Regional Management (RM)
Regional Management on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as personal credit institutions.
382K
Short interest
settlement 2026-10-15
3.6
Days to cover
-1.0 days vs prior
33.0%
Short share of volume
2026-11-03
97
Fails to deliver
settlement 2026-10-07
Wed 3 Feb
Next earnings
estimated date
-$776K
Insider flow, 90 days
2 buys, 9 sells
As of 2026-11-03.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in RM is 382,110 shares, up 6,549 shares over the last month. Over the last 48 readings it ranged from 204,647 shares (30 May 2025) to 455,354 shares (15 July 2026). At the reported average volume of 107K shares a day that is 3.6 days to cover.
Embed this chart.The embed keeps its attribution line.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 382,110 | +11.0% | 107,349 | 3.56 |
| 2026-09-30 | 344,232 | -8.3% | 74,983 | 4.59 |
| 2026-09-15 | 375,561 | +9.8% | 57,728 | 6.51 |
| 2026-08-31 | 342,002 | -10.7% | 100,657 | 3.40 |
| 2026-08-14 | 383,171 | -5.2% | 120,205 | 3.19 |
| 2026-07-31 | 404,005 | -11.3% | 87,328 | 4.63 |
| 2026-07-15 | 455,354 | +10.4% | 82,760 | 5.50 |
| 2026-06-30 | 412,272 | +13.0% | 79,005 | 5.22 |
| 2026-06-15 | 364,949 | +6.5% | 43,820 | 8.33 |
| 2026-05-29 | 342,536 | +3.1% | 62,961 | 5.44 |
| 2026-05-15 | 332,298 | +5.7% | 56,326 | 5.90 |
| 2026-04-30 | 314,332 | -7.8% | 62,632 | 5.02 |
| 2026-04-15 | 340,866 | +7.7% | 69,646 | 4.89 |
| 2026-03-31 | 316,557 | -9.5% | 59,444 | 5.33 |
| 2026-03-13 | 349,633 | +9.8% | 46,118 | 7.58 |
| 2026-02-27 | 318,409 | +5.2% | 65,322 | 4.87 |
| 2026-02-13 | 302,558 | +11.3% | 82,588 | 3.66 |
| 2026-01-30 | 271,845 | -0.8% | 43,067 | 6.31 |
| 2026-01-15 | 273,922 | -0.6% | 51,455 | 5.32 |
| 2025-12-31 | 275,534 | -1.9% | 50,872 | 5.42 |
| 2025-12-15 | 280,888 | -14.1% | 59,888 | 4.69 |
| 2025-11-28 | 326,844 | +19.2% | 60,263 | 5.42 |
| 2025-11-14 | 274,114 | +3.1% | 46,937 | 5.84 |
| 2025-10-31 | 265,789 | -1.6% | 31,981 | 8.31 |
| 2025-10-15 | 270,122 | +26.8% | 37,368 | 7.23 |
| 2025-09-30 | 212,960 | -5.8% | 53,873 | 3.95 |
| 2025-09-15 | 226,064 | +3.2% | 39,489 | 5.72 |
| 2025-08-29 | 219,038 | -10.2% | 47,955 | 4.57 |
| 2025-08-15 | 243,832 | -0.6% | 56,114 | 4.35 |
| 2025-07-31 | 245,400 | -6.8% | 31,175 | 7.87 |
| 2025-07-15 | 263,419 | +6.0% | 48,922 | 5.38 |
| 2025-06-30 | 248,557 | +7.9% | 53,690 | 4.63 |
| 2025-06-13 | 230,328 | +12.6% | 46,678 | 4.93 |
| 2025-05-30 | 204,647 | -16.1% | 46,191 | 4.43 |
| 2025-05-15 | 243,901 | -14.5% | 60,475 | 4.03 |
| 2025-04-30 | 285,193 | +0.2% | 36,286 | 7.86 |
| 2025-04-15 | 284,618 | +10.0% | 51,640 | 5.51 |
| 2025-03-31 | 258,755 | +3.0% | 41,087 | 6.30 |
| 2025-03-14 | 251,313 | +3.0% | 46,085 | 5.45 |
| 2025-02-28 | 244,049 | -1.5% | 33,597 | 7.26 |
| 2025-02-14 | 247,774 | +1.6% | 54,570 | 4.54 |
| 2025-01-31 | 243,965 | -4.7% | 54,227 | 4.50 |
| 2025-01-15 | 255,933 | +1.8% | 55,275 | 4.63 |
| 2024-12-31 | 251,407 | +3.0% | 36,325 | 6.92 |
| 2024-12-13 | 244,155 | +1.0% | 36,708 | 6.65 |
| 2024-11-29 | 241,669 | -1.2% | 13,775 | 17.54 |
| 2024-11-15 | 244,712 | -1.8% | 34,051 | 7.19 |
| 2024-10-31 | 249,168 | -3.5% | 17,993 | 13.85 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 3 November 2026, the short share of RM volume is 33.0%, down 25.0 points over the last five sessions. Over the last 30 readings it ranged from 33.0% (3 November 2026) to 72.4% (21 October 2026). The latest reading sits at the bottom of that range. The latest reading is 23.4 points below the 30-session average of 56.3%, on 38K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-03 | 12K | 38K | 33.0% | 0 |
| 2026-11-02 | 31K | 77K | 39.7% | 0 |
| 2026-10-30 | 20K | 33K | 61.0% | 0 |
| 2026-10-29 | 49K | 70K | 69.4% | 0 |
| 2026-10-28 | 16K | 24K | 64.6% | 10 |
| 2026-10-27 | 10K | 17K | 58.0% | 0 |
| 2026-10-26 | 10K | 23K | 44.9% | 0 |
| 2026-10-23 | 22K | 33K | 66.9% | 0 |
| 2026-10-22 | 20K | 29K | 67.0% | 0 |
| 2026-10-21 | 20K | 27K | 72.4% | 0 |
| 2026-10-20 | 22K | 34K | 65.8% | 0 |
| 2026-10-19 | 17K | 27K | 61.6% | 0 |
| 2026-10-16 | 17K | 27K | 62.4% | 0 |
| 2026-10-15 | 23K | 43K | 53.3% | 0 |
| 2026-10-14 | 16K | 33K | 49.8% | 0 |
| 2026-10-13 | 20K | 36K | 54.0% | 0 |
| 2026-10-12 | 16K | 27K | 58.9% | 0 |
| 2026-10-09 | 18K | 29K | 63.3% | 0 |
| 2026-10-08 | 11K | 21K | 54.0% | 0 |
| 2026-10-07 | 10K | 29K | 35.7% | 0 |
| 2026-10-06 | 8K | 20K | 38.8% | 0 |
| 2026-10-05 | 12K | 33K | 36.5% | 0 |
| 2026-10-02 | 17K | 33K | 52.8% | 0 |
| 2026-10-01 | 20K | 34K | 57.5% | 0 |
| 2026-09-30 | 11K | 16K | 71.4% | 0 |
| 2026-09-29 | 15K | 22K | 65.6% | 0 |
| 2026-09-28 | 15K | 26K | 58.6% | 0 |
| 2026-09-25 | 15K | 26K | 58.8% | 0 |
| 2026-09-24 | 14K | 20K | 70.9% | 0 |
| 2026-09-23 | 11K | 25K | 42.7% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 7 October 2026, the fails-to-deliver balance in RM is 97 shares, down 1,663 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (18 December 2025) to 8,155 shares (13 May 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-07 | 97 | $32.80 | $3K |
| 2026-08-24 | 1,760 | $34.11 | $60K |
| 2026-08-12 | 52 | $31.63 | $2K |
| 2026-08-04 | 104 | $34.72 | $4K |
| 2026-07-16 | 49 | $42.17 | $2K |
| 2026-07-08 | 144 | $41.88 | $6K |
| 2026-07-01 | 62 | $41.20 | $3K |
| 2026-06-29 | 1 | $41.04 | $41 |
| 2026-06-17 | 17 | $37.17 | $632 |
| 2026-06-10 | 48 | $36.19 | $2K |
| 2026-06-09 | 12 | $35.58 | $427 |
| 2026-06-08 | 139 | $35.93 | $5K |
| 2026-06-05 | 2 | $35.93 | $72 |
| 2026-06-04 | 1 | $34.24 | $34 |
| 2026-05-29 | 30 | $36.28 | $1K |
| 2026-05-15 | 7 | $34.88 | $244 |
| 2026-05-13 | 8,155 | $34.25 | $279K |
| 2026-05-11 | 28 | $35.34 | $990 |
| 2026-05-06 | 604 | $34.84 | $21K |
| 2026-04-21 | 436 | $39.76 | $17K |
| 2026-04-10 | 695 | $36.53 | $25K |
| 2026-03-18 | 486 | $31.47 | $15K |
| 2026-03-04 | 37 | $32.44 | $1K |
| 2026-02-23 | 114 | $34.60 | $4K |
| 2026-02-19 | 597 | $35.07 | $21K |
| 2026-02-18 | 72 | $35.09 | $3K |
| 2026-02-12 | 9 | $33.99 | $306 |
| 2026-02-11 | 433 | $34.74 | $15K |
| 2026-01-27 | 28 | $37.06 | $1K |
| 2025-12-18 | 1 | $38.93 | $39 |
Insider trades
SEC Form 4, newest first. JSONOver the last 90 days RM insiders reported 2 open-market buys ($316K) against 9 sells ($1.1M), so the dollar flow leans toward selling. Latest filing: Atwood Catherine R (SVP and General Counsel) on 2026-10-29.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-29 | Atwood Catherine R | SVP and General Counsel | Sell | 810 | $38.01 | $31K | 53K |
| 2026-10-29 | Atwood Catherine R | SVP and General Counsel | Sell | 1K | $37.47 | $49K | 54K |
| 2026-10-29 | Atwood Catherine R | SVP and General Counsel | Sell | 480 | $36.14 | $17K | 55K |
| 2026-10-19 | Atwood Catherine R | SVP and General Counsel | Sell | 200 | $35.01 | $7K | 55K |
| 2026-09-17 | Forager Fund, L.P. | 10% owner | Sell | 10K | $32.22 | $335K | 919K |
| 2026-09-16 | Forager Fund, L.P. | 10% owner | Sell | 9K | $32.19 | $292K | 930K |
| 2026-09-15 | Forager Fund, L.P. | 10% owner | Sell | 10K | $32.26 | $318K | 939K |
| 2026-09-02 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Grant | 24K | $33.10 | $787K | 453K |
| 2026-09-01 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 1K | $31.65 | $37K | 23K |
| 2026-09-01 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Grant | 4K | $31.86 | $129K | 430K |
| 2026-08-24 | Atwood Catherine R | SVP and General Counsel | Sell | 200 | $35.00 | $7K | 56K |
| 2026-08-12 | Lamba Lakhbir S. | President and CEO | Buy | 4K | $31.76 | $111K | 56K |
| 2026-08-11 | Lamba Lakhbir S. | President and CEO | Buy | 7K | $31.59 | $205K | 52K |
| 2026-08-03 | Barnette Steven B | VP, Chief Accounting Officer | Grant | 4K | $0.00 | $0 | 18K |
| 2026-07-10 | Barnette Steven B | VP, Chief Accounting Officer | Sell | 3K | $43.30 | $142K | 13K |
| 2026-07-02 | Rana Harpreet | EVP, Chief Fin & Admin Officer | Grant | 17K | $0.00 | $0 | 64K |
| 2026-07-02 | Parmar Manish | EVP, Chief Credit Risk Officer | Grant | 11K | $0.00 | $0 | 72K |
| 2026-07-02 | Fisher Brian J. | EVP, Chief Strat/Dev Officer | Grant | 13K | $0.00 | $0 | 46K |
| 2026-07-02 | Atwood Catherine R | SVP and General Counsel | Grant | 8K | $0.00 | $0 | 56K |
| 2026-07-01 | Barnette Steven B | VP, Chief Accounting Officer | Sell | 2K | $42.04 | $67K | 17K |
| 2026-06-01 | Johnson Sandra K. | Director | Gift | 1K | $0.00 | $0 | 21K |
| 2026-05-26 | Johnson Sandra K. | Director | Sell | 1K | $36.00 | $36K | 22K |
| 2026-05-21 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Grant | 3K | $0.00 | $0 | 35K |
| 2026-05-21 | Palomares Carlos | Director | Grant | 4K | $0.00 | $0 | 74K |
| 2026-05-21 | Johnson Sandra K. | Director | Grant | 4K | $0.00 | $0 | 23K |
| 2026-05-21 | Freiberg Steven J | Director | Grant | 4K | $0.00 | $0 | 142K |
| 2026-05-21 | Dunn Michael R | Director | Grant | 4K | $0.00 | $0 | 107K |
| 2026-05-21 | Contreras-Sweet Maria | Director | Grant | 4K | $0.00 | $0 | 40K |
| 2026-05-21 | Campos Roel C | Director | Grant | 4K | $0.00 | $0 | 118K |
| 2026-05-21 | Brown Jonathan David | Director | Grant | 3K | $0.00 | $0 | 35K |
| 2026-05-21 | Booth Julie | Director | Grant | 4K | $0.00 | $0 | 9K |
| 2026-05-21 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Grant | 3K | $0.00 | $0 | 35K |
| 2026-05-13 | Rana Harpreet | EVP, Chief Fin & Admin Officer | Grant | 15K | $0.00 | $0 | 46K |
| 2026-05-13 | Parmar Manish | EVP, Chief Credit Risk Officer | Grant | 5K | $0.00 | $0 | 61K |
| 2026-05-13 | Lamba Lakhbir S. | President and CEO | Grant | 37K | $0.00 | $0 | 46K |
| 2026-05-13 | Fisher Brian J. | EVP, Chief Strat/Dev Officer | Grant | 5K | $0.00 | $0 | 33K |
| 2026-05-13 | Atwood Catherine R | SVP and General Counsel | Grant | 6K | $0.00 | $0 | 47K |
| 2026-05-11 | Atwood Catherine R | SVP and General Counsel | Sell | 3K | $35.06 | $105K | 41K |
| 2026-04-29 | Forager Fund, L.P. | 10% owner | Sell | 3K | $38.50 | $112K | 948K |
| 2026-04-28 | Forager Fund, L.P. | 10% owner | Sell | 2K | $39.59 | $83K | 951K |
| 2026-04-21 | MacArthur Robert Symmes | TenPercentOwner | Sell | 6K | $40.18 | $233K | 953K |
| 2026-04-21 | Forager Fund, L.P. | 10% owner | Sell | 6K | $40.18 | $233K | 953K |
| 2026-04-20 | MacArthur Robert Symmes | TenPercentOwner | Sell | 15K | $39.68 | $595K | 959K |
| 2026-04-20 | Forager Fund, L.P. | 10% owner | Sell | 15K | $39.68 | $595K | 959K |
| 2026-04-17 | MacArthur Robert Symmes | TenPercentOwner | Sell | 7K | $38.56 | $277K | 974K |
| 2026-04-17 | Fisher Brian J. | EVP, Chief Strat/Dev Officer | Sell | 3K | $38.95 | $115K | 28K |
| 2026-04-17 | Barnette Steven B | VP, Chief Accounting Officer | Sell | 2K | $40.00 | $64K | 18K |
| 2026-04-17 | Forager Fund, L.P. | 10% owner | Sell | 7K | $38.56 | $277K | 974K |
| 2026-04-16 | MacArthur Robert Symmes | TenPercentOwner | Sell | 13K | $38.48 | $494K | 981K |
| 2026-04-16 | Forager Fund, L.P. | 10% owner | Sell | 13K | $38.48 | $494K | 981K |
| 2026-04-15 | MacArthur Robert Symmes | TenPercentOwner | Sell | 18K | $38.06 | $670K | 994K |
| 2026-04-15 | Rana Harpreet | EVP, Chief Fin & Admin Officer | Sell | 15K | $38.09 | $571K | 32K |
| 2026-04-15 | Forager Fund, L.P. | 10% owner | Sell | 18K | $38.06 | $670K | 994K |
| 2026-04-15 | Fisher Brian J. | EVP, Chief Strat/Dev Officer | Sell | 5K | $38.09 | $208K | 28K |
| 2026-04-15 | Fisher Brian J. | EVP, Chief Strat/Dev Officer | Tax withholding | 6K | $38.22 | $228K | 31K |
| 2026-04-15 | Fisher Brian J. | EVP, Chief Strat/Dev Officer | Exercise or conversion | 9K | $19.99 | $178K | 37K |
| 2026-04-14 | MacArthur Robert Symmes | TenPercentOwner | Sell | 7K | $38.02 | $281K | 1.0M |
| 2026-04-14 | Rana Harpreet | EVP, Chief Fin & Admin Officer | Sell | 3K | $38.06 | $115K | 47K |
| 2026-04-14 | Forager Fund, L.P. | 10% owner | Sell | 7K | $38.02 | $281K | 1.0M |
| 2026-04-14 | Fisher Brian J. | EVP, Chief Strat/Dev Officer | Sell | 3K | $38.07 | $114K | 33K |
| 2026-03-12 | Campos Roel C | Director | Other transaction | 0 | $0.00 | $0 | 114K |
| 2026-03-12 | Campos Roel C | Director | Buy | 953 | $32.07 | $31K | 115K |
| 2026-02-27 | Palomares Carlos | Director | Tax withholding | 5K | $31.82 | $146K | 70K |
| 2026-02-27 | Palomares Carlos | Director | Exercise or conversion | 9K | $15.89 | $146K | 74K |
| 2026-02-23 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 1K | $34.05 | $45K | 426K |
| 2026-02-23 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 259 | $34.05 | $9K | 104K |
| 2026-02-23 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 22 | $34.05 | $749 | 5K |
| 2026-02-23 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 980 | $34.05 | $33K | 261K |
| 2026-02-23 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 57 | $34.05 | $2K | 24K |
| 2026-02-23 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 259 | $34.05 | $9K | 104K |
| 2026-02-23 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 22 | $34.05 | $749 | 5K |
| 2026-02-23 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 980 | $34.05 | $33K | 261K |
| 2026-02-23 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 57 | $34.05 | $2K | 24K |
| 2026-02-23 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 1K | $34.05 | $45K | 426K |
| 2026-02-20 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 54 | $34.51 | $2K | 5K |
| 2026-02-20 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 3K | $34.51 | $110K | 427K |
| 2026-02-20 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 138 | $34.51 | $5K | 24K |
| 2026-02-20 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 2K | $34.51 | $83K | 262K |
| 2026-02-20 | LINDENBAUM MATTHEW A | Director,TenPercentOwner,Other | Sell | 632 | $34.51 | $22K | 104K |
| 2026-02-20 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 632 | $34.51 | $22K | 104K |
| 2026-02-20 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 54 | $34.51 | $2K | 5K |
| 2026-02-20 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 2K | $34.51 | $83K | 262K |
| 2026-02-20 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 138 | $34.51 | $5K | 24K |
| 2026-02-20 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, 10% owner, Director-by-Deputization | Sell | 3K | $34.51 | $110K | 427K |
| 2026-02-17 | Atwood Catherine R | SVP and General Counsel | Sell | 3K | $35.02 | $91K | 44K |
| 2026-02-13 | Atwood Catherine R | SVP and General Counsel | Sell | 400 | $35.04 | $14K | 47K |
| 2026-01-13 | Forager Capital Management, LLC | TenPercentOwner | Sell | 809 | $38.62 | $31K | 1.0M |
| 2026-01-13 | Forager Fund, L.P. | 10% owner | Sell | 809 | $38.62 | $31K | 1.0M |
| 2026-01-12 | Forager Capital Management, LLC | TenPercentOwner | Sell | 500 | $39.25 | $20K | 1.0M |
| 2026-01-12 | Forager Fund, L.P. | 10% owner | Sell | 500 | $39.25 | $20K | 1.0M |
| 2026-01-09 | Kissel Edward Urban | TenPercentOwner | Sell | 21K | $38.94 | $811K | 1.0M |
| 2026-01-09 | Kissel Edward Urban | TenPercentOwner | Sell | 724 | $39.64 | $29K | 1.0M |
| 2026-01-09 | Forager Fund, L.P. | 10% owner | Sell | 724 | $39.64 | $29K | 1.0M |
| 2026-01-09 | Forager Fund, L.P. | 10% owner | Sell | 21K | $38.94 | $811K | 1.0M |
| 2026-01-08 | Kissel Edward Urban | TenPercentOwner | Sell | 18K | $38.79 | $710K | 1.0M |
| 2026-01-08 | Forager Fund, L.P. | 10% owner | Sell | 18K | $38.79 | $710K | 1.0M |
| 2026-01-07 | Kissel Edward Urban | TenPercentOwner | Sell | 300 | $39.05 | $12K | 1.1M |
| 2026-01-07 | Forager Fund, L.P. | 10% owner | Sell | 300 | $39.05 | $12K | 1.1M |
| 2026-01-06 | MacArthur Robert Symmes | TenPercentOwner | Sell | 8K | $38.88 | $295K | 1.1M |
| 2026-01-06 | Forager Fund, L.P. | 10% owner | Sell | 8K | $38.88 | $295K | 1.1M |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON50 Form 144 notices on file for RM worth $7.5M at the prices reported; 6 in the last 90 days worth $560K. Latest: BASSWOOD OPPORTUNITY PARTNERS, L.P. filed on 2026-11-03 to sell 4,829 shares ($189K) from 2026-11-03.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-11-03 | BASSWOOD OPPORTUNITY PARTNERS, L.P.10% Stockholder | 5K | $189K | 0.054% | 2026-11-03 | Jones Trading Institutional Services LLC |
| 2026-11-03 | Basswood Financial Long Only Fund, LP10% Stockholder | 4K | $152K | 0.043% | 2026-11-03 | Jones Trading Institutional Services LLC |
| 2026-11-03 | BASSWOOD FINANCIAL FUND, L.P.10% Stockholder | 2K | $76K | 0.022% | 2026-11-03 | Jones Trading Institutional Services LLC |
| 2026-11-03 | Basswood Financial Fund, Ltd.10% Stockholder | 90 | $4K | 0.001% | 2026-11-03 | Jones Trading Institutional Services LLC |
| 2026-09-01 | Basswood Financial Long Only Fund, LP10% Stockholder | 1K | $37K | 0.013% | 2026-09-01 | Maxim Group LLC |
| 2026-08-24 | Catherine AtwoodOfficer | 3K | $102K | 0.033% | 2026-08-24 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-10 | STEVEN BROOKS BARNETTEOfficer | 3K | $139K | 0.036% | 2026-07-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-01 | STEVEN BROOKS BARNETTEOfficer | 2K | $66K | 0.017% | 2026-07-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-26 | Johnson Sandra K.Director | 3K | $101K | 0.031% | 2026-05-26 | Charles Schwab Corporation |
| 2026-05-11 | Catherine AtwoodOfficer | 6K | $212K | 0.065% | 2026-05-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-17 | BRIAN FISHEROfficer | 3K | $114K | 0.032% | 2026-04-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-17 | STEVEN BROOKS BARNETTEOfficer | 2K | $62K | 0.017% | 2026-04-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-14 | HARPREET RANAOfficer | 18K | $680K | 0.191% | 2026-04-14 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-14 | BRIAN FISHEROfficer | 8K | $320K | 0.090% | 2026-04-14 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-23 | Basswood Financial Fund, Ltd.10% Stockholder | 22 | $761 | 0.000% | 2026-02-23 | J.P. Morgan Securities LLC |
| 2026-02-23 | Basswood Financial Fund, Ltd.10% Stockholder | 54 | $2K | 0.001% | 2026-02-20 | J.P. Morgan Securities LLC |
| 2026-02-23 | BASSWOOD OPPORTUNITY PARTNERS, L.P.10% Stockholder | 980 | $34K | 0.010% | 2026-02-23 | J.P. Morgan Securities LLC |
| 2026-02-23 | BASSWOOD FINANCIAL LONG ONLY FUND, L.P.10% Stockholder | 57 | $2K | 0.001% | 2026-02-23 | J.P. Morgan Securities LLC |
| 2026-02-23 | BASSWOOD FINANCIAL LONG ONLY FUND, L.P.10% Stockholder | 138 | $5K | 0.001% | 2026-02-20 | J.P. Morgan Securities LLC |
| 2026-02-23 | BASSWOOD FINANCIAL FUND, L.P.10% Stockholder | 259 | $9K | 0.003% | 2026-02-23 | J.P. Morgan Securities LLC |
| 2026-02-23 | BASSWOOD CAPITAL MANAGEMENT, LLC10% Stockholder | 1K | $45K | 0.014% | 2026-02-23 | J.P. Morgan Securities LLC |
| 2026-02-20 | BASSWOOD OPPORTUNITY PARTNERS, L.P.10% Stockholder | 2K | $83K | 0.025% | 2026-02-20 | J.P. Morgan Securities LLC |
| 2026-02-20 | BASSWOOD FINANCIAL FUND, L.P.10% Stockholder | 632 | $22K | 0.007% | 2026-02-20 | J.P. Morgan Securities LLC |
| 2026-02-20 | BASSWOOD CAPITAL MANAGEMENT, LLCDirector | 3K | $111K | 0.034% | 2026-02-20 | J.P. Morgan Securities LLC |
| 2026-02-13 | CATHERINE ATWOODOfficer | 3K | $103K | 0.031% | 2026-02-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-12 | ROBERT BECKDirector, Officer | 36K | $1.2M | 0.368% | 2026-02-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-11 | ROBERT BECKDirector, Officer | 8K | $282K | 0.084% | 2026-02-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-10 | ROBERT BECKDirector, Officer | 2K | $52K | 0.015% | 2026-02-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-09 | ROBERT BECKDirector, Officer | 14K | $501K | 0.145% | 2026-02-09 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-10 | Basswood Financial Long Only Fund, Ltd.10% Stockholder | 283 | $10K | 0.003% | 2025-12-10 | J.P. Morgan Securities LLC |
| 2025-12-10 | Basswood Financial Fund, Ltd.10% Stockholder | 316 | $12K | 0.003% | 2025-12-10 | J.P. Morgan Securities LLC |
| 2025-12-10 | BASSWOOD OPPORTUNITY PARTNERS, L.P.10% Stockholder | 17K | $617K | 0.172% | 2025-12-10 | J.P. Morgan Securities LLC |
| 2025-12-10 | BASSWOOD FINANCIAL LONG ONLY FUND, L.P.10% Stockholder | 1K | $49K | 0.014% | 2025-12-10 | J.P. Morgan Securities LLC |
| 2025-12-10 | BASSWOOD FINANCIAL FUND, L.P.10% Stockholder | 7K | $243K | 0.068% | 2025-12-10 | J.P. Morgan Securities LLC |
| 2025-12-10 | BASSWOOD CAPITAL MANAGEMENT, L.L.C.10% Stockholder | 26K | $940K | 0.263% | 2025-12-10 | J.P. Morgan Securities LLC |
| 2025-12-09 | Basswood Financial Fund, Ltd.10% Stockholder | 138 | $5K | 0.001% | 2025-12-09 | J.P. Morgan Securities LLC |
| 2025-12-09 | BASSWOOD OPPORTUNITY PARTNERS, L.P.10% Stockholder | 8K | $285K | 0.081% | 2025-12-09 | J.P. Morgan Securities LLC |
| 2025-12-09 | BASSWOOD FINANCIAL FUND, L.P.10% Stockholder | 3K | $113K | 0.032% | 2025-12-09 | J.P. Morgan Securities LLC |
| 2025-12-01 | Dunn Michael RDirector | 10K | $375K | 0.102% | 2025-12-04 | Janney Montgomery Scott |
| 2025-12-01 | Basswood Financial Long Only Fund, Ltd.10% Stockholder | 11 | $418 | 0.000% | 2025-12-01 | J.P. Morgan Securities LLC |
| 2025-12-01 | Basswood Financial Fund, Ltd.10% Stockholder | 15 | $571 | 0.000% | 2025-12-01 | J.P. Morgan Securities LLC |
| 2025-12-01 | BASSWOOD OPPORTUNITY PARTNERS, L.P.10% Stockholder | 778 | $30K | 0.008% | 2025-12-01 | J.P. Morgan Securities LLC |
| 2025-12-01 | BASSWOOD FINANCIAL LONG ONLY FUND, L.P.10% Stockholder | 52 | $2K | 0.001% | 2025-12-01 | J.P. Morgan Securities LLC |
| 2025-12-01 | BASSWOOD FINANCIAL FUND, L.P.10% Stockholder | 307 | $12K | 0.003% | 2025-12-01 | J.P. Morgan Securities LLC |
| 2025-12-01 | BASSWOOD CAPITAL MANAGEMENT, L.L.C.10% Stockholder | 739 | $28K | 0.008% | 2025-12-01 | J.P. Morgan Securities LLC |
| 2025-11-26 | Basswood Financial Long Only Fund, Ltd.10% Stockholder | 11 | $413 | 0.000% | 2025-11-26 | J.P. Morgan Securities LLC |
| 2025-11-26 | Basswood Financial Fund, Ltd.10% Stockholder | 14 | $525 | 0.000% | 2025-11-26 | J.P. Morgan Securities LLC |
| 2025-11-26 | BASSWOOD OPPORTUNITY PARTNERS, L.P.10% Stockholder | 778 | $29K | 0.008% | 2025-11-26 | J.P. Morgan Securities LLC |
| 2025-11-26 | BASSWOOD FINANCIAL LONG ONLY FUND, L.P.10% Stockholder | 52 | $2K | 0.001% | 2025-11-26 | J.P. Morgan Securities LLC |
| 2025-11-26 | BASSWOOD FINANCIAL FUND, L.P.10% Stockholder | 307 | $12K | 0.003% | 2025-11-26 | J.P. Morgan Securities LLC |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON1 holder reports 5% or more of RM in its latest filing, on Schedule 13G (passive). The holder is BlackRock, Inc. at 7.8% of the class (715,029 shares), filed 2026-07-29 for an event on 2026-06-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-07-29 | 13G/Ano. 10 | BlackRock, Inc.parent holding company | 715K | 7.8% | 2026-06-30 |
| 2025-10-17 | 13G/Ano. 2 | BlackRock Portfolio Management LLCparent holding company | 461K | 4.7% | 2025-09-30 |
13F holders
Tracked managers holding RM at their latest 13F. JSON5 of the 30 tracked managers held RM at their latest 13F, $14.0M in total at quarter-end prices. Renaissance Technologies is the largest at $7.6M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Renaissance Technologies | 2026-06-30 | 186K | $7.6M | 0.01% | -38K |
| AQR Capital Management | 2026-06-30 | 71K | $2.9M | 0.00% | +8K |
| Citadel Advisors | 2026-06-30 | 43K | $1.8M | 0.00% | +35K |
| Two Sigma Investments | 2026-06-30 | 22K | $910K | 0.00% | -8K |
| D. E. Shaw & Co. | 2026-06-30 | 16K | $677K | 0.00% | +3K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q3 FY 2026 (quarter ended 2026-09-30) Regional Management reported revenue of $178.8M, up 8.0% from the same quarter a year earlier, and net income of $15.1M (1.61 diluted EPS). In FY 2025 it generated $309.1M of operating cash flow and spent $24.0M on buybacks.
- Debt
- $1.75B
- Equity
- $381.4M
- Total assets
- $2.21B
- Shares outstanding
- 8,947,424
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q3 FY 2026 | 2026-09-30 | $178.8M | $15.1M | 8.5% | 1.61 |
| Q2 FY 2026 | 2026-06-30 | $168.0M | $8.2M | 4.9% | 0.85 |
| Q1 FY 2026 | 2026-03-31 | $167.3M | $11.4M | 6.8% | 1.18 |
| Q4 FY 2025derived | 2025-12-31 | $169.7M | $12.9M | 7.6% | n/a |
| Q3 FY 2025 | 2025-09-30 | $165.5M | $14.4M | 8.7% | 1.42 |
| Q2 FY 2025 | 2025-06-30 | $157.4M | $10.1M | 6.4% | 1.03 |
| Q1 FY 2025 | 2025-03-31 | $153.0M | $7.0M | 4.6% | 0.70 |
| Q4 FY 2024derived | 2024-12-31 | $154.8M | $9.9M | 6.4% | n/a |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $645.6M | $44.4M | $309.1M | $4.8M | $24.0M | n/a |
| FY 2024 | 2024-12-31 | $588.5M | $41.2M | $268.9M | $5.1M | $3.5M | n/a |
| FY 2023 | 2023-12-31 | $551.4M | $16.0M | $249.2M | $4.7M | n/a | n/a |
| FY 2022 | 2022-12-31 | $507.2M | $51.2M | $224.3M | $5.9M | $20.6M | n/a |
| FY 2021 | 2021-12-31 | $428.4M | $88.7M | $189.0M | $3.6M | $67.4M | n/a |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-09-30; shares outstanding as of 2026-10-27 from the cover page.
What this page is
Regional Management in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Regional Management (RM), SEC CIK 1519401, listed on NYSE, classified by the SEC as personal credit institutions. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-03.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-07.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-11-03.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-07-29.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-09-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-28.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-29.JSON and CSV
- Company record
- EDGAR filing index for CIK 1519401Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as personal credit institutions
Other company pages
Datasets
Frequently Asked Questions
How much of RM is sold short?
382,110 shares were held short at the 2026-10-15 settlement, 3.6 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is RM's daily short volume?
On 2026-11-03, 12,489 of the 37,895 RM shares reported to FINRA were sold short, 33.0% of the day's reported volume. Short volume is a flow for one day, not a position.
Does RM have fails to deliver?
The SEC's latest file shows 97 RM shares failed to deliver at settlement 2026-10-07. Fails are reported per settlement date and published twice a month with a lag.
Are RM insiders buying or selling?
Over the last 90 days RM insiders reported 2 open-market buys ($316K) against 9 sells ($1.1M), so the dollar flow leans toward selling. Latest filing: Atwood Catherine R (SVP and General Counsel) on 2026-10-29.
Have RM insiders filed to sell?
50 Form 144 notices on file for RM worth $7.5M at the prices reported; 6 in the last 90 days worth $560K. Latest: BASSWOOD OPPORTUNITY PARTNERS, L.P. filed on 2026-11-03 to sell 4,829 shares ($189K) from 2026-11-03.
Who owns 5% or more of RM?
1 holder reports 5% or more of RM in its latest filing, on Schedule 13G (passive). The holder is BlackRock, Inc. at 7.8% of the class (715,029 shares), filed 2026-07-29 for an event on 2026-06-30.
What did RM report last quarter?
In Q3 FY 2026 (quarter ended 2026-09-30) Regional Management reported revenue of $178.8M, up 8.0% from the same quarter a year earlier, and net income of $15.1M (1.61 diluted EPS). In FY 2025 it generated $309.1M of operating cash flow and spent $24.0M on buybacks.
Which tracked 13F managers own RM?
5 of the 30 tracked 13F managers held RM shares at their latest filing, $14.0M in all. The largest: Renaissance Technologies (186K shares, $7.6M), Cliff Asness's AQR Capital Management (71K shares, $2.9M), Ken Griffin's Citadel Advisors (43K shares, $1.8M), Two Sigma Investments (22K shares, $910K), D. E. Shaw & Co. (16K shares, $677K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.