XOOMAR
Get a free API key

Sumitomo Mitsui Financial Group (SMFG)

Sumitomo Mitsui Financial Group on one page: short interest, daily short volume, fails to deliver, 13F holders and insider trades. Listed on NYSE, classified by the SEC as commercial banks, nec.

Download CSV

6.1M

Short interest

settlement 2026-09-30

4.6

Days to cover

-0.3 days vs prior

48.2%

Short share of volume

2026-10-12

145

Fails to deliver

settlement 2026-09-14

-$170K

Insider flow, 90 days

0 buys, 1 sells

As of 2026-10-12.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in SMFG is 6,110,985 shares, down 2,548,305 shares over the last month. Over the last 48 readings it ranged from 1,484,062 shares (30 September 2025) to 8,670,417 shares (15 July 2026). At the reported average volume of 1.3M shares a day that is 4.6 days to cover.

Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/smfg" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
PreviewDark previewAdd ?theme=dark to the src for a dark chart.
SettlementShares shortChangeAvg daily volumeDays to cover
2026-09-306,110,985-17.3%1,340,5764.56
2026-09-157,390,304-14.7%1,534,5434.82
2026-08-318,659,290+1.8%1,172,7867.38
2026-08-148,506,122-1.6%1,533,1815.55
2026-07-318,644,534-0.3%1,751,5254.94
2026-07-158,670,417+6.6%1,952,5324.44
2026-06-308,131,548-4.6%2,067,2153.93
2026-06-158,526,252-1.2%2,047,3674.16
2026-05-298,633,699+15.6%1,883,0684.58
2026-05-157,468,453+13.7%2,203,1923.39
2026-04-306,571,174+19.0%2,097,7333.13
2026-04-155,520,643-8.6%2,313,7172.39
2026-03-316,039,389-0.8%2,175,0532.78
2026-03-136,088,105+47.0%2,720,5472.24
2026-02-274,141,499+23.0%2,193,5571.89
2026-02-133,366,042+25.5%2,601,2351.29
2026-01-302,681,971+1.4%1,790,4451.50
2026-01-152,645,480+17.6%2,294,5801.15
2025-12-312,250,344+9.5%1,674,3131.34
2025-12-152,055,252-38.0%2,181,4381.00
2025-11-283,314,539-13.7%1,808,5151.83
2025-11-143,839,652+15.5%2,690,0351.43
2025-10-313,324,458+18.8%2,235,2471.49
2025-10-152,799,535+88.6%2,210,3721.27

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 12 October 2026, the short share of SMFG volume is 48.2%, down 6.9 points over the last five sessions. Over the last 30 readings it ranged from 41.9% (9 October 2026) to 76.6% (22 September 2026). The latest reading is 14.2 points below the 30-session average of 62.4%, on 628K shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-10-12302K628K48.2%9
2026-10-09173K414K41.9%24
2026-10-08334K516K64.8%2,535
2026-10-07634K946K67.0%1,723
2026-10-06284K478K59.5%15
2026-10-05391K711K55.1%0
2026-10-02413K651K63.5%0
2026-10-01630K870K72.5%5
2026-09-30441K656K67.2%2,283
2026-09-29266K586K45.3%4,516
2026-09-28350K751K46.6%0
2026-09-25370K625K59.2%3,000
2026-09-24364K575K63.3%200
2026-09-23338K480K70.5%2,927
2026-09-22347K452K76.6%0
2026-09-21225K317K71.2%173
2026-09-18240K367K65.6%7
2026-09-17255K395K64.6%563
2026-09-16349K553K63.2%1,500
2026-09-15366K622K58.8%1,673
2026-09-14320K517K61.9%246
2026-09-11396K626K63.2%1,144
2026-09-10208K378K55.0%2
2026-09-09380K609K62.4%13
2026-09-08579K850K68.1%25
2026-09-04340K457K74.4%1,132
2026-09-03464K626K74.2%0
2026-09-02342K525K65.1%81
2026-09-01321K550K58.3%0
2026-08-31318K483K65.9%0

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 14 September 2026, the fails-to-deliver balance in SMFG is 145 shares, down 4,561 shares over the last settlement date. Over the last 30 readings it ranged from 6 shares (10 September 2026) to 52,541 shares (19 August 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-09-14145$27.29$4K
2026-09-114,706$26.55$125K
2026-09-106$26.31$158
2026-09-0912,150$26.79$325K
2026-09-082,993$27.30$82K
2026-09-041,487$27.56$41K
2026-09-018,441$25.84$218K
2026-08-266,542$25.18$165K
2026-08-25429$25.00$11K
2026-08-2491$25.05$2K
2026-08-2120,585$24.54$505K
2026-08-1952,541$25.81$1.4M
2026-08-187,500$26.24$197K
2026-08-1430$26.30$789
2026-08-1342$26.05$1K
2026-08-116,341$25.32$161K
2026-08-0611,629$25.40$295K
2026-08-0530,594$24.86$761K
2026-08-0416,022$25.25$405K
2026-08-03143$25.88$4K
2026-07-29922$25.59$24K
2026-07-28150$26.34$4K
2026-07-237,292$26.08$190K
2026-07-212,204$24.89$55K
2026-07-17266$25.85$7K
2026-07-1616,000$26.50$424K
2026-07-1514,000$26.26$368K
2026-07-1412,000$25.96$312K
2026-07-136,000$25.74$154K
2026-07-1016,389$25.48$418K

Insider trades

SEC Form 4, newest first, 50 of 59 shown. JSON

Insiders at SMFG reported 1 open-market sell worth $170K in the last 90 days and no open-market buys. Latest filing: Anchi Kazuyuki (Sr. Mg. Corp. EO & Group CFO) on 2026-08-12.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-08-12Anchi KazuyukiSr. Mg. Corp. EO & Group CFOSell4K$42.47$170K49K
2026-07-27Yoshikawa HaruyukiSenior Managing Corporate EODisposition2K$43.99$101K53K
2026-07-27Yoshikawa HaruyukiSenior Managing Corporate EOGrant14Kprice not stated in the filingnot stated55K
2026-07-27Uemura AkioSenior Managing Corporate EODisposition3K$43.99$114K66K
2026-07-27Uemura AkioSenior Managing Corporate EOGrant15Kprice not stated in the filingnot stated69K
2026-07-27Takamatsu HidekiSenior Managing Corporate EODisposition2K$43.99$92K59K
2026-07-27Takamatsu HidekiSenior Managing Corporate EOGrant13Kprice not stated in the filingnot stated61K
2026-07-27Samejima NatsuhiroSenior Managing Corporate EODisposition3K$43.99$123K72K
2026-07-27Samejima NatsuhiroSenior Managing Corporate EOGrant17Kprice not stated in the filingnot stated75K
2026-07-27Takashima MakotoDirectorDisposition7K$43.99$312K252K
2026-07-27Takashima MakotoDirectorGrant41Kprice not stated in the filingnot stated259K
2026-07-27Nakashima ToruPresident and Group CEODisposition9K$43.99$392K162K
2026-07-27Nakashima ToruPresident and Group CEOGrant51Kprice not stated in the filingnot stated171K
2026-07-27Nakamura KeiichiroSenior Managing Corporate EODisposition3K$43.99$145K100K
2026-07-27Nakamura KeiichiroSenior Managing Corporate EOGrant19Kprice not stated in the filingnot stated103K
2026-07-27Nagata ArihiroSenior Managing Corporate EODisposition3K$43.99$114K55K
2026-07-27Nagata ArihiroSenior Managing Corporate EOGrant15Kprice not stated in the filingnot stated58K
2026-07-27Mikami TakeshiDirectorDisposition4K$43.99$154K129K
2026-07-27Mikami TakeshiDirectorGrant21Kprice not stated in the filingnot stated133K
2026-07-27Matsugasaki HonamiDirectorDisposition4K$43.99$180K34K
2026-07-27Matsugasaki HonamiDirectorGrant8Kprice not stated in the filingnot stated38K
2026-07-27Mabuchi YukihiroSenior Managing Corporate EODisposition3K$43.99$123K75K
2026-07-27Mabuchi YukihiroSenior Managing Corporate EOGrant17Kprice not stated in the filingnot stated78K
2026-07-27Kudo TeikoDeputy President and Corp. EODisposition4K$43.99$167K115K
2026-07-27Kudo TeikoDeputy President and Corp. EOGrant22Kprice not stated in the filingnot stated119K
2026-07-27Kobayashi TakashiSenior Managing Corporate EODisposition3K$43.99$145K92K
2026-07-27Kobayashi TakashiSenior Managing Corporate EOGrant19Kprice not stated in the filingnot stated95K
2026-07-27Ito FumihikoSenior Managing Corporate EODisposition3K$43.99$145K90K
2026-07-27Ito FumihikoSenior Managing Corporate EOGrant19Kprice not stated in the filingnot stated93K
2026-07-27Isowa AkioSenior Managing Corporate EODisposition3K$43.99$145K82K
2026-07-27Isowa AkioSenior Managing Corporate EOGrant19Kprice not stated in the filingnot stated85K
2026-07-27Hyakutome YoshihiroDeputy President and Corp. EODisposition4K$43.99$154K110K
2026-07-27Hyakutome YoshihiroDeputy President and Corp. EOGrant21Kprice not stated in the filingnot stated113K
2026-07-27Anchi KazuyukiSr. Mg. Corp. EO & Group CFODisposition3K$43.99$114K53K
2026-07-27Anchi KazuyukiSr. Mg. Corp. EO & Group CFOGrant15Kprice not stated in the filingnot stated55K
2026-07-24Yoshikawa HaruyukiSenior Managing Corporate EOGrant4Kprice not stated in the filingnot stated41K
2026-07-24Uemura AkioSenior Managing Corporate EOGrant1Kprice not stated in the filingnot stated54K
2026-07-24Takamatsu HidekiSenior Managing Corporate EOGrant1Kprice not stated in the filingnot stated49K
2026-07-24Samejima NatsuhiroSenior Managing Corporate EOGrant1Kprice not stated in the filingnot stated59K
2026-07-24Takashima NorimitsuDirectorGrant305price not stated in the filingnot stated505
2026-07-24TESHIROGI ISAODirectorGrant305price not stated in the filingnot stated305
2026-07-24Sawada JunDirectorGrant305price not stated in the filingnot stated505
2026-07-24Takashima MakotoDirectorGrant2Kprice not stated in the filingnot stated218K
2026-07-24Rogers JeniferDirectorGrant305price not stated in the filingnot stated2K
2026-07-24Nakashima ToruPresident and Group CEOGrant4Kprice not stated in the filingnot stated120K
2026-07-24Nakamura KeiichiroSenior Managing Corporate EOGrant1Kprice not stated in the filingnot stated84K
2026-07-24Nagata ArihiroSenior Managing Corporate EOGrant1Kprice not stated in the filingnot stated42K
2026-07-24Mikami TakeshiDirectorGrant2Kprice not stated in the filingnot stated112K
2026-07-24Matsugasaki HonamiDirectorGrant305price not stated in the filingnot stated30K
2026-07-24Mabuchi YukihiroSenior Managing Corporate EOGrant1Kprice not stated in the filingnot stated62K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

13F holders

Tracked managers holding SMFG at their latest 13F. JSON

4 of the 30 tracked managers held SMFG at their latest 13F, $205.9M in total at quarter-end prices. Fisher Asset Management is the largest at $148.4M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 2 cut.

FundQuarterSharesValueOf portfolioChange in shares
Fisher Asset Management2026-06-306.3M$148.4M0.04%+3.1M
AQR Capital Management2026-06-301.3M$31.6M0.01%+495K
Renaissance Technologies2026-06-301.0M$24.1M0.03%-726K
Millennium Management2026-06-3076K$1.8M0.00%-35K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

Sumitomo Mitsui Financial Group in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Sumitomo Mitsui Financial Group (SMFG), SEC CIK 1022837, listed on NYSE, classified by the SEC as commercial banks, nec. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-12.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-14.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Insider trades
SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-08-12.JSON and CSV
Company record
EDGAR filing index for CIK 1022837Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Other companies the SEC classifies as commercial banks, nec

Other company pages

Datasets

Frequently Asked Questions

How much of SMFG is sold short?
6,110,985 shares were held short at the 2026-09-30 settlement, 4.6 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is SMFG's daily short volume?
On 2026-10-12, 302,454 of the 627,659 SMFG shares reported to FINRA were sold short, 48.2% of the day's reported volume. Short volume is a flow for one day, not a position.
Does SMFG have fails to deliver?
The SEC's latest file shows 145 SMFG shares failed to deliver at settlement 2026-09-14. Fails are reported per settlement date and published twice a month with a lag.
Are SMFG insiders buying or selling?
Insiders at SMFG reported 1 open-market sell worth $170K in the last 90 days and no open-market buys. Latest filing: Anchi Kazuyuki (Sr. Mg. Corp. EO & Group CFO) on 2026-08-12.
Which tracked 13F managers own SMFG?
4 of the 30 tracked 13F managers held SMFG shares at their latest filing, $205.9M in all. The largest: Ken Fisher's Fisher Asset Management (6.3M shares, $148.4M), Cliff Asness's AQR Capital Management (1.3M shares, $31.6M), Renaissance Technologies (1.0M shares, $24.1M), Izzy Englander's Millennium Management (76K shares, $1.8M).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.