PennyMac Financial Services, Inc. (PFSI)
Every FINRA and SEC series the site collects for PennyMac Financial Services, Inc.: short interest with days to cover, daily short sale volume, fails to deliver and Form 4 insider trades. Listed on NYSE, classified by the SEC as mortgage bankers & loan correspondents.
2.8M
Short interest
settlement 2026-08-14
4.0
Days to cover
+7.5% vs prior
64.1%
Short share of volume
2026-09-11
38
Fails to deliver
settlement 2026-08-04
$0
Insider flow, 90 days
0 buys, 0 sells
As of 2026-09-11.
Short interest
FINRA, twice a month; the last 12 months shown, all 48 settlements in the JSONAs of 14 August 2026, short interest in PFSI is 2,827,480 shares, up 420,750 shares over the last month. Over the last 48 readings it ranged from 944,956 shares (29 November 2024) to 2,827,480 shares (14 August 2026). The latest reading sits at the top of that range. At the reported average volume of 701K shares a day that is 4.0 days to cover.
Embed this chartfree, with the attribution line it carries
<iframe src="https://xoomar.com/embed/stocks/pfsi" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-08-14 | 2,827,480 | +7.5% | 700,622 | 4.04 |
| 2026-07-31 | 2,630,099 | +9.3% | 665,127 | 3.95 |
| 2026-07-15 | 2,406,730 | -1.0% | 467,317 | 5.15 |
| 2026-06-30 | 2,430,206 | +6.9% | 675,977 | 3.60 |
| 2026-06-15 | 2,273,491 | +24.5% | 536,254 | 4.24 |
| 2026-05-29 | 1,825,917 | -9.3% | 527,163 | 3.46 |
| 2026-05-15 | 2,014,309 | -16.9% | 622,730 | 3.23 |
| 2026-04-30 | 2,422,572 | -1.6% | 451,495 | 5.37 |
| 2026-04-15 | 2,461,598 | +27.9% | 547,579 | 4.50 |
| 2026-03-31 | 1,924,779 | +3.6% | 578,828 | 3.33 |
| 2026-03-13 | 1,858,585 | -7.9% | 824,541 | 2.25 |
| 2026-02-27 | 2,018,283 | +2.7% | 947,479 | 2.13 |
| 2026-02-13 | 1,965,915 | +48.1% | 1,550,167 | 1.27 |
| 2026-01-30 | 1,327,258 | +10.1% | 1,072,009 | 1.24 |
| 2026-01-15 | 1,205,743 | +4.1% | 360,531 | 3.34 |
| 2025-12-31 | 1,158,097 | -15.7% | 269,897 | 4.29 |
| 2025-12-15 | 1,373,868 | -10.1% | 338,956 | 4.05 |
| 2025-11-28 | 1,528,800 | -17.9% | 360,091 | 4.25 |
| 2025-11-14 | 1,863,090 | -0.0% | 254,407 | 7.32 |
| 2025-10-31 | 1,863,465 | +2.1% | 426,137 | 4.37 |
| 2025-10-15 | 1,825,409 | -0.6% | 382,120 | 4.78 |
| 2025-09-30 | 1,836,869 | -3.6% | 360,744 | 5.09 |
| 2025-09-15 | 1,905,452 | +12.7% | 495,328 | 3.85 |
| 2025-08-29 | 1,691,423 | +0.6% | 354,445 | 4.77 |
Daily short volume
FINRA Reg SHO, last 60 sessions. JSONAs of 11 September 2026, the short share of PFSI volume is 64.1%, up 10.1 points over the last five sessions. Over the last 52 readings it ranged from 24.8% (7 August 2026) to 86.2% (1 September 2026). The latest reading is 6.9 points above the 30-session average of 57.2%, on 116K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-09-11 | 74K | 116K | 64.1% | 0 |
| 2026-09-10 | 126K | 173K | 72.9% | 0 |
| 2026-09-09 | 79K | 117K | 67.2% | 0 |
| 2026-09-08 | 120K | 180K | 66.3% | 1 |
| 2026-09-04 | 68K | 175K | 39.0% | 0 |
| 2026-09-03 | 93K | 172K | 54.0% | 0 |
| 2026-09-02 | 93K | 277K | 33.5% | 0 |
| 2026-09-01 | 253K | 293K | 86.2% | 0 |
| 2026-08-31 | 177K | 229K | 77.6% | 0 |
| 2026-08-28 | 99K | 143K | 69.7% | 0 |
| 2026-08-27 | 89K | 184K | 48.2% | 0 |
| 2026-08-26 | 101K | 135K | 74.7% | 0 |
| 2026-08-25 | 143K | 169K | 84.3% | 0 |
| 2026-08-24 | 67K | 98K | 68.4% | 0 |
| 2026-08-21 | 80K | 114K | 69.9% | 0 |
| 2026-08-20 | 63K | 113K | 55.4% | 0 |
| 2026-08-19 | 140K | 218K | 64.3% | 0 |
| 2026-08-18 | 80K | 163K | 48.9% | 0 |
| 2026-08-17 | 61K | 87K | 69.8% | 0 |
| 2026-08-14 | 70K | 122K | 57.4% | 0 |
| 2026-08-13 | 85K | 183K | 46.7% | 0 |
| 2026-08-12 | 83K | 265K | 31.3% | 13 |
| 2026-08-11 | 60K | 153K | 39.1% | 0 |
| 2026-08-10 | 148K | 320K | 46.4% | 1 |
| 2026-08-07 | 111K | 449K | 24.8% | 0 |
| 2026-08-06 | 150K | 226K | 66.4% | 0 |
| 2026-08-05 | 101K | 233K | 43.2% | 0 |
| 2026-08-04 | 129K | 339K | 38.0% | 0 |
| 2026-08-03 | 144K | 316K | 45.5% | 4 |
| 2026-07-31 | 239K | 388K | 61.8% | 590 |
Fails to deliver
SEC, by settlement date. JSONAs of 4 August 2026, the fails-to-deliver balance in PFSI is 38 shares, up 19 shares over the last settlement date. Over the last 27 readings it ranged from 5 shares (8 July 2026) to 26,680 shares (24 February 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-08-04 | 38 | $76.40 | $3K |
| 2026-08-03 | 19 | $75.41 | $1K |
| 2026-07-22 | 88 | $83.99 | $7K |
| 2026-07-16 | 13 | $84.98 | $1K |
| 2026-07-08 | 5 | $81.11 | $406 |
| 2026-07-02 | 259 | $84.83 | $22K |
| 2026-06-29 | 4,316 | $86.08 | $372K |
| 2026-06-18 | 25 | $81.20 | $2K |
| 2026-06-15 | 345 | $81.66 | $28K |
| 2026-06-12 | 180 | $80.68 | $15K |
| 2026-06-10 | 184 | $81.76 | $15K |
| 2026-06-04 | 20 | $80.60 | $2K |
| 2026-04-23 | 58 | $90.46 | $5K |
| 2026-03-26 | 1,207 | $86.43 | $104K |
| 2026-02-27 | 62 | $92.93 | $6K |
| 2026-02-24 | 26,680 | $90.33 | $2.4M |
| 2026-02-19 | 97 | $96.06 | $9K |
| 2026-01-05 | 38 | $131.51 | $5K |
| 2025-12-10 | 44 | $128.47 | $6K |
| 2025-11-17 | 157 | $127.02 | $20K |
| 2025-11-12 | 8,552 | $129.50 | $1.1M |
| 2025-11-03 | 36 | $125.81 | $5K |
| 2025-10-27 | 50 | $132.67 | $7K |
| 2025-10-14 | 1,642 | $116.85 | $192K |
| 2025-09-12 | 289 | $124.41 | $36K |
| 2025-09-10 | 259 | $120.82 | $31K |
| 2025-09-09 | 292 | $121.05 | $35K |
Insider trades
SEC Form 4, newest first, 50 of 100 shown. JSONNo open-market insider trades were reported for PFSI in the last 90 days. The most recent filings are listed below; grants and option exercises carry a weaker signal than voluntary trades. Latest filing: SPECTOR DAVID (Chairman & CEO) on 2026-07-31.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-07-31 | SPECTOR DAVID | Chairman & CEO | J | 25K | $0.00 | $0 | 479K |
| 2026-07-31 | NANJI FARHAD | n/a | Grant | 379 | $82.17 | $31K | 188K |
| 2026-07-31 | Chandra Sunil | n/a | Grant | 377 | $82.17 | $31K | 5K |
| 2026-05-15 | Perotti Daniel Stanley | Chief Financial Officer | Sell | 3K | $87.50 | $256K | 211K |
| 2026-05-12 | SPECTOR DAVID | Chairman & CEO | Sell | 4K | $88.71 | $362K | 61K |
| 2026-05-12 | SPECTOR DAVID | Chairman & CEO | Sell | 3K | $88.02 | $277K | 65K |
| 2026-05-12 | SPECTOR DAVID | Chairman & CEO | Sell | 3K | $86.88 | $241K | 68K |
| 2026-05-08 | SPECTOR DAVID | Chairman & CEO | J | 25K | $0.00 | $0 | 504K |
| 2026-05-07 | NANJI FARHAD | n/a | Grant | 338 | $93.03 | $31K | 188K |
| 2026-05-07 | MAZZELLA JOSEPH F | n/a | Grant | 359 | $93.03 | $33K | 82K |
| 2026-05-07 | Chandra Sunil | n/a | Grant | 336 | $93.03 | $31K | 5K |
| 2026-04-14 | SPECTOR DAVID | Chairman & CEO | Sell | 417 | $93.47 | $39K | 71K |
| 2026-04-14 | SPECTOR DAVID | Chairman & CEO | Sell | 10K | $92.80 | $889K | 71K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 1K | $86.93 | $114K | 529K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 10K | $86.42 | $882K | 531K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 917 | $85.26 | $78K | 541K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 1K | $86.93 | $89K | 81K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 8K | $86.42 | $713K | 82K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 729 | $85.26 | $62K | 90K |
| 2026-03-03 | STARK DEREK | Chief Legal Officer | Sell | 1K | $87.66 | $93K | 21K |
| 2026-02-28 | STARK DEREK | Chief Legal Officer | Tax withholding | 467 | $91.93 | $43K | 22K |
| 2026-02-28 | Tidmore Abbie | Chief Revenue Officer | Tax withholding | 300 | $91.93 | $28K | 9K |
| 2026-02-28 | Perotti Daniel Stanley | Chief Financial Officer | Tax withholding | 849 | $91.93 | $78K | 16K |
| 2026-02-28 | SPECTOR DAVID | Chairman & CEO | Tax withholding | 3K | $91.93 | $285K | 542K |
| 2026-02-28 | Jones Doug | Director, President & CMBO | Tax withholding | 2K | $91.93 | $157K | 29K |
| 2026-02-28 | Hendry Gregory L | MD, Chief Accounting Officer | Tax withholding | 32 | $91.93 | $3K | 49K |
| 2026-02-28 | Follette James | Chief Digital Officer | Tax withholding | 599 | $91.93 | $55K | 12K |
| 2026-02-28 | ELBAUM MARK | Chief Capital Markets Officer | Tax withholding | 71 | $91.93 | $7K | 5K |
| 2026-02-25 | STARK DEREK | Chief Legal Officer | Sell | 2K | $91.50 | $174K | 22K |
| 2026-02-24 | Tidmore Abbie | Chief Revenue Officer | Tax withholding | 204 | $90.33 | $18K | 9K |
| 2026-02-24 | STARK DEREK | Chief Legal Officer | Tax withholding | 345 | $90.33 | $31K | 24K |
| 2026-02-24 | Perotti Daniel Stanley | Chief Financial Officer | Tax withholding | 616 | $90.33 | $56K | 17K |
| 2026-02-24 | SPECTOR DAVID | Chairman & CEO | Tax withholding | 3K | $90.33 | $281K | 545K |
| 2026-02-24 | Jones Doug | Director, President & CMBO | Tax withholding | 2K | $90.33 | $144K | 31K |
| 2026-02-24 | Hendry Gregory L | MD, Chief Accounting Officer | Tax withholding | 45 | $90.33 | $4K | 49K |
| 2026-02-24 | Follette James | Chief Digital Officer | Tax withholding | 554 | $90.33 | $50K | 12K |
| 2026-02-20 | Tidmore Abbie | Chief Revenue Officer | Tax withholding | 565 | $94.33 | $53K | 9K |
| 2026-02-20 | Tidmore Abbie | Chief Revenue Officer | Option exercise | 2K | $0.00 | $0 | 10K |
| 2026-02-20 | STARK DEREK | Chief Legal Officer | Tax withholding | 780 | $94.33 | $74K | 25K |
| 2026-02-20 | STARK DEREK | Chief Legal Officer | Option exercise | 2K | $0.00 | $0 | 26K |
| 2026-02-20 | Perotti Daniel Stanley | Chief Financial Officer | Tax withholding | 1K | $94.33 | $129K | 17K |
| 2026-02-20 | Perotti Daniel Stanley | Chief Financial Officer | Option exercise | 4K | $0.00 | $0 | 19K |
| 2026-02-20 | SPECTOR DAVID | Chairman & CEO | Tax withholding | 7K | $94.33 | $697K | 548K |
| 2026-02-20 | SPECTOR DAVID | Chairman & CEO | Option exercise | 14K | $0.00 | $0 | 555K |
| 2026-02-20 | Jones Doug | Director, President & CMBO | Tax withholding | 3K | $94.33 | $258K | 32K |
| 2026-02-20 | Jones Doug | Director, President & CMBO | Option exercise | 8K | $0.00 | $0 | 35K |
| 2026-02-20 | Hendry Gregory L | MD, Chief Accounting Officer | Tax withholding | 126 | $94.33 | $12K | 49K |
| 2026-02-20 | Hendry Gregory L | MD, Chief Accounting Officer | Option exercise | 304 | $0.00 | $0 | 49K |
| 2026-02-20 | Follette James | Chief Digital Officer | Tax withholding | 1K | $94.33 | $116K | 13K |
| 2026-02-20 | Follette James | Chief Digital Officer | Option exercise | 3K | $0.00 | $0 | 14K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are the rarer, stronger signal.
Planned sales (Form 144)
Newest first. JSON1 Form 144 notice on file for PFSI worth $263K at the prices reported; 1 in the last 90 days worth $263K. Latest: MAZZELLA JOSEPH F filed on 2026-08-04 to sell 3,401 shares ($263K) from 2026-08-04.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-08-04 | MAZZELLA JOSEPH FOfficer | 3K | $263K | 0.007% | 2026-08-04 | Merrill Lynch |
13F holders
Tracked managers holding PFSI at their latest 13F. JSON7 of the 30 tracked managers held PFSI at their latest 13F, $103.2M in total at quarter-end prices. Millennium Management is the largest at $39.1M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Millennium Management | 2026-06-30 | 449K | $39.1M | 0.01% | +17K |
| Citadel Advisors | 2026-06-30 | 421K | $36.7M | 0.00% | -959K |
| D. E. Shaw & Co. | 2026-06-30 | 112K | $9.8M | 0.00% | +90K |
| AQR Capital Management | 2026-06-30 | 92K | $8.0M | 0.00% | +41K |
| Renaissance Technologies | 2026-06-30 | 66K | $5.8M | 0.01% | +34K |
| Point72 Asset Management | 2026-06-30 | 26K | $2.2M | 0.00% | +4K |
| Two Sigma Investments | 2026-06-30 | 19K | $1.7M | 0.00% | -29K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 2026 (quarter ended 2026-06-30) PennyMac Financial Services, Inc. reported revenue of $19.5M, up 331.7% from the same quarter a year earlier, and net income of $21.7M (0.41 diluted EPS). In FY 2025 it generated -$1.65B of operating cash flow and spent $4.7M on buybacks and $62.5M on dividends.
- Debt
- $6.33B
- Total assets
- $29.86B
- Shares outstanding
- 51,951,572
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 2026 | 2026-06-30 | $19.5M | $21.7M | 111.4% | 0.41 |
| Q1 2026 | 2026-03-31 | $6.1M | $82.3M | 1345.1% | 1.53 |
| Q4 2025derived | 2025-12-31 | $6.1M | n/a | n/a | n/a |
| Q3 2025 | 2025-09-30 | $4.6M | $181.5M | 3964.7% | 3.37 |
| Q2 2025 | 2025-06-30 | $4.5M | $136.5M | 3021.8% | 2.54 |
| Q1 2025 | 2025-03-31 | $4.9M | $76.3M | 1551.0% | 1.42 |
| Q4 2024derived | 2024-12-31 | $4.1M | n/a | n/a | n/a |
| Q3 2024 | 2024-09-30 | $3.4M | $69.4M | 2017.7% | 1.30 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $20.1M | n/a | -$1.65B | $11.9M | $4.7M | $62.5M |
| FY 2024 | 2024-12-31 | $26.9M | n/a | -$4.53B | $1.7M | n/a | $52.2M |
| FY 2023 | 2023-12-31 | $13.4M | n/a | -$1.58B | $1.4M | $71.5M | $41.4M |
| FY 2022 | 2022-12-31 | $12.4M | n/a | $6.03B | $7.2M | $406.1M | $54.6M |
| FY 2021 | 2021-12-31 | $7.3M | n/a | $2.56B | $7.9M | $958.2M | $52.9M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are cash paid to repurchase common stock in the year (XBRL PaymentsForRepurchaseOfCommonStock), not authorizations. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-07-31 from the cover page.
What this page is
PennyMac Financial Services, Inc. in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page pulls every series the site collects for one ticker onto one URL, keyed by the SEC's own ticker list, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a summary sentence built from the rows (last value, change, range with dates) and its own JSON and CSV links. Nothing on the page is written by a model; the sentences change only when the data does. A page exists only for companies with data in at least two series, and every section says when its source last updated.
This page follows PennyMac Financial Services, Inc. (PFSI), SEC CIK 1745916, listed on NYSE, classified by the SEC as mortgage bankers & loan correspondents. The cross-market tables live on the short interest and insider transactions hubs.
Source and method
- Short interest
- FINRA consolidated short interestTwice a month, about eight business days after settlement. Latest 2026-08-14.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesEvery trading day, loaded the following morning. Latest 2026-09-11.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataTwice a month, a few weeks after the half month ends. Latest 2026-08-04.JSON and CSV
- Planned sales
- SEC EDGAR Form 144EDGAR read every 30 minutes; a notice is filed on or before the sell order. Latest 2026-08-04.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRQuarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC XBRL company factsRefreshed weekly from the SEC's structured data; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Insider trades
- SEC EDGAR Form 4EDGAR read every 30 minutes; filings are due two business days after the trade. Latest 2026-07-31.JSON and CSV
- Company record
- EDGAR filing index for CIK 1745916Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 30 requests a minute without a key, 120 a minute with a key from a free account.
Data checks. Every dataset is checked against its source once a day. This dataset passed the last run, 13 Sep 05:40 UTC.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a crowded short are the combination that has historically preceded squeezes; insider sells next to a crowded short are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of PFSI is sold short?
What is PFSI's daily short volume?
Does PFSI have fails to deliver?
Are PFSI insiders buying or selling?
Have PFSI insiders filed to sell?
What did PFSI report last quarter?
Which funds hold PFSI?
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.