XOOMAR

UPEXI, INC. (UPXI)

Every FINRA and SEC series the site collects for UPEXI, INC.: short interest with days to cover, daily short sale volume, fails to deliver and Form 4 insider trades. Listed on Nasdaq.

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14.8M

Short interest

settlement 2026-08-31

3.3

Days to cover

-2.0% vs prior

72.5%

Short share of volume

2026-09-17

6,599

Fails to deliver

settlement 2026-08-31

Wed 11 Nov

Next earnings

estimated; last year 2025-11-12

$0

Insider flow, 90 days

0 buys, 0 sells

As of 2026-09-17.

Short interest

FINRA, twice a month; the last 12 months shown, all 48 settlements in the JSON

As of 31 August 2026, short interest in UPXI is 14,776,077 shares, down 736,955 shares over the last month. Over the last 48 readings it ranged from 8,697 shares (15 January 2025) to 19,543,293 shares (13 March 2026). At the reported average volume of 4.4M shares a day that is 3.3 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-08-3114,776,077-2.0%4,442,3873.33
2026-08-1415,076,502-2.8%939,70316.04
2026-07-3115,513,032-7.7%900,59017.23
2026-07-1516,806,308+0.4%1,733,9609.69
2026-06-3016,734,871-1.9%2,395,5186.99
2026-06-1517,067,869+6.9%2,376,7447.18
2026-05-2915,972,841-1.0%2,521,3086.34
2026-05-1516,129,909-11.3%3,768,6624.28
2026-04-3018,191,777+1.2%3,103,2425.86
2026-04-1517,977,160-6.2%2,818,3906.38
2026-03-3119,160,529-2.0%6,428,2572.98
2026-03-1319,543,293+8.8%9,027,6892.16
2026-02-2717,962,288+44.6%4,712,4903.81
2026-02-1312,420,553+3.0%4,734,7222.62
2026-01-3012,053,867+16.3%2,969,9704.06
2026-01-1510,364,337-2.1%4,900,3252.12
2025-12-3110,590,242+14.1%3,737,8882.83
2025-12-159,278,168-8.6%3,664,0502.53
2025-11-2810,147,641+9.8%5,338,4581.90
2025-11-149,242,734-14.8%5,473,4471.69
2025-10-3110,853,775+20.6%3,790,8442.86
2025-10-158,996,729-41.9%5,635,3981.60
2025-09-3015,483,497+24.9%5,319,3762.91
2025-09-1512,399,217+128.7%5,737,6292.16

Daily short volume

FINRA Reg SHO, last 60 sessions. JSON

As of 17 September 2026, the short share of UPXI volume is 72.5%, up 35.9 points over the last five sessions. Over the last 52 readings it ranged from 14.2% (26 August 2026) to 73.1% (14 August 2026). The latest reading sits at the top of that range. The latest reading is 27.3 points above the 30-session average of 45.1%, on 2.3M shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-09-171.7M2.3M72.5%23,344
2026-09-162.9M5.0M57.3%7,300
2026-09-151.2M2.7M43.7%0
2026-09-141.1M2.5M44.4%0
2026-09-111.8M4.3M42.1%16,676
2026-09-10419K1.1M36.6%0
2026-09-09541K1.8M29.7%500
2026-09-08683K1.9M36.6%3,387
2026-09-04257K864K29.7%1,100
2026-09-032.2M4.4M49.6%1,366
2026-09-021.2M2.2M55.3%12,657
2026-09-011.3M3.2M40.8%27,386
2026-08-311.3M2.9M45.8%500
2026-08-281.8M4.4M41.1%11,542
2026-08-272.0M5.6M35.9%243,141
2026-08-26210K1.5M14.2%0
2026-08-25941K2.0M46.9%300
2026-08-241.4M2.7M51.9%11,801
2026-08-211.6M3.6M45.8%184,422
2026-08-20864K1.9M45.4%20,745
2026-08-19624K1.9M33.6%17,186
2026-08-18158K389K40.6%0
2026-08-17303K818K37.0%0
2026-08-14984K1.3M73.1%121,154
2026-08-13556K1.2M48.2%0
2026-08-12248K393K63.0%42,616
2026-08-11143K208K69.1%0
2026-08-10409K620K65.9%0
2026-08-0783K282K29.5%0
2026-08-0676K262K29.0%0

Fails to deliver

SEC, by settlement date. JSON

As of 31 August 2026, the fails-to-deliver balance in UPXI is 6,599 shares, down 334,958 shares over the last settlement date. Over the last 52 readings it ranged from 38 shares (29 May 2026) to 777,729 shares (26 August 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-08-316,599$1.08$7K
2026-08-28341,557$1.16$396K
2026-08-27313,096$1.06$332K
2026-08-26777,729$1.09$848K
2026-08-25524,869$1.04$546K
2026-08-24325,786$1.08$352K
2026-08-2134,217$0.93$32K
2026-08-201,886$0.88$2K
2026-08-17346,669$0.75$260K
2026-08-1310,520$0.82$9K
2026-08-1140$0.80$32
2026-08-106,541$0.85$6K
2026-08-0710,113$0.81$8K
2026-08-069,702$0.85$8K
2026-08-0527,568$0.83$23K
2026-08-041,911$0.80$2K
2026-08-038,759$0.76$7K
2026-07-31682$0.81$552
2026-07-303,000$0.79$2K
2026-07-2919,694$0.88$17K
2026-07-28385$0.85$327
2026-07-27832$0.80$666
2026-07-249,040$0.81$7K
2026-07-2289,726$0.86$77K
2026-07-2113,688$0.86$12K
2026-07-2022,833$0.80$18K
2026-07-1727,505$0.84$23K
2026-07-1627,983$0.87$24K
2026-07-13478$0.83$397
2026-07-1012,493$0.82$10K

Insider trades

SEC Form 4, newest first. JSON

No open-market insider trades were reported for UPXI in the last 90 days. The most recent filings are listed below; grants and option exercises carry a weaker signal than voluntary trades. Latest filing: MARSHALL ALLAN (Chief Executive Officer) on 2025-12-23.

DateInsiderTitleTypeSharesPriceValueOwned after
2025-12-23MARSHALL ALLANChief Executive OfficerBuy50K$1.80$90K4.0M
2025-12-16MARSHALL ALLANChief Executive OfficerBuy50K$2.07$104K4.0M
2025-12-15MARSHALL ALLANChief Executive OfficerBuy100K$2.07$207K3.9M
2025-11-20Salkind GeneDirectorBuy50K$2.55$128K219K
2025-11-17Salkind GeneDirectorBuy100K$2.81$281K169K
2025-10-01Norstrud Andrew JamesChief Financial OfficerGrant240K$0.00$0n/a
2025-10-01MARSHALL ALLANChief Executive OfficerGrant1.6M$0.00$03.8M
2025-07-22Dugan LawrenceDirectorBuy4K$7.50$30K116K
2025-07-16Norstrud Andrew JamesChief Financial OfficerGrant250K$0.00$0409K
2025-07-16MARSHALL ALLANChief Executive OfficerGrant1.2M$0.00$02.2M
2025-07-16Williams Thomas CharlesDirectorGrant50K$0.00$050K
2025-07-16Dugan LawrenceDirectorGrant50K$0.00$051K
2025-07-16Dugan LawrenceDirectorBuy1K$5.60$6K112K
2025-07-16Dugan LawrenceDirectorBuy10K$5.70$57K111K
2025-07-16Rudick Brian BenjaminCSOGrant400K$0.00$0839K
2025-07-16Salkind GeneDirector,TenPercentOwnerGrant50K$0.00$0435K
2025-07-16Salkind GeneDirector,TenPercentOwnerGrant150K$0.00$0585K
2025-07-15Dugan LawrenceDirectorBuy1K$5.17$5K1K
2025-07-11MARSHALL ALLANChief Executive OfficerBuy162K$4.94$800K1.0M
2025-07-11Salkind GeneDirector,TenPercentOwnerBuy20K$4.94$100K385K
2025-04-17Salkind GeneDirector,TenPercentOwnerBuy241K$2.28$550K365K
2025-04-17Norstrud Andrew JamesChief Financial OfficerGrant100K$0.00$0159K
2025-04-17Norstrud Andrew JamesChief Financial OfficerBuy44K$2.28$100K59K
2025-04-17MARSHALL ALLANChief Executive OfficerBuy658K$2.28$1.5M809K
2025-04-17MARSHALL ALLANChief Executive OfficerGrant75K$0.00$0884K
2024-03-12MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy64K$0.57$37K2.9M
2024-03-11MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy14K$0.60$8K2.9M
2024-03-05MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy103K$0.70$72K2.9M
2023-12-15MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy5K$0.91$4K2.8M
2023-12-14MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy8K$0.98$8K2.8M
2023-12-07MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy90K$0.94$85K2.8M
2023-12-05MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy19K$0.84$16K2.7M
2023-12-04MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy34K$0.71$24K2.6M
2023-06-28MARSHALL ALLANChief Executive OfficerBuy24K$2.26$54K2.7M
2023-06-27MARSHALL ALLANChief Executive OfficerBuy24K$2.39$57K2.7M
2023-06-26MARSHALL ALLANChief Executive OfficerBuy24K$2.43$58K2.6M
2023-06-23MARSHALL ALLANChief Executive OfficerBuy8K$2.39$19K2.6M
2023-06-22MARSHALL ALLANChief Executive OfficerBuy100$2.28$2282.6M
2023-05-22MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy23K$3.41$78K2.6M
2023-03-17MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy4K$4.41$18K2.6M
2023-03-16MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy5K$4.48$20K2.6M
2023-03-15MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy4K$4.33$19K2.6M
2022-12-16MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy5K$3.59$16K2.6M
2022-12-15MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy3K$3.66$10K2.6M
2022-12-14MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy10K$3.75$38K2.6M
2022-12-09MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy12K$4.11$49K2.6M
2022-12-01MARSHALL ALLANCHIEF EXECUTIVE OFFICERBuy18K$3.96$73K2.5M

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are the rarer, stronger signal.

Large holders (13D and 13G)

One row per reporting person, newest filing first. JSON

23 holders above 5% have filed on UPXI, all on Schedule 13G (passive). The largest reported stake is Yechuan Zhang at 10.0% of the class (8,928,365 shares), filed 2026-08-14 for an event on 2026-06-30.

FiledFormHolderSharesOf classEvent
2026-08-1413G/Ano. 1Yechuan Zhangindividual8.9M10.0%2026-06-30
2026-08-1413GHivemind Capital Partners, LLCother entity6.8M10.0%2026-01-09
2026-08-1413GHivemind Validation QOZ GP LLCother entity6.8M10.0%2026-01-09
2026-08-1413GHivemind Validation Master Fund LPother entity6.8M10.0%2026-01-09
2026-08-1413GYechuan Zhangindividual6.8M10.0%2026-01-09
2026-08-1413G/Ano. 1Hivemind Capital Partners, LLCother entity8.9M10.0%2026-06-30
2026-08-1413G/Ano. 1Hivemind Validation QOZ GP LLCother entity8.9M10.0%2026-06-30
2026-08-1413G/Ano. 1Hivemind Validation Master Fund LPother entity8.9M10.0%2026-06-30
2026-07-3113G/Ano. 1Vanguard Capital Managementinvestment adviser2.7M3.9%2026-06-30
2026-07-2413G/Ano. 3CNC Inversiones Ltd.other entity2.2M3.1%2026-03-31
2026-07-2413G/Ano. 3Carlos Cristian Gilindividual2.2M3.1%2026-03-31
2026-07-2413G/Ano. 3Nadia Gilindividual2.2M3.1%2026-03-31
2026-07-2413G/Ano. 3GSR Growth Investments LPpartnership706K1.0%2026-03-31
2026-07-2413G/Ano. 3GSR Growth Investments GP Ltd.partnership706K1.0%2026-03-31
2026-07-2413G/Ano. 3GSR Strategies LLCother entity55K0.1%2026-03-31
2026-07-2413G/Ano. 3GSR USA Intermediate LLCother entity55K0.1%2026-03-31
2026-05-1513G/Ano. 2Polar Asset Management Partners Inc.investment adviser9.6M10.0%2026-03-31
2026-04-3013GVanguard Capital Managementinvestment adviser3.7M5.3%2026-03-31
2026-02-1713G/Ano. 1Polar Asset Management Partners Inc.investment adviser4.5M6.7%2025-12-31
2026-02-1313G/Ano. 1MMCAP International Inc. SPCcorporation6.3M10.0%2025-12-31
2026-02-1313G/Ano. 1MM Asset Management Inc.corporation6.3M10.0%2025-12-31
2026-02-1113G/Ano. 1Kathmere Capital Management, LLCinvestment adviser418K0.1%2025-09-30
2026-01-0813GMarex Securities Products Inc.corporation3.3M5.2%2026-01-05
2026-01-0813GMarex Group plcother entity3.3M5.2%2026-01-05
2025-11-1413GPolar Asset Management Partners Inc.investment adviser6.2M10.0%2025-09-30
2025-11-1413G/Ano. 2Carlos Cristian Gilindividual4.4M7.5%2025-09-30
2025-11-1413G/Ano. 2CNC Inversiones Ltd.other entity4.4M7.5%2025-09-30
2025-11-1413G/Ano. 2Nadia Gilindividual4.4M7.5%2025-09-30
2025-11-1413G/Ano. 2GSR USA Intermediate LLCother entity1.7M2.8%2025-09-30
2025-11-1413G/Ano. 2GSR Strategies LLCother entity1.7M2.8%2025-09-30
2025-11-1413G/Ano. 2GSR Growth Investments GP Ltd.partnership706K1.2%2025-09-30
2025-11-1413G/Ano. 2GSR Growth Investments LPpartnership706K1.2%2025-09-30
2025-10-1613GATTESTOR VALUE MASTER FUND LPpartnership00.0%2025-09-30
2025-10-1613GATTESTOR CAPITAL LTDother entity00.0%2025-09-30
2025-10-1613GATTESTOR Ltdinvestment adviser, other entity00.0%2025-09-30
2025-10-1613GPETERS JAN-CHRISTOPHindividual00.0%2025-09-30
2025-10-1613GATTESTOR VALUE FUND GP LTDother entity00.0%2025-09-30

13F holders

Tracked managers holding UPXI at their latest 13F. JSON

2 of the 30 tracked managers held UPXI at their latest 13F, $542K in total at quarter-end prices. Citadel Advisors is the largest at $329K (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 1 added shares and 1 cut.

FundQuarterSharesValueOf portfolioChange in shares
Citadel Advisors2026-06-30419K$329K0.00%+502
Millennium Management2026-06-30271K$213K0.00%-575K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

UPEXI, INC. in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page pulls every series the site collects for one ticker onto one URL, keyed by the SEC's own ticker list, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a summary sentence built from the rows (last value, change, range with dates) and its own JSON and CSV links. Nothing on the page is written by a model; the sentences change only when the data does. A page exists only for companies with data in at least two series, and every section says when its source last updated.

This page follows UPEXI, INC. (UPXI), SEC CIK 1775194, listed on Nasdaq. The cross-market tables live on the short interest and insider transactions hubs.

Source and method

Short interest
FINRA consolidated short interestTwice a month, about eight business days after settlement. Latest 2026-08-31.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesEvery trading day, loaded the following morning. Latest 2026-09-17.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataTwice a month, a few weeks after the half month ends. Latest 2026-08-31.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GEDGAR read every 30 minutes; 13D within five business days of crossing 5%, 13G on the passive schedule. Latest 2026-08-14.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRQuarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K Item 2.02 (full-text search)EDGAR full-text search read twice a day; the estimate is last year's date plus 52 weeks. Latest 2026-09-17.JSON and CSV
Insider trades
SEC EDGAR Form 4EDGAR read every 30 minutes; filings are due two business days after the trade. Latest 2025-12-23.JSON and CSV
Company record
EDGAR filing index for CIK 1775194Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
30 requests a minute without a key, 120 a minute with a key from a free account.

Data checks. Every dataset is checked against its source once a day. This dataset passed the last run, 18 Sep 05:40 UTC.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a crowded short are the combination that has historically preceded squeezes; insider sells next to a crowded short are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of UPXI is sold short?
14,776,077 shares were held short at the 2026-08-31 settlement, 3.3 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is UPXI's daily short volume?
On 2026-09-17, 1,667,778 of the 2,301,423 UPXI shares reported to FINRA were sold short, 72.5% of the day's reported volume. Short volume is a flow for one day, not a position.
Does UPXI have fails to deliver?
The SEC's latest file shows 6,599 UPXI shares failed to deliver at settlement 2026-08-31. Fails are reported per settlement date and published twice a month with a lag.
Are UPXI insiders buying or selling?
No open-market insider trades were reported for UPXI in the last 90 days. The most recent filings are listed below; grants and option exercises carry a weaker signal than voluntary trades. Latest filing: MARSHALL ALLAN (Chief Executive Officer) on 2025-12-23.
Who owns more than 5% of UPXI?
23 holders above 5% have filed on UPXI, all on Schedule 13G (passive). The largest reported stake is Yechuan Zhang at 10.0% of the class (8,928,365 shares), filed 2026-08-14 for an event on 2026-06-30.
Which funds hold UPXI?
2 of the 30 tracked managers held UPXI at their latest 13F, $542K in total at quarter-end prices. Citadel Advisors is the largest at $329K (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 1 added shares and 1 cut.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.