Northern Trust (NTRS)
Northern Trust on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as state commercial banks.
4.0M
Short interest
settlement 2026-10-15
3.6
Days to cover
+0.1 days vs prior
47.9%
Short share of volume
2026-10-28
16
Fails to deliver
settlement 2026-09-25
Thu 21 Jan
Next earnings
estimated date
-$3.9M
Insider flow, 90 days
0 buys, 3 sells
As of 2026-10-28.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in NTRS is 3,959,789 shares, up 28,559 shares over the last month. Over the last 48 readings it ranged from 1,567,808 shares (15 January 2026) to 6,595,367 shares (13 June 2025). At the reported average volume of 1.1M shares a day that is 3.6 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 3,959,789 | +5.0% | 1,095,712 | 3.61 |
| 2026-09-30 | 3,769,582 | -4.1% | 1,077,461 | 3.50 |
| 2026-09-15 | 3,931,230 | +5.2% | 920,171 | 4.27 |
| 2026-08-31 | 3,737,450 | +4.0% | 918,203 | 4.07 |
| 2026-08-14 | 3,595,439 | +6.1% | 1,069,141 | 3.36 |
| 2026-07-31 | 3,389,629 | +4.9% | 1,251,120 | 2.71 |
| 2026-07-15 | 3,231,104 | -7.2% | 804,358 | 4.02 |
| 2026-06-30 | 3,480,662 | +13.6% | 1,163,117 | 2.99 |
| 2026-06-15 | 3,063,123 | +24.1% | 1,053,383 | 2.91 |
| 2026-05-29 | 2,467,657 | -3.7% | 1,175,030 | 2.10 |
| 2026-05-15 | 2,563,382 | +12.8% | 891,894 | 2.87 |
| 2026-04-30 | 2,272,826 | -12.3% | 1,476,312 | 1.54 |
| 2026-04-15 | 2,592,826 | +16.6% | 873,204 | 2.97 |
| 2026-03-31 | 2,224,596 | +7.1% | 1,067,449 | 2.08 |
| 2026-03-13 | 2,076,467 | +16.5% | 1,085,705 | 1.91 |
| 2026-02-27 | 1,782,464 | -6.0% | 1,001,207 | 1.78 |
| 2026-02-13 | 1,897,134 | +7.4% | 1,242,920 | 1.53 |
| 2026-01-30 | 1,766,543 | +12.7% | 1,249,147 | 1.41 |
| 2026-01-15 | 1,567,808 | -9.8% | 832,148 | 1.88 |
| 2025-12-31 | 1,738,330 | -35.2% | 969,514 | 1.79 |
| 2025-12-15 | 2,684,026 | +8.1% | 957,466 | 2.80 |
| 2025-11-28 | 2,483,242 | +2.4% | 979,923 | 2.53 |
| 2025-11-14 | 2,425,990 | -5.3% | 871,619 | 2.78 |
| 2025-10-31 | 2,562,999 | +1.8% | 1,200,941 | 2.13 |
| 2025-10-15 | 2,517,269 | +9.1% | 1,093,609 | 2.30 |
| 2025-09-30 | 2,307,902 | -20.3% | 1,269,589 | 1.82 |
| 2025-09-15 | 2,894,819 | +1.2% | 1,110,281 | 2.61 |
| 2025-08-29 | 2,861,709 | +0.1% | 821,392 | 3.48 |
| 2025-08-15 | 2,857,431 | -5.7% | 1,179,995 | 2.42 |
| 2025-07-31 | 3,030,777 | -27.1% | 1,580,231 | 1.92 |
| 2025-07-15 | 4,158,562 | -25.3% | 1,807,331 | 2.30 |
| 2025-06-30 | 5,570,025 | -15.6% | 3,985,262 | 1.40 |
| 2025-06-13 | 6,595,367 | +1.3% | 1,362,199 | 4.84 |
| 2025-05-30 | 6,513,314 | +5.3% | 1,742,503 | 3.74 |
| 2025-05-15 | 6,183,413 | +15.0% | 1,360,731 | 4.54 |
| 2025-04-30 | 5,375,110 | +25.7% | 1,399,474 | 3.84 |
| 2025-04-15 | 4,275,852 | +57.4% | 1,807,557 | 2.37 |
| 2025-03-31 | 2,716,396 | -19.4% | 1,363,705 | 1.99 |
| 2025-03-14 | 3,368,617 | +2.0% | 1,377,246 | 2.45 |
| 2025-02-28 | 3,302,179 | +19.6% | 1,352,297 | 2.44 |
| 2025-02-14 | 2,760,749 | +20.9% | 1,103,156 | 2.50 |
| 2025-01-31 | 2,284,056 | -2.4% | 1,259,823 | 1.81 |
| 2025-01-15 | 2,340,012 | +11.6% | 1,112,984 | 2.10 |
| 2024-12-31 | 2,096,211 | -9.1% | 1,155,820 | 1.81 |
| 2024-12-13 | 2,307,033 | +0.8% | 1,507,177 | 1.53 |
| 2024-11-29 | 2,288,447 | -3.0% | 1,055,227 | 2.17 |
| 2024-11-15 | 2,359,420 | +32.5% | 1,153,124 | 2.05 |
| 2024-10-31 | 1,781,145 | -43.8% | 1,464,777 | 1.22 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 28 October 2026, the short share of NTRS volume is 47.9%, down 13.5 points over the last five sessions. Over the last 30 readings it ranged from 21.9% (7 October 2026) to 77.8% (22 October 2026). The latest reading is 3.8 points below the 30-session average of 51.6%, on 330K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-28 | 158K | 330K | 47.9% | 1 |
| 2026-10-27 | 165K | 324K | 51.0% | 0 |
| 2026-10-26 | 159K | 346K | 45.9% | 0 |
| 2026-10-23 | 343K | 538K | 63.8% | 9,950 |
| 2026-10-22 | 501K | 644K | 77.8% | 191 |
| 2026-10-21 | 512K | 835K | 61.3% | 0 |
| 2026-10-20 | 332K | 535K | 62.2% | 0 |
| 2026-10-19 | 154K | 299K | 51.5% | 16 |
| 2026-10-16 | 256K | 523K | 49.0% | 50 |
| 2026-10-15 | 244K | 455K | 53.6% | 12 |
| 2026-10-14 | 313K | 628K | 49.9% | 44 |
| 2026-10-13 | 185K | 385K | 48.1% | 654 |
| 2026-10-12 | 200K | 421K | 47.4% | 199 |
| 2026-10-09 | 161K | 460K | 35.0% | 10 |
| 2026-10-08 | 166K | 641K | 25.9% | 22 |
| 2026-10-07 | 105K | 482K | 21.9% | 31 |
| 2026-10-06 | 160K | 343K | 46.6% | 0 |
| 2026-10-05 | 132K | 288K | 46.0% | 655 |
| 2026-10-02 | 189K | 460K | 41.1% | 35 |
| 2026-10-01 | 184K | 421K | 43.8% | 167 |
| 2026-09-30 | 273K | 479K | 57.0% | 10 |
| 2026-09-29 | 152K | 236K | 64.1% | 36 |
| 2026-09-28 | 106K | 184K | 57.4% | 28 |
| 2026-09-25 | 101K | 267K | 37.9% | 10 |
| 2026-09-24 | 168K | 279K | 60.2% | 136 |
| 2026-09-23 | 170K | 310K | 54.7% | 40 |
| 2026-09-22 | 232K | 442K | 52.6% | 322 |
| 2026-09-21 | 110K | 197K | 55.7% | 54 |
| 2026-09-18 | 197K | 299K | 65.7% | 13 |
| 2026-09-17 | 163K | 221K | 73.7% | 25 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 25 September 2026, the fails-to-deliver balance in NTRS is 16 shares, up 12 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (13 April 2026) to 5,960 shares (21 April 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-25 | 16 | $174.50 | $3K |
| 2026-09-21 | 4 | $177.89 | $712 |
| 2026-09-15 | 59 | $181.71 | $11K |
| 2026-09-03 | 85 | $183.98 | $16K |
| 2026-08-27 | 1,203 | $187.66 | $226K |
| 2026-08-25 | 34 | $186.66 | $6K |
| 2026-08-21 | 48 | $182.51 | $9K |
| 2026-08-14 | 5,292 | $190.48 | $1.0M |
| 2026-08-12 | 3,572 | $187.78 | $671K |
| 2026-08-07 | 48 | $184.14 | $9K |
| 2026-08-06 | 65 | $184.38 | $12K |
| 2026-08-03 | 21 | $182.19 | $4K |
| 2026-07-29 | 40 | $180.86 | $7K |
| 2026-07-20 | 164 | $184.68 | $30K |
| 2026-07-17 | 1 | $188.52 | $189 |
| 2026-07-08 | 5 | $181.39 | $907 |
| 2026-06-30 | 421 | $174.91 | $74K |
| 2026-06-26 | 5 | $175.97 | $880 |
| 2026-06-25 | 319 | $173.93 | $55K |
| 2026-06-15 | 14 | $174.34 | $2K |
| 2026-06-04 | 61 | $168.45 | $10K |
| 2026-05-19 | 49 | $165.27 | $8K |
| 2026-04-21 | 5,960 | $158.99 | $948K |
| 2026-04-16 | 775 | $156.07 | $121K |
| 2026-04-14 | 220 | $153.99 | $34K |
| 2026-04-13 | 1 | $152.23 | $152 |
| 2026-04-08 | 236 | $145.63 | $34K |
| 2026-04-06 | 387 | $142.25 | $55K |
| 2026-03-26 | 402 | $139.73 | $56K |
| 2026-03-25 | 19 | $140.37 | $3K |
Insider trades
SEC Form 4, newest first. JSONInsiders at NTRS reported 3 open-market sells worth $3.9M in the last 90 days and no open-market buys. Latest filing: Levy Susan Cohen (EVP and General Counsel) on 2026-10-26.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-26 | Levy Susan Cohen | EVP and General Counsel | Sell | 4K | $168.69 | $662K | 59K |
| 2026-10-26 | Levy Susan Cohen | EVP and General Counsel | Exercise or conversion | 4K | $88.06 | $345K | 63K |
| 2026-10-23 | Levy Susan Cohen | EVP and General Counsel | Sell | 17K | $168.15 | $2.9M | 59K |
| 2026-10-23 | Levy Susan Cohen | EVP and General Counsel | Exercise or conversion | 17K | $88.06 | $1.5M | 76K |
| 2026-10-20 | Qureshi Rima | Director | Grant | 495 | $0.00 | $0 | 495 |
| 2026-10-17 | Taylor Alexandria | Chief Administrative Officer | Tax withholding | 4K | $165.40 | $632K | 44K |
| 2026-10-01 | Thompson Donald | Director | Grant | 145 | $169.20 | $25K | 32K |
| 2026-10-01 | Tribbett Charles A | Director | Grant | 80 | $169.20 | $14K | 36K |
| 2026-10-01 | Klevorn Marcy S | Director | Grant | 65 | $169.20 | $11K | 14K |
| 2026-10-01 | Harrison Dean M | Director | Grant | 152 | $169.20 | $26K | 35K |
| 2026-10-01 | Dhandapani Chandra | Director | Grant | 31 | $169.20 | $5K | 7K |
| 2026-10-01 | Mehta Siddharth N | Director | Grant | 31 | $169.20 | $5K | 13K |
| 2026-10-01 | Petrino Richard | Director | Grant | 6 | $169.20 | $1K | 4K |
| 2026-10-01 | SLARK MARTIN P | Director | Grant | 71 | $169.20 | $12K | 22K |
| 2026-10-01 | CROWN SUSAN | Director | Grant | 87 | $169.20 | $15K | 39K |
| 2026-09-30 | Thompson Donald | Director | Grant | 221 | $169.36 | $37K | 32K |
| 2026-09-30 | Harrison Dean M | Director | Grant | 266 | $169.36 | $45K | 35K |
| 2026-09-30 | Dhandapani Chandra | Director | Grant | 207 | $169.36 | $35K | 7K |
| 2026-09-01 | Hunstad Michael | President/Asset Management | Tax withholding | 622 | $183.86 | $114K | 25K |
| 2026-08-24 | South Thomas A | Executive Vice President | Sell | 2K | $184.90 | $333K | 93K |
| 2026-07-31 | SMITH DAVID BYRON JR | Director | Gift | 1K | $0.00 | $0 | 87K |
| 2026-07-29 | Moritz Robert Edward Jr. | Director | Buy | 255 | $179.57 | $46K | 8K |
| 2026-07-01 | Petrino Richard | Director | Grant | 5 | $175.60 | $946 | 4K |
| 2026-07-01 | Thompson Donald | Director | Grant | 126 | $175.60 | $22K | 32K |
| 2026-07-01 | Tribbett Charles A | Director | Grant | 70 | $175.60 | $12K | 36K |
| 2026-07-01 | SLARK MARTIN P | Director | Grant | 62 | $175.60 | $11K | 22K |
| 2026-07-01 | Mehta Siddharth N | Director | Grant | 27 | $175.60 | $5K | 12K |
| 2026-07-01 | Klevorn Marcy S | Director | Grant | 57 | $175.60 | $10K | 14K |
| 2026-07-01 | Harrison Dean M | Director | Grant | 131 | $175.60 | $23K | 35K |
| 2026-07-01 | Dhandapani Chandra | Director | Grant | 26 | $175.60 | $5K | 7K |
| 2026-07-01 | CROWN SUSAN | Director | Grant | 76 | $175.60 | $13K | 39K |
| 2026-06-30 | Thompson Donald | Director | Grant | 216 | $173.84 | $38K | 32K |
| 2026-06-30 | Harrison Dean M | Director | Grant | 259 | $173.84 | $45K | 35K |
| 2026-06-30 | Dhandapani Chandra | Director | Grant | 201 | $173.84 | $35K | 7K |
| 2026-06-03 | Hallinan Aengus | Executive Vice President | Sell | 1K | $167.96 | $187K | 9K |
| 2026-06-03 | Hallinan Aengus | Executive Vice President | Sell | 3K | $167.10 | $427K | 11K |
| 2026-06-01 | Hallinan Aengus | Executive Vice President | Tax withholding | 3K | $166.82 | $452K | 13K |
| 2026-05-22 | South Thomas A | Executive Vice President | Gift | 320 | $0.00 | $0 | 95K |
| 2026-05-04 | South Thomas A | Executive Vice President | Gift | 1K | $0.00 | $0 | 95K |
| 2026-05-01 | Moritz Robert Edward Jr. | Director | Buy | 225 | $166.41 | $37K | 8K |
| 2026-04-30 | SMITH DAVID BYRON JR | Director | Gift | 1K | $0.00 | $0 | 86K |
| 2026-04-29 | Fox David W Jr | EVP & Chief Financial Officer | Sell | 13 | $165.74 | $2K | 19K |
| 2026-04-28 | Fox David W Jr | EVP & Chief Financial Officer | Sell | 20K | $166.16 | $3.3M | 19K |
| 2026-04-24 | Bellows Clive | Co-President Asset Servicing | Sell | 3K | $165.02 | $462K | 28K |
| 2026-04-21 | Petrino Richard | Director | Grant | 989 | $0.00 | $0 | 4K |
| 2026-04-21 | Petrino Richard | Director | Grant | 17 | $171.74 | $3K | 3K |
| 2026-04-21 | SMITH DAVID BYRON JR | Director | Grant | 989 | $0.00 | $0 | 989 |
| 2026-04-21 | Thompson Donald | Director | Grant | 989 | $0.00 | $0 | 31K |
| 2026-04-21 | Thompson Donald | Director | Grant | 35 | $171.74 | $6K | 30K |
| 2026-04-21 | Tribbett Charles A | Director | Grant | 989 | $0.00 | $0 | 36K |
| 2026-04-21 | SLARK MARTIN P | Director | Grant | 989 | $0.00 | $0 | 22K |
| 2026-04-21 | SLARK MARTIN P | Director | Grant | 35 | $171.74 | $6K | 21K |
| 2026-04-21 | Moritz Robert Edward Jr. | Director | Grant | 989 | $0.00 | $0 | 8K |
| 2026-04-21 | Mehta Siddharth N | Director | Grant | 989 | $0.00 | $0 | 12K |
| 2026-04-21 | Mehta Siddharth N | Director | Grant | 35 | $171.74 | $6K | 11K |
| 2026-04-21 | Klevorn Marcy S | Director | Grant | 989 | $0.00 | $0 | 14K |
| 2026-04-21 | Klevorn Marcy S | Director | Grant | 35 | $171.74 | $6K | 13K |
| 2026-04-21 | Henderson Jay L | Director | Grant | 989 | $0.00 | $0 | 989 |
| 2026-04-21 | Harrison Dean M | Director | Grant | 989 | $0.00 | $0 | 35K |
| 2026-04-21 | Harrison Dean M | Director | Grant | 35 | $171.74 | $6K | 34K |
| 2026-04-21 | Dhandapani Chandra | Director | Grant | 989 | $0.00 | $0 | 7K |
| 2026-04-21 | Dhandapani Chandra | Director | Grant | 35 | $171.74 | $6K | 6K |
| 2026-04-21 | CROWN SUSAN | Director | Grant | 989 | $0.00 | $0 | 39K |
| 2026-04-21 | CROWN SUSAN | Director | Grant | 35 | $171.74 | $6K | 38K |
| 2026-04-01 | Petrino Richard | Director | Grant | 2 | $141.41 | $344 | 3K |
| 2026-04-01 | Thompson Donald | Director | Grant | 143 | $141.41 | $20K | 30K |
| 2026-04-01 | Tribbett Charles A | Director | Grant | 86 | $141.41 | $12K | 37K |
| 2026-04-01 | SLARK MARTIN P | Director | Grant | 65 | $141.41 | $9K | 21K |
| 2026-04-01 | Mehta Siddharth N | Director | Grant | 22 | $141.41 | $3K | 11K |
| 2026-04-01 | Klevorn Marcy S | Director | Grant | 60 | $141.41 | $8K | 12K |
| 2026-04-01 | Harrison Dean M | Director | Grant | 149 | $141.41 | $21K | 33K |
| 2026-04-01 | Dhandapani Chandra | Director | Grant | 20 | $141.41 | $3K | 6K |
| 2026-04-01 | CROWN SUSAN | Director | Grant | 83 | $141.41 | $12K | 38K |
| 2026-03-31 | Thompson Donald | Director | Grant | 269 | $139.57 | $37K | 30K |
| 2026-03-31 | Harrison Dean M | Director | Grant | 322 | $139.57 | $45K | 33K |
| 2026-03-31 | Dhandapani Chandra | Director | Grant | 251 | $139.57 | $35K | 6K |
| 2026-03-05 | Gibson Guy | Co-President Asset Servicing | Sell | 3K | $142.39 | $428K | 29K |
| 2026-03-04 | Fox David W Jr | EVP & Chief Financial Officer | Sell | 3K | $143.89 | $468K | 15K |
| 2026-03-01 | Taylor Alexandria | Chief Administrative Officer | Tax withholding | 2K | $143.15 | $267K | 47K |
| 2026-03-01 | South Thomas A | Executive Vice President | Tax withholding | 3K | $143.15 | $364K | 96K |
| 2026-03-01 | Tyler Jason J. | President/Wealth Management | Tax withholding | 4K | $143.15 | $549K | 89K |
| 2026-03-01 | O'Grady Michael | Chairman and CEO | Tax withholding | 11K | $143.15 | $1.6M | 57K |
| 2026-03-01 | Levy Susan Cohen | EVP and General Counsel | Tax withholding | 3K | $143.15 | $382K | 59K |
| 2026-03-01 | Landers John | Controller | Tax withholding | 300 | $143.15 | $43K | 8K |
| 2026-03-01 | Hunstad Michael | President/Asset Management | Tax withholding | 4K | $143.15 | $554K | 26K |
| 2026-03-01 | Gibson Guy | Co-President Asset Servicing | Tax withholding | 3K | $143.15 | $382K | 32K |
| 2026-03-01 | Fox David W Jr | EVP & Chief Financial Officer | Tax withholding | 2K | $143.15 | $337K | 18K |
| 2026-03-01 | Cherecwich Peter | Chief Operating Officer | Tax withholding | 4K | $143.15 | $595K | 22K |
| 2026-03-01 | Bellows Clive | Co-President Asset Servicing | Tax withholding | 2K | $143.15 | $351K | 31K |
| 2026-03-01 | Bellows Clive | Co-President Asset Servicing | Tax withholding | 662 | $143.15 | $95K | 33K |
| 2026-02-25 | Fox David W Jr | EVP & Chief Financial Officer | Sell | 1K | $144.05 | $209K | 20K |
| 2026-02-17 | Taylor Alexandria | Chief Administrative Officer | Tax withholding | 3K | $147.24 | $418K | 49K |
| 2026-02-17 | Taylor Alexandria | Chief Administrative Officer | Grant | 6K | $0.00 | $0 | 52K |
| 2026-02-17 | South Thomas A | Executive Vice President | Tax withholding | 9K | $147.24 | $1.3M | 99K |
| 2026-02-17 | South Thomas A | Executive Vice President | Grant | 20K | $0.00 | $0 | 107K |
| 2026-02-17 | Tyler Jason J. | President/Wealth Management | Tax withholding | 10K | $147.24 | $1.4M | 93K |
| 2026-02-17 | Tyler Jason J. | President/Wealth Management | Grant | 22K | $0.00 | $0 | 103K |
| 2026-02-17 | O'Grady Michael | Chairman and CEO | Tax withholding | 32K | $147.24 | $4.7M | 83K |
| 2026-02-17 | O'Grady Michael | Chairman and CEO | Grant | 73K | $0.00 | $0 | 156K |
| 2026-02-17 | Levy Susan Cohen | EVP and General Counsel | Tax withholding | 7K | $147.24 | $1.0M | 62K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON14 Form 144 notices on file for NTRS worth $15.3M at the prices reported; 2 in the last 90 days worth $3.5M. Latest: Levy Susan Cohen filed on 2026-10-26 to sell 3,922 shares ($662K) from 2026-10-26.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-10-26 | Levy Susan CohenOfficer | 4K | $662K | 0.002% | 2026-10-26 | Fidelity Brokerage Services LLC |
| 2026-10-23 | Levy Susan CohenOfficer | 17K | $2.9M | 0.009% | 2026-10-23 | Fidelity Brokerage Services LLC |
| 2026-06-03 | Hallinan AengusOfficer | 4K | $614K | 0.002% | 2026-06-03 | Fidelity Brokerage Services LLC |
| 2026-04-24 | Bellows CliveOfficer | 3K | $462K | 0.002% | 2026-04-24 | Fidelity Brokerage Services LLC |
| 2026-03-05 | Gibson GuyOfficer | 3K | $428K | 0.002% | 2026-03-05 | Fidelity Brokerage Services LLC |
| 2026-03-04 | Fox David W JrOfficer | 3K | $468K | 0.002% | 2026-03-04 | Fidelity Brokerage Services LLC |
| 2026-02-25 | Fox David W JrOfficer | 1K | $209K | 0.001% | 2026-02-25 | Fidelity Brokerage Services LLC |
| 2026-02-12 | Gibson GuyOfficer | 1K | $154K | 0.001% | 2026-02-12 | Fidelity Brokerage Services LLC |
| 2026-02-12 | Bellows CliveOfficer | 1K | $167K | 0.001% | 2026-02-12 | Fidelity Brokerage Services LLC |
| 2026-01-26 | Peter CherecwichAffiliate | 25K | $3.7M | 0.013% | 2026-01-26 | Northern Trust Securities, Inc. |
| 2025-12-10 | Thomas A SouthAffiliate | 5K | $688K | 0.003% | 2025-12-11 | Northern Trust Securities, Inc. |
| 2025-11-14 | LANDERS JOHNAffiliate | 766 | $101K | 0.000% | 2025-11-13 | Northern Trust Securities, Inc. |
| 2025-11-06 | FRADKIN STEVEN LAffilate | 9K | $1.2M | 0.005% | 2025-11-06 | Northern Trust Securities, Inc. |
| 2025-11-04 | Levy Susan CohenOfficer | 28K | $3.5M | 0.015% | 2024-11-04 | Fidelity Brokerage Services LLC |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON2 holders report 5% or more of NTRS in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Capital Management at 7.4% of the class (13,678,574 shares), filed 2026-04-30 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-08-06 | 13G/Ano. 4 | FMR LLCparent holding company | 8.7M | 4.7% | 2026-06-30 |
| 2026-08-06 | 13G/Ano. 4 | Abigail P. Johnsonindividual | 8.7M | 4.7% | 2026-06-30 |
| 2026-04-30 | 13G | Vanguard Capital Managementinvestment adviser | 13.7M | 7.4% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 10 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2025-11-10 | 13G | STATE STREET CORPORATIONparent holding company | 9.5M | 5.0% | 2025-09-30 |
13F holders
Tracked managers holding NTRS at their latest 13F. JSON7 of the 30 tracked managers held NTRS at their latest 13F, $635.3M in total at quarter-end prices. AQR Capital Management is the largest at $511.1M (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 2.9M | $511.1M | 0.18% | +453K |
| Citadel Advisors | 2026-06-30 | 402K | $69.8M | 0.01% | +112K |
| Renaissance Technologies | 2026-06-30 | 196K | $34.1M | 0.05% | +180K |
| Millennium Management | 2026-06-30 | 89K | $15.5M | 0.01% | -219K |
| Bridgewater Associates | 2026-06-30 | 16K | $2.7M | 0.01% | +1K |
| D. E. Shaw & Co. | 2026-06-30 | 9K | $1.6M | 0.00% | -2K |
| Fisher Asset Management | 2026-06-30 | 2K | $426K | 0.00% | +202 |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 FY 2026 (quarter ended 2026-06-30) Northern Trust reported revenue of $1.35B, up 9.6% from the same quarter a year earlier, and net income of $792.2M. In FY 2025 it generated $5.53B of operating cash flow and spent $1.27B on buybacks and $591.6M on dividends.
- Equity
- $13.40B
- Total assets
- $179.30B
- Shares outstanding
- 182,955,653
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | $1.35B | $792.2M | 58.7% | n/a |
| Q1 FY 2026 | 2026-03-31 | $1.34B | $525.5M | 39.2% | 2.71 |
| Q4 FY 2025derived | 2025-12-31 | $1.31B | $466.0M | 35.6% | n/a |
| Q3 FY 2025 | 2025-09-30 | $1.27B | $457.6M | 36.2% | 2.29 |
| Q2 FY 2025 | 2025-06-30 | $1.23B | $421.3M | 34.2% | 2.13 |
| Q1 FY 2025 | 2025-03-31 | $1.21B | $392.0M | 32.3% | 1.90 |
| Q4 FY 2024derived | 2024-12-31 | $1.22B | $455.4M | 37.3% | n/a |
| Q3 FY 2024 | 2024-09-30 | $1.20B | $464.9M | 38.9% | 2.22 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $5.02B | $1.74B | $5.53B | $74.0M | $1.27B | $591.6M |
| FY 2024 | 2024-12-31 | $4.73B | $2.03B | -$486.0M | $101.5M | $937.8M | $602.3M |
| FY 2023 | 2023-12-31 | $4.36B | $1.11B | $2.63B | $116.5M | $347.5M | $621.5M |
| FY 2022 | 2022-12-31 | $4.43B | $1.34B | $2.39B | $128.6M | $35.4M | $750.2M |
| FY 2021 | 2021-12-31 | $4.36B | $1.55B | $1.36B | $95.5M | $267.6M | $583.3M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-06-30 from the cover page.
What this page is
Northern Trust in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Northern Trust (NTRS), SEC CIK 73124, listed on Nasdaq, classified by the SEC as state commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-28.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-25.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-10-26.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-06.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-21.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-26.JSON and CSV
- Company record
- EDGAR filing index for CIK 73124Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of NTRS is sold short?
3,959,789 shares were held short at the 2026-10-15 settlement, 3.6 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is NTRS's daily short volume?
On 2026-10-28, 157,827 of the 329,694 NTRS shares reported to FINRA were sold short, 47.9% of the day's reported volume. Short volume is a flow for one day, not a position.
Does NTRS have fails to deliver?
The SEC's latest file shows 16 NTRS shares failed to deliver at settlement 2026-09-25. Fails are reported per settlement date and published twice a month with a lag.
Are NTRS insiders buying or selling?
Insiders at NTRS reported 3 open-market sells worth $3.9M in the last 90 days and no open-market buys. Latest filing: Levy Susan Cohen (EVP and General Counsel) on 2026-10-26.
Have NTRS insiders filed to sell?
14 Form 144 notices on file for NTRS worth $15.3M at the prices reported; 2 in the last 90 days worth $3.5M. Latest: Levy Susan Cohen filed on 2026-10-26 to sell 3,922 shares ($662K) from 2026-10-26.
Who owns 5% or more of NTRS?
2 holders report 5% or more of NTRS in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Capital Management at 7.4% of the class (13,678,574 shares), filed 2026-04-30 for an event on 2026-03-31.
What did NTRS report last quarter?
In Q2 FY 2026 (quarter ended 2026-06-30) Northern Trust reported revenue of $1.35B, up 9.6% from the same quarter a year earlier, and net income of $792.2M. In FY 2025 it generated $5.53B of operating cash flow and spent $1.27B on buybacks and $591.6M on dividends.
Which tracked 13F managers own NTRS?
7 of the 30 tracked 13F managers held NTRS shares at their latest filing, $635.3M in all. The largest: Cliff Asness's AQR Capital Management (2.9M shares, $511.1M), Ken Griffin's Citadel Advisors (402K shares, $69.8M), Renaissance Technologies (196K shares, $34.1M), Izzy Englander's Millennium Management (89K shares, $15.5M), Ray Dalio's Bridgewater Associates (16K shares, $2.7M), D. E. Shaw & Co. (9K shares, $1.6M). The table above lists all 7.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.