Associated Banc-Corp (ASB)
Associated Banc-Corp on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as state commercial banks.
8.5M
Short interest
settlement 2026-10-15
4.8
Days to cover
+1.2 days vs prior
53.0%
Short share of volume
2026-10-28
8,362
Fails to deliver
settlement 2026-09-30
Thu 21 Jan
Next earnings
estimated date
-$3.4M
Insider flow, 90 days
0 buys, 6 sells
As of 2026-10-28.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in ASB is 8,543,529 shares, up 1,020,039 shares over the last month. Over the last 48 readings it ranged from 3,323,527 shares (29 November 2024) to 8,887,235 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 1.8M shares a day that is 4.8 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/asb" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 8,543,529 | -3.9% | 1,800,201 | 4.75 |
| 2026-09-30 | 8,887,235 | +18.1% | 2,485,956 | 3.57 |
| 2026-09-15 | 7,523,490 | +9.1% | 1,906,244 | 3.95 |
| 2026-08-31 | 6,893,922 | +29.1% | 1,557,417 | 4.43 |
| 2026-08-14 | 5,341,495 | +8.3% | 1,341,044 | 3.98 |
| 2026-07-31 | 4,934,331 | -14.4% | 2,164,146 | 2.28 |
| 2026-07-15 | 5,766,849 | -16.4% | 2,047,345 | 2.82 |
| 2026-06-30 | 6,900,655 | -7.2% | 2,684,226 | 2.57 |
| 2026-06-15 | 7,435,159 | -6.5% | 1,938,419 | 3.84 |
| 2026-05-29 | 7,956,424 | +6.7% | 1,589,474 | 5.01 |
| 2026-05-15 | 7,459,089 | +4.9% | 1,725,744 | 4.32 |
| 2026-04-30 | 7,108,225 | +16.9% | 2,266,113 | 3.14 |
| 2026-04-15 | 6,081,385 | -1.9% | 2,179,930 | 2.79 |
| 2026-03-31 | 6,199,903 | -2.4% | 2,579,393 | 2.40 |
| 2026-03-13 | 6,352,110 | +0.0% | 2,740,689 | 2.32 |
| 2026-02-27 | 6,351,530 | +13.7% | 2,247,491 | 2.83 |
| 2026-02-13 | 5,587,971 | -7.4% | 2,481,602 | 2.25 |
| 2026-01-30 | 6,031,948 | +10.7% | 2,655,378 | 2.27 |
| 2026-01-15 | 5,450,599 | +11.6% | 2,265,296 | 2.41 |
| 2025-12-31 | 4,883,428 | +20.6% | 2,018,955 | 2.42 |
| 2025-12-15 | 4,048,872 | -5.5% | 2,175,072 | 1.86 |
| 2025-11-28 | 4,282,310 | +0.9% | 1,396,923 | 3.07 |
| 2025-11-14 | 4,244,623 | -3.3% | 1,382,215 | 3.07 |
| 2025-10-31 | 4,390,885 | -1.8% | 1,824,689 | 2.41 |
| 2025-10-15 | 4,472,619 | +8.5% | 1,551,258 | 2.88 |
| 2025-09-30 | 4,122,654 | -12.6% | 1,476,008 | 2.79 |
| 2025-09-15 | 4,714,964 | -22.5% | 1,392,111 | 3.39 |
| 2025-08-29 | 6,083,817 | +5.3% | 1,153,463 | 5.27 |
| 2025-08-15 | 5,775,518 | +2.9% | 1,466,838 | 3.94 |
| 2025-07-31 | 5,615,573 | +3.1% | 1,926,785 | 2.91 |
| 2025-07-15 | 5,447,390 | +12.8% | 1,483,505 | 3.67 |
| 2025-06-30 | 4,830,684 | -15.9% | 1,384,012 | 3.49 |
| 2025-06-13 | 5,744,793 | +13.6% | 991,773 | 5.79 |
| 2025-05-30 | 5,055,701 | -6.5% | 939,829 | 5.38 |
| 2025-05-15 | 5,408,586 | -12.2% | 1,295,096 | 4.18 |
| 2025-04-30 | 6,159,472 | +0.7% | 2,405,671 | 2.56 |
| 2025-04-15 | 6,114,203 | +2.5% | 1,776,115 | 3.44 |
| 2025-03-31 | 5,962,849 | +41.8% | 1,614,384 | 3.69 |
| 2025-03-14 | 4,203,789 | +3.4% | 1,769,947 | 2.38 |
| 2025-02-28 | 4,067,352 | +3.1% | 1,578,244 | 2.58 |
| 2025-02-14 | 3,946,055 | +0.0% | 1,070,438 | 3.69 |
| 2025-01-31 | 3,944,363 | -2.5% | 2,059,070 | 1.92 |
| 2025-01-15 | 4,043,792 | +10.8% | 1,366,575 | 2.96 |
| 2024-12-31 | 3,650,659 | -18.0% | 1,343,598 | 2.72 |
| 2024-12-13 | 4,452,027 | +34.0% | 1,739,012 | 2.56 |
| 2024-11-29 | 3,323,527 | -3.2% | 2,416,574 | 1.38 |
| 2024-11-15 | 3,434,748 | -0.5% | 2,494,548 | 1.38 |
| 2024-10-31 | 3,450,407 | -26.1% | 1,575,283 | 2.19 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 28 October 2026, the short share of ASB volume is 53.0%, down 4.8 points over the last five sessions. Over the last 30 readings it ranged from 36.2% (21 September 2026) to 77.5% (17 September 2026). The latest reading is 11.3 points below the 30-session average of 64.3%, on 649K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-28 | 344K | 649K | 53.0% | 100 |
| 2026-10-27 | 171K | 276K | 61.9% | 0 |
| 2026-10-26 | 245K | 387K | 63.3% | 106 |
| 2026-10-23 | 586K | 934K | 62.7% | 0 |
| 2026-10-22 | 471K | 714K | 66.0% | 0 |
| 2026-10-21 | 422K | 731K | 57.8% | 217 |
| 2026-10-20 | 183K | 375K | 48.8% | 33 |
| 2026-10-19 | 192K | 293K | 65.7% | 0 |
| 2026-10-16 | 317K | 433K | 73.3% | 0 |
| 2026-10-15 | 333K | 524K | 63.5% | 1,029 |
| 2026-10-14 | 289K | 464K | 62.4% | 12 |
| 2026-10-13 | 209K | 365K | 57.2% | 268 |
| 2026-10-12 | 181K | 265K | 68.1% | 285 |
| 2026-10-09 | 232K | 374K | 62.1% | 1,074 |
| 2026-10-08 | 242K | 381K | 63.5% | 93 |
| 2026-10-07 | 328K | 471K | 69.8% | 632 |
| 2026-10-06 | 135K | 232K | 58.1% | 831 |
| 2026-10-05 | 221K | 310K | 71.2% | 9 |
| 2026-10-02 | 285K | 381K | 75.0% | 294 |
| 2026-10-01 | 361K | 501K | 72.0% | 48 |
| 2026-09-30 | 296K | 460K | 64.4% | 589 |
| 2026-09-29 | 224K | 331K | 67.7% | 1,934 |
| 2026-09-28 | 297K | 390K | 76.3% | 5 |
| 2026-09-25 | 266K | 379K | 70.0% | 88 |
| 2026-09-24 | 208K | 339K | 61.5% | 1,293 |
| 2026-09-23 | 256K | 336K | 76.1% | 28 |
| 2026-09-22 | 282K | 446K | 63.3% | 37 |
| 2026-09-21 | 254K | 701K | 36.2% | 20 |
| 2026-09-18 | 364K | 591K | 61.6% | 1 |
| 2026-09-17 | 441K | 569K | 77.5% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 30 September 2026, the fails-to-deliver balance in ASB is 8,362 shares, up 8,331 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (5 May 2026) to 62,148 shares (15 June 2026).
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-30 | 8,362 | $28.68 | $240K |
| 2026-09-23 | 31 | $29.02 | $900 |
| 2026-09-15 | 6,398 | $29.94 | $192K |
| 2026-09-03 | 65 | $30.58 | $2K |
| 2026-09-01 | 9,582 | $30.61 | $293K |
| 2026-08-31 | 228 | $30.92 | $7K |
| 2026-08-11 | 86 | $31.35 | $3K |
| 2026-08-03 | 541 | $30.88 | $17K |
| 2026-07-23 | 31 | $30.70 | $952 |
| 2026-07-20 | 297 | $31.34 | $9K |
| 2026-07-07 | 1,374 | $30.65 | $42K |
| 2026-07-06 | 47 | $30.64 | $1K |
| 2026-07-02 | 47 | $31.22 | $1K |
| 2026-07-01 | 48 | $30.77 | $1K |
| 2026-06-30 | 308 | $31.00 | $10K |
| 2026-06-26 | 3 | $30.92 | $93 |
| 2026-06-16 | 3,835 | $29.22 | $112K |
| 2026-06-15 | 62,148 | $29.56 | $1.8M |
| 2026-06-04 | 379 | $26.88 | $10K |
| 2026-05-29 | 12 | $27.83 | $334 |
| 2026-05-28 | 156 | $28.08 | $4K |
| 2026-05-27 | 13 | $28.30 | $368 |
| 2026-05-13 | 40,681 | $27.92 | $1.1M |
| 2026-05-05 | 1 | $27.89 | $28 |
| 2026-04-17 | 133 | $27.45 | $4K |
| 2026-03-31 | 121 | $24.96 | $3K |
| 2026-03-27 | 2,144 | $25.38 | $54K |
| 2026-03-25 | 2,116 | $24.96 | $53K |
| 2026-03-23 | 1,054 | $24.43 | $26K |
| 2026-03-13 | 763 | $24.70 | $19K |
Insider trades
SEC Form 4, newest first. JSONInsiders at ASB reported 6 open-market sells worth $3.4M in the last 90 days and no open-market buys. Latest filing: Utz John A. (Executive Vice President) on 2026-10-15.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-15 | Utz John A. | Executive Vice President | Other transaction | 47 | $28.52 | $1K | 99K |
| 2026-10-15 | Williams Terry Lynn | Chief Information Officer | Other transaction | 80 | $28.52 | $2K | 24K |
| 2026-10-15 | ZANDPOUR STEVEN S. | EVP | Other transaction | 85 | $28.52 | $2K | 19K |
| 2026-10-15 | Kitowski Nicole M | Executive Vice President | Other transaction | 26 | $28.52 | $755 | 45K |
| 2026-10-15 | Manso Julio | EVP, CHRO | Other transaction | 14 | $28.52 | $413 | 15K |
| 2026-10-13 | Kelley Angela M | General Counsel & Corp Sec'y | Grant | 17K | $28.76 | $500K | 17K |
| 2026-09-17 | Ahern Patrick Edward | Executive Vice President | Other transaction | 28K | $0.00 | $0 | 28K |
| 2026-09-17 | Ahern Patrick Edward | Executive Vice President | Other transaction | 28K | $0.00 | $0 | 16K |
| 2026-09-15 | Kitowski Nicole M | Executive Vice President | Other transaction | 25 | $30.17 | $755 | 45K |
| 2026-09-15 | Williams Terry Lynn | Chief Information Officer | Other transaction | 76 | $30.17 | $2K | 24K |
| 2026-09-15 | ZANDPOUR STEVEN S. | EVP | Other transaction | 80 | $30.17 | $2K | 19K |
| 2026-09-15 | WILLIAMS JOHN B | Director | Grant | 345 | $30.32 | $10K | 68K |
| 2026-09-15 | WILLIAMS JOHN B | Director | Grant | 36 | $30.32 | $1K | 68K |
| 2026-09-15 | Meyer Derek S. | EVP, Chief Financial Officer | Grant | 124 | $30.32 | $4K | 62K |
| 2026-09-15 | Warsek Gregory | EVP | Grant | 35 | $30.32 | $1K | 14K |
| 2026-09-15 | Utz John A. | Executive Vice President | Grant | 428 | $30.32 | $13K | 99K |
| 2026-09-15 | Utz John A. | Executive Vice President | Other transaction | 45 | $30.17 | $1K | 99K |
| 2026-09-15 | Harmening Andrew J | President & CEO | Other transaction | 3K | $30.09 | $76K | 399K |
| 2026-09-15 | Manso Julio | EVP, CHRO | Other transaction | 18 | $30.09 | $547 | 15K |
| 2026-09-15 | Manso Julio | EVP, CHRO | Other transaction | 14 | $30.17 | $413 | 15K |
| 2026-09-15 | HLADIO JAYNE C | EVP, President Private Wealth | Other transaction | 13 | $30.17 | $387 | 17K |
| 2026-09-15 | SULLIVAN OWEN J | Director | Grant | 36 | $30.32 | $1K | 10K |
| 2026-09-15 | VAN LITH KAREN | Director | Grant | 345 | $30.32 | $10K | 62K |
| 2026-09-15 | VAN LITH KAREN | Director | Grant | 36 | $30.32 | $1K | 61K |
| 2026-09-15 | Kotouc Wende L | Director | Grant | 28 | $30.32 | $849 | 4K |
| 2026-09-15 | Ludgate Kristen M | Director | Grant | 36 | $30.32 | $1K | 10K |
| 2026-09-15 | Nettles Cory L | Director | Grant | 335 | $30.32 | $10K | 48K |
| 2026-09-15 | Nettles Cory L | Director | Grant | 36 | $30.32 | $1K | 47K |
| 2026-09-15 | Greffin Judith P | Director | Grant | 102 | $30.32 | $3K | 18K |
| 2026-09-15 | Greffin Judith P | Director | Grant | 36 | $30.32 | $1K | 18K |
| 2026-09-15 | Haddad Michael J | Director | Grant | 36 | $30.32 | $1K | 9K |
| 2026-09-15 | Haddad Michael J | Director | Other transaction | 33 | $30.09 | $991 | 9K |
| 2026-09-15 | Jones-Tyson Rodney | Director | Grant | 36 | $30.32 | $1K | 14K |
| 2026-09-15 | KAMERICK EILEEN A | Director | Grant | 36 | $30.32 | $1K | 50K |
| 2026-09-15 | KAMERICK EILEEN A | Director | Grant | 345 | $30.32 | $10K | 50K |
| 2026-09-10 | Kotouc Wende L | Director | Gift | 3.3M | $0.00 | $0 | 3.3M |
| 2026-09-10 | Kotouc Wende L | Director | Gift | 3.3M | $0.00 | $0 | 5.0M |
| 2026-09-03 | Ahern Patrick Edward | Executive Vice President | Sell | 100 | $30.85 | $3K | 44K |
| 2026-09-03 | Ahern Patrick Edward | Executive Vice President | Sell | 1K | $30.85 | $37K | 44K |
| 2026-08-17 | ZANDPOUR STEVEN S. | EVP | Other transaction | 75 | $32.21 | $2K | 19K |
| 2026-08-17 | Williams Terry Lynn | Chief Information Officer | Other transaction | 71 | $32.21 | $2K | 24K |
| 2026-08-17 | Utz John A. | Executive Vice President | Other transaction | 42 | $32.21 | $1K | 99K |
| 2026-08-17 | Manso Julio | EVP, CHRO | Other transaction | 13 | $32.21 | $413 | 15K |
| 2026-08-17 | Kitowski Nicole M | Executive Vice President | Other transaction | 23 | $32.21 | $755 | 45K |
| 2026-08-17 | HLADIO JAYNE C | EVP, President Private Wealth | Other transaction | 12 | $32.21 | $387 | 17K |
| 2026-08-12 | Warsek Gregory | EVP | Discretionary trade | 15K | $0.00 | $0 | 14K |
| 2026-08-12 | Warsek Gregory | EVP | Sell | 13K | $32.01 | $417K | 14K |
| 2026-08-12 | Warsek Gregory | EVP | Exercise or conversion | 13K | $26.00 | $338K | 27K |
| 2026-08-12 | Warsek Gregory | EVP | Sell | 3K | $32.00 | $105K | 14K |
| 2026-08-12 | Erickson Randall J. | Executive Vice President | Sell | 44K | $32.04 | $1.4M | 56K |
| 2026-08-12 | Erickson Randall J. | Executive Vice President | Exercise or conversion | 44K | $20.32 | $885K | 100K |
| 2026-08-04 | Utz John A. | Executive Vice President | Sell | 44K | $31.73 | $1.4M | 99K |
| 2026-08-04 | Utz John A. | Executive Vice President | Exercise or conversion | 24K | $25.20 | $617K | 143K |
| 2026-07-30 | Erickson Randall J. | Executive Vice President | Exercise or conversion | 26K | $25.20 | $667K | 75K |
| 2026-07-30 | Erickson Randall J. | Executive Vice President | Sell | 91K | $30.75 | $2.8M | 49K |
| 2026-07-29 | Meyer Derek S. | EVP, Chief Financial Officer | Sell | 10K | $30.74 | $307K | 62K |
| 2026-07-28 | Kitowski Nicole M | Executive Vice President | Sell | 1K | $30.91 | $44K | 45K |
| 2026-07-28 | Kitowski Nicole M | Executive Vice President | Sell | 6K | $30.91 | $193K | 47K |
| 2026-07-15 | ZANDPOUR STEVEN S. | EVP | Other transaction | 79 | $30.64 | $2K | 19K |
| 2026-07-15 | Williams Terry Lynn | Chief Information Officer | Other transaction | 75 | $30.64 | $2K | 24K |
| 2026-07-15 | Utz John A. | Executive Vice President | Other transaction | 44 | $30.64 | $1K | 119K |
| 2026-07-15 | Manso Julio | EVP, CHRO | Other transaction | 13 | $30.64 | $413 | 15K |
| 2026-07-15 | Kitowski Nicole M | Executive Vice President | Other transaction | 25 | $30.64 | $755 | 53K |
| 2026-07-15 | HLADIO JAYNE C | EVP, President Private Wealth | Other transaction | 13 | $30.64 | $387 | 17K |
| 2026-06-15 | Haddad Michael J | Director | Other transaction | 33 | $29.41 | $983 | 9K |
| 2026-06-15 | Utz John A. | Executive Vice President | Other transaction | 46 | $29.49 | $1K | 118K |
| 2026-06-15 | Harmening Andrew J | President & CEO | Other transaction | 3K | $29.41 | $75K | 396K |
| 2026-06-15 | Manso Julio | EVP, CHRO | Other transaction | 6 | $29.41 | $172 | 15K |
| 2026-06-15 | Manso Julio | EVP, CHRO | Other transaction | 28 | $29.49 | $825 | 15K |
| 2026-06-15 | HLADIO JAYNE C | EVP, President Private Wealth | Other transaction | 13 | $29.49 | $387 | 17K |
| 2026-06-15 | Kitowski Nicole M | Executive Vice President | Other transaction | 26 | $29.49 | $755 | 53K |
| 2026-06-15 | Williams Terry Lynn | Chief Information Officer | Other transaction | 78 | $29.49 | $2K | 24K |
| 2026-06-15 | ZANDPOUR STEVEN S. | EVP | Other transaction | 82 | $29.49 | $2K | 18K |
| 2026-06-15 | ZANDPOUR STEVEN S. | EVP | Other transaction | 82 | $29.49 | $2K | 18K |
| 2026-06-15 | Williams Terry Lynn | Chief Information Officer | Other transaction | 78 | $29.49 | $2K | 24K |
| 2026-06-15 | Kitowski Nicole M | Executive Vice President | Other transaction | 26 | $29.49 | $755 | 53K |
| 2026-06-15 | HLADIO JAYNE C | EVP, President Private Wealth | Other transaction | 13 | $29.49 | $387 | 17K |
| 2026-06-15 | Manso Julio | EVP, CHRO | Other transaction | 6 | $29.41 | $172 | 15K |
| 2026-06-15 | Manso Julio | EVP, CHRO | Other transaction | 28 | $29.49 | $825 | 15K |
| 2026-06-15 | Harmening Andrew J | President & CEO | Other transaction | 3K | $29.41 | $75K | 396K |
| 2026-06-15 | Warsek Gregory | EVP | Grant | 36 | $29.22 | $1K | 17K |
| 2026-06-15 | Utz John A. | Executive Vice President | Grant | 441 | $29.22 | $13K | 119K |
| 2026-06-15 | Utz John A. | Executive Vice President | Other transaction | 46 | $29.49 | $1K | 118K |
| 2026-06-15 | Meyer Derek S. | EVP, Chief Financial Officer | Grant | 127 | $29.22 | $4K | 72K |
| 2026-06-15 | WILLIAMS JOHN B | Director | Grant | 355 | $29.22 | $10K | 68K |
| 2026-06-15 | WILLIAMS JOHN B | Director | Grant | 38 | $29.22 | $1K | 67K |
| 2026-06-15 | VAN LITH KAREN | Director | Grant | 355 | $29.22 | $10K | 61K |
| 2026-06-15 | VAN LITH KAREN | Director | Grant | 38 | $29.22 | $1K | 61K |
| 2026-06-15 | SULLIVAN OWEN J | Director | Grant | 38 | $29.22 | $1K | 10K |
| 2026-06-15 | Nettles Cory L | Director | Grant | 344 | $29.22 | $10K | 47K |
| 2026-06-15 | Nettles Cory L | Director | Grant | 38 | $29.22 | $1K | 47K |
| 2026-06-15 | Ludgate Kristen M | Director | Grant | 38 | $29.22 | $1K | 10K |
| 2026-06-15 | Kotouc Wende L | Director | Grant | 29 | $29.22 | $847 | 1.8M |
| 2026-06-15 | KAMERICK EILEEN A | Director | Grant | 355 | $29.22 | $10K | 50K |
| 2026-06-15 | KAMERICK EILEEN A | Director | Grant | 38 | $29.22 | $1K | 50K |
| 2026-06-15 | Jones-Tyson Rodney | Director | Grant | 38 | $29.22 | $1K | 14K |
| 2026-06-15 | Haddad Michael J | Director | Grant | 38 | $29.22 | $1K | 9K |
| 2026-06-15 | Haddad Michael J | Director | Other transaction | 33 | $29.41 | $983 | 9K |
| 2026-06-15 | Greffin Judith P | Director | Grant | 105 | $29.22 | $3K | 18K |
| 2026-06-15 | Greffin Judith P | Director | Grant | 38 | $29.22 | $1K | 18K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON24 Form 144 notices on file for ASB worth $12.9M at the prices reported; 4 in the last 90 days worth $3.4M. Latest: Ahern Patrick Edward filed on 2026-09-03 to sell 1,309 shares ($40K) from 2026-09-03.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-09-03 | Ahern Patrick EdwardOfficer | 1K | $40K | 0.001% | 2026-09-03 | ROCKEFELLER CAPITAL MANAGEMENT |
| 2026-08-12 | Erickson Randall J.Officer | 44K | $1.4M | 0.023% | 2026-08-12 | Fidelity Brokerage Services LLC |
| 2026-08-12 | Warsek GregoryOfficer | 16K | $522K | 0.009% | 2026-08-12 | Fidelity Brokerage Services LLC |
| 2026-08-04 | Utz John A.Officer | 44K | $1.4M | 0.027% | 2026-08-04 | Fidelity Brokerage Services LLC |
| 2026-07-30 | Erickson Randall J.Officer | 91K | $2.8M | 0.055% | 2026-07-30 | Fidelity Brokerage Services LLC |
| 2026-07-29 | Meyer Derek S.Officer | 10K | $307K | 0.006% | 2026-07-29 | Fidelity Brokerage Services LLC |
| 2026-07-28 | Kitowski Nicole MOfficer | 8K | $237K | 0.005% | 2026-07-28 | Fidelity Brokerage Services LLC |
| 2026-06-10 | Utz John A.Officer | 5K | $144K | 0.003% | 2026-06-10 | Fidelity Brokerage Services LLC |
| 2026-06-09 | Braeger Matthew ROfficer | 5K | $141K | 0.003% | 2026-06-09 | Fidelity Brokerage Services LLC |
| 2026-05-26 | DeLoye DennisOfficer | 14K | $404K | 0.009% | 2026-05-26 | Fidelity Brokerage Services LLC |
| 2026-05-04 | Erickson Randall J.Officer | 28K | $788K | 0.017% | 2026-05-04 | Fidelity Brokerage Services LLC |
| 2026-05-01 | Erickson Randall J.Officer | 2K | $57K | 0.001% | 2026-05-01 | Fidelity Brokerage Services LLC |
| 2026-04-30 | GERKEN R JAYFormer Director | 25K | $711K | 0.015% | 2026-04-30 | Fidelity Brokerage Services LLC |
| 2026-04-30 | JEFFE ROBERT AFormer Director | 48K | $1.4M | 0.029% | 2026-04-30 | Fidelity Brokerage Services LLC |
| 2026-04-28 | WILLIAMS JOHN BDirector | 4K | $113K | 0.002% | 2026-04-28 | Fidelity Brokerage Services LLC |
| 2026-02-19 | KAMERICK EILEEN ADirector | 7K | $185K | 0.004% | 2026-02-19 | Fidelity Brokerage Services LLC |
| 2026-02-10 | Ahern Patrick EdwardOfficer | 4K | $103K | 0.002% | 2026-02-10 | Rockefeller Capital Management |
| 2026-02-10 | Ahern Patrick EdwardOfficer | 11K | $325K | 0.007% | 2026-02-10 | Fidelity Brokerage Services LLC |
| 2026-02-03 | WILLIAMS JOHN BDirector | 2K | $65K | 0.001% | 2026-02-03 | Fidelity Brokerage Services LLC |
| 2025-12-09 | Utz John A.Officer | 2K | $56K | 0.001% | 2025-12-09 | Fidelity Brokerage Services LLC |
| 2025-12-04 | Ahern Patrick EdwardOfficer | 30K | $784K | 0.018% | 2025-12-04 | Fidelity Brokerage Services LLC |
| 2025-12-04 | Ahern Patrick EdwardOfficer | 30K | $784K | 0.018% | 2025-12-04 | Fidelity Brokerage Services LLC |
| 2025-12-03 | Ahern Patrick EdwardOfficer | 3K | $86K | 0.002% | 2025-12-03 | Rockefeller Capital Management |
| 2025-12-03 | Ahern Patrick EdwardOfficer | 3K | $86K | 0.002% | 2025-12-03 | Rockefeller Capital Management |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON5 holders report 5% or more of ASB in their latest filing, 1 on Schedule 13D (active intent). The largest reported stake is BlackRock, Inc. at 11.2% of the class (21,086,676 shares), filed 2026-10-27 for an event on 2026-09-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-10-27 | 13G/Ano. 17 | BlackRock, Inc.parent holding company | 21.1M | 11.2% | 2026-09-30 |
| 2026-07-31 | 13G/Ano. 1 | Vanguard Capital Managementinvestment adviser | 7.9M | 4.8% | 2026-06-30 |
| 2026-05-06 | 13G/Ano. 4 | FMR LLCparent holding company | 2.1M | 1.2% | 2026-03-31 |
| 2026-05-06 | 13G/Ano. 4 | Abigail P. Johnsonindividual | 2.1M | 1.2% | 2026-03-31 |
| 2026-04-28 | 13G | Vanguard Portfolio Managementinvestment adviser | 11.0M | 6.6% | 2026-03-31 |
| 2026-04-06 | 13G | Dianne S. Lozierindividual | 11.8M | 6.3% | 2026-04-01 |
| 2026-04-06 | 13G | Dianne S. Lozier ANC Stock Holding Trustother entity | 11.8M | 6.3% | 2026-04-01 |
| 2026-04-06 | 13D | John F. Kotoucindividual | 9.6M | 5.1% | 2026-04-01 |
| 2026-04-06 | 13D | John F. Kotouc Special Holding Trustother entity | 8.3M | 4.4% | 2026-04-01 |
| 2026-04-06 | 13D | Wende L. Kotoucindividual | 1.8M | 0.9% | 2026-04-01 |
| 2026-04-06 | 13D | Thomas J. Kotouc 2020 Irrevocable Trust, dated December 16, 2020other entity | 634K | 0.3% | 2026-04-01 |
| 2026-04-06 | 13D | Camille S. Kotouc 2020 Irrevocable Trust, dated December 16, 2020other entity, broker-dealer | 634K | 0.3% | 2026-04-01 |
| 2026-04-06 | 13D | Jan M. Kotoucindividual | 412K | 0.2% | 2026-04-01 |
| 2026-04-06 | 13D | Thomas O. Kotoucindividual | 412K | 0.2% | 2026-04-01 |
| 2026-04-06 | 13D | Thomas O. Kotouc Living Trust dated February 2, 1998, and any amendments theretoother entity | 412K | 0.2% | 2026-04-01 |
| 2026-04-06 | 13D | John and Wende Kotouc 2009 Trust for the Benefit of Camille Skye Kotouc UTA 9/21/2009other entity | 252K | 0.1% | 2026-04-01 |
| 2026-04-06 | 13D | John and Wende Kotouc 2009 Trust for the Benefit of Thomas Jackson Kotouc UTA 9/21/2009other entity | 252K | 0.1% | 2026-04-01 |
| 2026-04-06 | 13D | Ann L. Dueyindividual | 140K | 0.1% | 2026-04-01 |
| 2026-04-06 | 13D | Ann L. Duey Trust under a Declaration of Trust dated June 26, 2020other entity | 140K | 0.1% | 2026-04-01 |
| 2026-04-06 | 13D | Thomas J. Kotoucindividual | 616 | 0.0% | 2026-04-01 |
| 2026-04-06 | 13D | Camille S. Kotoucindividual | 616 | 0.0% | 2026-04-01 |
| 2026-03-26 | 13G/Ano. 15 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding ASB at their latest 13F. JSON9 of the 30 tracked managers held ASB at their latest 13F, $246.3M in total at quarter-end prices. AQR Capital Management is the largest at $94.6M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 5 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 3.1M | $94.6M | 0.03% | +1.7M |
| Citadel Advisors | 2026-06-30 | 1.8M | $55.0M | 0.01% | -1.3M |
| Point72 Asset Management | 2026-06-30 | 836K | $25.7M | 0.03% | -142K |
| Two Sigma Investments | 2026-06-30 | 706K | $21.7M | 0.02% | +155K |
| Millennium Management | 2026-06-30 | 622K | $19.1M | 0.01% | +119K |
| Fisher Asset Management | 2026-06-30 | 429K | $13.2M | 0.00% | -36K |
| Renaissance Technologies | 2026-06-30 | 257K | $7.9M | 0.01% | +93K |
| Bridgewater Associates | 2026-06-30 | 236K | $7.3M | 0.03% | -180K |
| D. E. Shaw & Co. | 2026-06-30 | 56K | $1.7M | 0.00% | -3K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn FY 2025 it generated $615.7M of operating cash flow and spent $155.8M on dividends.
- Debt
- $591.1M
- Equity
- $5.64B
- Total assets
- $51.81B
- Shares outstanding
- 188,849,659
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | n/a | $123.6M | n/a | 0.63 |
| Q1 FY 2026 | 2026-03-31 | n/a | $119.6M | n/a | 0.70 |
| Q4 FY 2025derived | 2025-12-31 | n/a | $137.1M | n/a | n/a |
| Q3 FY 2025 | 2025-09-30 | n/a | $124.7M | n/a | 0.73 |
| Q2 FY 2025 | 2025-06-30 | n/a | $111.2M | n/a | 0.65 |
| Q1 FY 2025 | 2025-03-31 | n/a | $101.7M | n/a | 0.59 |
| Q4 FY 2024derived | 2024-12-31 | n/a | -$161.6M | n/a | n/a |
| Q3 FY 2024 | 2024-09-30 | $329.7M | $88.0M | 26.7% | 0.56 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | n/a | $474.8M | $615.7M | n/a | n/a | $155.8M |
| FY 2024 | 2024-12-31 | n/a | $123.1M | $580.2M | n/a | n/a | $139.2M |
| FY 2023 | 2023-12-31 | $1.10B | $183.0M | $442.7M | n/a | n/a | $129.5M |
| FY 2022 | 2022-12-31 | $1.24B | $366.1M | $846.6M | n/a | n/a | $123.1M |
| FY 2021 | 2021-12-31 | $1.06B | $351.0M | $529.6M | n/a | n/a | $116.1M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-07-31 from the cover page.
What this page is
Associated Banc-Corp in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Associated Banc-Corp (ASB), SEC CIK 7789, listed on NYSE, classified by the SEC as state commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-28.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-30.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-09-03.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-10-27.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-22.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-15.JSON and CSV
- Company record
- EDGAR filing index for CIK 7789Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as state commercial banks
Other company pages
Datasets
Frequently Asked Questions
How much of ASB is sold short?
8,543,529 shares were held short at the 2026-10-15 settlement, 4.8 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is ASB's daily short volume?
On 2026-10-28, 344,287 of the 649,499 ASB shares reported to FINRA were sold short, 53.0% of the day's reported volume. Short volume is a flow for one day, not a position.
Does ASB have fails to deliver?
The SEC's latest file shows 8,362 ASB shares failed to deliver at settlement 2026-09-30. Fails are reported per settlement date and published twice a month with a lag.
Are ASB insiders buying or selling?
Insiders at ASB reported 6 open-market sells worth $3.4M in the last 90 days and no open-market buys. Latest filing: Utz John A. (Executive Vice President) on 2026-10-15.
Have ASB insiders filed to sell?
24 Form 144 notices on file for ASB worth $12.9M at the prices reported; 4 in the last 90 days worth $3.4M. Latest: Ahern Patrick Edward filed on 2026-09-03 to sell 1,309 shares ($40K) from 2026-09-03.
Who owns 5% or more of ASB?
5 holders report 5% or more of ASB in their latest filing, 1 on Schedule 13D (active intent). The largest reported stake is BlackRock, Inc. at 11.2% of the class (21,086,676 shares), filed 2026-10-27 for an event on 2026-09-30.
What did ASB report last quarter?
In FY 2025 it generated $615.7M of operating cash flow and spent $155.8M on dividends.
Which tracked 13F managers own ASB?
9 of the 30 tracked 13F managers held ASB shares at their latest filing, $246.3M in all. The largest: Cliff Asness's AQR Capital Management (3.1M shares, $94.6M), Ken Griffin's Citadel Advisors (1.8M shares, $55.0M), Steve Cohen's Point72 Asset Management (836K shares, $25.7M), Two Sigma Investments (706K shares, $21.7M), Izzy Englander's Millennium Management (622K shares, $19.1M), Ken Fisher's Fisher Asset Management (429K shares, $13.2M). The table above lists all 9.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.