguard Capital Managementinvestment adviser | 46.7M | 7.5% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 10 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding COF at their latest 13F. JSON13 of the 30 tracked managers held COF at their latest 13F, $5.44B in total at quarter-end prices. AQR Capital Management is the largest at $1.06B (0.4% of its portfolio) as of 2026-06-30. Over the prior quarter 8 added shares and 5 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 5.3M | $1.06B | 0.37% | +1.7M |
| D. E. Shaw & Co. | 2026-06-30 | 4.6M | $918.8M | 0.44% | +2.2M |
| Fisher Asset Management | 2026-06-30 | 4.5M | $905.9M | 0.27% | -2.1M |
| Berkshire Hathaway | 2026-06-30 | 3.0M | $601.9M | 0.20% | -4.2M |
| Point72 Asset Management | 2026-06-30 | 2.5M | $507.4M | 0.56% | +881K |
| Citadel Advisors | 2026-06-30 | 2.1M | $413.1M | 0.05% | +663K |
| Millennium Management | 2026-06-30 | 1.7M | $345.2M | 0.12% | +337K |
| Two Sigma Investments | 2026-06-30 | 1.3M | $269.4M | 0.20% | +1.3M |
| Third Point | 2026-06-30 | 825K | $165.5M | 3.54% | +685K |
| Renaissance Technologies | 2026-06-30 | 592K | $118.7M | 0.16% | -148K |
| Viking Global Investors | 2026-06-30 | 388K | $77.8M | 0.22% | -1.2M |
| Soros Fund Management | 2026-06-30 | 147K | $29.5M | 0.36% | -33K |
| Bridgewater Associates | 2026-06-30 | 146K | $29.2M | 0.12% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 FY 2026 (quarter ended 2026-06-30) Capital One Financial reported revenue of $2.76B, up 49.8% from the same quarter a year earlier, and net income of $3.02B (4.73 diluted EPS). In FY 2025 it generated $27.72B of operating cash flow and spent $4.10B on buybacks and $1.52B on dividends.
- Equity
- $113.79B
- Total assets
- $673.84B
- Shares outstanding
- 613,484,836
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | $2.76B | $3.02B | 109.3% | 4.73 |
| Q1 FY 2026 | 2026-03-31 | $2.41B | $2.17B | 90.2% | 3.34 |
| Q4 FY 2025derived | 2025-12-31 | $2.45B | $2.13B | 87.2% | n/a |
| Q3 FY 2025 | 2025-09-30 | $2.28B | $3.19B | 139.8% | 4.83 |
| Q2 FY 2025 | 2025-06-30 | $1.84B | -$4.28B | -231.9% | -8.58 |
| Q1 FY 2025 | 2025-03-31 | $1.49B | $1.40B | 94.3% | 3.45 |
| Q4 FY 2024derived | 2024-12-31 | $1.61B | $1.10B | 68.1% | n/a |
| Q3 FY 2024 | 2024-09-30 | $1.45B | $1.78B | 122.8% | 4.41 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $8.06B | $2.45B | $27.72B | $1.58B | $4.10B | $1.52B |
| FY 2024 | 2024-12-31 | $5.92B | $4.75B | $18.16B | $1.20B | $734.0M | $932.0M |
| FY 2023 | 2023-12-31 | $5.64B | $4.89B | $20.57B | $961.0M | $718.0M | $931.0M |
| FY 2022 | 2022-12-31 | $5.42B | $7.36B | $13.81B | $934.0M | $4.95B | $950.0M |
| FY 2021 | 2021-12-31 | $4.78B | $12.39B | $12.31B | $698.0M | $7.61B | $1.15B |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-06-30 from the cover page.
What this page is
Capital One Financial in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Capital One Financial (COF), SEC CIK 927628, listed on NYSE, classified by the SEC as national commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-28.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-28.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-10-27.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-29.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-20.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-15.JSON and CSV
- Company record
- EDGAR filing index for CIK 927628Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as national commercial banks
Other company pages
Datasets
Frequently Asked Questions
How much of COF is sold short?
7,471,998 shares were held short at the 2026-10-15 settlement, 2.0 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is COF's daily short volume?
On 2026-10-28, 139,359 of the 950,291 COF shares reported to FINRA were sold short, 14.7% of the day's reported volume. Short volume is a flow for one day, not a position.
Does COF have fails to deliver?
The SEC's latest file shows 2 COF shares failed to deliver at settlement 2026-09-28. Fails are reported per settlement date and published twice a month with a lag.
Are COF insiders buying or selling?
Insiders at COF reported 19 open-market sells worth $8.6M in the last 90 days and no open-market buys. Latest filing: Karam Celia (Pres, Retail Bank) on 2026-10-15.
Have COF insiders filed to sell?
48 Form 144 notices on file for COF worth $114.9M at the prices reported; 16 in the last 90 days worth $27.0M. Latest: RICHARD D FAIRBANK filed on 2026-10-27 to sell 90,743 shares ($18.4M) from 2026-10-27.
Who owns 5% or more of COF?
1 holder reports 5% or more of COF in its latest filing, on Schedule 13G (passive). The holder is Vanguard Capital Management at 7.5% of the class (46,706,966 shares), filed 2026-04-29 for an event on 2026-03-31.
What did COF report last quarter?
In Q2 FY 2026 (quarter ended 2026-06-30) Capital One Financial reported revenue of $2.76B, up 49.8% from the same quarter a year earlier, and net income of $3.02B (4.73 diluted EPS). In FY 2025 it generated $27.72B of operating cash flow and spent $4.10B on buybacks and $1.52B on dividends.
Which tracked 13F managers own COF?
13 of the 30 tracked 13F managers held COF shares at their latest filing, $5.44B in all. The largest: Cliff Asness's AQR Capital Management (5.3M shares, $1.06B), D. E. Shaw & Co. (4.6M shares, $918.8M), Ken Fisher's Fisher Asset Management (4.5M shares, $905.9M), Warren Buffett's Berkshire Hathaway (3.0M shares, $601.9M), Steve Cohen's Point72 Asset Management (2.5M shares, $507.4M), Ken Griffin's Citadel Advisors (2.1M shares, $413.1M). The table above lists all 13.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.