Rocket Companies (RKT)
Rocket Companies on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as mortgage bankers & loan correspondents.
141.2M
Short interest
settlement 2026-10-15
3.5
Days to cover
+0.4 days vs prior
40.1%
Short share of volume
2026-10-28
507
Fails to deliver
settlement 2026-09-28
Thu 29 Oct
Next earnings
estimated date
-$5.7M
Insider flow, 90 days
0 buys, 3 sells
As of 2026-10-28.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in RKT is 141,235,302 shares, up 19,123,575 shares over the last month. Over the last 48 readings it ranged from 15,320,838 shares (29 November 2024) to 143,530,230 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 39.9M shares a day that is 3.5 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 141,235,302 | -1.6% | 39,876,696 | 3.54 |
| 2026-09-30 | 143,530,230 | +17.5% | 45,224,137 | 3.17 |
| 2026-09-15 | 122,111,727 | +11.7% | 23,862,519 | 5.12 |
| 2026-08-31 | 109,373,564 | +6.6% | 21,316,579 | 5.13 |
| 2026-08-14 | 102,604,196 | +4.0% | 29,430,313 | 3.49 |
| 2026-07-31 | 98,683,807 | -27.7% | 30,962,370 | 3.19 |
| 2026-07-15 | 136,439,792 | +31.2% | 26,849,028 | 5.08 |
| 2026-06-30 | 104,019,972 | +7.8% | 45,388,583 | 2.29 |
| 2026-06-15 | 96,507,564 | +14.0% | 25,189,768 | 3.83 |
| 2026-05-29 | 84,648,029 | +17.7% | 23,483,348 | 3.60 |
| 2026-05-15 | 71,896,409 | -9.8% | 24,848,251 | 2.89 |
| 2026-04-30 | 79,723,477 | +21.0% | 23,081,978 | 3.45 |
| 2026-04-15 | 65,885,251 | +15.0% | 25,888,179 | 2.54 |
| 2026-03-31 | 57,294,025 | +17.1% | 24,083,719 | 2.38 |
| 2026-03-13 | 48,909,434 | -5.4% | 32,269,992 | 1.52 |
| 2026-02-27 | 51,696,022 | -5.0% | 25,792,680 | 2.00 |
| 2026-02-13 | 54,430,073 | +49.9% | 34,019,314 | 1.60 |
| 2026-01-30 | 36,323,849 | -10.1% | 33,456,069 | 1.09 |
| 2026-01-15 | 40,408,612 | -7.0% | 35,986,395 | 1.12 |
| 2025-12-31 | 43,455,224 | +10.1% | 16,392,805 | 2.65 |
| 2025-12-15 | 39,485,674 | -8.6% | 22,127,686 | 1.78 |
| 2025-11-28 | 43,205,327 | +10.2% | 31,434,511 | 1.37 |
| 2025-11-14 | 39,220,137 | -15.2% | 41,729,031 | 1.00 |
| 2025-10-31 | 46,239,840 | -0.7% | 49,528,494 | 1.00 |
| 2025-10-15 | 46,570,524 | -64.2% | 64,037,644 | 1.00 |
| 2025-09-30 | 129,902,637 | +8.0% | 24,393,578 | 5.33 |
| 2025-09-15 | 120,280,651 | +2.0% | 27,273,891 | 4.41 |
| 2025-08-29 | 117,882,847 | +6.0% | 17,586,302 | 6.70 |
| 2025-08-15 | 111,230,675 | +17.9% | 23,488,736 | 4.74 |
| 2025-07-31 | 94,317,576 | +16.3% | 25,453,294 | 3.71 |
| 2025-07-15 | 81,106,160 | +10.4% | 15,983,798 | 5.07 |
| 2025-06-30 | 73,430,549 | +12.2% | 13,848,367 | 5.30 |
| 2025-06-13 | 65,471,024 | +13.5% | 12,241,711 | 5.35 |
| 2025-05-30 | 57,694,295 | -7.0% | 10,016,656 | 5.76 |
| 2025-05-15 | 62,040,291 | +28.2% | 16,904,658 | 3.67 |
| 2025-04-30 | 48,398,392 | +10.9% | 8,495,313 | 5.70 |
| 2025-04-15 | 43,652,400 | +69.7% | 21,333,538 | 2.05 |
| 2025-03-31 | 25,723,519 | -15.9% | 9,380,423 | 2.74 |
| 2025-03-14 | 30,599,415 | +42.8% | 10,653,355 | 2.87 |
| 2025-02-28 | 21,434,252 | +2.2% | 4,436,013 | 4.83 |
| 2025-02-14 | 20,967,881 | +7.4% | 2,970,713 | 7.06 |
| 2025-01-31 | 19,527,791 | +5.4% | 3,158,331 | 6.18 |
| 2025-01-15 | 18,526,515 | +3.9% | 3,329,897 | 5.56 |
| 2024-12-31 | 17,830,873 | +9.2% | 3,627,112 | 4.92 |
| 2024-12-13 | 16,323,072 | +6.5% | 2,613,838 | 6.24 |
| 2024-11-29 | 15,320,838 | -4.9% | 3,009,455 | 5.09 |
| 2024-11-15 | 16,107,603 | -16.1% | 4,778,799 | 3.37 |
| 2024-10-31 | 19,191,015 | +2.0% | 2,889,205 | 6.64 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 28 October 2026, the short share of RKT volume is 40.1%, down 17.8 points over the last five sessions. Over the last 30 readings it ranged from 28.5% (7 October 2026) to 71.0% (17 September 2026). The latest reading is 9.1 points below the 30-session average of 49.2%, on 11.8M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-28 | 4.7M | 11.8M | 40.1% | 45,810 |
| 2026-10-27 | 9.0M | 14.2M | 63.4% | 0 |
| 2026-10-26 | 6.2M | 15.1M | 40.8% | 12,213 |
| 2026-10-23 | 8.5M | 18.0M | 47.1% | 47,802 |
| 2026-10-22 | 11.5M | 27.5M | 41.7% | 20,214 |
| 2026-10-21 | 13.9M | 24.0M | 57.9% | 15,778 |
| 2026-10-20 | 9.5M | 22.1M | 42.7% | 34,184 |
| 2026-10-19 | 5.9M | 13.8M | 42.5% | 21,356 |
| 2026-10-16 | 7.0M | 19.0M | 36.7% | 16,525 |
| 2026-10-15 | 7.9M | 22.8M | 34.6% | 32,330 |
| 2026-10-14 | 8.3M | 21.7M | 38.2% | 17,498 |
| 2026-10-13 | 6.9M | 20.2M | 34.2% | 44,760 |
| 2026-10-12 | 7.9M | 18.2M | 43.2% | 10,444 |
| 2026-10-09 | 5.4M | 15.8M | 34.3% | 12,903 |
| 2026-10-08 | 10.0M | 21.7M | 46.3% | 36,935 |
| 2026-10-07 | 6.7M | 23.4M | 28.5% | 21,706 |
| 2026-10-06 | 6.3M | 18.6M | 34.0% | 18,018 |
| 2026-10-05 | 5.7M | 13.4M | 42.1% | 19,992 |
| 2026-10-02 | 10.9M | 18.6M | 58.7% | 310,271 |
| 2026-10-01 | 19.0M | 29.8M | 63.7% | 110,075 |
| 2026-09-30 | 13.7M | 23.5M | 58.2% | 29,420 |
| 2026-09-29 | 8.5M | 20.2M | 41.8% | 34,294 |
| 2026-09-28 | 10.5M | 21.4M | 49.2% | 58,890 |
| 2026-09-25 | 11.4M | 19.1M | 59.6% | 65,762 |
| 2026-09-24 | 14.7M | 23.0M | 63.7% | 32,205 |
| 2026-09-23 | 12.6M | 19.5M | 64.6% | 8,678 |
| 2026-09-22 | 11.7M | 17.0M | 68.8% | 14,700 |
| 2026-09-21 | 6.7M | 9.8M | 68.4% | 22,068 |
| 2026-09-18 | 7.2M | 11.7M | 61.5% | 7,944 |
| 2026-09-17 | 15.5M | 21.9M | 71.0% | 491,579 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 28 September 2026, the fails-to-deliver balance in RKT is 507 shares, down 23,838 shares over the last settlement date. Over the last 30 readings it ranged from 3 shares (28 August 2026) to 2,222,923 shares (22 September 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-28 | 507 | $12.17 | $6K |
| 2026-09-23 | 24,345 | $12.74 | $310K |
| 2026-09-22 | 2,222,923 | $12.36 | $27.5M |
| 2026-09-21 | 113,731 | $12.29 | $1.4M |
| 2026-09-18 | 1,121,100 | $12.57 | $14.1M |
| 2026-09-16 | 871 | $13.19 | $11K |
| 2026-09-15 | 87,000 | $13.44 | $1.2M |
| 2026-09-14 | 32 | $13.18 | $422 |
| 2026-09-11 | 1,269 | $13.19 | $17K |
| 2026-09-08 | 37,893 | $14.06 | $533K |
| 2026-09-04 | 99,626 | $14.22 | $1.4M |
| 2026-09-03 | 376,795 | $13.56 | $5.1M |
| 2026-09-01 | 48,878 | $13.41 | $655K |
| 2026-08-31 | 6,433 | $13.77 | $89K |
| 2026-08-28 | 3 | $14.24 | $43 |
| 2026-08-26 | 1,607 | $14.30 | $23K |
| 2026-08-25 | 4,553 | $14.09 | $64K |
| 2026-08-24 | 74 | $13.93 | $1K |
| 2026-08-20 | 56,279 | $14.63 | $823K |
| 2026-08-19 | 34,939 | $13.99 | $489K |
| 2026-08-18 | 14,758 | $14.50 | $214K |
| 2026-08-17 | 3,700 | $14.76 | $55K |
| 2026-08-14 | 9 | $15.04 | $135 |
| 2026-08-07 | 43,417 | $13.22 | $574K |
| 2026-08-06 | 44,342 | $13.86 | $615K |
| 2026-08-05 | 43,609 | $14.11 | $615K |
| 2026-07-30 | 57,374 | $13.70 | $786K |
| 2026-07-24 | 258 | $12.78 | $3K |
| 2026-07-21 | 81 | $13.99 | $1K |
| 2026-07-20 | 5,160 | $14.54 | $75K |
Insider trades
SEC Form 4, newest first. JSONInsiders at RKT reported 3 open-market sells worth $5.7M in the last 90 days and no open-market buys. Latest filing: Brown Brian Nicholas (President & Chief Fin Officer) on 2026-10-07.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-07 | Brown Brian Nicholas | President & Chief Fin Officer | Tax withholding | 16K | $11.59 | $187K | 1.6M |
| 2026-10-07 | Edwards Noah A. | Chief Accounting Officer | Tax withholding | 2K | $11.59 | $27K | 154K |
| 2026-10-07 | Lovier Heather M. | Chief Operating Officer | Tax withholding | 8K | $11.59 | $93K | 2.3M |
| 2026-10-07 | Banfield William D. | Chief Business Officer | Tax withholding | 8K | $11.59 | $93K | 3.7M |
| 2026-10-07 | Malhotra Shawn | Chief Technology Officer | Tax withholding | 14K | $11.59 | $159K | 854K |
| 2026-10-07 | Mildenhall Jonathan | Chief Marketing Officer | Tax withholding | 13K | $11.59 | $149K | 796K |
| 2026-10-02 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Sell | 92K | $12.39 | $1.1M | 7.7M |
| 2026-10-01 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Sell | 133K | $12.01 | $1.6M | 7.8M |
| 2026-10-01 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Tax withholding | 57K | $11.51 | $658K | 7.8M |
| 2026-09-15 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Sell | 225K | $13.11 | $2.9M | 8.0M |
| 2026-09-08 | Krishna Varun | Chief Executive Officer | Tax withholding | 58K | $14.06 | $819K | 2.0M |
| 2026-09-08 | Brown Brian Nicholas | President & Chief Fin Officer | Tax withholding | 15K | $14.06 | $206K | 1.6M |
| 2026-09-07 | Rizik Matthew | Director | Other transaction | 15K | $14.06 | $208K | 2.4M |
| 2026-09-07 | Rizik Matthew | Director | Exercise or conversion | 15K | price not stated in the filing | not stated | 2.4M |
| 2026-09-07 | Mildenhall Jonathan | Chief Marketing Officer | Tax withholding | 80K | $14.06 | $1.1M | 809K |
| 2026-09-07 | Malhotra Shawn | Chief Technology Officer | Tax withholding | 38K | $14.06 | $533K | 867K |
| 2026-09-07 | Lovier Heather M. | Chief Operating Officer | Tax withholding | 62K | $14.06 | $867K | 2.3M |
| 2026-09-07 | Krishna Varun | Chief Executive Officer | Tax withholding | 127K | $14.06 | $1.8M | 2.0M |
| 2026-09-07 | Edwards Noah A. | Chief Accounting Officer | Tax withholding | 12K | $14.06 | $169K | 157K |
| 2026-09-07 | Brown Brian Nicholas | President & Chief Fin Officer | Tax withholding | 44K | $14.06 | $619K | 1.6M |
| 2026-09-07 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Tax withholding | 29K | $14.06 | $412K | 7.9M |
| 2026-09-07 | Banfield William D. | Chief Business Officer | Tax withholding | 61K | $14.06 | $862K | 3.7M |
| 2026-08-17 | Watterson Sarah | Director | Grant | 15K | $0.00 | $0 | 15K |
| 2026-06-10 | SHANK SUZANNE F. | Director | Grant | 16K | $0.00 | $0 | 120K |
| 2026-06-10 | Rampell Alastair | Director | Grant | 16K | $0.00 | $0 | 55K |
| 2026-06-10 | Olson Tagar | Director | Grant | 11K | $0.00 | $0 | 290K |
| 2026-06-10 | MARINER JONATHAN D | Director | Grant | 16K | $0.00 | $0 | 102K |
| 2026-06-07 | Rizik Matthew | Director | Exercise or conversion | 12K | price not stated in the filing | not stated | 1.1M |
| 2026-06-07 | Rizik Matthew | Director | Other transaction | 12K | $12.65 | $155K | 1.0M |
| 2026-05-06 | Malhotra Shawn | Chief Technology Officer | Tax withholding | 52K | $14.09 | $739K | 905K |
| 2026-04-07 | Mildenhall Jonathan | Chief Marketing Officer | Tax withholding | 13K | $15.03 | $193K | 889K |
| 2026-04-07 | Malhotra Shawn | Chief Technology Officer | Tax withholding | 14K | $15.03 | $207K | 958K |
| 2026-04-07 | Lovier Heather M. | Chief Operating Officer | Tax withholding | 8K | $15.03 | $121K | 907K |
| 2026-04-07 | Edwards Noah A. | Chief Accounting Officer | Tax withholding | 2K | $15.03 | $35K | 169K |
| 2026-04-07 | Brown Brian Nicholas | President & Chief Fin Officer | Tax withholding | 16K | $15.03 | $242K | 1.3M |
| 2026-04-07 | Banfield William D. | Chief Business Officer | Tax withholding | 8K | $15.03 | $121K | 902K |
| 2026-04-01 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Tax withholding | 57K | $14.25 | $815K | 8.0M |
| 2026-03-11 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Gift | 63K | $0.00 | $0 | 6.9M |
| 2026-03-11 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Gift | 30K | $0.00 | $0 | 6.9M |
| 2026-03-08 | Krishna Varun | Chief Executive Officer | Tax withholding | 58K | $14.95 | $871K | 2.1M |
| 2026-03-08 | Brown Brian Nicholas | President & Chief Fin Officer | Tax withholding | 15K | $14.95 | $219K | 1.3M |
| 2026-03-07 | Rizik Matthew | Director | Exercise or conversion | 15K | price not stated in the filing | not stated | 1.1M |
| 2026-03-07 | Rizik Matthew | Director | Other transaction | 15K | $14.95 | $221K | 1.0M |
| 2026-03-07 | Mildenhall Jonathan | Chief Marketing Officer | Tax withholding | 61K | $14.95 | $911K | 902K |
| 2026-03-07 | Mildenhall Jonathan | Chief Marketing Officer | Grant | 234K | $0.00 | $0 | 963K |
| 2026-03-07 | Malhotra Shawn | Chief Technology Officer | Tax withholding | 16K | $14.95 | $235K | 972K |
| 2026-03-07 | Malhotra Shawn | Chief Technology Officer | Grant | 251K | $0.00 | $0 | 987K |
| 2026-03-07 | Lovier Heather M. | Chief Operating Officer | Tax withholding | 43K | $14.95 | $646K | 915K |
| 2026-03-07 | Lovier Heather M. | Chief Operating Officer | Grant | 251K | $0.00 | $0 | 959K |
| 2026-03-07 | Krishna Varun | Chief Executive Officer | Tax withholding | 52K | $14.95 | $779K | 2.2M |
| 2026-03-07 | Krishna Varun | Chief Executive Officer | Grant | 1.0M | $0.00 | $0 | 2.3M |
| 2026-03-07 | Edwards Noah A. | Chief Accounting Officer | Tax withholding | 8K | $14.95 | $118K | 171K |
| 2026-03-07 | Edwards Noah A. | Chief Accounting Officer | Grant | 60K | $0.00 | $0 | 179K |
| 2026-03-07 | Brown Brian Nicholas | President & Chief Fin Officer | Tax withholding | 17K | $14.95 | $248K | 1.3M |
| 2026-03-07 | Brown Brian Nicholas | President & Chief Fin Officer | Grant | 368K | $0.00 | $0 | 1.3M |
| 2026-03-07 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Grant | 418K | $0.00 | $0 | 9.3M |
| 2026-03-07 | Banfield William D. | Chief Business Officer | Tax withholding | 44K | $14.95 | $659K | 910K |
| 2026-03-07 | Banfield William D. | Chief Business Officer | Grant | 234K | $0.00 | $0 | 954K |
| 2026-03-03 | Brown Brian Nicholas | President & Chief Fin Officer | Tax withholding | 39K | $16.79 | $657K | 966K |
| 2026-03-01 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Tax withholding | 1.2M | $18.19 | $21.7M | 8.8M |
| 2026-01-12 | Rizik Matthew | Director | Sell | 3K | $22.99 | $57K | 1.0M |
| 2026-01-09 | Rizik Matthew | Director | Sell | 3K | $22.78 | $57K | 1.0M |
| 2026-01-08 | Rizik Matthew | Director | Sell | 3K | $21.29 | $53K | 1.0M |
| 2026-01-07 | Rizik Matthew | Director | Sell | 3K | $21.26 | $53K | 1.0M |
| 2026-01-06 | Rizik Matthew | Director | Sell | 3K | $20.98 | $52K | 1.0M |
| 2026-01-05 | Rizik Matthew | Director | Sell | 3K | $21.04 | $53K | 1.1M |
| 2026-01-02 | Rizik Matthew | Director | Sell | 3K | $19.70 | $49K | 1.1M |
| 2025-12-31 | Rizik Matthew | Director | Sell | 3K | $19.45 | $49K | 1.1M |
| 2025-12-30 | Rizik Matthew | Director | Sell | 3K | $19.88 | $50K | 1.1M |
| 2025-12-29 | Rizik Matthew | Director | Sell | 3K | $19.25 | $48K | 1.1M |
| 2025-12-26 | Rizik Matthew | Director | Sell | 3K | $19.38 | $48K | 1.1M |
| 2025-12-24 | Rizik Matthew | Director | Sell | 3K | $19.44 | $49K | 1.1M |
| 2025-12-23 | Rizik Matthew | Director | Sell | 3K | $18.92 | $47K | 1.1M |
| 2025-12-22 | Rizik Matthew | Director | Sell | 3K | $18.99 | $47K | 1.1M |
| 2025-12-19 | Rizik Matthew | Director | Sell | 3K | $19.21 | $48K | 1.1M |
| 2025-12-18 | Rizik Matthew | Director | Sell | 3K | $18.83 | $47K | 1.1M |
| 2025-12-17 | Rizik Matthew | Director | Sell | 3K | $18.21 | $46K | 1.1M |
| 2025-12-16 | Rizik Matthew | Director | Sell | 3K | $18.08 | $45K | 1.1M |
| 2025-12-15 | Rizik Matthew | Director | Sell | 3K | $17.97 | $45K | 1.1M |
| 2025-12-12 | Rizik Matthew | Director | Sell | 3K | $18.99 | $47K | 1.1M |
| 2025-12-11 | Rizik Matthew | Director | Sell | 3K | $19.47 | $49K | 1.1M |
| 2025-12-10 | Rizik Matthew | Director | Sell | 3K | $19.17 | $48K | 1.1M |
| 2025-12-09 | Rizik Matthew | Director | Sell | 3K | $18.81 | $47K | 1.1M |
| 2025-12-08 | Rizik Matthew | Director | Sell | 3K | $18.78 | $47K | 1.1M |
| 2025-12-07 | Rizik Matthew | Director | Grant | 110K | $0.00 | $0 | 1.1M |
| 2025-12-05 | Rizik Matthew | Director | Sell | 3K | $19.34 | $48K | 988K |
| 2025-12-04 | Rizik Matthew | Director | Sell | 3K | $19.86 | $50K | 991K |
| 2025-12-03 | Rizik Matthew | Director | Sell | 3K | $19.98 | $50K | 993K |
| 2025-12-02 | Rizik Matthew | Director | Sell | 3K | $20.21 | $51K | 996K |
| 2025-12-01 | Rizik Matthew | Director | Sell | 3K | $19.81 | $50K | 998K |
| 2025-11-28 | Rizik Matthew | Director | Sell | 3K | $19.89 | $50K | 1.0M |
| 2025-11-26 | Rizik Matthew | Director | Sell | 3K | $19.85 | $50K | 1.0M |
| 2025-11-25 | Rizik Matthew | Director | Sell | 3K | $19.29 | $48K | 1.0M |
| 2025-11-24 | Rizik Matthew | Director | Sell | 3K | $17.77 | $44K | 1.0M |
| 2025-11-21 | Rizik Matthew | Director | Sell | 3K | $17.03 | $43K | 1.0M |
| 2025-11-20 | Rizik Matthew | Director | Sell | 3K | $16.91 | $42K | 1.0M |
| 2025-11-19 | Rizik Matthew | Director | Sell | 3K | $17.04 | $43K | 1.0M |
| 2025-11-18 | Rizik Matthew | Director | Sell | 3K | $16.78 | $42K | 1.0M |
| 2025-11-17 | Rizik Matthew | Director | Sell | 3K | $16.70 | $42K | 1.0M |
| 2025-11-14 | Rizik Matthew | Director | Sell | 3K | $17.17 | $43K | 1.0M |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON1 Form 144 notice on file for RKT worth $2.0M at the prices reported; 0 in the last 90 days worth $0. Latest: Rizik Matthew filed on 2025-11-12 to sell 116,497 shares ($2.0M) from 2025-11-11.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2025-11-12 | Rizik MatthewDirector | 116K | $2.0M | 0.012% | 2025-11-11 | UBS Financial Services, Inc. |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON9 holders report 5% or more of RKT in their latest filing, 2 on Schedule 13D (active intent). The largest reported stake is Daniel Gilbert at 57.1% of the class (1,608,089,722 shares), filed 2025-10-15 for an event on 2025-10-10.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-08-14 | 13G | T. Rowe Price Associates, Inc.investment adviser | 55.3M | 5.6% | 2026-06-30 |
| 2026-08-12 | 13G | Capital World Investorsinvestment adviser | 69.4M | 7.1% | 2026-06-30 |
| 2026-08-06 | 13G | FMR LLCparent holding company | 52.7M | 5.4% | 2026-06-30 |
| 2026-08-06 | 13G | Abigail P. Johnsonindividual | 52.7M | 5.4% | 2026-06-30 |
| 2026-04-30 | 13G | Vanguard Capital Managementinvestment adviser | 48.8M | 5.0% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 6 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2026-01-16 | 13G/Ano. 5 | Boston Partnersinvestment adviser | 13.0M | 1.4% | 2025-12-31 |
| 2025-11-07 | 13G/Ano. 4 | College Retirement Equities Fund- Growth Accountinvestment company | 21.5M | 2.2% | 2025-10-31 |
| 2025-11-07 | 13G/Ano. 4 | Teachers Advisors LLCinvestment adviser | 8.0M | 0.8% | 2025-10-31 |
| 2025-11-07 | 13G/Ano. 4 | TIAA CREF INVESTMENT MANAGEMENT LLCinvestment adviser | 25.1M | 2.6% | 2025-10-31 |
| 2025-11-07 | 13G/Ano. 4 | Nuveen Asset Management, LLCinvestment adviser | 138K | 0.0% | 2025-10-31 |
| 2025-11-04 | 13G/Ano. 3 | College Retirement Equities Fund Growth Accountinvestment company | 20.8M | 8.1% | 2025-09-30 |
| 2025-11-04 | 13G/Ano. 3 | TIAA-CREF Investment Management LLCinvestment adviser | 24.0M | 9.4% | 2025-09-30 |
| 2025-10-21 | 13G | Slate Path Capital LPinvestment adviser, partnership | 19.4M | 2.0% | 2025-09-30 |
| 2025-10-21 | 13G | David Greenspanparent holding company, individual | 19.4M | 2.0% | 2025-09-30 |
| 2025-10-15 | 13D/Ano. 1 | Daniel Gilbertindividual | 1.61B | 57.1% | 2025-10-10 |
| 2025-10-15 | 13D/Ano. 1 | Jennifer Gilbertindividual | 314.1M | 11.2% | 2025-10-10 |
| 2025-10-15 | 13D/Ano. 1 | Daniel Gilbert Trust #1 u/a/d 8/23/16other entity | 140.2M | 5.0% | 2025-10-10 |
| 2025-10-03 | 13D/Ano. 4 | ValueAct Holdings GP, LLCother entity | 41.5M | 4.3% | 2025-10-01 |
| 2025-10-03 | 13D/Ano. 4 | VA Partners I, LLCother entity | 41.5M | 4.3% | 2025-10-01 |
| 2025-10-03 | 13D/Ano. 4 | ValueAct Capital Master Fund, L.P.partnership | 41.5M | 4.3% | 2025-10-01 |
| 2025-10-03 | 13D/Ano. 4 | ValueAct Capital Management, L.P.partnership | 41.5M | 4.3% | 2025-10-01 |
| 2025-10-03 | 13D/Ano. 4 | ValueAct Capital Management, LLCother entity | 41.5M | 4.3% | 2025-10-01 |
| 2025-10-03 | 13D/Ano. 4 | ValueAct Holdings, L.P.partnership | 41.5M | 4.3% | 2025-10-01 |
| 2025-10-03 | 13D/Ano. 4 | ValueAct Holdings II, L.P.partnership | 41.5M | 4.3% | 2025-10-01 |
13F holders
Tracked managers holding RKT at their latest 13F. JSON10 of the 30 tracked managers held RKT at their latest 13F, $819.0M in total at quarter-end prices. ValueAct Holdings is the largest at $656.3M (11.6% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 6 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| ValueAct Holdings | 2026-06-30 | 41.7M | $656.3M | 11.65% | +13.5M |
| Point72 Asset Management | 2026-06-30 | 4.7M | $73.4M | 0.08% | -6.5M |
| AQR Capital Management | 2026-06-30 | 1.7M | $26.0M | 0.01% | +971K |
| Bridgewater Associates | 2026-06-30 | 1.0M | $16.1M | 0.07% | new |
| Citadel Advisors | 2026-06-30 | 679K | $10.7M | 0.00% | -425K |
| Duquesne Family Office | 2026-06-30 | 652K | $10.3M | 0.20% | new |
| Millennium Management | 2026-06-30 | 620K | $9.8M | 0.00% | -5.4M |
| Two Sigma Investments | 2026-06-30 | 438K | $6.9M | 0.01% | -3.7M |
| D. E. Shaw & Co. | 2026-06-30 | 344K | $5.4M | 0.00% | -1.5M |
| Renaissance Technologies | 2026-06-30 | 262K | $4.1M | 0.01% | -1.9M |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn FY 2025 it generated -$3.93B of operating cash flow. As of 2026-06-30, cash was $3.10B against $10.77B of debt.
- Cash
- $3.10B
- Debt
- $10.77B
- Total assets
- $60.98B
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | n/a | $230.0M | n/a | 0.08 |
| Q1 FY 2026 | 2026-03-31 | n/a | $297.0M | n/a | 0.10 |
| Q4 FY 2025derived | 2025-12-31 | n/a | $67.9M | n/a | n/a |
| Q3 FY 2025 | 2025-09-30 | n/a | -$123.9M | n/a | -0.06 |
| Q2 FY 2025 | 2025-06-30 | n/a | -$2.0M | n/a | -0.01 |
| Q1 FY 2025 | 2025-03-31 | n/a | -$10.0M | n/a | -0.08 |
| Q4 FY 2024derived | 2024-12-31 | n/a | $33.5M | n/a | n/a |
| Q3 FY 2024 | 2024-09-30 | n/a | -$22.0M | n/a | -0.19 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | n/a | -$68.0M | -$3.93B | $91.0M | n/a | n/a |
| FY 2024 | 2024-12-31 | n/a | $29.0M | -$2.63B | $68.0M | $0 | n/a |
| FY 2023 | 2023-12-31 | n/a | -$16.0M | $111.0M | $60.0M | $0 | n/a |
| FY 2022 | 2022-12-31 | n/a | $46.4M | $10.82B | $93.1M | $177.7M | n/a |
| FY 2021 | 2021-12-31 | n/a | $308.2M | $7.74B | $118.3M | $231.6M | n/a |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30.
What this page is
Rocket Companies in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Rocket Companies (RKT), SEC CIK 1805284, listed on NYSE, classified by the SEC as mortgage bankers & loan correspondents. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-28.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-28.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2025-11-12.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-14.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-06.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-07.JSON and CSV
- Company record
- EDGAR filing index for CIK 1805284Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as mortgage bankers & loan correspondents
Other company pages
- FDSFactSet Research Systems
- FDXFedEx
- FDXFFedEx Freight Holding Company
- FEFirstEnergy
- FERFerrovial
- FERGFerguson Enterprises
- FFIVF5
- FHNFirst Horizon
- FICOFair Isaac
- FIGFigma
- FIGRFigure Technology Solutions
- FISFidelity National Information Services
- FISVFiserv
- FITBFifth Third Bancorp
- FIVEFive Below
- FIXComfort Systems USA
- FLEXFlex
- FLUTFlutter Entertainment
- FNFabrinet
Datasets
Frequently Asked Questions
How much of RKT is sold short?
141,235,302 shares were held short at the 2026-10-15 settlement, 3.5 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is RKT's daily short volume?
On 2026-10-28, 4,727,335 of the 11,786,294 RKT shares reported to FINRA were sold short, 40.1% of the day's reported volume. Short volume is a flow for one day, not a position.
Does RKT have fails to deliver?
The SEC's latest file shows 507 RKT shares failed to deliver at settlement 2026-09-28. Fails are reported per settlement date and published twice a month with a lag.
Are RKT insiders buying or selling?
Insiders at RKT reported 3 open-market sells worth $5.7M in the last 90 days and no open-market buys. Latest filing: Brown Brian Nicholas (President & Chief Fin Officer) on 2026-10-07.
Have RKT insiders filed to sell?
1 Form 144 notice on file for RKT worth $2.0M at the prices reported; 0 in the last 90 days worth $0. Latest: Rizik Matthew filed on 2025-11-12 to sell 116,497 shares ($2.0M) from 2025-11-11.
Who owns 5% or more of RKT?
9 holders report 5% or more of RKT in their latest filing, 2 on Schedule 13D (active intent). The largest reported stake is Daniel Gilbert at 57.1% of the class (1,608,089,722 shares), filed 2025-10-15 for an event on 2025-10-10.
What did RKT report last quarter?
In FY 2025 it generated -$3.93B of operating cash flow. As of 2026-06-30, cash was $3.10B against $10.77B of debt.
Which tracked 13F managers own RKT?
10 of the 30 tracked 13F managers held RKT shares at their latest filing, $819.0M in all. The largest: ValueAct Holdings (41.7M shares, $656.3M), Steve Cohen's Point72 Asset Management (4.7M shares, $73.4M), Cliff Asness's AQR Capital Management (1.7M shares, $26.0M), Ray Dalio's Bridgewater Associates (1.0M shares, $16.1M), Ken Griffin's Citadel Advisors (679K shares, $10.7M), Stanley Druckenmiller's Duquesne Family Office (652K shares, $10.3M). The table above lists all 10.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.