Hope Bancorp (HOPE)
Hope Bancorp on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as national commercial banks.
7.3M
Short interest
settlement 2026-09-30
7.1
Days to cover
-2.9 days vs prior
82.0%
Short share of volume
2026-10-23
405
Fails to deliver
settlement 2026-09-30
Tue 27 Oct
Next earnings
estimated date
-$407K
Insider flow, 90 days
0 buys, 2 sells
As of 2026-10-23.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in HOPE is 7,291,730 shares, up 875,436 shares over the last month. Over the last 48 readings it ranged from 1,704,065 shares (14 February 2025) to 7,291,730 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 1.0M shares a day that is 7.1 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 7,291,730 | +6.4% | 1,030,009 | 7.08 |
| 2026-09-15 | 6,850,300 | +6.8% | 686,140 | 9.98 |
| 2026-08-31 | 6,416,294 | +7.0% | 810,195 | 7.92 |
| 2026-08-14 | 5,998,460 | +7.8% | 1,078,345 | 5.56 |
| 2026-07-31 | 5,564,021 | -4.6% | 1,077,164 | 5.17 |
| 2026-07-15 | 5,834,052 | +18.6% | 994,554 | 5.87 |
| 2026-06-30 | 4,918,830 | +11.6% | 1,569,927 | 3.13 |
| 2026-06-15 | 4,407,715 | -6.8% | 831,588 | 5.30 |
| 2026-05-29 | 4,730,543 | +3.1% | 708,457 | 6.68 |
| 2026-05-15 | 4,586,780 | -4.8% | 817,485 | 5.61 |
| 2026-04-30 | 4,817,235 | -0.7% | 1,117,115 | 4.31 |
| 2026-04-15 | 4,849,470 | +11.5% | 1,087,431 | 4.46 |
| 2026-03-31 | 4,347,758 | +20.6% | 891,299 | 4.88 |
| 2026-03-13 | 3,605,013 | +18.7% | 767,369 | 4.70 |
| 2026-02-27 | 3,036,247 | +9.1% | 766,158 | 3.96 |
| 2026-02-13 | 2,781,861 | +8.3% | 919,962 | 3.02 |
| 2026-01-30 | 2,568,031 | +2.8% | 1,063,095 | 2.42 |
| 2026-01-15 | 2,498,703 | +6.8% | 1,026,714 | 2.43 |
| 2025-12-31 | 2,339,142 | -13.4% | 955,161 | 2.45 |
| 2025-12-15 | 2,701,502 | -13.6% | 1,156,783 | 2.34 |
| 2025-11-28 | 3,126,708 | -3.1% | 880,643 | 3.55 |
| 2025-11-14 | 3,228,243 | -7.5% | 792,353 | 4.07 |
| 2025-10-31 | 3,491,890 | +1.6% | 753,328 | 4.64 |
| 2025-10-15 | 3,438,243 | +11.3% | 707,829 | 4.86 |
| 2025-09-30 | 3,089,226 | +13.5% | 768,540 | 4.02 |
| 2025-09-15 | 2,722,142 | +7.0% | 557,371 | 4.88 |
| 2025-08-29 | 2,544,489 | -3.2% | 666,595 | 3.82 |
| 2025-08-15 | 2,627,523 | +0.6% | 1,029,350 | 2.55 |
| 2025-07-31 | 2,613,081 | -5.9% | 1,201,359 | 2.18 |
| 2025-07-15 | 2,776,102 | -17.1% | 726,061 | 3.82 |
| 2025-06-30 | 3,347,143 | +8.8% | 992,117 | 3.37 |
| 2025-06-13 | 3,075,550 | -2.6% | 686,842 | 4.48 |
| 2025-05-30 | 3,157,752 | +2.3% | 676,297 | 4.67 |
| 2025-05-15 | 3,085,925 | -5.6% | 981,905 | 3.14 |
| 2025-04-30 | 3,267,780 | -10.8% | 1,410,328 | 2.32 |
| 2025-04-15 | 3,661,250 | +22.0% | 1,787,911 | 2.05 |
| 2025-03-31 | 3,000,824 | +13.1% | 829,344 | 3.62 |
| 2025-03-14 | 2,653,186 | +38.3% | 890,110 | 2.98 |
| 2025-02-28 | 1,918,565 | +12.6% | 572,802 | 3.35 |
| 2025-02-14 | 1,704,065 | -15.6% | 602,427 | 2.83 |
| 2025-01-31 | 2,018,725 | -25.7% | 919,496 | 2.20 |
| 2025-01-15 | 2,717,583 | +18.7% | 564,242 | 4.82 |
| 2024-12-31 | 2,289,986 | +8.4% | 817,087 | 2.80 |
| 2024-12-13 | 2,113,117 | +0.1% | 529,888 | 3.99 |
| 2024-11-29 | 2,110,694 | -1.1% | 472,079 | 4.47 |
| 2024-11-15 | 2,135,320 | +13.2% | 881,116 | 2.42 |
| 2024-10-31 | 1,886,662 | -30.9% | 856,890 | 2.20 |
| 2024-10-15 | 2,728,744 | -2.7% | 669,510 | 4.08 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 23 October 2026, the short share of HOPE volume is 82.0%, up 13.5 points over the last five sessions. Over the last 30 readings it ranged from 52.4% (6 October 2026) to 85.0% (15 September 2026). The latest reading sits at the top of that range. The latest reading is 9.7 points above the 30-session average of 72.2%, on 252K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-23 | 207K | 252K | 82.0% | 0 |
| 2026-10-22 | 133K | 191K | 69.5% | 266 |
| 2026-10-21 | 115K | 163K | 70.3% | 117 |
| 2026-10-20 | 149K | 275K | 54.0% | 0 |
| 2026-10-19 | 110K | 150K | 73.4% | 19 |
| 2026-10-16 | 122K | 179K | 68.4% | 0 |
| 2026-10-15 | 141K | 190K | 74.2% | 0 |
| 2026-10-14 | 229K | 329K | 69.7% | 80 |
| 2026-10-13 | 114K | 216K | 53.0% | 274 |
| 2026-10-12 | 96K | 121K | 79.5% | 437 |
| 2026-10-09 | 142K | 184K | 77.3% | 1,128 |
| 2026-10-08 | 132K | 200K | 65.8% | 0 |
| 2026-10-07 | 256K | 341K | 75.2% | 28 |
| 2026-10-06 | 96K | 184K | 52.4% | 0 |
| 2026-10-05 | 178K | 239K | 74.5% | 0 |
| 2026-10-02 | 312K | 368K | 84.6% | 2 |
| 2026-10-01 | 212K | 304K | 69.8% | 0 |
| 2026-09-30 | 126K | 196K | 64.4% | 0 |
| 2026-09-29 | 87K | 164K | 52.7% | 0 |
| 2026-09-28 | 81K | 137K | 58.8% | 0 |
| 2026-09-25 | 112K | 140K | 79.7% | 0 |
| 2026-09-24 | 98K | 138K | 70.9% | 96 |
| 2026-09-23 | 182K | 253K | 71.9% | 0 |
| 2026-09-22 | 109K | 135K | 80.9% | 68 |
| 2026-09-21 | 157K | 195K | 80.2% | 0 |
| 2026-09-18 | 138K | 162K | 84.8% | 0 |
| 2026-09-17 | 161K | 193K | 83.0% | 100 |
| 2026-09-16 | 218K | 262K | 83.0% | 0 |
| 2026-09-15 | 170K | 200K | 85.0% | 20 |
| 2026-09-14 | 144K | 186K | 77.4% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 30 September 2026, the fails-to-deliver balance in HOPE is 405 shares, up 15 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (26 June 2026) to 18,380 shares (13 May 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-30 | 405 | $13.44 | $5K |
| 2026-09-29 | 390 | $13.64 | $5K |
| 2026-09-21 | 6,471 | $13.96 | $90K |
| 2026-08-31 | 125 | $13.92 | $2K |
| 2026-08-05 | 26 | $14.36 | $373 |
| 2026-07-31 | 4,301 | $14.03 | $60K |
| 2026-07-29 | 405 | $14.12 | $6K |
| 2026-07-28 | 199 | $13.82 | $3K |
| 2026-07-22 | 2,685 | $13.71 | $37K |
| 2026-07-16 | 53 | $13.60 | $721 |
| 2026-06-26 | 1 | $13.55 | $14 |
| 2026-06-23 | 277 | $12.96 | $4K |
| 2026-06-15 | 143 | $13.19 | $2K |
| 2026-05-28 | 2 | $12.53 | $25 |
| 2026-05-27 | 2,593 | $12.56 | $33K |
| 2026-05-26 | 2 | $12.38 | $25 |
| 2026-05-22 | 2 | $12.45 | $25 |
| 2026-05-20 | 202 | $12.13 | $2K |
| 2026-05-13 | 18,380 | $12.02 | $221K |
| 2026-05-07 | 224 | $12.63 | $3K |
| 2026-05-04 | 364 | $12.59 | $5K |
| 2026-04-27 | 315 | $12.43 | $4K |
| 2026-04-15 | 118 | $12.20 | $1K |
| 2026-04-09 | 260 | $12.17 | $3K |
| 2026-03-25 | 2 | $11.11 | $22 |
| 2026-03-18 | 923 | $10.83 | $10K |
| 2026-03-16 | 8 | $10.80 | $86 |
| 2026-03-05 | 180 | $11.41 | $2K |
| 2026-02-04 | 1,619 | $12.33 | $20K |
| 2025-12-22 | 600 | $11.45 | $7K |
Insider trades
SEC Form 4, newest first. JSONInsiders at HOPE reported 2 open-market sells worth $407K in the last 90 days and no open-market buys. Latest filing: Stenger Thomas (SEVP, Chief Risk Officer) on 2026-09-01.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-01 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 2K | $13.80 | $23K | 24K |
| 2026-08-03 | HA DAISY Y | Director | Sell | 27K | $14.24 | $385K | 346K |
| 2026-06-08 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 2K | $12.68 | $19K | 26K |
| 2026-05-21 | Nakajima Takaaki | Director | Grant | 4K | $12.45 | $54K | 4K |
| 2026-05-21 | Kim Joon Kyung | Director | Grant | 6K | $12.45 | $72K | 42K |
| 2026-05-21 | Lee Rachel H. | Director | Grant | 4K | $12.45 | $54K | 15K |
| 2026-05-21 | Zuehls Dale S. | Director | Grant | 7K | $12.45 | $92K | 68K |
| 2026-05-21 | Sacchi Guido Francesco | Director | Grant | 4K | $12.45 | $54K | 4K |
| 2026-05-21 | HA DAISY Y | Director | Grant | 4K | $12.45 | $54K | 15K |
| 2026-05-21 | Doo Jinho | Director | Grant | 5K | $12.45 | $63K | 28K |
| 2026-05-21 | Byun Donald | Director | Grant | 5K | $12.45 | $63K | 44K |
| 2026-05-06 | HA DAISY Y | Director | Sell | 12K | $12.53 | $150K | 373K |
| 2026-04-27 | Balicka Julianna | EVP, CFO | Tax withholding | 2K | $12.65 | $23K | 48K |
| 2026-04-16 | Williams Elworth | SEVP, Chief Comm Banking Ofcr | Tax withholding | 3K | $12.26 | $34K | 21K |
| 2026-04-16 | Bunting John | SEVP, Chief Corp. Inst.Bnk Ofr | Tax withholding | 5K | $12.26 | $63K | 48K |
| 2026-04-14 | Hawley Brian William | EVP, Chief Retail Banking Ofcr | Grant | 11K | $10.84 | $117K | 31K |
| 2026-04-14 | Stenger Thomas | SEVP, Chief Risk Officer | Grant | 12K | $10.84 | $130K | 28K |
| 2026-04-14 | Koh Peter | President & COO | Grant | 14K | $10.84 | $154K | 146K |
| 2026-04-14 | KIM JASON K | SEVP, Chief Bus. Bnking Ofcr | Grant | 10K | $10.84 | $112K | 87K |
| 2026-04-14 | Kim Kevin Sung | Chairman & CEO | Grant | 80K | $10.84 | $866K | 1.0M |
| 2026-04-14 | Harris Angelee | EVP, General Counsel | Grant | 10K | $10.84 | $104K | 31K |
| 2026-04-14 | Balicka Julianna | EVP, CFO | Grant | 11K | $10.84 | $122K | 50K |
| 2026-03-25 | Hawley Brian William | EVP, Chief Retail Banking Ofcr | Tax withholding | 1K | $11.05 | $14K | 21K |
| 2026-03-25 | Stenger Thomas | SEVP, Chief Risk Officer | Tax withholding | 2K | $11.05 | $22K | 16K |
| 2026-03-25 | Koh Peter | SEVP & COO | Tax withholding | 2K | $11.05 | $19K | 132K |
| 2026-03-25 | KIM JASON K | SEVP, Chief Bus. Bnking Ofcr | Tax withholding | 1K | $11.05 | $14K | 77K |
| 2026-03-25 | Kim Kevin Sung | Chairman, Pres & CEO | Tax withholding | 13K | $11.05 | $148K | 946K |
| 2026-03-25 | Harris Angelee | EVP, General Counsel | Tax withholding | 1K | $11.05 | $13K | 21K |
| 2026-03-25 | Balicka Julianna | EVP, CFO | Tax withholding | 1K | $11.05 | $15K | 38K |
| 2026-03-24 | Hawley Brian William | EVP, Chief Retail Banking Ofcr | Tax withholding | 1K | $10.84 | $12K | 22K |
| 2026-03-24 | Stenger Thomas | SEVP, Chief Risk Officer | Tax withholding | 3K | $10.84 | $29K | 18K |
| 2026-03-24 | Koh Peter | SEVP & COO | Tax withholding | 3K | $10.84 | $27K | 134K |
| 2026-03-24 | KIM JASON K | SEVP, Chief Bus. Bnking Ofcr | Tax withholding | 2K | $10.84 | $21K | 78K |
| 2026-03-24 | Kim Kevin Sung | Chairman, Pres & CEO | Tax withholding | 22K | $10.84 | $238K | 960K |
| 2026-03-24 | Harris Angelee | EVP, General Counsel | Tax withholding | 1K | $10.84 | $15K | 22K |
| 2026-03-24 | Balicka Julianna | EVP, CFO | Tax withholding | 1K | $10.84 | $12K | 40K |
| 2026-02-06 | HA DAISY Y | Director | Sell | 31K | $12.48 | $387K | 0 |
| 2026-02-05 | HA DAISY Y | Director | Sell | 26K | $12.57 | $321K | 31K |
| 2025-12-12 | KIM JASON K | SEVP, Chief Bus. Bnking Ofcr | Sell | 1K | $11.41 | $11K | 80K |
| 2025-12-11 | KIM JASON K | SEVP, Chief Bus. Bnking Ofcr | Sell | 1K | $11.60 | $12K | 81K |
| 2025-12-11 | Malone David P | Director | Sell | 21K | $11.50 | $239K | 67K |
| 2025-12-10 | KIM JASON K | SEVP, Chief Bus. Bnking Ofcr | Sell | 1K | $11.54 | $12K | 82K |
| 2025-12-08 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 2K | $11.00 | $21K | 20K |
| 2025-11-19 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 2K | $10.00 | $21K | 22K |
| 2025-10-15 | Harris Angelee | EVP, General Counsel | Tax withholding | 537 | $10.80 | $6K | 24K |
| 2025-09-15 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 2K | $10.91 | $17K | 24K |
| 2025-09-10 | Harris Angelee | EVP, General Counsel | Sell | 4K | $11.02 | $39K | 24K |
| 2025-08-06 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 2K | $10.01 | $20K | 26K |
| 2025-07-21 | Koh Peter | SEVP & COO | Tax withholding | 1K | $11.36 | $16K | 136K |
| 2025-07-21 | Stenger Thomas | SEVP, Chief Risk Officer | Tax withholding | 1K | $11.36 | $15K | 28K |
| 2025-07-21 | Harris Angelee | EVP, General Counsel | Tax withholding | 752 | $11.36 | $9K | 28K |
| 2025-07-21 | Kim Kevin Sung | Chairman, Pres & CEO | Tax withholding | 11K | $11.36 | $125K | 982K |
| 2025-07-21 | Balicka Julianna | EVP, CFO | Tax withholding | 1K | $11.36 | $13K | 41K |
| 2025-05-22 | Byun Donald | Director | Grant | 6K | $10.08 | $63K | 39K |
| 2025-05-22 | Doo Jinho | Director | Grant | 5K | $10.08 | $54K | 23K |
| 2025-05-22 | Kim Joon Kyung | Director | Grant | 7K | $10.08 | $72K | 36K |
| 2025-05-22 | HA DAISY Y | Director | Grant | 5K | $10.08 | $54K | 452K |
| 2025-05-22 | Koh Steven | Director | Grant | 8K | $10.08 | $83K | 87K |
| 2025-05-22 | Lee Rachel H. | Director | Grant | 5K | $10.08 | $54K | 10K |
| 2025-05-22 | Pai Lisa K | Director | Grant | 5K | $10.08 | $54K | 55K |
| 2025-05-22 | Malone David P | Director | Grant | 6K | $10.08 | $63K | 87K |
| 2025-05-22 | Whang Scott Yoon-suk | Director | Grant | 6K | $10.08 | $63K | 49K |
| 2025-05-22 | Zuehls Dale S. | Director | Grant | 9K | $10.08 | $92K | 60K |
| 2025-04-28 | Balicka Julianna | EVP, CFO | Tax withholding | 2K | $10.06 | $18K | 42K |
| 2025-04-16 | Williams Elworth | SEVP, Chief Comm Banking Ofcr | Grant | 23K | $9.40 | $220K | 23K |
| 2025-04-16 | Bunting John | EVP, Chief Corp. Inst. Bnk Ofr | Grant | 16K | $9.40 | $150K | 16K |
| 2025-04-16 | Bunting John | EVP, Chief Corp. Inst. Bnk Ofr | Grant | 38K | $9.40 | $353K | 38K |
| 2025-03-21 | KIM KYU S. | SEVP, Chief Commercial Bnk Ofr | Grant | 11K | $10.45 | $117K | 94K |
| 2025-03-21 | KIM KYU S. | SEVP, Chief Commercial Bnk Ofr | Tax withholding | 3K | $10.45 | $30K | 83K |
| 2025-03-21 | Balicka Julianna | EVP, CFO | Grant | 11K | $10.45 | $117K | 44K |
| 2025-03-21 | Koh Peter | SEVP & COO | Grant | 14K | $10.45 | $147K | 137K |
| 2025-03-21 | Koh Peter | SEVP & COO | Tax withholding | 3K | $10.45 | $33K | 123K |
| 2025-03-21 | Kim Kevin Sung | Chairman, Pres & CEO | Grant | 79K | $10.45 | $825K | 993K |
| 2025-03-21 | Kim Kevin Sung | Chairman, Pres & CEO | Tax withholding | 18K | $10.45 | $191K | 914K |
| 2025-03-21 | Stenger Thomas | SEVP, Chief Risk Officer | Grant | 12K | $10.45 | $125K | 29K |
| 2025-03-21 | Stenger Thomas | SEVP, Chief Risk Officer | Tax withholding | 4K | $10.45 | $38K | 17K |
| 2025-03-21 | Harris Angelee | EVP, General Counsel | Grant | 10K | $10.45 | $100K | 28K |
| 2025-03-21 | Harris Angelee | EVP, General Counsel | Tax withholding | 2K | $10.45 | $24K | 19K |
| 2025-03-07 | Harris Angelee | EVP, General Counsel | Tax withholding | 988 | $10.57 | $10K | 21K |
| 2025-03-07 | Harris Angelee | EVP, General Counsel | Exercise or conversion | 2K | $10.57 | $25K | 22K |
| 2025-03-07 | Stenger Thomas | SEVP, Chief Risk Officer | Tax withholding | 2K | $10.57 | $18K | 21K |
| 2025-03-07 | Stenger Thomas | SEVP, Chief Risk Officer | Exercise or conversion | 3K | $10.57 | $36K | 23K |
| 2025-03-07 | Koh Peter | SEVP & COO | Exercise or conversion | 4K | $10.57 | $39K | 128K |
| 2025-03-07 | Koh Peter | SEVP & COO | Tax withholding | 2K | $10.57 | $16K | 127K |
| 2025-03-07 | Kim Kevin Sung | Chairman, Pres & CEO | Exercise or conversion | 34K | $10.57 | $364K | 944K |
| 2025-03-07 | Kim Kevin Sung | Chairman, Pres & CEO | Tax withholding | 12K | $10.57 | $130K | 932K |
| 2025-03-07 | KIM KYU S. | SEVP, Chief Commercial Bnk Ofr | Exercise or conversion | 3K | $10.57 | $35K | 87K |
| 2025-03-07 | KIM KYU S. | SEVP, Chief Commercial Bnk Ofr | Tax withholding | 1K | $10.57 | $14K | 86K |
| 2025-01-30 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 4K | $11.83 | $50K | 19K |
| 2024-12-10 | Malone David P | Director | Sell | 29K | $13.50 | $388K | 81K |
| 2024-12-05 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 1K | $13.58 | $17K | 23K |
| 2024-11-25 | Harris Angelee | EVP, General Counsel | Sell | 3K | $14.16 | $42K | 20K |
| 2024-11-20 | Koh Steven | Director | Sell | 97K | $13.33 | $1.3M | 3.2M |
| 2024-11-07 | HA DAISY Y | Director | Sell | 27K | $13.83 | $375K | 447K |
| 2024-11-06 | Stenger Thomas | SEVP, Chief Risk Officer | Sell | 1K | $12.50 | $16K | 25K |
| 2024-10-15 | Harris Angelee | EVP, General Counsel | Tax withholding | 536 | $13.17 | $7K | 23K |
| 2024-09-04 | Harris Angelee | EVP, General Counsel | Sell | 2K | $12.48 | $19K | 23K |
| 2024-08-29 | Malone David P | Director | Sell | 10K | $12.71 | $133K | 110K |
| 2024-08-20 | Doo Jinho | Director | Sell | 4K | $12.22 | $53K | 17K |
| 2024-08-19 | Doo Jinho | Director | Sell | 11K | $12.40 | $133K | 22K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON7 Form 144 notices on file for HOPE worth $1.6M at the prices reported; 2 in the last 90 days worth $428K. Latest: Malone David P filed on 2026-08-13 to sell 3,483 shares ($50K) from 2026-08-13.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-08-13 | Malone David PDirector | 3K | $50K | 0.003% | 2026-08-13 | Charles Schwab Corp |
| 2026-08-03 | HA DAISY YMember of immediate family of any of the foregoing | 27K | $378K | 0.021% | 2026-08-03 | Fidelity Brokerage Services LLC |
| 2026-06-05 | Malone David PDirector | 6K | $79K | 0.005% | 2026-06-05 | Charles Schwab Corp. |
| 2026-05-06 | HA DAISY YMember of immediate family of any of the foregoing | 12K | $152K | 0.009% | 2026-05-06 | Fidelity Brokerage Services LLC |
| 2026-02-05 | HA DAISY YSpouse of Affiliate | 57K | $694K | 0.044% | 2026-02-05 | Fidelity Brokerage Services LLC |
| 2025-12-10 | Malone David PDirector | 21K | $231K | 0.016% | 2025-12-10 | Charles Schwab Corp. |
| 2025-12-05 | Stenger ThomasOfficer, SEVP, Chief Risk Officer | 2K | $21K | 0.001% | 2025-12-05 | Citigroup Global Markets, Inc. |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON2 holders report 5% or more of HOPE in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Portfolio Management at 6.0% of the class (7,656,647 shares), filed 2026-04-29 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-30 | 13G | Vanguard Capital Managementinvestment adviser | 6.5M | 5.1% | 2026-03-31 |
| 2026-04-29 | 13G | Vanguard Portfolio Managementinvestment adviser | 7.7M | 6.0% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 14 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2026-02-17 | 13G/Ano. 8 | Fuller & Thaler Asset Management, Inc.investment adviser | 6.1M | 4.7% | 2025-12-31 |
13F holders
Tracked managers holding HOPE at their latest 13F. JSON5 of the 30 tracked managers held HOPE at their latest 13F, $69.0M in total at quarter-end prices. Two Sigma Investments is the largest at $44.9M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Two Sigma Investments | 2026-06-30 | 3.3M | $44.9M | 0.03% | +357K |
| Citadel Advisors | 2026-06-30 | 650K | $8.9M | 0.00% | +620K |
| Renaissance Technologies | 2026-06-30 | 585K | $8.0M | 0.01% | -72K |
| AQR Capital Management | 2026-06-30 | 501K | $6.9M | 0.00% | -130 |
| D. E. Shaw & Co. | 2026-06-30 | 26K | $352K | 0.00% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn FY 2025 it generated $164.5M of operating cash flow.
- Equity
- $2.30B
- Total assets
- $18.99B
- Shares outstanding
- 127,741,836
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | n/a | $33.0M | n/a | 0.26 |
| Q1 FY 2026 | 2026-03-31 | n/a | $29.5M | n/a | 0.23 |
| Q4 FY 2025 | 2025-12-31 | n/a | $34.5M | n/a | 0.27 |
| Q3 FY 2025 | 2025-09-30 | n/a | $30.8M | n/a | 0.24 |
| Q2 FY 2025 | 2025-06-30 | n/a | -$24.8M | n/a | -0.19 |
| Q1 FY 2025 | 2025-03-31 | n/a | $21.1M | n/a | 0.17 |
| Q4 FY 2024 | 2024-12-31 | n/a | $24.3M | n/a | 0.20 |
| Q3 FY 2024 | 2024-09-30 | n/a | $24.2M | n/a | 0.20 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | n/a | $61.6M | $164.5M | $13.1M | n/a | n/a |
| FY 2024 | 2024-12-31 | n/a | $99.6M | $116.7M | $9.8M | $0 | n/a |
| FY 2023 | 2023-12-31 | n/a | $133.7M | $473.8M | $13.1M | $0 | n/a |
| FY 2022 | 2022-12-31 | n/a | $218.3M | $485.5M | $9.1M | $14.7M | n/a |
| FY 2021 | 2021-12-31 | n/a | $204.6M | $324.2M | $7.2M | $50.0M | $68.7M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-07-31 from the cover page.
What this page is
Hope Bancorp in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Hope Bancorp (HOPE), SEC CIK 1128361, listed on Nasdaq, classified by the SEC as national commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-23.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-30.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-13.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-30.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-27.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-01.JSON and CSV
- Company record
- EDGAR filing index for CIK 1128361Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as national commercial banks
Other company pages
Datasets
Frequently Asked Questions
How much of HOPE is sold short?
7,291,730 shares were held short at the 2026-09-30 settlement, 7.1 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is HOPE's daily short volume?
On 2026-10-23, 206,704 of the 252,218 HOPE shares reported to FINRA were sold short, 82.0% of the day's reported volume. Short volume is a flow for one day, not a position.
Does HOPE have fails to deliver?
The SEC's latest file shows 405 HOPE shares failed to deliver at settlement 2026-09-30. Fails are reported per settlement date and published twice a month with a lag.
Are HOPE insiders buying or selling?
Insiders at HOPE reported 2 open-market sells worth $407K in the last 90 days and no open-market buys. Latest filing: Stenger Thomas (SEVP, Chief Risk Officer) on 2026-09-01.
Have HOPE insiders filed to sell?
7 Form 144 notices on file for HOPE worth $1.6M at the prices reported; 2 in the last 90 days worth $428K. Latest: Malone David P filed on 2026-08-13 to sell 3,483 shares ($50K) from 2026-08-13.
Who owns 5% or more of HOPE?
2 holders report 5% or more of HOPE in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Portfolio Management at 6.0% of the class (7,656,647 shares), filed 2026-04-29 for an event on 2026-03-31.
What did HOPE report last quarter?
In FY 2025 it generated $164.5M of operating cash flow.
Which tracked 13F managers own HOPE?
5 of the 30 tracked 13F managers held HOPE shares at their latest filing, $69.0M in all. The largest: Two Sigma Investments (3.3M shares, $44.9M), Ken Griffin's Citadel Advisors (650K shares, $8.9M), Renaissance Technologies (585K shares, $8.0M), Cliff Asness's AQR Capital Management (501K shares, $6.9M), D. E. Shaw & Co. (26K shares, $352K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.