Upexi (UPXI)

Upexi on one page: short interest, daily short volume, fails to deliver, large holders, 13F holders, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as finance services.

Download CSV

11.7M

Short interest

settlement 2026-10-15

5.3

Days to cover

+3.1 days vs prior

42.9%

Short share of volume

2026-11-02

60,114

Fails to deliver

settlement 2026-10-09

Wed 11 Nov

Next earnings

estimated date

Insider flow, 90 days

0 buys, 0 sells

As of 2026-11-02.

Short interest

FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSON

As of 15 October 2026, short interest in UPXI is 11,720,613 shares, down 3,474,415 shares over the last month. Over the last 48 readings it ranged from 8,697 shares (15 January 2025) to 19,543,293 shares (13 March 2026). At the reported average volume of 2.2M shares a day that is 5.3 days to cover.

Embed this chart.The embed keeps its attribution line.

<iframe src="https://xoomar.com/embed/stocks/upxi" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>

Preview Dark previewAdd ?theme=dark to the src for a dark chart.

Settlement	Shares short	Change	Avg daily volume	Days to cover
2026-10-15	11,720,613	-5.9%	2,189,819	5.35
2026-09-30	12,453,498	-18.0%	5,662,833	2.20
2026-09-15	15,195,028	+2.8%	3,737,677	4.07
2026-08-31	14,776,077	-2.0%	4,442,387	3.33
2026-08-14	15,076,502	-2.8%	939,703	16.04
2026-07-31	15,513,032	-7.7%	900,590	17.23
2026-07-15	16,806,308	+0.4%	1,733,960	9.69
2026-06-30	16,734,871	-1.9%	2,395,518	6.99
2026-06-15	17,067,869	+6.9%	2,376,744	7.18
2026-05-29	15,972,841	-1.0%	2,521,308	6.34
2026-05-15	16,129,909	-11.3%	3,768,662	4.28
2026-04-30	18,191,777	+1.2%	3,103,242	5.86
2026-04-15	17,977,160	-6.2%	2,818,390	6.38
2026-03-31	19,160,529	-2.0%	6,428,257	2.98
2026-03-13	19,543,293	+8.8%	9,027,689	2.16
2026-02-27	17,962,288	+44.6%	4,712,490	3.81
2026-02-13	12,420,553	+3.0%	4,734,722	2.62
2026-01-30	12,053,867	+16.3%	2,969,970	4.06
2026-01-15	10,364,337	-2.1%	4,900,325	2.12
2025-12-31	10,590,242	+14.1%	3,737,888	2.83
2025-12-15	9,278,168	-8.6%	3,664,050	2.53
2025-11-28	10,147,641	+9.8%	5,338,458	1.90
2025-11-14	9,242,734	-14.8%	5,473,447	1.69
2025-10-31	10,853,775	+20.6%	3,790,844	2.86
2025-10-15	8,996,729	-41.9%	5,635,398	1.60
2025-09-30	15,483,497	+24.9%	5,319,376	2.91
2025-09-15	12,399,217	+128.7%	5,737,629	2.16
2025-08-29	5,422,062	-50.6%	6,116,727	1.00
2025-08-15	10,975,313	+65.4%	9,608,083	1.14
2025-07-31	6,636,098	+392.9%	15,852,933	1.00
2025-07-15	1,346,207	+13.6%	7,426,466	1.00
2025-06-30	1,185,309	+142.7%	2,788,554	1.00
2025-06-13	488,463	+63.1%	345,768	1.41
2025-05-30	299,515	+30.3%	406,325	1.00
2025-05-15	229,939	-45.4%	765,046	1.00
2025-04-30	420,986	+590.2%	13,222,375	1.00
2025-04-15	60,997	+119.3%	99,478	1.00
2025-03-31	27,811	-29.1%	11,594	2.40
2025-03-14	39,247	+89.0%	124,458	1.00
2025-02-28	20,761	-44.0%	110,954	1.00
2025-02-14	37,086	+0.8%	89,021	1.00
2025-01-31	36,807	+323.2%	377,272	1.00
2025-01-15	8,697	-47.0%	26,786	1.00
2024-12-31	16,410	-20.6%	68,942	1.00
2024-12-13	20,658	+53.9%	103,163	1.00
2024-11-29	13,420	-63.1%	200,783	1.00
2024-11-15	36,404	-78.2%	196,950	1.00
2024-10-31	166,746	+835.9%	4,315,283	1.00

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 2 November 2026, the short share of UPXI volume is 42.9%, down 2.4 points over the last five sessions. Over the last 30 readings it ranged from 22.5% (28 October 2026) to 73.0% (16 October 2026). The latest reading is 2.5 points below the 30-session average of 45.4%, on 451K shares reported.

Date	Short volume	Total volume	Short share	Exempt
2026-11-02	194K	451K	42.9%	5,715
2026-10-30	375K	945K	39.7%	1,722
2026-10-29	225K	345K	65.3%	0
2026-10-28	80K	358K	22.5%	0
2026-10-27	400K	1.0M	38.3%	0
2026-10-26	288K	635K	45.3%	750
2026-10-23	290K	792K	36.6%	0
2026-10-22	448K	1.1M	39.4%	50,501
2026-10-21	904K	1.9M	48.7%	0
2026-10-20	588K	883K	66.6%	184
2026-10-19	574K	966K	59.5%	126,041
2026-10-16	794K	1.1M	73.0%	62,492
2026-10-15	1.0M	2.2M	45.9%	2,031
2026-10-14	499K	1.1M	46.1%	1,750
2026-10-13	172K	545K	31.5%	400
2026-10-12	590K	1.3M	44.0%	700
2026-10-09	347K	593K	58.5%	0
2026-10-08	571K	1.7M	33.2%	7,577
2026-10-07	926K	2.4M	38.8%	8,879
2026-10-06	427K	1.1M	38.1%	0
2026-10-05	563K	1.2M	47.1%	4,077
2026-10-02	444K	1.1M	40.9%	0
2026-10-01	591K	1.3M	46.4%	40
2026-09-30	506K	893K	56.6%	0
2026-09-29	700K	1.7M	40.7%	0
2026-09-28	943K	2.2M	42.4%	4,207
2026-09-25	1.4M	3.4M	41.6%	16,805
2026-09-24	1.5M	3.0M	50.5%	13,913
2026-09-23	1.1M	2.9M	39.5%	0
2026-09-22	1.4M	3.2M	43.2%	6,570

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 9 October 2026, the fails-to-deliver balance in UPXI is 60,114 shares, up 53,566 shares over the last settlement date. Over the last 30 readings it ranged from 24 shares (15 September 2026) to 777,729 shares (26 August 2026). The latest reading sits at the bottom of that range.

Settlement	Shares failed	Price	Value
2026-10-09	60,114	$1.08	$65K
2026-10-08	6,548	$1.08	$7K
2026-10-06	314	$1.15	$361
2026-10-01	121	$1.14	$138
2026-09-29	16,833	$1.19	$20K
2026-09-28	171,056	$1.23	$210K
2026-09-25	3,290	$1.17	$4K
2026-09-24	2,640	$1.17	$3K
2026-09-21	492,991	$1.19	$587K
2026-09-17	85,245	$1.05	$90K
2026-09-16	4,636	$1.04	$5K
2026-09-15	24	$1.10	$26
2026-09-11	296	$0.99	$293
2026-09-10	1,011	$1.04	$1K
2026-09-08	96	$1.07	$103
2026-09-04	149,443	$1.07	$160K
2026-09-02	63,150	$1.04	$66K
2026-09-01	241,582	$1.09	$263K
2026-08-31	6,599	$1.08	$7K
2026-08-28	341,557	$1.16	$396K
2026-08-27	313,096	$1.06	$332K
2026-08-26	777,729	$1.09	$848K
2026-08-25	524,869	$1.04	$546K
2026-08-24	325,786	$1.08	$352K
2026-08-21	34,217	$0.93	$32K
2026-08-20	1,886	$0.88	$2K
2026-08-17	346,669	$0.75	$260K
2026-08-13	10,520	$0.82	$9K
2026-08-11	40	$0.80	$32
2026-08-10	6,541	$0.85	$6K

Insider trades

SEC Form 4, newest first. JSON

No open-market insider trades were reported for UPXI in the last 90 days. The most recent filings are listed below. Latest filing: Salkind Gene (Director) on 2026-07-03.

Date	Insider	Title	Type	Shares	Price	Value	Owned after
2026-07-03	Salkind Gene	Director	Grant	100K	$0.00	$0	319K
2026-07-03	Rudick Brian Benjamin	Chief Strategy Officer	Grant	400K	$0.00	$0	1.2M
2026-07-03	Norstrud Andrew James	Chief Financial Officer	Grant	400K	$0.00	$0	1.0M
2026-07-03	MARSHALL ALLAN	Chief Executive Officer	Grant	2.0M	$0.00	$0	6.0M
2026-07-03	Dugan Lawrence	Director	Grant	100K	$0.00	$0	216K
2025-12-23	MARSHALL ALLAN	Chief Executive Officer	Buy	50K	$1.80	$90K	4.0M
2025-12-16	MARSHALL ALLAN	Chief Executive Officer	Buy	50K	$2.07	$104K	4.0M
2025-12-15	MARSHALL ALLAN	Chief Executive Officer	Buy	100K	$2.07	$207K	3.9M
2025-11-20	Salkind Gene	Director	Buy	50K	$2.55	$128K	219K
2025-11-17	Salkind Gene	Director	Buy	100K	$2.65	$265K	569K
2025-11-17	Salkind Gene	Director	Buy	100K	$2.81	$281K	169K
2025-10-01	Norstrud Andrew James	Chief Financial Officer	Grant	240K	$0.00	$0	n/a
2025-10-01	MARSHALL ALLAN	Chief Executive Officer	Grant	1.6M	$0.00	$0	3.8M
2025-07-22	Dugan Lawrence	Director	Buy	4K	$7.50	$30K	116K
2025-07-16	Dugan Lawrence	Director	Grant	50K	$0.00	$0	101K
2025-07-16	Williams Thomas Charles	Director	Grant	50K	$0.00	$0	100K
2025-07-16	Norstrud Andrew James	Chief Financial Officer	Grant	250K	$0.00	$0	409K
2025-07-16	MARSHALL ALLAN	Chief Executive Officer	Grant	1.2M	$0.00	$0	2.2M
2025-07-16	Williams Thomas Charles	Director	Grant	50K	$0.00	$0	50K
2025-07-16	Dugan Lawrence	Director	Grant	50K	$0.00	$0	51K
2025-07-16	Dugan Lawrence	Director	Buy	1K	$5.60	$6K	112K
2025-07-16	Dugan Lawrence	Director	Buy	10K	$5.70	$57K	111K
2025-07-16	Rudick Brian Benjamin	CSO	Grant	400K	$0.00	$0	839K
2025-07-16	Salkind Gene	Director,TenPercentOwner	Grant	50K	$0.00	$0	435K
2025-07-16	Salkind Gene	Director,TenPercentOwner	Grant	150K	$0.00	$0	585K
2025-07-15	Dugan Lawrence	Director	Buy	1K	$5.17	$5K	1K
2025-07-11	MARSHALL ALLAN	Chief Executive Officer	Buy	162K	$4.94	$800K	1.0M
2025-07-11	Salkind Gene	Director,TenPercentOwner	Buy	20K	$4.94	$100K	385K
2025-04-17	Salkind Gene	Director,TenPercentOwner	Buy	241K	$2.28	$550K	365K
2025-04-17	Norstrud Andrew James	Chief Financial Officer	Grant	100K	$0.00	$0	159K
2025-04-17	Norstrud Andrew James	Chief Financial Officer	Buy	44K	$2.28	$100K	59K
2025-04-17	MARSHALL ALLAN	Chief Executive Officer	Buy	658K	$2.28	$1.5M	809K
2025-04-17	MARSHALL ALLAN	Chief Executive Officer	Grant	75K	$0.00	$0	884K
2024-03-12	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	64K	$0.57	$37K	2.9M
2024-03-11	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	14K	$0.60	$8K	2.9M
2024-03-05	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	103K	$0.70	$72K	2.9M
2023-12-15	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	5K	$0.91	$4K	2.8M
2023-12-14	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	8K	$0.98	$8K	2.8M
2023-12-07	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	90K	$0.94	$85K	2.8M
2023-12-05	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	19K	$0.84	$16K	2.7M
2023-12-04	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	34K	$0.71	$24K	2.6M
2023-06-28	MARSHALL ALLAN	Chief Executive Officer	Buy	24K	$2.26	$54K	2.7M
2023-06-27	MARSHALL ALLAN	Chief Executive Officer	Buy	24K	$2.39	$57K	2.7M
2023-06-26	MARSHALL ALLAN	Chief Executive Officer	Buy	24K	$2.43	$58K	2.6M
2023-06-23	MARSHALL ALLAN	Chief Executive Officer	Buy	8K	$2.39	$19K	2.6M
2023-06-22	MARSHALL ALLAN	Chief Executive Officer	Buy	100	$2.28	$228	2.6M
2023-05-22	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	23K	$3.41	$78K	2.6M
2023-03-17	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	4K	$4.41	$18K	2.6M
2023-03-16	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	5K	$4.48	$20K	2.6M
2023-03-15	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	4K	$4.33	$19K	2.6M
2022-12-16	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	5K	$3.59	$16K	2.6M
2022-12-15	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	3K	$3.66	$10K	2.6M
2022-12-14	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	10K	$3.75	$38K	2.6M
2022-12-09	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	12K	$4.11	$49K	2.6M
2022-12-01	MARSHALL ALLAN	CHIEF EXECUTIVE OFFICER	Buy	18K	$3.96	$73K	2.5M

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

9 holders report 5% or more of UPXI in their latest filing, all on Schedule 13G (passive). The largest reported stake is Hivemind Capital Partners, LLC at 10.0% of the class (8,928,365 shares), filed 2026-08-14 for an event on 2026-06-30.

Filed	Form	Holder	Shares	Of class	Event
2026-08-14	13G/Ano. 1	Hivemind Capital Partners, LLCother entity	8.9M	10.0%	2026-06-30
2026-08-14	13G/Ano. 1	Hivemind Validation QOZ GP LLCother entity	8.9M	10.0%	2026-06-30
2026-08-14	13G/Ano. 1	Hivemind Validation Master Fund LPother entity	8.9M	10.0%	2026-06-30
2026-08-14	13G/Ano. 1	Yechuan Zhangindividual	8.9M	10.0%	2026-06-30
2026-07-31	13G/Ano. 1	Vanguard Capital Managementinvestment adviser	2.7M	3.9%	2026-06-30
2026-07-24	13G/Ano. 3	Carlos Cristian Gilindividual	2.2M	3.1%	2026-03-31
2026-07-24	13G/Ano. 3	Nadia Gilindividual	2.2M	3.1%	2026-03-31
2026-07-24	13G/Ano. 3	CNC Inversiones Ltd.other entity	2.2M	3.1%	2026-03-31
2026-07-24	13G/Ano. 3	GSR Growth Investments GP Ltd.partnership	706K	1.0%	2026-03-31
2026-07-24	13G/Ano. 3	GSR Growth Investments LPpartnership	706K	1.0%	2026-03-31
2026-07-24	13G/Ano. 3	GSR USA Intermediate LLCother entity	55K	0.1%	2026-03-31
2026-07-24	13G/Ano. 3	GSR Strategies LLCother entity	55K	0.1%	2026-03-31
2026-05-15	13G/Ano. 2	Polar Asset Management Partners Inc.investment adviser	9.6M	10.0%	2026-03-31
2026-02-13	13G/Ano. 1	MMCAP International Inc. SPCcorporation	6.3M	10.0%	2025-12-31
2026-02-13	13G/Ano. 1	MM Asset Management Inc.corporation	6.3M	10.0%	2025-12-31
2026-02-11	13G/Ano. 1	Kathmere Capital Management, LLCinvestment adviser	418K	0.1%	2025-09-30
2026-01-08	13G	Marex Securities Products Inc.corporation	3.3M	5.2%	2026-01-05
2026-01-08	13G	Marex Group plcother entity	3.3M	5.2%	2026-01-05
2025-10-16	13G	ATTESTOR VALUE MASTER FUND LPpartnership	0	0.0%	2025-09-30
2025-10-16	13G	ATTESTOR VALUE FUND GP LTDother entity	0	0.0%	2025-09-30
2025-10-16	13G	ATTESTOR CAPITAL LTDother entity	0	0.0%	2025-09-30
2025-10-16	13G	ATTESTOR Ltdinvestment adviser, other entity	0	0.0%	2025-09-30
2025-10-16	13G	PETERS JAN-CHRISTOPHindividual	0	0.0%	2025-09-30

13F holders

Tracked managers holding UPXI at their latest 13F. JSON

2 of the 30 tracked managers held UPXI at their latest 13F, $291K in total at quarter-end prices. Millennium Management is the largest at $213K (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 1 added shares and 1 cut.

Fund	Quarter	Shares	Value	Of portfolio	Change in shares
Millennium Management	2026-06-30	271K	$213K	0.00%	-23K
Citadel Advisors	2026-06-30	100K	$79K	0.00%	new

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

Upexi in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Upexi (UPXI), SEC CIK 1775194, listed on Nasdaq, classified by the SEC as finance services. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest: FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
Daily short volume: FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
Fails to deliver: SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-09.JSON and CSV
Large holders: SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-14.JSON and CSV
13F holders: SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Earnings dates: SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-09-17.JSON and CSV
Insider trades: SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-07-03.JSON and CSV
Company record: EDGAR filing index for CIK 1775194Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits: 10 requests a minute without a key, 30 with a free key from a free account.

How to read it

Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Other companies the SEC classifies as finance services

Other company pages

Datasets

Frequently Asked Questions

How much of UPXI is sold short?

11,720,613 shares were held short at the 2026-10-15 settlement, 5.3 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.

What is UPXI's daily short volume?

On 2026-11-02, 193,605 of the 451,196 UPXI shares reported to FINRA were sold short, 42.9% of the day's reported volume. Short volume is a flow for one day, not a position.

Does UPXI have fails to deliver?

The SEC's latest file shows 60,114 UPXI shares failed to deliver at settlement 2026-10-09. Fails are reported per settlement date and published twice a month with a lag.

Are UPXI insiders buying or selling?

No open-market insider trades were reported for UPXI in the last 90 days. The most recent filings are listed below. Latest filing: Salkind Gene (Director) on 2026-07-03.

Who owns 5% or more of UPXI?

Which tracked 13F managers own UPXI?

2 of the 30 tracked 13F managers held UPXI shares at their latest filing, $291K in all. The largest: Izzy Englander's Millennium Management (271K shares, $213K), Ken Griffin's Citadel Advisors (100K shares, $79K).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.