Peapack Gladstone Financial (PGC)
Peapack Gladstone Financial on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as commercial banks, nec.
1.2M
Short interest
settlement 2026-09-30
8.2
Days to cover
-0.5 days vs prior
68.7%
Short share of volume
2026-10-09
392
Fails to deliver
settlement 2026-09-04
Wed 21 Oct
Next earnings
estimated date
-$160K
Insider flow, 90 days
0 buys, 2 sells
As of 2026-10-09.
Short interest
FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in PGC is 1,224,650 shares, up 303,179 shares over the last month. Over the last 48 readings it ranged from 379,682 shares (31 October 2024) to 1,224,650 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 150K shares a day that is 8.2 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/pgc" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 1,224,650 | +28.8% | 149,810 | 8.17 |
| 2026-09-15 | 950,572 | +3.2% | 110,124 | 8.63 |
| 2026-08-31 | 921,471 | +12.3% | 128,741 | 7.16 |
| 2026-08-14 | 820,147 | +3.1% | 171,344 | 4.79 |
| 2026-07-31 | 795,373 | +23.9% | 238,475 | 3.34 |
| 2026-07-15 | 641,686 | -7.4% | 262,086 | 2.45 |
| 2026-06-30 | 692,970 | +12.5% | 220,273 | 3.15 |
| 2026-06-15 | 615,793 | +5.0% | 129,061 | 4.77 |
| 2026-05-29 | 586,484 | +4.5% | 90,951 | 6.45 |
| 2026-05-15 | 561,191 | +17.4% | 109,832 | 5.11 |
| 2026-04-30 | 477,990 | -12.5% | 137,652 | 3.47 |
| 2026-04-15 | 546,501 | -5.7% | 120,423 | 4.54 |
| 2026-03-31 | 579,456 | -6.9% | 116,118 | 4.99 |
| 2026-03-13 | 622,204 | +17.5% | 144,341 | 4.31 |
| 2026-02-27 | 529,732 | -7.8% | 131,818 | 4.02 |
| 2026-02-13 | 574,855 | +34.7% | 181,881 | 3.16 |
| 2026-01-30 | 426,691 | +5.2% | 117,600 | 3.63 |
| 2026-01-15 | 405,780 | -13.5% | 87,633 | 4.63 |
| 2025-12-31 | 469,130 | -6.4% | 98,135 | 4.78 |
| 2025-12-15 | 501,338 | -6.1% | 107,239 | 4.67 |
| 2025-11-28 | 534,008 | -12.4% | 218,868 | 2.44 |
| 2025-11-14 | 609,924 | +17.6% | 162,192 | 3.76 |
| 2025-10-31 | 518,666 | -17.2% | 124,313 | 4.17 |
| 2025-10-15 | 626,486 | +0.2% | 143,632 | 4.36 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 9 October 2026, the short share of PGC volume is 68.7%, down 6.4 points over the last five sessions. Over the last 30 readings it ranged from 39.0% (2 September 2026) to 80.9% (18 September 2026). The latest reading is 10.4 points above the 30-session average of 58.4%, on 48K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-09 | 33K | 48K | 68.7% | 0 |
| 2026-10-08 | 20K | 26K | 77.9% | 0 |
| 2026-10-07 | 28K | 46K | 61.8% | 0 |
| 2026-10-06 | 9K | 19K | 49.7% | 0 |
| 2026-10-05 | 12K | 20K | 59.8% | 0 |
| 2026-10-02 | 24K | 32K | 75.1% | 3 |
| 2026-10-01 | 18K | 36K | 48.9% | 374 |
| 2026-09-30 | 18K | 47K | 39.1% | 0 |
| 2026-09-29 | 36K | 70K | 52.0% | 0 |
| 2026-09-28 | 19K | 33K | 57.0% | 0 |
| 2026-09-25 | 20K | 33K | 61.5% | 0 |
| 2026-09-24 | 32K | 44K | 72.5% | 3 |
| 2026-09-23 | 25K | 44K | 57.6% | 0 |
| 2026-09-22 | 20K | 30K | 64.9% | 30 |
| 2026-09-21 | 14K | 28K | 50.2% | 0 |
| 2026-09-18 | 30K | 38K | 80.9% | 0 |
| 2026-09-17 | 21K | 31K | 68.0% | 0 |
| 2026-09-16 | 26K | 38K | 68.3% | 0 |
| 2026-09-15 | 14K | 24K | 58.0% | 0 |
| 2026-09-14 | 17K | 35K | 48.1% | 0 |
| 2026-09-11 | 15K | 24K | 61.9% | 0 |
| 2026-09-10 | 15K | 28K | 53.0% | 0 |
| 2026-09-09 | 18K | 28K | 66.2% | 0 |
| 2026-09-08 | 14K | 25K | 53.8% | 0 |
| 2026-09-04 | 15K | 31K | 48.1% | 0 |
| 2026-09-03 | 28K | 53K | 53.9% | 220 |
| 2026-09-02 | 15K | 37K | 39.0% | 0 |
| 2026-09-01 | 19K | 41K | 46.0% | 0 |
| 2026-08-31 | 25K | 39K | 63.6% | 0 |
| 2026-08-28 | 15K | 33K | 45.5% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 4 September 2026, the fails-to-deliver balance in PGC is 392 shares, up 28 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (6 February 2026) to 6,791 shares (11 February 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-04 | 392 | $45.94 | $18K |
| 2026-08-28 | 364 | $45.16 | $16K |
| 2026-08-13 | 325 | $46.24 | $15K |
| 2026-07-16 | 45 | $46.44 | $2K |
| 2026-07-07 | 923 | $47.84 | $44K |
| 2026-06-23 | 1,500 | $44.68 | $67K |
| 2026-06-12 | 522 | $46.11 | $24K |
| 2026-06-08 | 17 | $44.22 | $752 |
| 2026-05-19 | 16 | $42.34 | $677 |
| 2026-05-13 | 656 | $41.97 | $28K |
| 2026-05-07 | 217 | $43.19 | $9K |
| 2026-04-10 | 63 | $38.79 | $2K |
| 2026-03-23 | 157 | $33.18 | $5K |
| 2026-03-10 | 89 | $33.88 | $3K |
| 2026-03-09 | 3 | $33.95 | $102 |
| 2026-03-04 | 18 | $34.01 | $612 |
| 2026-02-19 | 2 | $34.30 | $69 |
| 2026-02-17 | 295 | $33.95 | $10K |
| 2026-02-13 | 295 | $33.67 | $10K |
| 2026-02-11 | 6,791 | $34.68 | $236K |
| 2026-02-06 | 1 | $34.51 | $35 |
| 2026-02-05 | 814 | $34.61 | $28K |
| 2026-01-20 | 69 | $29.41 | $2K |
| 2026-01-06 | 2,192 | $28.45 | $62K |
| 2026-01-05 | 378 | $27.79 | $11K |
| 2025-12-22 | 301 | $29.63 | $9K |
| 2025-12-18 | 27 | $29.82 | $805 |
| 2025-12-17 | 8 | $29.60 | $237 |
| 2025-11-21 | 30 | $25.07 | $752 |
| 2025-11-17 | 72 | $26.00 | $2K |
Insider trades
SEC Form 4, newest first, 50 of 100 shown. JSONInsiders at PGC reported 2 open-market sells worth $160K in the last 90 days and no open-market buys. Latest filing: Hemhauser Maureen (EVP & Chief Risk Officer) on 2026-09-21.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-21 | Hemhauser Maureen | EVP & Chief Risk Officer | Sell | 2K | $45.32 | $104K | 0 |
| 2026-09-02 | Smith Gregory Martin | SEVP, President Comml Banking | Sell | 1K | $44.66 | $56K | 13K |
| 2026-06-29 | Chalkan Lisa | EVP, Chief Credit Officer | Sell | 1K | $47.60 | $52K | 26K |
| 2026-06-29 | BABCOCK JOHN P | SEVP & Pres of Priv Wealth Mgt | Sell | 5K | $47.11 | $236K | 46K |
| 2026-06-11 | ROSSI FRANCESCO S | SVP/Chief Accounting Officer | Sell | 2K | $45.52 | $88K | 3K |
| 2026-06-11 | ROSSI FRANCESCO S | SVP/Chief Accounting Officer | Sell | 547 | $45.52 | $25K | 5K |
| 2026-06-08 | Spinelli Anthony W. | Director | Sell | 2K | $44.63 | $89K | 12K |
| 2026-03-31 | Cavallaro Frank A. | SEVP & Chief Financial Officer | Buy | 3K | $34.95 | $101K | 15K |
| 2026-03-31 | Cavallaro Frank A. | SEVP & Chief Financial Officer | Buy | 3K | $34.95 | $101K | 15K |
| 2026-03-30 | Campion Patrick | Director | Buy | 1K | $34.97 | $50K | 3K |
| 2026-03-30 | KENNEDY DOUGLAS L | President & CEO | Buy | 11K | $35.21 | $398K | 242K |
| 2026-03-30 | Campion Patrick | Director | Buy | 1K | $34.97 | $50K | 3K |
| 2026-03-20 | BABCOCK JOHN P | SEVP & Pres of Priv Wealth Mgt | Option exercise | 1K | price not stated in the filing | not stated | 67K |
| 2026-03-20 | BABCOCK JOHN P | SEVP & Pres of Priv Wealth Mgt | Option exercise | 6K | price not stated in the filing | not stated | 53K |
| 2026-03-20 | BABCOCK JOHN P | SEVP & Pres of Priv Wealth Mgt | Option exercise | 1K | price not stated in the filing | not stated | 47K |
| 2026-03-20 | Hemhauser Maureen | EVP & Chief Risk Officer | Option exercise | 699 | price not stated in the filing | not stated | 9K |
| 2026-03-20 | Campion Patrick | Director | Option exercise | 2K | price not stated in the filing | not stated | 2K |
| 2026-03-20 | COLE SUSAN A | Director | Option exercise | 2K | price not stated in the filing | not stated | 13K |
| 2026-03-20 | DAINGERFIELD RICHARD | Director | Option exercise | 3K | price not stated in the filing | not stated | 5K |
| 2026-03-20 | Bowser Carmen M | Director | Option exercise | 2K | price not stated in the filing | not stated | 10K |
| 2026-03-20 | GRAMIGNA EDWARD A JR | Director | Option exercise | 2K | price not stated in the filing | not stated | 20K |
| 2026-03-20 | CONSI ANTHONY J | Director | Option exercise | 2K | price not stated in the filing | not stated | 110K |
| 2026-03-20 | KASS STEVEN A | Director | Option exercise | 3K | price not stated in the filing | not stated | 16K |
| 2026-03-20 | Horst Peter D. | Director | Option exercise | 2K | price not stated in the filing | not stated | 5K |
| 2026-03-20 | MEYERCORD F DUFFIELD | Director | Option exercise | 6K | price not stated in the filing | not stated | 147K |
| 2026-03-20 | Spinelli Anthony W. | Director | Option exercise | 2K | price not stated in the filing | not stated | 14K |
| 2026-03-20 | Cavallaro Frank A. | SEVP & Chief Financial Officer | Option exercise | 2K | price not stated in the filing | not stated | 10K |
| 2026-03-20 | Cavallaro Frank A. | SEVP & Chief Financial Officer | Option exercise | 2K | price not stated in the filing | not stated | 12K |
| 2026-03-20 | Chalkan Lisa | EVP, Chief Credit Officer | Option exercise | 2K | price not stated in the filing | not stated | 28K |
| 2026-03-20 | Chalkan Lisa | EVP, Chief Credit Officer | Tax withholding | 463 | $33.18 | $15K | 27K |
| 2026-03-20 | Chalkan Lisa | EVP, Chief Credit Officer | Tax withholding | 509 | $33.18 | $17K | 25K |
| 2026-03-20 | Chalkan Lisa | EVP, Chief Credit Officer | Option exercise | 2K | price not stated in the filing | not stated | 26K |
| 2026-03-20 | Chalkan Lisa | EVP, Chief Credit Officer | Tax withholding | 443 | $33.18 | $15K | 26K |
| 2026-03-20 | Chalkan Lisa | EVP, Chief Credit Officer | Option exercise | 2K | price not stated in the filing | not stated | 25K |
| 2026-03-20 | Vorcheimer Stuart M. | EVP, Comm & Ind Lndg | Tax withholding | 533 | $33.18 | $18K | 10K |
| 2026-03-20 | Vorcheimer Stuart M. | EVP, Comm & Ind Lndg | Tax withholding | 613 | $33.18 | $20K | 11K |
| 2026-03-20 | Vorcheimer Stuart M. | EVP, Comm & Ind Lndg | Option exercise | 1K | price not stated in the filing | not stated | 9K |
| 2026-03-20 | Vorcheimer Stuart M. | EVP, Comm & Ind Lndg | Tax withholding | 427 | $33.18 | $14K | 8K |
| 2026-03-20 | Vorcheimer Stuart M. | EVP, Comm & Ind Lndg | Option exercise | 2K | price not stated in the filing | not stated | 10K |
| 2026-03-20 | Vorcheimer Stuart M. | EVP, Comm & Ind Lndg | Tax withholding | 582 | $33.18 | $19K | 7K |
| 2026-03-20 | Vorcheimer Stuart M. | EVP, Comm & Ind Lndg | Option exercise | 2K | price not stated in the filing | not stated | 8K |
| 2026-03-20 | Vorcheimer Stuart M. | EVP, Comm & Ind Lndg | Option exercise | 2K | price not stated in the filing | not stated | 11K |
| 2026-03-20 | Smith Gregory Martin | SEVP, President Comml Banking | Tax withholding | 534 | $33.18 | $18K | 9K |
| 2026-03-20 | Smith Gregory Martin | SEVP, President Comml Banking | Option exercise | 2K | price not stated in the filing | not stated | 9K |
| 2026-03-20 | Smith Gregory Martin | SEVP, President Comml Banking | Tax withholding | 538 | $33.18 | $18K | 8K |
| 2026-03-20 | Smith Gregory Martin | SEVP, President Comml Banking | Option exercise | 2K | price not stated in the filing | not stated | 8K |
| 2026-03-20 | Smith Gregory Martin | SEVP, President Comml Banking | Tax withholding | 3K | $33.18 | $92K | 14K |
| 2026-03-20 | Smith Gregory Martin | SEVP, President Comml Banking | Option exercise | 8K | price not stated in the filing | not stated | 17K |
| 2026-03-20 | Smith Gregory Martin | SEVP, President Comml Banking | Option exercise | 2K | price not stated in the filing | not stated | 7K |
| 2026-03-20 | Smith Gregory Martin | SEVP, President Comml Banking | Tax withholding | 562 | $33.18 | $19K | 7K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON13 Form 144 notices on file for PGC worth $1.6M at the prices reported; 2 in the last 90 days worth $160K. Latest: Hemhauser Maureen filed on 2026-09-21 to sell 2,297 shares ($104K) from 2026-09-21.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-09-21 | Hemhauser MaureenOfficer | 2K | $104K | 0.013% | 2026-09-21 | Fidelity Brokerage Services LLC |
| 2026-09-02 | Smith Gregory MartinOfficer | 1K | $56K | 0.007% | 2026-09-02 | Fidelity Brokerage Services LLC |
| 2026-06-29 | Chalkan LisaOfficer | 1K | $52K | 0.006% | 2026-06-29 | Fidelity Brokerage Services LLC |
| 2026-06-29 | BABCOCK JOHN POfficer | 5K | $238K | 0.028% | 2026-06-29 | Charles Schwab Corp. |
| 2026-06-11 | ROSSI FRANCESCO SOfficer | 2K | $113K | 0.014% | 2026-06-11 | Fidelity Brokerage Services LLC |
| 2026-06-08 | Spinelli Anthony W.Director | 2K | $89K | 0.011% | 2026-06-08 | Fidelity Brokerage Services LLC |
| 2026-03-23 | PLANTE ROBERT A.Officer | 3K | $95K | 0.016% | 2026-03-23 | Fidelity Brokerage Services LLC |
| 2026-03-23 | KENNEDY DOUGLAS LOfficer, Director | 11K | $369K | 0.061% | 2026-03-23 | Fidelity Brokerage Services LLC |
| 2026-03-23 | Hemhauser MaureenOfficer | 498 | $17K | 0.003% | 2026-03-23 | Fidelity Brokerage Services LLC |
| 2026-03-23 | BABCOCK JOHN POfficer | 3K | $118K | 0.020% | 2026-03-23 | Fidelity Brokerage Services LLC |
| 2026-02-09 | Hemhauser MaureenOfficer | 5K | $188K | 0.030% | 2026-02-09 | Fidelity Brokerage Services LLC |
| 2025-09-18 | Chalkan LisaOfficer | 3K | $74K | 0.014% | 2025-09-18 | Fidelity Brokerage Services LLC |
| 2025-09-15 | Smith Gregory MartinOfficer | 3K | $93K | 0.018% | 2025-09-15 | Fidelity Brokerage Services LLC |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON2 holders report 5% or more of PGC in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 6.6% of the class (1,162,411 shares), filed 2026-04-27 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-27 | 13G/Ano. 15 | BlackRock, Inc.parent holding company | 1.2M | 6.6% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 1 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2026-02-10 | 13G/Ano. 1 | Wellington Management Group LLPparent holding company | 674K | 3.8% | 2025-12-31 |
| 2026-02-10 | 13G/Ano. 1 | Wellington Group Holdings LLPparent holding company | 674K | 3.8% | 2025-12-31 |
| 2026-02-10 | 13G/Ano. 1 | Wellington Investment Advisors Holdings LLPparent holding company | 674K | 3.8% | 2025-12-31 |
| 2025-11-12 | 13G | Wellington Management Company LLPinvestment adviser | 1.1M | 6.3% | 2025-09-30 |
13F holders
Tracked managers holding PGC at their latest 13F. JSON5 of the 30 tracked managers held PGC at their latest 13F, $18.2M in total at quarter-end prices. Two Sigma Investments is the largest at $9.2M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 3 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Two Sigma Investments | 2026-06-30 | 194K | $9.2M | 0.01% | -13K |
| AQR Capital Management | 2026-06-30 | 115K | $5.4M | 0.00% | +9K |
| D. E. Shaw & Co. | 2026-06-30 | 35K | $1.7M | 0.00% | -27K |
| Renaissance Technologies | 2026-06-30 | 21K | $975K | 0.00% | +7K |
| Millennium Management | 2026-06-30 | 20K | $933K | 0.00% | -9K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
What this page is
Peapack Gladstone Financial in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Peapack Gladstone Financial (PGC), SEC CIK 1050743, listed on Nasdaq, classified by the SEC as commercial banks, nec. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-04.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-09-21.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-27.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-27.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-21.JSON and CSV
- Company record
- EDGAR filing index for CIK 1050743Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as commercial banks, nec
Other company pages
Datasets
Frequently Asked Questions
How much of PGC is sold short?
What is PGC's daily short volume?
Does PGC have fails to deliver?
Are PGC insiders buying or selling?
Have PGC insiders filed to sell?
Who owns 5% or more of PGC?
Which tracked 13F managers own PGC?
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.