XOOMAR

Penumbra Inc (PEN)

Every FINRA and SEC series the site collects for Penumbra Inc: short interest with days to cover, daily short sale volume, fails to deliver and Form 4 insider trades. Listed on NYSE, classified by the SEC as surgical & medical instruments & apparatus.

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1.7M

Short interest

settlement 2026-08-31

6.0

Days to cover

-4.8% vs prior

84.8%

Short share of volume

2026-09-17

1,261

Fails to deliver

settlement 2026-08-28

Wed 4 Nov

Next earnings

estimated; last year 2025-11-05

$0

Insider flow, 90 days

0 buys, 0 sells

As of 2026-09-17.

Short interest

FINRA, twice a month; the last 12 months shown, all 48 settlements in the JSON

As of 31 August 2026, short interest in PEN is 1,731,493 shares, down 104,553 shares over the last month. Over the last 48 readings it ranged from 1,224,870 shares (14 March 2025) to 2,654,223 shares (15 October 2024). At the reported average volume of 288K shares a day that is 6.0 days to cover, elevated.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-08-311,731,493-4.8%287,6156.02
2026-08-141,818,794-0.9%260,2636.99
2026-07-311,836,046-13.6%438,2454.19
2026-07-152,123,757+4.2%337,1876.30
2026-06-302,037,620+2.5%399,5995.10
2026-06-151,986,919+3.7%431,1344.61
2026-05-291,916,131-0.0%460,9344.16
2026-05-151,916,276+1.0%411,9144.65
2026-04-301,896,966-5.5%578,7143.28
2026-04-152,007,168-17.7%473,3044.24
2026-03-312,437,639+18.3%655,3843.72
2026-03-132,061,336+10.4%662,1063.11
2026-02-271,866,429+0.2%622,7233.00
2026-02-131,863,136+16.3%973,7471.91
2026-01-301,601,731-7.0%1,765,9731.00
2026-01-151,722,051+0.7%1,609,6841.07
2025-12-311,709,674+6.3%395,7864.32
2025-12-151,607,603+6.1%509,3153.16
2025-11-281,514,769-10.2%495,9473.05
2025-11-141,687,371-7.3%572,6122.95
2025-10-311,819,291+5.0%394,7444.61
2025-10-151,733,518+7.5%325,5495.32
2025-09-301,612,966-18.5%418,4953.85
2025-09-151,978,313+10.6%481,7564.11

Daily short volume

FINRA Reg SHO, last 60 sessions. JSON

As of 17 September 2026, the short share of PEN volume is 84.8%, up 10.7 points over the last five sessions. Over the last 52 readings it ranged from 26.1% (22 July 2026) to 84.8% (17 September 2026). The latest reading sits at the top of that range. The latest reading is 29.5 points above the 30-session average of 55.3%, on 192K shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-09-17163K192K84.8%0
2026-09-1676K287K26.5%137
2026-09-15120K304K39.5%0
2026-09-1444K69K64.0%7
2026-09-1139K63K62.7%0
2026-09-1043K58K74.1%0
2026-09-0959K113K52.2%0
2026-09-08100K155K64.7%67
2026-09-0428K42K68.1%0
2026-09-0339K49K79.8%0
2026-09-0227K44K62.2%0
2026-09-0131K52K59.1%0
2026-08-3151K75K67.0%24
2026-08-2830K45K67.0%1
2026-08-2789K197K45.1%6
2026-08-26119K193K61.8%0
2026-08-2552K85K61.2%0
2026-08-2430K59K51.4%61
2026-08-2131K63K49.5%79
2026-08-2036K58K61.9%0
2026-08-1957K152K37.6%33
2026-08-1818K40K45.4%0
2026-08-1731K58K53.4%79
2026-08-1417K53K32.7%255
2026-08-1330K52K58.2%0
2026-08-1237K96K38.4%0
2026-08-1134K60K56.2%0
2026-08-1026K54K47.6%50
2026-08-0728K72K39.4%0
2026-08-0639K82K47.5%0

Fails to deliver

SEC, by settlement date. JSON

As of 28 August 2026, the fails-to-deliver balance in PEN is 1,261 shares, up 1,244 shares over the last settlement date. Over the last 52 readings it ranged from 4 shares (19 August 2026) to 49,607 shares (11 June 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-08-281,261$321.00$405K
2026-08-2417$325.18$6K
2026-08-211,378$323.76$446K
2026-08-2017$326.84$6K
2026-08-194$324.75$1K
2026-08-1820$327.17$7K
2026-08-1740$327.02$13K
2026-08-139$326.58$3K
2026-08-1216,343$326.28$5.3M
2026-08-111,602$325.98$522K
2026-08-10176$324.66$57K
2026-08-069$323.21$3K
2026-08-05307$324.22$100K
2026-08-03478$321.19$154K
2026-07-31485$319.83$155K
2026-07-295,426$319.99$1.7M
2026-07-23227$316.50$72K
2026-07-1543,220$316.26$13.7M
2026-06-29835$316.63$264K
2026-06-26154$317.40$49K
2026-06-252,074$316.36$656K
2026-06-225$317.20$2K
2026-06-15342$318.71$109K
2026-06-121,238$318.32$394K
2026-06-1149,607$319.34$15.8M
2026-06-091,773$320.07$567K
2026-06-0536$320.63$12K
2026-06-024,213$318.95$1.3M
2026-06-01467$318.30$149K
2026-05-291,355$318.95$432K

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

No open-market insider trades were reported for PEN in the last 90 days. The most recent filings are listed below; grants and option exercises carry a weaker signal than voluntary trades. Latest filing: Narayan Shruthi (President) on 2026-09-15.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-09-15Narayan ShruthiPresidentTax withholding1K$318.43$392K33K
2026-08-17Narayan ShruthiPresidentGrant3K$0.00$034K
2026-05-19Elsesser AdamCEOGift77K$0.00$0683K
2026-04-02Grewal Harpreetn/aSell100$328.22$33K9K
2026-03-15Shiu LambertChief Accounting OfficerTax withholding150$336.18$50K39K
2026-03-15Yuen MaggieChief Financial OfficerTax withholding186$336.18$63K18K
2026-03-15Roberts JohannaEVP, Gen. Counsel & SecretaryTax withholding186$336.18$63K67K
2026-03-15Narayan ShruthiPresidentTax withholding117$336.18$39K31K
2026-03-02Yuen MaggieChief Financial OfficerSell2K$342.30$832K18K
2026-02-17Shiu LambertChief Accounting OfficerGrant2K$0.00$039K
2026-02-17Yuen MaggieChief Financial OfficerGrant3K$0.00$021K
2026-02-17Roberts JohannaEVP, Gen. Counsel & SecretaryGrant3K$0.00$067K
2026-02-17Narayan ShruthiPresidentGrant3K$0.00$031K
2026-02-15Shiu LambertChief Accounting OfficerTax withholding412$339.30$140K37K
2026-02-15Yuen MaggieChief Financial OfficerTax withholding481$339.30$163K18K
2026-02-15Roberts JohannaEVP, Gen. Counsel & SecretaryTax withholding482$339.30$164K65K
2026-02-15Narayan ShruthiPresidentTax withholding705$339.30$239K28K
2026-02-13Shiu LambertChief Accounting OfficerGrant2K$0.00$038K
2026-02-13Yuen MaggieChief Financial OfficerGrant3K$0.00$019K
2026-02-13Sarna Surbhin/aGrant589$0.00$04K
2026-02-13Roberts JohannaEVP, Gen. Counsel & SecretaryGrant3K$0.00$065K
2026-02-13Wilder Thomasn/aGrant589$0.00$0589
2026-02-13O'Rourke Bridgetn/aGrant589$0.00$06K
2026-02-13Narayan ShruthiPresidentGrant3K$0.00$029K
2026-02-13Leeds Janetn/aGrant589$0.00$07K
2026-02-13Grewal Harpreetn/aGrant589$0.00$09K
2026-02-13Bose Aranin/aGrant589$0.00$01K
2026-01-15Narayan ShruthiPresidentTax withholding286$350.49$100K26K
2026-01-06Grewal Harpreetn/aSell186$312.64$58K8K
2026-01-02Wilder Thomasn/aSell186$310.72$58K0
2025-12-15Shiu LambertChief Accounting OfficerTax withholding300$309.15$93K35K
2025-12-15Yuen MaggieChief Financial OfficerTax withholding565$309.15$175K16K
2025-12-15Roberts JohannaEVP, Gen. Counsel & SecretaryTax withholding1K$309.15$349K63K
2025-12-11Bose Aranin/aSell2K$312.20$592K258K
2025-12-11Bose Aranin/aSell4K$311.47$1.1M260K
2025-12-11Bose Aranin/aSell2K$310.50$646K264K
2025-12-11Bose Aranin/aSell4$308.00$1K266K
2025-12-11Bose Aranin/aSell520$307.10$160K266K
2025-12-11Bose Aranin/aSell5K$306.60$1.5M266K
2025-12-11Bose Aranin/aSell2K$305.19$620K271K
2025-12-05Roberts JohannaEVP, Gen. Counsel & SecretarySell300$300.13$90K64K
2025-12-02Grewal Harpreetn/aSell100$292.98$29K8K
2025-12-01Roberts JohannaEVP, Gen. Counsel & SecretarySell10$298.02$3K64K
2025-12-01Roberts JohannaEVP, Gen. Counsel & SecretarySell78$297.50$23K64K
2025-12-01Roberts JohannaEVP, Gen. Counsel & SecretarySell80$296.27$24K64K
2025-12-01Roberts JohannaEVP, Gen. Counsel & SecretarySell144$295.38$43K64K
2025-12-01Roberts JohannaEVP, Gen. Counsel & SecretarySell155$294.52$46K64K
2025-12-01Roberts JohannaEVP, Gen. Counsel & SecretarySell39$293.27$11K65K
2025-12-01Roberts JohannaEVP, Gen. Counsel & SecretarySell94$292.09$27K65K
2025-11-26Bose Aranin/aGift2K$0.00$0273K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are the rarer, stronger signal.

Planned sales (Form 144)

Newest first. JSON

11 Form 144 notices on file for PEN worth $10.6M at the prices reported; 0 in the last 90 days worth $0. Latest: Grewal Harpreet filed on 2026-04-02 to sell 100 shares ($33K) from 2026-04-02.

FiledSellerSharesMarket valueOf outstandingSale fromBroker
2026-04-02Grewal HarpreetDirector100$33K0.000%2026-04-02Fidelity Brokerage Services LLC
2026-03-02MAGGIE YUENOfficer2K$832K0.006%2026-03-02Morgan Stanley Smith Barney LLC Executive Financial Services
2026-01-06Grewal HarpreetDirector186$58K0.000%2026-01-06Fidelity Brokerage Services LLC
2026-01-02THOMAS WILDERDirector186$58K0.000%2026-01-02Morgan Stanley Smith Barney LLC Executive Financial Services
2025-12-02Grewal HarpreetDirector100$29K0.000%2025-12-02Fidelity Brokerage Services LLC
2025-11-25Johanna RobertsOfficer2K$626K0.005%2025-11-25J.P. Morgan Securities LLC
2025-11-21Arani BoseAffiliate30K$8.4M0.077%2025-11-21J.P. Morgan Securities LLC
2025-11-04Grewal HarpreetDirector186$42K0.000%2025-11-04Fidelity Brokerage Services LLC
2025-10-02Grewal HarpreetDirector186$46K0.000%2025-10-02Fidelity Brokerage Services LLC
2025-10-01Johanna RobertsOfficer2K$456K0.005%2025-10-01J.P. Morgan Securities LLC
2025-10-01THOMAS WILDERDirector186$47K0.000%2025-10-01Morgan Stanley Smith Barney LLC Executive Financial Services

Large holders (13D and 13G)

One row per reporting person, newest filing first. JSON

5 holders above 5% have filed on PEN, all on Schedule 13G (passive). The largest reported stake is Barclays PLC at 6.0% of the class (2,342,118 shares), filed 2026-08-13 for an event on 2026-06-30.

FiledFormHolderSharesOf classEvent
2026-08-1313GBarclays PLCparent holding company2.3M6.0%2026-06-30
2026-04-3013GVanguard Capital Managementinvestment adviser2.0M5.1%2026-03-31
2026-03-2713G/Ano. 8The Vanguard Groupinvestment adviser00.0%2026-03-13
2026-02-0613G/Ano. 11FMR LLCparent holding company1.8M4.7%2026-01-30
2026-02-0613G/Ano. 11Abigail P. Johnsonindividual1.8M4.7%2026-01-30
2026-02-0513G/Ano. 10Abigail P. Johnsonindividual5.1M13.0%2025-12-31
2026-02-0513G/Ano. 10FMR LLCparent holding company5.1M13.0%2025-12-31

13F holders

Tracked managers holding PEN at their latest 13F. JSON

8 of the 30 tracked managers held PEN at their latest 13F, $692.8M in total at quarter-end prices. Millennium Management is the largest at $299.2M (0.1% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 5 cut.

FundQuarterSharesValueOf portfolioChange in shares
Millennium Management2026-06-30948K$299.2M0.11%-199K
Citadel Advisors2026-06-30502K$158.4M0.02%+249K
Two Sigma Investments2026-06-30428K$135.2M0.10%+370K
D. E. Shaw & Co.2026-06-30197K$62.3M0.03%-5K
Renaissance Technologies2026-06-3080K$25.1M0.03%+77K
AQR Capital Management2026-06-3032K$10.0M0.00%-46K
Point72 Asset Management2026-06-307K$2.1M0.00%-74K
Bridgewater Associates2026-06-302K$499K0.00%-8K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In Q2 2026 (quarter ended 2026-06-30) Penumbra Inc reported revenue of $390.0M, up 14.9% from the same quarter a year earlier, and net income of $34.8M (0.88 diluted EPS). In FY 2025 it generated $238.7M of operating cash flow.

Cash
$205.3M
Equity
$1.53B
Total assets
$1.97B
Shares outstanding
39,389,422

Quarterly, last 8 quarters

QuarterPeriod endRevenueNet incomeMarginDiluted EPS
Q2 20262026-06-30$390.0M$34.8M8.9%0.88
Q1 20262026-03-31$374.8M$32.6M8.7%0.82
Q4 2025derived2025-12-31$385.4Mn/an/an/a
Q3 20252025-09-30$354.7M$45.9M12.9%1.17
Q2 20252025-06-30$339.5M$45.3M13.3%1.15
Q1 20252025-03-31$324.1M$39.2M12.1%1.00
Q4 2024derived2024-12-31$315.5Mn/an/an/a
Q3 20242024-09-30$301.0M$29.5M9.8%0.75

Fiscal years, with buybacks and dividends

Fiscal yearEndsRevenueNet incomeOperating cash flowCapexBuybacksDividends
FY 20252025-12-31$1.40Bn/a$238.7M$63.7M$0n/a
FY 20242024-12-31$1.19Bn/a$168.5M$21.2M$100.4Mn/a
FY 20232023-12-31$1.06Bn/a$97.3M$15.2M$0n/a
FY 20222022-12-31$847.1Mn/a-$55.7M$19.3M$0n/a
FY 20212021-12-31$747.6Mn/a$9.5M$21.2Mn/an/a

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are cash paid to repurchase common stock in the year (XBRL PaymentsForRepurchaseOfCommonStock), not authorizations. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-07-14 from the cover page.

What this page is

Penumbra Inc in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page pulls every series the site collects for one ticker onto one URL, keyed by the SEC's own ticker list, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a summary sentence built from the rows (last value, change, range with dates) and its own JSON and CSV links. Nothing on the page is written by a model; the sentences change only when the data does. A page exists only for companies with data in at least two series, and every section says when its source last updated.

This page follows Penumbra Inc (PEN), SEC CIK 1321732, listed on NYSE, classified by the SEC as surgical & medical instruments & apparatus. The cross-market tables live on the short interest and insider transactions hubs.

Source and method

Short interest
FINRA consolidated short interestTwice a month, about eight business days after settlement. Latest 2026-08-31.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesEvery trading day, loaded the following morning. Latest 2026-09-17.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataTwice a month, a few weeks after the half month ends. Latest 2026-08-28.JSON and CSV
Planned sales
SEC EDGAR Form 144EDGAR read every 30 minutes; a notice is filed on or before the sell order. Latest 2026-04-02.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GEDGAR read every 30 minutes; 13D within five business days of crossing 5%, 13G on the passive schedule. Latest 2026-08-13.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRQuarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials
SEC XBRL company factsRefreshed weekly from the SEC's structured data; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K Item 2.02 (full-text search)EDGAR full-text search read twice a day; the estimate is last year's date plus 52 weeks. Latest 2026-07-30.JSON and CSV
Insider trades
SEC EDGAR Form 4EDGAR read every 30 minutes; filings are due two business days after the trade. Latest 2026-09-15.JSON and CSV
Company record
EDGAR filing index for CIK 1321732Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
30 requests a minute without a key, 120 a minute with a key from a free account.

Data checks. Every dataset is checked against its source once a day. This dataset passed the last run, 18 Sep 05:40 UTC.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a crowded short are the combination that has historically preceded squeezes; insider sells next to a crowded short are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of PEN is sold short?
1,731,493 shares were held short at the 2026-08-31 settlement, 6.0 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is PEN's daily short volume?
On 2026-09-17, 162,582 of the 191,804 PEN shares reported to FINRA were sold short, 84.8% of the day's reported volume. Short volume is a flow for one day, not a position.
Does PEN have fails to deliver?
The SEC's latest file shows 1,261 PEN shares failed to deliver at settlement 2026-08-28. Fails are reported per settlement date and published twice a month with a lag.
Are PEN insiders buying or selling?
No open-market insider trades were reported for PEN in the last 90 days. The most recent filings are listed below; grants and option exercises carry a weaker signal than voluntary trades. Latest filing: Narayan Shruthi (President) on 2026-09-15.
Have PEN insiders filed to sell?
11 Form 144 notices on file for PEN worth $10.6M at the prices reported; 0 in the last 90 days worth $0. Latest: Grewal Harpreet filed on 2026-04-02 to sell 100 shares ($33K) from 2026-04-02.
Who owns more than 5% of PEN?
5 holders above 5% have filed on PEN, all on Schedule 13G (passive). The largest reported stake is Barclays PLC at 6.0% of the class (2,342,118 shares), filed 2026-08-13 for an event on 2026-06-30.
What did PEN report last quarter?
In Q2 2026 (quarter ended 2026-06-30) Penumbra Inc reported revenue of $390.0M, up 14.9% from the same quarter a year earlier, and net income of $34.8M (0.88 diluted EPS). In FY 2025 it generated $238.7M of operating cash flow.
Which funds hold PEN?
8 of the 30 tracked managers held PEN at their latest 13F, $692.8M in total at quarter-end prices. Millennium Management is the largest at $299.2M (0.1% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 5 cut.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.