Hanmi Financial (HAFC)
Hanmi Financial on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as national commercial banks.
1.3M
Short interest
settlement 2026-09-30
4.7
Days to cover
-1.9 days vs prior
56.3%
Short share of volume
2026-10-23
1,318
Fails to deliver
settlement 2026-09-30
Tue 26 Jan
Next earnings
estimated date
$0
Insider flow, 90 days
0 buys, 0 sells
As of 2026-10-23.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in HAFC is 1,294,964 shares, up 232,601 shares over the last month. Over the last 48 readings it ranged from 304,137 shares (31 January 2025) to 1,294,964 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 276K shares a day that is 4.7 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/hafc" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 1,294,964 | +3.1% | 275,530 | 4.70 |
| 2026-09-15 | 1,256,476 | +18.3% | 189,939 | 6.62 |
| 2026-08-31 | 1,062,363 | +4.3% | 188,345 | 5.64 |
| 2026-08-14 | 1,018,673 | +5.5% | 204,654 | 4.98 |
| 2026-07-31 | 965,361 | -7.7% | 324,336 | 2.98 |
| 2026-07-15 | 1,045,609 | +7.6% | 210,171 | 4.98 |
| 2026-06-30 | 971,458 | -0.5% | 336,540 | 2.89 |
| 2026-06-15 | 976,096 | -2.5% | 193,946 | 5.03 |
| 2026-05-29 | 1,000,654 | +2.9% | 224,903 | 4.45 |
| 2026-05-15 | 972,665 | -4.0% | 235,205 | 4.14 |
| 2026-04-30 | 1,012,772 | +10.2% | 314,750 | 3.22 |
| 2026-04-15 | 919,025 | -8.9% | 205,564 | 4.47 |
| 2026-03-31 | 1,009,098 | +1.1% | 392,658 | 2.57 |
| 2026-03-13 | 997,808 | +6.0% | 240,457 | 4.15 |
| 2026-02-27 | 941,270 | +119.2% | 302,991 | 3.11 |
| 2026-02-13 | 429,406 | -19.9% | 265,227 | 1.62 |
| 2026-01-30 | 536,107 | -7.1% | 357,985 | 1.50 |
| 2026-01-15 | 577,353 | -0.3% | 245,708 | 2.35 |
| 2025-12-31 | 578,832 | -19.8% | 423,849 | 1.37 |
| 2025-12-15 | 722,010 | +58.6% | 271,742 | 2.66 |
| 2025-11-28 | 455,321 | +0.7% | 162,687 | 2.80 |
| 2025-11-14 | 452,115 | +0.5% | 145,084 | 3.12 |
| 2025-10-31 | 450,026 | +5.9% | 214,769 | 2.10 |
| 2025-10-15 | 425,060 | +6.6% | 120,921 | 3.52 |
| 2025-09-30 | 398,837 | -4.2% | 154,299 | 2.58 |
| 2025-09-15 | 416,436 | -1.1% | 140,833 | 2.96 |
| 2025-08-29 | 421,014 | +6.5% | 152,272 | 2.76 |
| 2025-08-15 | 395,522 | -6.6% | 178,813 | 2.21 |
| 2025-07-31 | 423,372 | -19.5% | 204,206 | 2.07 |
| 2025-07-15 | 526,115 | -15.1% | 121,982 | 4.31 |
| 2025-06-30 | 619,521 | -7.8% | 205,572 | 3.01 |
| 2025-06-13 | 671,617 | +1.4% | 98,818 | 6.80 |
| 2025-05-30 | 662,414 | +2.4% | 111,168 | 5.96 |
| 2025-05-15 | 646,752 | +1.2% | 125,409 | 5.16 |
| 2025-04-30 | 638,902 | +3.8% | 185,618 | 3.44 |
| 2025-04-15 | 615,408 | +20.3% | 341,585 | 1.80 |
| 2025-03-31 | 511,758 | +13.0% | 219,650 | 2.33 |
| 2025-03-14 | 452,849 | +27.0% | 176,044 | 2.57 |
| 2025-02-28 | 356,675 | +3.9% | 228,523 | 1.56 |
| 2025-02-14 | 343,221 | +12.8% | 146,200 | 2.35 |
| 2025-01-31 | 304,137 | -32.7% | 191,356 | 1.59 |
| 2025-01-15 | 451,775 | +27.3% | 194,291 | 2.33 |
| 2024-12-31 | 354,975 | -46.6% | 237,208 | 1.50 |
| 2024-12-13 | 665,081 | +8.7% | 182,136 | 3.65 |
| 2024-11-29 | 612,043 | -7.7% | 137,610 | 4.45 |
| 2024-11-15 | 662,866 | +53.8% | 243,289 | 2.72 |
| 2024-10-31 | 431,025 | -30.3% | 238,818 | 1.80 |
| 2024-10-15 | 618,087 | -11.8% | 167,432 | 3.69 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 23 October 2026, the short share of HAFC volume is 56.3%, down 0.5 points over the last five sessions. Over the last 30 readings it ranged from 40.3% (30 September 2026) to 79.7% (18 September 2026). The latest reading is in line with the 30-session average of 57.6%, on 44K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-23 | 25K | 44K | 56.3% | 0 |
| 2026-10-22 | 37K | 65K | 57.2% | 70 |
| 2026-10-21 | 15K | 27K | 56.3% | 0 |
| 2026-10-20 | 24K | 42K | 57.9% | 0 |
| 2026-10-19 | 21K | 37K | 57.4% | 0 |
| 2026-10-16 | 19K | 34K | 56.8% | 0 |
| 2026-10-15 | 21K | 42K | 48.9% | 0 |
| 2026-10-14 | 32K | 68K | 46.6% | 863 |
| 2026-10-13 | 16K | 32K | 49.3% | 0 |
| 2026-10-12 | 21K | 31K | 68.6% | 0 |
| 2026-10-09 | 36K | 71K | 50.3% | 0 |
| 2026-10-08 | 38K | 90K | 42.2% | 0 |
| 2026-10-07 | 24K | 50K | 48.4% | 0 |
| 2026-10-06 | 46K | 68K | 68.1% | 0 |
| 2026-10-05 | 21K | 39K | 54.7% | 0 |
| 2026-10-02 | 28K | 49K | 56.5% | 0 |
| 2026-10-01 | 28K | 44K | 63.2% | 0 |
| 2026-09-30 | 25K | 62K | 40.3% | 0 |
| 2026-09-29 | 36K | 66K | 54.5% | 0 |
| 2026-09-28 | 19K | 33K | 58.7% | 0 |
| 2026-09-25 | 26K | 43K | 60.8% | 0 |
| 2026-09-24 | 39K | 63K | 62.5% | 53 |
| 2026-09-23 | 33K | 68K | 48.9% | 0 |
| 2026-09-22 | 37K | 53K | 70.9% | 0 |
| 2026-09-21 | 32K | 58K | 55.6% | 0 |
| 2026-09-18 | 48K | 61K | 79.7% | 0 |
| 2026-09-17 | 39K | 58K | 67.0% | 0 |
| 2026-09-16 | 43K | 59K | 72.5% | 0 |
| 2026-09-15 | 27K | 46K | 58.9% | 0 |
| 2026-09-14 | 33K | 57K | 57.9% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 30 September 2026, the fails-to-deliver balance in HAFC is 1,318 shares, up 585 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (21 August 2025) to 9,509 shares (22 August 2025).
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-30 | 1,318 | $31.16 | $41K |
| 2026-09-24 | 733 | $31.58 | $23K |
| 2026-08-12 | 4 | $31.97 | $128 |
| 2026-08-07 | 2 | $32.18 | $64 |
| 2026-08-06 | 677 | $32.40 | $22K |
| 2026-07-16 | 79 | $32.36 | $3K |
| 2026-06-12 | 286 | $31.27 | $9K |
| 2026-06-11 | 5 | $31.21 | $156 |
| 2026-06-04 | 1 | $29.15 | $29 |
| 2026-06-02 | 84 | $29.77 | $3K |
| 2026-05-13 | 2,078 | $29.38 | $61K |
| 2026-04-09 | 1,651 | $27.63 | $46K |
| 2026-04-07 | 1 | $26.86 | $27 |
| 2026-02-25 | 2 | $26.12 | $52 |
| 2026-01-05 | 14 | $26.85 | $376 |
| 2025-12-22 | 174 | $28.52 | $5K |
| 2025-11-26 | 40 | $28.11 | $1K |
| 2025-11-04 | 111 | $26.85 | $3K |
| 2025-08-22 | 9,509 | $23.63 | $225K |
| 2025-08-21 | 1 | $23.81 | $24 |
| 2025-07-14 | 1,669 | $25.80 | $43K |
| 2025-07-08 | 196 | $26.07 | $5K |
| 2025-06-26 | 580 | $23.83 | $14K |
| 2025-06-17 | 10 | $22.74 | $227 |
| 2025-06-09 | 413 | $23.33 | $10K |
| 2025-06-06 | 76 | $22.74 | $2K |
| 2025-05-05 | 1,529 | $23.49 | $36K |
| 2025-05-01 | 1,888 | $22.87 | $43K |
| 2025-04-25 | 594 | $23.22 | $14K |
| 2025-04-14 | 377 | $20.45 | $8K |
Insider trades
SEC Form 4, newest first. JSONNo open-market insider trades were reported for HAFC in the last 90 days. The most recent filings are listed below. Latest filing: Kim Anthony I. (Chief Banking Officer) on 2026-06-08.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-06-08 | Kim Anthony I. | Chief Banking Officer | Sell | 5K | $30.73 | $164K | 42K |
| 2026-05-27 | Marasco James A | Director | Grant | 2K | $0.00 | $0 | 9K |
| 2026-05-27 | Rosenblum David L | Director | Grant | 2K | $0.00 | $0 | 39K |
| 2026-05-27 | Lee Gloria J | Director | Grant | 2K | $0.00 | $0 | 16K |
| 2026-05-27 | Williams Thomas James | Director | Grant | 2K | $0.00 | $0 | 29K |
| 2026-05-27 | Medici Daniel John | Director | Grant | 2K | $0.00 | $0 | 2K |
| 2026-05-27 | Chung Harry | Director | Grant | 2K | $0.00 | $0 | 40K |
| 2026-05-27 | Chu Christie K | Director | Grant | 2K | $0.00 | $0 | 32K |
| 2026-05-27 | Ball Christine P | Director | Grant | 2K | $0.00 | $0 | 5K |
| 2026-05-27 | Ahn John J | Director | Grant | 2K | $0.00 | $0 | 54K |
| 2026-04-28 | Fuhr Matthew | Chief Credit Officer | Sell | 3K | $30.83 | $102K | 34K |
| 2026-04-01 | LEE BONITA | President & CEO | Tax withholding | 4K | $26.60 | $100K | 203K |
| 2026-04-01 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 916 | $26.60 | $24K | 77K |
| 2026-04-01 | Pangrazio Joseph | Chief Accounting Officer | Tax withholding | 148 | $26.60 | $4K | 3K |
| 2026-04-01 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 563 | $26.60 | $15K | 47K |
| 2026-04-01 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 492 | $26.60 | $13K | 37K |
| 2026-04-01 | Du Michael | Chief Risk Officer | Tax withholding | 360 | $26.60 | $10K | 15K |
| 2026-03-26 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 1K | $26.33 | $38K | 48K |
| 2026-03-26 | LEE BONITA | President & CEO | Tax withholding | 11K | $26.33 | $277K | 206K |
| 2026-03-26 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 1K | $26.33 | $31K | 38K |
| 2026-03-26 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 2K | $26.33 | $54K | 78K |
| 2026-03-26 | Du Michael | Chief Risk Officer | Tax withholding | 763 | $26.33 | $20K | 16K |
| 2026-03-26 | Pangrazio Joseph | Chief Accounting Officer | Tax withholding | 65 | $26.33 | $2K | 3K |
| 2026-03-26 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 1K | $26.33 | $32K | 48K |
| 2026-03-26 | Kim Anthony I. | Chief Banking Officer | Grant | 4K | $0.00 | $0 | 49K |
| 2026-03-26 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 339 | $26.33 | $9K | 44K |
| 2026-03-26 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 2K | $26.33 | $54K | 78K |
| 2026-03-26 | SANTAROSA ROMOLO | Chief Financial Officer | Grant | 8K | $0.00 | $0 | 80K |
| 2026-03-26 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 553 | $26.33 | $15K | 73K |
| 2026-03-26 | LEE BONITA | President & CEO | Tax withholding | 9K | $26.33 | $231K | 208K |
| 2026-03-26 | LEE BONITA | President & CEO | Grant | 22K | $0.00 | $0 | 217K |
| 2026-03-26 | LEE BONITA | President & CEO | Tax withholding | 2K | $26.33 | $63K | 195K |
| 2026-03-26 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 994 | $26.33 | $26K | 38K |
| 2026-03-26 | Fuhr Matthew | Chief Credit Officer | Grant | 4K | $0.00 | $0 | 39K |
| 2026-03-26 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 297 | $26.33 | $8K | 35K |
| 2026-03-26 | Du Michael | Chief Risk Officer | Tax withholding | 636 | $26.33 | $17K | 16K |
| 2026-03-26 | Du Michael | Chief Risk Officer | Grant | 2K | $0.00 | $0 | 16K |
| 2026-03-26 | Du Michael | Chief Risk Officer | Tax withholding | 169 | $26.33 | $4K | 14K |
| 2026-03-13 | Pangrazio Joseph | Chief Accounting Officer | Grant | 483 | $0.00 | $0 | 3K |
| 2026-03-13 | Kim Anthony I. | Chief Banking Officer | Grant | 3K | $0.00 | $0 | 45K |
| 2026-03-13 | SANTAROSA ROMOLO | Chief Financial Officer | Grant | 5K | $0.00 | $0 | 73K |
| 2026-03-13 | LEE BONITA | President & CEO | Grant | 19K | $0.00 | $0 | 197K |
| 2026-03-13 | Fuhr Matthew | Chief Credit Officer | Grant | 3K | $0.00 | $0 | 36K |
| 2026-03-13 | Du Michael | Chief Risk Officer | Grant | 2K | $0.00 | $0 | 14K |
| 2026-03-10 | Pangrazio Joseph | Chief Accounting Officer | Tax withholding | 150 | $25.55 | $4K | 2K |
| 2026-03-10 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 385 | $25.55 | $10K | 42K |
| 2026-03-10 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 656 | $25.55 | $17K | 68K |
| 2026-03-10 | LEE BONITA | President & CEO | Tax withholding | 2K | $25.55 | $43K | 178K |
| 2026-03-10 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 319 | $25.55 | $8K | 33K |
| 2026-03-10 | Du Michael | Chief Risk Officer | Tax withholding | 205 | $25.55 | $5K | 12K |
| 2025-11-24 | Pangrazio Joseph | Chief Accounting Officer | Sell | 486 | $27.41 | $13K | 3K |
| 2025-10-24 | Medici Daniel John | Director | Buy | 200 | $27.11 | $5K | 200 |
| 2025-05-28 | Ahn John J | Director | Grant | 3K | $0.00 | $0 | 51K |
| 2025-05-28 | Ball Christine P | Director | Grant | 3K | $0.00 | $0 | 3K |
| 2025-05-28 | Chu Christie K | Director | Grant | 3K | $0.00 | $0 | 29K |
| 2025-05-28 | Rosenblum David L | Director | Grant | 3K | $0.00 | $0 | 37K |
| 2025-05-28 | Lee Gloria J | Director | Grant | 3K | $0.00 | $0 | 13K |
| 2025-05-28 | Yu Gideon | Director | Grant | 3K | $0.00 | $0 | 15K |
| 2025-05-28 | Chung Harry | Director | Grant | 3K | $0.00 | $0 | 37K |
| 2025-05-28 | Marasco James A | Director | Grant | 3K | $0.00 | $0 | 7K |
| 2025-05-28 | Williams Thomas James | Director | Grant | 3K | $0.00 | $0 | 26K |
| 2025-05-28 | Yang Michael | Director | Grant | 3K | $0.00 | $0 | 30K |
| 2025-04-01 | Pangrazio Joseph | Chief Accounting Officer | Tax withholding | 147 | $22.54 | $3K | 3K |
| 2025-04-01 | Du Michael | Chief Risk Officer | Tax withholding | 352 | $22.54 | $8K | 13K |
| 2025-04-01 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 489 | $22.54 | $11K | 33K |
| 2025-04-01 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 560 | $22.54 | $13K | 42K |
| 2025-04-01 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 910 | $22.54 | $21K | 69K |
| 2025-04-01 | LEE BONITA | President & CEO | Tax withholding | 4K | $22.54 | $85K | 180K |
| 2025-03-26 | Pangrazio Joseph | Chief Accounting Officer | Grant | 519 | $0.00 | $0 | 3K |
| 2025-03-26 | Du Michael | Chief Risk Officer | Grant | 1K | $0.00 | $0 | 13K |
| 2025-03-26 | Du Michael | Chief Risk Officer | Grant | 2K | $0.00 | $0 | 12K |
| 2025-03-26 | Du Michael | Chief Risk Officer | Tax withholding | 398 | $22.46 | $9K | 13K |
| 2025-03-26 | Fuhr Matthew | Chief Credit Officer | Grant | 3K | $0.00 | $0 | 33K |
| 2025-03-26 | Fuhr Matthew | Chief Credit Officer | Grant | 2K | $0.00 | $0 | 34K |
| 2025-03-26 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 509 | $22.46 | $11K | 34K |
| 2025-03-26 | Kim Anthony I. | Chief Banking Officer | Grant | 2K | $0.00 | $0 | 43K |
| 2025-03-26 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 636 | $22.46 | $14K | 43K |
| 2025-03-26 | Kim Anthony I. | Chief Banking Officer | Grant | 3K | $0.00 | $0 | 41K |
| 2025-03-26 | SANTAROSA ROMOLO | Chief Financial Officer | Grant | 5K | $0.00 | $0 | 67K |
| 2025-03-26 | SANTAROSA ROMOLO | Chief Financial Officer | Grant | 4K | $0.00 | $0 | 71K |
| 2025-03-26 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 1K | $22.46 | $29K | 70K |
| 2025-03-26 | LEE BONITA | President & CEO | Grant | 12K | $0.00 | $0 | 188K |
| 2025-03-26 | LEE BONITA | President & CEO | Tax withholding | 4K | $22.46 | $101K | 184K |
| 2025-03-26 | LEE BONITA | President & CEO | Grant | 15K | $0.00 | $0 | 176K |
| 2025-03-23 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 407 | $22.46 | $9K | 62K |
| 2025-03-23 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 163 | $22.46 | $4K | 30K |
| 2025-03-23 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 204 | $22.46 | $5K | 38K |
| 2025-03-23 | LEE BONITA | President & CEO | Tax withholding | 1K | $22.46 | $28K | 160K |
| 2025-03-23 | Du Michael | Chief Risk Officer | Tax withholding | 135 | $22.46 | $3K | 11K |
| 2025-03-10 | Pangrazio Joseph | Chief Accounting Officer | Tax withholding | 144 | $21.52 | $3K | 3K |
| 2025-03-10 | Du Michael | Chief Risk Officer | Tax withholding | 197 | $21.52 | $4K | 11K |
| 2025-03-10 | Fuhr Matthew | Chief Credit Officer | Tax withholding | 308 | $21.52 | $7K | 30K |
| 2025-03-10 | Kim Anthony I. | Chief Banking Officer | Tax withholding | 370 | $21.52 | $8K | 38K |
| 2025-03-10 | SANTAROSA ROMOLO | Chief Financial Officer | Tax withholding | 634 | $21.52 | $14K | 62K |
| 2025-03-10 | LEE BONITA | President & CEO | Tax withholding | 2K | $21.52 | $35K | 162K |
| 2024-11-06 | SANTAROSA ROMOLO | Chief Financial Officer | Exercise or conversion | 25K | $23.31 | $583K | 88K |
| 2024-11-06 | SANTAROSA ROMOLO | Chief Financial Officer | Sell | 25K | $25.75 | $644K | 63K |
| 2024-10-18 | Pangrazio Joseph | Chief Accounting Officer | Tax withholding | 109 | $20.65 | $2K | 3K |
| 2024-05-22 | Marasco James A | Director | Grant | 4K | $0.00 | $0 | 4K |
| 2024-05-22 | Ahn John J | Director | Grant | 4K | $0.00 | $0 | 48K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON1 Form 144 notice on file for HAFC worth $164K at the prices reported; 0 in the last 90 days worth $0. Latest: ANTHONY KIM filed on 2026-06-08 to sell 5,333 shares ($164K) from 2026-06-08.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-06-08 | ANTHONY KIMOfficer | 5K | $164K | 0.018% | 2026-06-08 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON2 holders report 5% or more of HAFC in their latest filing, all on Schedule 13G (passive). The largest reported stake is STATE STREET CORPORATION at 5.2% of the class (1,540,415 shares), filed 2026-05-12 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-05-12 | 13G | STATE STREET CORPORATIONparent holding company | 1.5M | 5.2% | 2026-03-31 |
| 2026-04-30 | 13G | Vanguard Capital Managementinvestment adviser | 1.5M | 5.1% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 7 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2026-02-05 | 13G/Ano. 1 | FMR LLCparent holding company | 571K | 1.9% | 2025-12-31 |
| 2026-02-05 | 13G/Ano. 1 | Abigail P. Johnsonindividual | 571K | 1.9% | 2025-12-31 |
13F holders
Tracked managers holding HAFC at their latest 13F. JSON6 of the 30 tracked managers held HAFC at their latest 13F, $53.8M in total at quarter-end prices. AQR Capital Management is the largest at $25.7M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 793K | $25.7M | 0.01% | +65K |
| Two Sigma Investments | 2026-06-30 | 238K | $7.7M | 0.01% | -111K |
| Millennium Management | 2026-06-30 | 221K | $7.2M | 0.00% | +31K |
| Citadel Advisors | 2026-06-30 | 169K | $5.5M | 0.00% | +54K |
| Point72 Asset Management | 2026-06-30 | 120K | $3.9M | 0.00% | +55K |
| Renaissance Technologies | 2026-06-30 | 117K | $3.8M | 0.01% | -68K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
What this page is
Hanmi Financial in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Hanmi Financial (HAFC), SEC CIK 1109242, listed on Nasdaq, classified by the SEC as national commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-23.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-30.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-06-08.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-05-12.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-21.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-06-08.JSON and CSV
- Company record
- EDGAR filing index for CIK 1109242Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Frequently Asked Questions
How much of HAFC is sold short?
1,294,964 shares were held short at the 2026-09-30 settlement, 4.7 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is HAFC's daily short volume?
On 2026-10-23, 24,509 of the 43,559 HAFC shares reported to FINRA were sold short, 56.3% of the day's reported volume. Short volume is a flow for one day, not a position.
Does HAFC have fails to deliver?
The SEC's latest file shows 1,318 HAFC shares failed to deliver at settlement 2026-09-30. Fails are reported per settlement date and published twice a month with a lag.
Are HAFC insiders buying or selling?
No open-market insider trades were reported for HAFC in the last 90 days. The most recent filings are listed below. Latest filing: Kim Anthony I. (Chief Banking Officer) on 2026-06-08.
Have HAFC insiders filed to sell?
1 Form 144 notice on file for HAFC worth $164K at the prices reported; 0 in the last 90 days worth $0. Latest: ANTHONY KIM filed on 2026-06-08 to sell 5,333 shares ($164K) from 2026-06-08.
Who owns 5% or more of HAFC?
2 holders report 5% or more of HAFC in their latest filing, all on Schedule 13G (passive). The largest reported stake is STATE STREET CORPORATION at 5.2% of the class (1,540,415 shares), filed 2026-05-12 for an event on 2026-03-31.
Which tracked 13F managers own HAFC?
6 of the 30 tracked 13F managers held HAFC shares at their latest filing, $53.8M in all. The largest: Cliff Asness's AQR Capital Management (793K shares, $25.7M), Two Sigma Investments (238K shares, $7.7M), Izzy Englander's Millennium Management (221K shares, $7.2M), Ken Griffin's Citadel Advisors (169K shares, $5.5M), Steve Cohen's Point72 Asset Management (120K shares, $3.9M), Renaissance Technologies (117K shares, $3.8M).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.