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Nu Holdings (NU)

Nu Holdings on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders and insider trades. Listed on NYSE.

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139.7M

Short interest

settlement 2026-10-15

1.5

Days to cover

-0.2 days vs prior

48.8%

Short share of volume

2026-11-02

1,974

Fails to deliver

settlement 2026-10-13

-$6.0M

Insider flow, 90 days

0 buys, 5 sells

As of 2026-11-02.

Short interest

FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSON

As of 15 October 2026, short interest in NU is 139,668,793 shares, up 7,998,115 shares over the last month. Over the last 48 readings it ranged from 91,862,429 shares (13 February 2026) to 169,241,243 shares (14 March 2025). At the reported average volume of 91.6M shares a day that is 1.5 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-10-15139,668,793+3.8%91,608,8751.52
2026-09-30134,581,655+2.2%79,707,9731.69
2026-09-15131,670,678-14.2%67,239,5031.96
2026-08-31153,390,064+18.4%72,600,0732.11
2026-08-14129,510,209-11.8%63,261,8212.05
2026-07-31146,906,997-5.1%103,601,1601.42
2026-07-15154,746,079+4.3%100,625,2171.54
2026-06-30148,358,897-5.2%50,412,5392.94
2026-06-15156,473,768+8.9%70,378,2882.22
2026-05-29143,680,038-0.1%57,839,2512.48
2026-05-15143,892,048+1.8%54,810,0742.63
2026-04-30141,390,974+6.7%31,595,6584.48
2026-04-15132,576,427-2.1%42,302,7953.13
2026-03-31135,397,343-0.2%56,940,3002.38
2026-03-13135,681,653+15.4%63,735,5832.13
2026-02-27117,553,286+28.0%73,141,8121.61
2026-02-1391,862,429-15.7%49,272,8381.86
2026-01-30108,927,405+3.2%58,845,0331.85
2026-01-15105,531,968-2.6%39,368,7312.68
2025-12-31108,322,045+3.8%31,753,9983.41
2025-12-15104,343,898+2.7%35,585,5692.93
2025-11-28101,595,694+0.4%44,024,7332.31
2025-11-14101,193,909-14.9%37,266,1412.72
2025-10-31118,915,151+16.4%30,101,3193.95
2025-10-15102,191,494-3.4%45,632,4592.24
2025-09-30105,739,658-8.8%46,401,9802.28
2025-09-15115,893,899-2.9%44,037,3092.63
2025-08-29119,389,572-4.3%62,556,5121.91
2025-08-15124,713,166+5.0%46,035,3612.71
2025-07-31118,728,660+15.2%57,510,3552.06
2025-07-15103,031,085+0.0%73,981,0881.39
2025-06-30103,001,871-2.3%95,111,2551.08
2025-06-13105,425,710-0.4%49,093,4932.15
2025-05-30105,839,116-4.7%57,949,9681.83
2025-05-15111,048,908-15.4%55,884,1421.99
2025-04-30131,317,311-1.5%46,044,2022.85
2025-04-15133,351,582+8.1%67,012,8681.99
2025-03-31123,333,562-27.1%55,781,4962.21
2025-03-14169,241,243+24.4%64,676,0362.62
2025-02-28135,996,120+13.0%81,780,0591.66
2025-02-14120,389,157+6.2%35,436,9523.40
2025-01-31113,355,670-12.1%41,314,5192.74
2025-01-15128,960,100-5.2%27,359,0824.71
2024-12-31135,968,430-4.9%45,843,0232.97
2024-12-13142,991,649-4.0%41,960,8813.41
2024-11-29148,988,180-1.8%48,738,4903.06
2024-11-15151,690,505-9.8%37,239,7164.07
2024-10-31168,218,701-3.9%20,952,2798.03

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 2 November 2026, the short share of NU volume is 48.8%, down 5.0 points over the last five sessions. Over the last 30 readings it ranged from 18.5% (30 September 2026) to 62.2% (2 October 2026). The latest reading is 5.2 points above the 30-session average of 43.6%, on 30.4M shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-11-0214.8M30.4M48.8%30,594
2026-10-3015.8M39.8M39.7%22,405
2026-10-2914.7M48.7M30.1%42,025
2026-10-2814.2M47.6M29.7%384,504
2026-10-2721.4M52.7M40.7%3,393,994
2026-10-2679.4M147.7M53.8%8,607,797
2026-10-2332.7M56.7M57.6%66,298
2026-10-2218.5M32.0M57.7%54,811
2026-10-2122.1M42.6M51.9%29,129
2026-10-2020.0M40.9M48.8%60,569
2026-10-1912.3M22.1M55.9%18,911
2026-10-1611.2M24.5M45.6%39,941
2026-10-1524.9M48.5M51.3%153,045
2026-10-1422.3M47.7M46.7%28,651
2026-10-1312.8M34.5M37.2%25,120
2026-10-129.1M30.2M30.3%10,957
2026-10-0917.8M46.5M38.3%218,443
2026-10-0812.6M29.3M42.8%26,020
2026-10-0713.3M43.4M30.6%57,658
2026-10-0618.9M54.4M34.7%82,087
2026-10-0533.4M76.9M43.4%152,080
2026-10-0225.4M40.8M62.2%78,784
2026-10-0134.0M70.3M48.4%36,088
2026-09-3010.5M56.7M18.5%38,584
2026-09-297.8M39.0M19.9%426,033
2026-09-2838.7M77.2M50.1%406,303
2026-09-2516.8M34.8M48.3%16,364
2026-09-2419.9M43.7M45.6%583,596
2026-09-2319.7M38.0M51.7%69,366
2026-09-2220.6M43.3M47.5%33,523

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 13 October 2026, the fails-to-deliver balance in NU is 1,974 shares, up 868 shares over the last settlement date. Over the last 30 readings it ranged from 14 shares (17 June 2026) to 725,600 shares (5 October 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-10-131,974$16.01$32K
2026-10-091,106$15.38$17K
2026-10-0796,923$15.66$1.5M
2026-10-0668,186$15.18$1.0M
2026-10-05725,600$13.43$9.7M
2026-10-02153,171$13.29$2.0M
2026-10-0185,695$12.66$1.1M
2026-09-2815,170$13.59$206K
2026-09-09102$15.33$2K
2026-09-08550$15.37$8K
2026-09-03900$15.40$14K
2026-09-0184,951$14.55$1.2M
2026-08-318,307$14.30$119K
2026-08-283,172$14.88$47K
2026-08-1716$15.23$244
2026-08-142,350$13.93$33K
2026-08-06502$14.48$7K
2026-08-0510,398$14.33$149K
2026-08-0343,305$14.33$621K
2026-07-2988,739$14.68$1.3M
2026-07-272,331$14.09$33K
2026-07-23645$14.51$9K
2026-07-02111,969$13.39$1.5M
2026-06-30559$13.13$7K
2026-06-29186$13.17$2K
2026-06-23312,469$12.79$4.0M
2026-06-224,055$12.71$52K
2026-06-185,652$12.89$73K
2026-06-1714$12.72$178
2026-06-1518,286$12.19$223K

Insider trades

SEC Form 4, newest first. JSON

Insiders at NU reported 5 open-market sells worth $6.0M in the last 90 days and no open-market buys. Latest filing: Young Eric (Chief Technology Officer) on 2026-10-23.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-10-23Young EricChief Technology OfficerTax withholding491K$13.29$6.5M4.5M
2026-10-23Osorno David VelezChairman and CEOTax withholding46K$13.29$607K19.7M
2026-10-23Fragelli Henrique Camossa SaldanhaChief Risk OfficerTax withholding13K$13.29$174K966K
2026-10-23Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerTax withholding8K$13.29$107K2.5M
2026-10-15Velez Osorno DavidChairman and CEOGrant13.6M$0.00$019.7M
2026-10-05Junqueira Cristina Helena ZingarettiUS CEO and Chief Growth OffcrSell25K$15.01$375K4.9M
2026-09-28Wilson Sarah K.Chief Legal OfficerGrant1.4M$0.00$01.4M
2026-08-25Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSell65K$14.71$956K2.5M
2026-08-24PIACENTINI DIEGODirectorGrant1K$0.00$032K
2026-08-24Sands Anita MDirectorGrant1K$0.00$0194K
2026-08-24Moreno Mejia Luis AlbertoDirectorGrant1K$0.00$0253K
2026-08-24LEONE DOUGLAS MDirectorGrant1K$0.00$0200K
2026-08-24Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSell25K$15.00$375K4.9M
2026-08-14Fragelli Henrique Camossa SaldanhaChief Risk OfficerSell222K$15.81$3.5M979K
2026-08-14Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSell50K$15.80$790K4.9M
2026-08-07Reses Jacqueline DDirectorGrant27K$0.00$046K
2026-08-07PIACENTINI DIEGODirectorGrant23K$0.00$031K
2026-08-07Sands Anita MDirectorGrant31K$0.00$0193K
2026-08-07Pham ThuanDirectorGrant23K$0.00$0134K
2026-08-07Moreno Mejia Luis AlbertoDirectorGrant25K$0.00$0252K
2026-08-07Marcus DavidDirectorGrant25K$0.00$0655K
2026-08-07LEONE DOUGLAS MDirectorGrant25K$0.00$0199K
2026-08-07Calderon Peres Rogerio PauloDirectorGrant23K$0.00$0103K
2026-07-23Velez Osorno DavidChairman and CEOTax withholding46K$13.39$612K6.2M
2026-07-23Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth Off.Tax withholding8K$13.39$108K2.6M
2026-07-23Fragelli Henrique Camossa SaldanhaChief Risk OfficerTax withholding13K$13.39$181K1.2M
2026-07-13Livingston Robert PhilipChief Financial OfficerGrant2.2M$0.00$02.2M
2026-05-15Sands Anita MDirectorSell21K$12.24$257K162K
2026-04-23Velez Osorno DavidChairman and CEOTax withholding46K$14.44$660K6.2M
2026-04-23Lago Guilherme MarquesChief Financial OfficerTax withholding24K$14.44$352K7.0M
2026-04-23Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth Off.Tax withholding8K$14.44$119K2.6M
2026-04-23Fragelli Henrique Camossa SaldanhaChief Risk OfficerTax withholding12K$14.44$173K1.2M
2026-04-08Fragelli Henrique Camossa SaldanhaChief Risk OfficerExercise or conversion594K$0.43$255K4.7M
2026-04-08Fragelli Henrique Camossa SaldanhaChief Risk OfficerExercise or conversion1.8M$0.29$516K4.1M
2026-03-23Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSell80K$14.81$1.2M2.3M
2026-03-23Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSell220K$14.82$3.3M5.0M

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Planned sales (Form 144)

Newest first. JSON

17 Form 144 notices on file for NU worth $31.0M at the prices reported; 7 in the last 90 days worth $11.8M. Latest: THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025 filed on 2026-10-05 to sell 25,000 shares ($336K) from 2026-10-05.

FiledSellerSharesMarket valueOf outstandingSale fromBroker
2026-10-05THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025Officer25K$336K0.001%2026-10-05Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-25CRISTINA HELENA ZINGARETTI JUNQUEIRAOfficer65K$956K0.002%2026-08-25Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-24THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025Officer25K$365K0.001%2026-08-24Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-17VICTORY LANE CAPITAL LTDOfficer100K$1.5M0.003%2026-08-17Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-17ZJ WY LLCOfficer300K$4.5M0.008%2026-08-17Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-14THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025Officer50K$697K0.001%2026-08-14Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-14HENRIQUE CAMOSSA SALDANHA FRAGELLI & ROBERTA NARIKAWAOfficer222K$3.5M0.006%2026-08-14Morgan Stanley Smith Barney LLC Executive Financial Services
2026-05-15Anita SandsDirector21K$254K0.000%2026-05-15UBS Financial Services Inc
2026-03-23THE RUBENS F PEREIRA REV TRUSTOfficer80K$1.2M0.002%2026-03-23Morgan Stanley Smith Barney LLC Executive Financial Services
2026-03-23THE CRISTINA H Z J REVOCABLE TRUSTOfficer220K$3.3M0.006%2026-03-23Morgan Stanley Smith Barney LLC Executive Financial Services
2025-11-26SUZANA KUBRICOfficer63K$1.1M0.002%2025-11-26Morgan Stanley Smith Barney LLC Executive Financial Services
2025-11-25SUZANA KUBRICOfficer10K$165K0.000%2025-11-25Morgan Stanley Smith Barney LLC Executive Financial Services
2025-11-25HENRIQUE CAMOSSA SALDANHA FRAGELLI& ROBERTA NARIKAWA JT TENOfficer28K$454K0.001%2025-11-25Morgan Stanley Smith Barney LLC Executive Financial Services
2025-11-20HENRIQUE CAMOSSA SALDANHA FRAGELLI& ROBERTA NARIKAWA JT TENOfficer13K$200K0.000%2025-11-20Morgan Stanley Smith Barney LLC Executive Financial Services
2025-11-14VITOR GUARINO OLIVIEROfficer710K$11.3M0.015%2025-11-14Morgan Stanley Smith Barney LLC Executive Financial Services
2025-11-14SUZANA KUBRICOfficer5K$81K0.000%2025-11-14Morgan Stanley Smith Barney LLC Executive Financial Services
2025-09-19ROGERIO PAULO CALDERON PERESDirector70K$1.1M0.001%2025-09-19Morgan Stanley Smith Barney LLC Executive Financial Services

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

4 holders report 5% or more of NU in their latest filing, all on Schedule 13G (passive). The largest reported stake is David Velez Osorno at 19.2% of the class (905,579,578 shares), filed 2025-10-17 for an event on 2025-09-30.

FiledFormHolderSharesOf classEvent
2026-08-0313G/Ano. 2BAILLIE GIFFORD & COinvestment company229.9M6.0%2026-06-30
2026-04-2413G/Ano. 1BlackRock, Inc.parent holding company320.3M8.4%2026-03-31
2025-11-1313G/Ano. 2Capital Research Global Investorsinvestment adviser184.6M4.9%2025-09-30
2025-10-1713G/Ano. 5David Velez Osornoindividual905.6M19.2%2025-09-30
2025-10-1713G/Ano. 5Rua California Ltd.corporation902.2M19.1%2025-09-30

13F holders

Tracked managers holding NU at their latest 13F. JSON

12 of the 30 tracked managers held NU at their latest 13F, $1.45B in total at quarter-end prices. Lone Pine Capital is the largest at $630.9M (3.9% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 8 cut.

FundQuarterSharesValueOf portfolioChange in shares
Lone Pine Capital2026-06-3047.2M$630.9M3.86%+9.2M
Coatue Management2026-06-3029.3M$391.9M0.81%0
Tiger Global Management2026-06-3011.0M$147.4M0.61%0
Fisher Asset Management2026-06-3010.0M$133.7M0.04%-414K
Point72 Asset Management2026-06-302.9M$39.1M0.04%+1.2M
Renaissance Technologies2026-06-302.8M$37.8M0.05%-13.4M
Two Sigma Investments2026-06-301.4M$18.2M0.01%-7.8M
AQR Capital Management2026-06-301.2M$15.8M0.01%-226K
ARK Investment Management2026-06-301.1M$14.3M0.09%-99K
Citadel Advisors2026-06-301.0M$13.4M0.00%-2.8M
D. E. Shaw & Co.2026-06-30584K$7.8M0.00%-2.8M
Millennium Management2026-06-3082K$1.1M0.00%-3.9M

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

Nu Holdings in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Nu Holdings (NU), SEC CIK 1691493, listed on NYSE. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-13.JSON and CSV
Planned sales
SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-10-05.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-03.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Insider trades
SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-23.JSON and CSV
Company record
EDGAR filing index for CIK 1691493Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of NU is sold short?
139,668,793 shares were held short at the 2026-10-15 settlement, 1.5 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is NU's daily short volume?
On 2026-11-02, 14,817,988 of the 30,362,926 NU shares reported to FINRA were sold short, 48.8% of the day's reported volume. Short volume is a flow for one day, not a position.
Does NU have fails to deliver?
The SEC's latest file shows 1,974 NU shares failed to deliver at settlement 2026-10-13. Fails are reported per settlement date and published twice a month with a lag.
Are NU insiders buying or selling?
Insiders at NU reported 5 open-market sells worth $6.0M in the last 90 days and no open-market buys. Latest filing: Young Eric (Chief Technology Officer) on 2026-10-23.
Have NU insiders filed to sell?
17 Form 144 notices on file for NU worth $31.0M at the prices reported; 7 in the last 90 days worth $11.8M. Latest: THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025 filed on 2026-10-05 to sell 25,000 shares ($336K) from 2026-10-05.
Who owns 5% or more of NU?
4 holders report 5% or more of NU in their latest filing, all on Schedule 13G (passive). The largest reported stake is David Velez Osorno at 19.2% of the class (905,579,578 shares), filed 2025-10-17 for an event on 2025-09-30.
Which tracked 13F managers own NU?
12 of the 30 tracked 13F managers held NU shares at their latest filing, $1.45B in all. The largest: Lone Pine Capital (47.2M shares, $630.9M), Philippe Laffont's Coatue Management (29.3M shares, $391.9M), Chase Coleman's Tiger Global Management (11.0M shares, $147.4M), Ken Fisher's Fisher Asset Management (10.0M shares, $133.7M), Steve Cohen's Point72 Asset Management (2.9M shares, $39.1M), Renaissance Technologies (2.8M shares, $37.8M). The table above lists all 12.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.