PennyMac Financial Services (PFSI)
PennyMac Financial Services on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as mortgage bankers & loan correspondents.
3.7M
Short interest
settlement 2026-10-15
4.7
Days to cover
-0.6 days vs prior
69.4%
Short share of volume
2026-10-28
9
Fails to deliver
settlement 2026-09-30
Thu 28 Jan
Next earnings
estimated date
$0
Insider flow, 90 days
0 buys, 0 sells
As of 2026-10-28.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in PFSI is 3,694,691 shares, up 703,019 shares over the last month. Over the last 48 readings it ranged from 944,956 shares (29 November 2024) to 3,694,691 shares (15 October 2026). The latest reading sits at the top of that range. At the reported average volume of 787K shares a day that is 4.7 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 3,694,691 | +11.5% | 787,058 | 4.69 |
| 2026-09-30 | 3,313,689 | +10.8% | 625,818 | 5.29 |
| 2026-09-15 | 2,991,672 | +2.7% | 544,054 | 5.50 |
| 2026-08-31 | 2,912,546 | +3.0% | 417,294 | 6.98 |
| 2026-08-14 | 2,827,480 | +7.5% | 700,622 | 4.04 |
| 2026-07-31 | 2,630,099 | +9.3% | 665,127 | 3.95 |
| 2026-07-15 | 2,406,730 | -1.0% | 467,317 | 5.15 |
| 2026-06-30 | 2,430,206 | +6.9% | 675,977 | 3.60 |
| 2026-06-15 | 2,273,491 | +24.5% | 536,254 | 4.24 |
| 2026-05-29 | 1,825,917 | -9.3% | 527,163 | 3.46 |
| 2026-05-15 | 2,014,309 | -16.9% | 622,730 | 3.23 |
| 2026-04-30 | 2,422,572 | -1.6% | 451,495 | 5.37 |
| 2026-04-15 | 2,461,598 | +27.9% | 547,579 | 4.50 |
| 2026-03-31 | 1,924,779 | +3.6% | 578,828 | 3.33 |
| 2026-03-13 | 1,858,585 | -7.9% | 824,541 | 2.25 |
| 2026-02-27 | 2,018,283 | +2.7% | 947,479 | 2.13 |
| 2026-02-13 | 1,965,915 | +48.1% | 1,550,167 | 1.27 |
| 2026-01-30 | 1,327,258 | +10.1% | 1,072,009 | 1.24 |
| 2026-01-15 | 1,205,743 | +4.1% | 360,531 | 3.34 |
| 2025-12-31 | 1,158,097 | -15.7% | 269,897 | 4.29 |
| 2025-12-15 | 1,373,868 | -10.1% | 338,956 | 4.05 |
| 2025-11-28 | 1,528,800 | -17.9% | 360,091 | 4.25 |
| 2025-11-14 | 1,863,090 | -0.0% | 254,407 | 7.32 |
| 2025-10-31 | 1,863,465 | +2.1% | 426,137 | 4.37 |
| 2025-10-15 | 1,825,409 | -0.6% | 382,120 | 4.78 |
| 2025-09-30 | 1,836,869 | -3.6% | 360,744 | 5.09 |
| 2025-09-15 | 1,905,452 | +12.7% | 495,328 | 3.85 |
| 2025-08-29 | 1,691,423 | +0.6% | 354,445 | 4.77 |
| 2025-08-15 | 1,682,067 | -7.0% | 401,785 | 4.19 |
| 2025-07-31 | 1,808,232 | +15.0% | 473,993 | 3.81 |
| 2025-07-15 | 1,572,989 | -2.2% | 424,606 | 3.70 |
| 2025-06-30 | 1,608,779 | -4.8% | 398,019 | 4.04 |
| 2025-06-13 | 1,690,828 | +0.0% | 279,527 | 6.05 |
| 2025-05-30 | 1,690,259 | -4.5% | 314,253 | 5.38 |
| 2025-05-15 | 1,770,014 | +2.3% | 262,815 | 6.73 |
| 2025-04-30 | 1,730,657 | +11.6% | 420,740 | 4.11 |
| 2025-04-15 | 1,551,360 | +27.5% | 680,103 | 2.28 |
| 2025-03-31 | 1,216,368 | -14.8% | 287,312 | 4.23 |
| 2025-03-14 | 1,427,141 | -4.4% | 333,753 | 4.28 |
| 2025-02-28 | 1,493,087 | +6.7% | 317,696 | 4.70 |
| 2025-02-14 | 1,398,910 | +8.5% | 357,526 | 3.91 |
| 2025-01-31 | 1,288,794 | +11.9% | 399,639 | 3.22 |
| 2025-01-15 | 1,151,366 | +9.3% | 294,710 | 3.91 |
| 2024-12-31 | 1,053,878 | -5.2% | 289,314 | 3.64 |
| 2024-12-13 | 1,111,461 | +17.6% | 194,435 | 5.72 |
| 2024-11-29 | 944,956 | -18.9% | 235,160 | 4.02 |
| 2024-11-15 | 1,165,087 | -10.5% | 316,072 | 3.69 |
| 2024-10-31 | 1,302,015 | -1.5% | 295,485 | 4.41 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 28 October 2026, the short share of PFSI volume is 69.4%, up 18.7 points over the last five sessions. Over the last 30 readings it ranged from 41.1% (1 October 2026) to 82.6% (27 October 2026). The latest reading is 6.9 points above the 30-session average of 62.5%, on 179K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-28 | 124K | 179K | 69.4% | 17 |
| 2026-10-27 | 119K | 144K | 82.6% | 38 |
| 2026-10-26 | 103K | 130K | 79.1% | 20 |
| 2026-10-23 | 120K | 164K | 72.8% | 0 |
| 2026-10-22 | 253K | 339K | 74.6% | 86 |
| 2026-10-21 | 88K | 173K | 50.6% | 1,377 |
| 2026-10-20 | 78K | 128K | 61.1% | 0 |
| 2026-10-19 | 95K | 180K | 53.1% | 0 |
| 2026-10-16 | 97K | 215K | 45.2% | 0 |
| 2026-10-15 | 204K | 492K | 41.4% | 0 |
| 2026-10-14 | 147K | 338K | 43.5% | 0 |
| 2026-10-13 | 139K | 288K | 48.1% | 0 |
| 2026-10-12 | 195K | 315K | 61.8% | 0 |
| 2026-10-09 | 207K | 342K | 60.6% | 20 |
| 2026-10-08 | 197K | 300K | 65.5% | 168 |
| 2026-10-07 | 175K | 217K | 81.0% | 0 |
| 2026-10-06 | 184K | 254K | 72.3% | 0 |
| 2026-10-05 | 185K | 246K | 75.1% | 0 |
| 2026-10-02 | 205K | 305K | 67.3% | 0 |
| 2026-10-01 | 172K | 417K | 41.1% | 0 |
| 2026-09-30 | 164K | 223K | 73.4% | 0 |
| 2026-09-29 | 109K | 166K | 65.8% | 0 |
| 2026-09-28 | 112K | 201K | 55.9% | 0 |
| 2026-09-25 | 100K | 143K | 69.8% | 0 |
| 2026-09-24 | 118K | 271K | 43.5% | 0 |
| 2026-09-23 | 188K | 314K | 59.8% | 27 |
| 2026-09-22 | 105K | 153K | 68.7% | 0 |
| 2026-09-21 | 89K | 138K | 64.8% | 0 |
| 2026-09-18 | 127K | 174K | 72.7% | 0 |
| 2026-09-17 | 120K | 225K | 53.2% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 30 September 2026, the fails-to-deliver balance in PFSI is 9 shares, down 10 shares over the last settlement date. Over the last 30 readings it ranged from 5 shares (8 July 2026) to 26,680 shares (24 February 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-30 | 9 | $63.61 | $572 |
| 2026-09-28 | 19 | $65.46 | $1K |
| 2026-09-24 | 3,722 | $65.61 | $244K |
| 2026-09-10 | 216 | $70.91 | $15K |
| 2026-09-04 | 78 | $73.23 | $6K |
| 2026-09-02 | 8 | $70.78 | $566 |
| 2026-08-04 | 38 | $76.40 | $3K |
| 2026-08-03 | 19 | $75.41 | $1K |
| 2026-07-22 | 88 | $83.99 | $7K |
| 2026-07-16 | 13 | $84.98 | $1K |
| 2026-07-08 | 5 | $81.11 | $406 |
| 2026-07-02 | 259 | $84.83 | $22K |
| 2026-06-29 | 4,316 | $86.08 | $372K |
| 2026-06-18 | 25 | $81.20 | $2K |
| 2026-06-15 | 345 | $81.66 | $28K |
| 2026-06-12 | 180 | $80.68 | $15K |
| 2026-06-10 | 184 | $81.76 | $15K |
| 2026-06-04 | 20 | $80.60 | $2K |
| 2026-05-26 | 86 | $85.88 | $7K |
| 2026-05-12 | 284 | $88.35 | $25K |
| 2026-04-23 | 58 | $90.46 | $5K |
| 2026-03-26 | 1,207 | $86.43 | $104K |
| 2026-02-27 | 62 | $92.93 | $6K |
| 2026-02-24 | 26,680 | $90.33 | $2.4M |
| 2026-02-19 | 97 | $96.06 | $9K |
| 2026-01-05 | 38 | $131.51 | $5K |
| 2025-12-10 | 44 | $128.47 | $6K |
| 2025-11-17 | 157 | $127.02 | $20K |
| 2025-11-12 | 8,552 | $129.50 | $1.1M |
| 2025-11-03 | 36 | $125.81 | $5K |
Insider trades
SEC Form 4, newest first. JSONNo open-market insider trades were reported for PFSI in the last 90 days. The most recent filings are listed below. Latest filing: SPECTOR DAVID (Chairman & CEO) on 2026-07-31.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-07-31 | SPECTOR DAVID | Chairman & CEO | Other transaction | 25K | $0.00 | $0 | 479K |
| 2026-07-31 | NANJI FARHAD | Director | Grant | 379 | $82.17 | $31K | 188K |
| 2026-07-31 | Chandra Sunil | Director | Grant | 377 | $82.17 | $31K | 5K |
| 2026-07-01 | Hendry Gregory L | MD, Chief Accounting Officer | Sell | 2K | $86.89 | $189K | 49K |
| 2026-07-01 | Hendry Gregory L | MD, Chief Accounting Officer | Exercise or conversion | 2K | $24.40 | $53K | 51K |
| 2026-06-22 | Hendry Gregory L | MD, Chief Accounting Officer | Exercise or conversion | 3K | $18.05 | $53K | 52K |
| 2026-06-22 | Hendry Gregory L | MD, Chief Accounting Officer | Sell | 3K | $81.71 | $240K | 49K |
| 2026-05-15 | Perotti Daniel Stanley | Chief Financial Officer | Sell | 3K | $87.50 | $256K | 211K |
| 2026-05-12 | SPECTOR DAVID | Chairman & CEO | Sell | 4K | $88.71 | $362K | 61K |
| 2026-05-12 | SPECTOR DAVID | Chairman & CEO | Sell | 3K | $88.02 | $277K | 65K |
| 2026-05-12 | SPECTOR DAVID | Chairman & CEO | Sell | 3K | $86.88 | $241K | 68K |
| 2026-05-08 | SPECTOR DAVID | Chairman & CEO | Other transaction | 25K | $0.00 | $0 | 504K |
| 2026-05-07 | NANJI FARHAD | Director | Grant | 338 | $93.03 | $31K | 188K |
| 2026-05-07 | MAZZELLA JOSEPH F | Director | Grant | 359 | $93.03 | $33K | 82K |
| 2026-05-07 | Chandra Sunil | Director | Grant | 336 | $93.03 | $31K | 5K |
| 2026-04-14 | SPECTOR DAVID | Chairman & CEO | Sell | 417 | $93.47 | $39K | 71K |
| 2026-04-14 | SPECTOR DAVID | Chairman & CEO | Sell | 10K | $92.80 | $889K | 71K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 1K | $86.93 | $114K | 529K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 10K | $86.42 | $882K | 531K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 917 | $85.26 | $78K | 541K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 1K | $86.93 | $89K | 81K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 8K | $86.42 | $713K | 82K |
| 2026-03-06 | SPECTOR DAVID | Chairman & CEO | Sell | 729 | $85.26 | $62K | 90K |
| 2026-03-03 | STARK DEREK | Chief Legal Officer | Sell | 1K | $87.66 | $93K | 21K |
| 2026-02-28 | STARK DEREK | Chief Legal Officer | Tax withholding | 467 | $91.93 | $43K | 22K |
| 2026-02-28 | Tidmore Abbie | Chief Revenue Officer | Tax withholding | 300 | $91.93 | $28K | 9K |
| 2026-02-28 | Perotti Daniel Stanley | Chief Financial Officer | Tax withholding | 849 | $91.93 | $78K | 16K |
| 2026-02-28 | SPECTOR DAVID | Chairman & CEO | Tax withholding | 3K | $91.93 | $285K | 542K |
| 2026-02-28 | Jones Doug | Director, President & CMBO | Tax withholding | 2K | $91.93 | $157K | 29K |
| 2026-02-28 | Hendry Gregory L | MD, Chief Accounting Officer | Tax withholding | 32 | $91.93 | $3K | 49K |
| 2026-02-28 | Follette James | Chief Digital Officer | Tax withholding | 599 | $91.93 | $55K | 12K |
| 2026-02-28 | ELBAUM MARK | Chief Capital Markets Officer | Tax withholding | 71 | $91.93 | $7K | 5K |
| 2026-02-25 | STARK DEREK | Chief Legal Officer | Sell | 2K | $91.50 | $174K | 22K |
| 2026-02-24 | Tidmore Abbie | Chief Revenue Officer | Tax withholding | 204 | $90.33 | $18K | 9K |
| 2026-02-24 | STARK DEREK | Chief Legal Officer | Tax withholding | 345 | $90.33 | $31K | 24K |
| 2026-02-24 | Perotti Daniel Stanley | Chief Financial Officer | Tax withholding | 616 | $90.33 | $56K | 17K |
| 2026-02-24 | SPECTOR DAVID | Chairman & CEO | Tax withholding | 3K | $90.33 | $281K | 545K |
| 2026-02-24 | Jones Doug | Director, President & CMBO | Tax withholding | 2K | $90.33 | $144K | 31K |
| 2026-02-24 | Hendry Gregory L | MD, Chief Accounting Officer | Tax withholding | 45 | $90.33 | $4K | 49K |
| 2026-02-24 | Follette James | Chief Digital Officer | Tax withholding | 554 | $90.33 | $50K | 12K |
| 2026-02-20 | Tidmore Abbie | Chief Revenue Officer | Tax withholding | 565 | $94.33 | $53K | 9K |
| 2026-02-20 | Tidmore Abbie | Chief Revenue Officer | Exercise or conversion | 2K | $0.00 | $0 | 10K |
| 2026-02-20 | STARK DEREK | Chief Legal Officer | Tax withholding | 780 | $94.33 | $74K | 25K |
| 2026-02-20 | STARK DEREK | Chief Legal Officer | Exercise or conversion | 2K | $0.00 | $0 | 26K |
| 2026-02-20 | Perotti Daniel Stanley | Chief Financial Officer | Tax withholding | 1K | $94.33 | $129K | 17K |
| 2026-02-20 | Perotti Daniel Stanley | Chief Financial Officer | Exercise or conversion | 4K | $0.00 | $0 | 19K |
| 2026-02-20 | SPECTOR DAVID | Chairman & CEO | Tax withholding | 7K | $94.33 | $697K | 548K |
| 2026-02-20 | SPECTOR DAVID | Chairman & CEO | Exercise or conversion | 14K | $0.00 | $0 | 555K |
| 2026-02-20 | Jones Doug | Director, President & CMBO | Tax withholding | 3K | $94.33 | $258K | 32K |
| 2026-02-20 | Jones Doug | Director, President & CMBO | Exercise or conversion | 8K | $0.00 | $0 | 35K |
| 2026-02-20 | Hendry Gregory L | MD, Chief Accounting Officer | Tax withholding | 126 | $94.33 | $12K | 49K |
| 2026-02-20 | Hendry Gregory L | MD, Chief Accounting Officer | Exercise or conversion | 304 | $0.00 | $0 | 49K |
| 2026-02-20 | Follette James | Chief Digital Officer | Tax withholding | 1K | $94.33 | $116K | 13K |
| 2026-02-20 | Follette James | Chief Digital Officer | Exercise or conversion | 3K | $0.00 | $0 | 14K |
| 2026-02-19 | SPECTOR DAVID | Chairman & CEO | Sell | 528 | $95.81 | $51K | 542K |
| 2026-02-19 | SPECTOR DAVID | Chairman & CEO | Sell | 733 | $94.85 | $70K | 542K |
| 2026-02-19 | SPECTOR DAVID | Chairman & CEO | Sell | 2K | $93.97 | $159K | 543K |
| 2026-02-19 | SPECTOR DAVID | Chairman & CEO | Sell | 2K | $95.81 | $165K | 91K |
| 2026-02-19 | SPECTOR DAVID | Chairman & CEO | Sell | 2K | $94.85 | $232K | 92K |
| 2026-02-19 | SPECTOR DAVID | Chairman & CEO | Sell | 6K | $93.97 | $547K | 95K |
| 2026-02-17 | Perotti Daniel Stanley | Chief Financial Officer | Sell | 3K | $93.30 | $273K | 214K |
| 2026-02-14 | Tidmore Abbie | Chief Revenue Officer | Tax withholding | 171 | $92.01 | $16K | 8K |
| 2026-02-14 | STARK DEREK | Chief Legal Officer | Tax withholding | 388 | $92.01 | $36K | 23K |
| 2026-02-14 | SPECTOR DAVID | Chairman & CEO | Tax withholding | 3K | $92.01 | $275K | 545K |
| 2026-02-14 | Perotti Daniel Stanley | Chief Financial Officer | Returned to company | 71 | $0.00 | $0 | 15K |
| 2026-02-14 | Perotti Daniel Stanley | Chief Financial Officer | Tax withholding | 631 | $92.01 | $58K | 15K |
| 2026-02-14 | Jones Doug | Director, President & CMBO | Tax withholding | 904 | $92.01 | $83K | 28K |
| 2026-02-14 | Hendry Gregory L | MD, Chief Accounting Officer | Tax withholding | 80 | $92.01 | $7K | 49K |
| 2026-02-14 | Follette James | Chief Digital Officer | Tax withholding | 472 | $92.01 | $43K | 11K |
| 2026-02-14 | ELBAUM MARK | Chief Capital Markets Officer | Tax withholding | 169 | $92.01 | $16K | 5K |
| 2026-02-13 | SPECTOR DAVID | Chairman & CEO | Other transaction | 25K | $0.00 | $0 | 548K |
| 2026-02-12 | Kinsella Patrick | Director | Buy | 2K | $89.15 | $201K | 34K |
| 2026-02-12 | Tidmore Abbie | Chief Revenue Officer | Grant | 3K | $0.00 | $0 | 8K |
| 2026-02-12 | STARK DEREK | Chief Legal Officer | Grant | 3K | $0.00 | $0 | 24K |
| 2026-02-12 | Perotti Daniel Stanley | Chief Financial Officer | Grant | 5K | $0.00 | $0 | 15K |
| 2026-02-12 | SPECTOR DAVID | Chairman & CEO | Grant | 20K | $0.00 | $0 | 573K |
| 2026-02-12 | Jones Doug | Director, President & CMBO | Grant | 9K | $0.00 | $0 | 28K |
| 2026-02-12 | Hendry Gregory L | MD, Chief Accounting Officer | Grant | 314 | $0.00 | $0 | 49K |
| 2026-02-12 | Follette James | Chief Digital Officer | Grant | 4K | $0.00 | $0 | 11K |
| 2026-02-12 | ELBAUM MARK | Chief Capital Markets Officer | Grant | 1K | $0.00 | $0 | 6K |
| 2026-02-11 | Perlowitz Jeffrey A. | Director | Grant | 2K | $0.00 | $0 | 20K |
| 2026-02-11 | Tozer Theodore W | Director | Grant | 2K | $0.00 | $0 | 27K |
| 2026-02-11 | Shalett Lisa M | Director | Grant | 2K | $0.00 | $0 | 13K |
| 2026-02-11 | NANJI FARHAD | Director | Grant | 2K | $0.00 | $0 | 187K |
| 2026-02-11 | MCCALLION ANNE | Director | Grant | 2K | $0.00 | $0 | 4K |
| 2026-02-11 | Kinsella Patrick | Director | Grant | 2K | $0.00 | $0 | 32K |
| 2026-02-11 | JACOBSON JONATHON S | Director | Grant | 2K | $0.00 | $0 | 11K |
| 2026-02-11 | Chandra Sunil | Director | Grant | 2K | $0.00 | $0 | 4K |
| 2026-02-02 | NANJI FARHAD | Director | Grant | 213 | $147.37 | $31K | 186K |
| 2026-02-02 | MAZZELLA JOSEPH F | Director | Grant | 226 | $147.37 | $33K | 82K |
| 2026-02-02 | Chandra Sunil | Director | Grant | 212 | $147.37 | $31K | 2K |
| 2026-01-13 | SPECTOR DAVID | Chairman & CEO | Sell | 48 | $146.29 | $7K | 101K |
| 2026-01-13 | SPECTOR DAVID | Chairman & CEO | Sell | 5K | $145.54 | $739K | 101K |
| 2026-01-13 | SPECTOR DAVID | Chairman & CEO | Sell | 5K | $144.81 | $706K | 106K |
| 2025-12-22 | MAZZELLA JOSEPH F | Director | Gift | 5K | $0.00 | $0 | 81K |
| 2025-12-18 | Hendry Gregory L | MD, Chief Accounting Officer | Sell | 4K | $131.64 | $465K | 49K |
| 2025-12-18 | Hendry Gregory L | MD, Chief Accounting Officer | Exercise or conversion | 4K | $11.28 | $40K | 52K |
| 2025-12-16 | SPECTOR DAVID | Chairman & CEO | Sell | 538 | $130.68 | $70K | 111K |
| 2025-12-16 | SPECTOR DAVID | Chairman & CEO | Sell | 3K | $130.07 | $359K | 111K |
| 2025-12-16 | SPECTOR DAVID | Chairman & CEO | Sell | 2K | $129.10 | $219K | 114K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON17 Form 144 notices on file for PFSI worth $27.2M at the prices reported; 1 in the last 90 days worth $263K. Latest: MAZZELLA JOSEPH F filed on 2026-08-04 to sell 3,401 shares ($263K) from 2026-08-04.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-08-04 | MAZZELLA JOSEPH FOfficer | 3K | $263K | 0.007% | 2026-08-04 | Merrill Lynch |
| 2026-07-01 | Hendry Gregory LOfficer | 2K | $189K | 0.004% | 2026-07-01 | Merrill Lynch |
| 2026-06-22 | Hendry Gregory LOfficer | 3K | $240K | 0.006% | 2026-06-22 | Merrill Lynch |
| 2026-05-15 | Perotti Daniel StanleyOfficer | 3K | $256K | 0.006% | 2026-05-15 | Merrill Lynch |
| 2026-04-09 | ELBAUM MARKOfficer | 419 | $39K | 0.001% | 2026-04-08 | Merrill Lynch |
| 2026-03-03 | STARK DEREKOfficer | 1K | $93K | 0.002% | 2026-03-03 | Merrill Lynch |
| 2026-02-25 | STARK DEREKOfficer | 2K | $174K | 0.004% | 2026-02-25 | Merrill Lynch |
| 2026-02-17 | Perotti Daniel StanleyOfficer | 3K | $273K | 0.006% | 2026-02-17 | Merrill Lynch |
| 2025-12-18 | Hendry Gregory LOfficer | 4K | $465K | 0.007% | 2025-12-18 | Merrill Lynch |
| 2025-11-25 | Jones DougOfficer | 20K | $2.7M | 0.038% | 2025-11-25 | Merrill Lynch |
| 2025-11-17 | Perotti Daniel StanleyOfficer | 9K | $1.1M | 0.017% | 2025-11-17 | Merrill Lynch |
| 2025-11-10 | Jones DougOfficer | 23K | $3.0M | 0.045% | 2025-11-10 | Merrill Lynch |
| 2025-11-05 | Jones DougOfficer | 4K | $544K | 0.008% | 2025-11-05 | Merrill Lynch |
| 2025-10-24 | Perotti Daniel StanleyOfficer | 26K | $3.4M | 0.050% | 2025-10-24 | Merrill Lynch |
| 2025-10-24 | MCCALLION ANNEDirector | 28K | $3.7M | 0.054% | 2025-10-24 | Merrill Lynch |
| 2025-10-23 | SPECTOR DAVIDOfficer, Director | 71K | $9.1M | 0.138% | 2025-10-23 | Merrill Lynch |
| 2025-10-22 | Perotti Daniel StanleyOfficer | 13K | $1.7M | 0.025% | 2025-10-22 | Merrill Lynch |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON1 holder reports 5% or more of PFSI in its latest filing, on Schedule 13G (passive). The holder is T. Rowe Price Investment Management, Inc. at 7.2% of the class (3,748,813 shares), filed 2025-11-14 for an event on 2025-09-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-01 | 13G | Millennium Management LLCother entity | 2.5M | 4.9% | 2026-03-27 |
| 2026-04-01 | 13G | Millennium Group Management LLCother entity | 2.5M | 4.9% | 2026-03-27 |
| 2026-04-01 | 13G | Israel A. Englanderindividual | 2.5M | 4.9% | 2026-03-27 |
| 2026-03-27 | 13G/Ano. 1 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2025-11-14 | 13G/Ano. 2 | T. Rowe Price Investment Management, Inc.investment adviser | 3.7M | 7.2% | 2025-09-30 |
13F holders
Tracked managers holding PFSI at their latest 13F. JSON5 of the 30 tracked managers held PFSI at their latest 13F, $63.5M in total at quarter-end prices. Millennium Management is the largest at $39.1M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Millennium Management | 2026-06-30 | 449K | $39.1M | 0.01% | -1.9M |
| AQR Capital Management | 2026-06-30 | 92K | $8.0M | 0.00% | +41K |
| D. E. Shaw & Co. | 2026-06-30 | 73K | $6.3M | 0.00% | new |
| Renaissance Technologies | 2026-06-30 | 66K | $5.8M | 0.01% | new |
| Citadel Advisors | 2026-06-30 | 49K | $4.3M | 0.00% | -1.1M |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 FY 2026 (quarter ended 2026-06-30) PennyMac Financial Services reported revenue of $19.5M, up 331.7% from the same quarter a year earlier, and net income of $21.7M (0.41 diluted EPS). In FY 2025 it generated -$1.65B of operating cash flow and spent $4.7M on buybacks and $62.5M on dividends.
- Debt
- $6.33B
- Total assets
- $29.86B
- Shares outstanding
- 51,951,572
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | $19.5M | $21.7M | 111.4% | 0.41 |
| Q1 FY 2026 | 2026-03-31 | $6.1M | $82.3M | 1345.1% | 1.53 |
| Q4 FY 2025derived | 2025-12-31 | $6.1M | $106.8M | 1752.5% | n/a |
| Q3 FY 2025 | 2025-09-30 | $4.6M | $181.5M | 3964.7% | 3.37 |
| Q2 FY 2025 | 2025-06-30 | $4.5M | $136.5M | 3021.8% | 2.54 |
| Q1 FY 2025 | 2025-03-31 | $4.9M | $76.3M | 1551.0% | 1.42 |
| Q4 FY 2024derived | 2024-12-31 | $4.1M | $104.5M | 2559.8% | n/a |
| Q3 FY 2024 | 2024-09-30 | $3.4M | $69.4M | 2017.7% | 1.30 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $20.1M | $501.1M | -$1.65B | $11.9M | $4.7M | $62.5M |
| FY 2024 | 2024-12-31 | $26.9M | $311.4M | -$4.53B | $1.7M | n/a | $52.2M |
| FY 2023 | 2023-12-31 | $13.4M | $144.7M | -$1.58B | $1.4M | $71.5M | $41.4M |
| FY 2022 | 2022-12-31 | $12.4M | $475.5M | $6.03B | $7.2M | $406.1M | $54.6M |
| FY 2021 | 2021-12-31 | $7.3M | $1.00B | $2.56B | $7.9M | $958.2M | $52.9M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-07-31 from the cover page.
What this page is
PennyMac Financial Services in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows PennyMac Financial Services (PFSI), SEC CIK 1745916, listed on NYSE, classified by the SEC as mortgage bankers & loan correspondents. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-28.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-30.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-04.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-01.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-29.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-07-31.JSON and CSV
- Company record
- EDGAR filing index for CIK 1745916Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of PFSI is sold short?
3,694,691 shares were held short at the 2026-10-15 settlement, 4.7 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is PFSI's daily short volume?
On 2026-10-28, 124,194 of the 178,985 PFSI shares reported to FINRA were sold short, 69.4% of the day's reported volume. Short volume is a flow for one day, not a position.
Does PFSI have fails to deliver?
The SEC's latest file shows 9 PFSI shares failed to deliver at settlement 2026-09-30. Fails are reported per settlement date and published twice a month with a lag.
Are PFSI insiders buying or selling?
No open-market insider trades were reported for PFSI in the last 90 days. The most recent filings are listed below. Latest filing: SPECTOR DAVID (Chairman & CEO) on 2026-07-31.
Have PFSI insiders filed to sell?
17 Form 144 notices on file for PFSI worth $27.2M at the prices reported; 1 in the last 90 days worth $263K. Latest: MAZZELLA JOSEPH F filed on 2026-08-04 to sell 3,401 shares ($263K) from 2026-08-04.
Who owns 5% or more of PFSI?
1 holder reports 5% or more of PFSI in its latest filing, on Schedule 13G (passive). The holder is T. Rowe Price Investment Management, Inc. at 7.2% of the class (3,748,813 shares), filed 2025-11-14 for an event on 2025-09-30.
What did PFSI report last quarter?
In Q2 FY 2026 (quarter ended 2026-06-30) PennyMac Financial Services reported revenue of $19.5M, up 331.7% from the same quarter a year earlier, and net income of $21.7M (0.41 diluted EPS). In FY 2025 it generated -$1.65B of operating cash flow and spent $4.7M on buybacks and $62.5M on dividends.
Which tracked 13F managers own PFSI?
5 of the 30 tracked 13F managers held PFSI shares at their latest filing, $63.5M in all. The largest: Izzy Englander's Millennium Management (449K shares, $39.1M), Cliff Asness's AQR Capital Management (92K shares, $8.0M), D. E. Shaw & Co. (73K shares, $6.3M), Renaissance Technologies (66K shares, $5.8M), Ken Griffin's Citadel Advisors (49K shares, $4.3M).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.