NORTHERN TRUST CORP (NTRS)
Every FINRA and SEC series the site collects for NORTHERN TRUST CORP: short interest with days to cover, daily short sale volume, fails to deliver and Form 4 insider trades. Listed on Nasdaq, classified by the SEC as state commercial banks.
3.6M
Short interest
settlement 2026-08-14
3.4
Days to cover
+6.1% vs prior
62.0%
Short share of volume
2026-09-11
5,292
Fails to deliver
settlement 2026-08-14
-$287K
Insider flow, 90 days
1 buys, 1 sells
As of 2026-09-11.
Short interest
FINRA, twice a month; the last 12 months shown, all 48 settlements in the JSONAs of 14 August 2026, short interest in NTRS is 3,595,439 shares, up 364,335 shares over the last month. Over the last 48 readings it ranged from 1,567,808 shares (15 January 2026) to 6,595,367 shares (13 June 2025). At the reported average volume of 1.1M shares a day that is 3.4 days to cover.
Embed this chartfree, with the attribution line it carries
<iframe src="https://xoomar.com/embed/stocks/ntrs" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-08-14 | 3,595,439 | +6.1% | 1,069,141 | 3.36 |
| 2026-07-31 | 3,389,629 | +4.9% | 1,251,120 | 2.71 |
| 2026-07-15 | 3,231,104 | -7.2% | 804,358 | 4.02 |
| 2026-06-30 | 3,480,662 | +13.6% | 1,163,117 | 2.99 |
| 2026-06-15 | 3,063,123 | +24.1% | 1,053,383 | 2.91 |
| 2026-05-29 | 2,467,657 | -3.7% | 1,175,030 | 2.10 |
| 2026-05-15 | 2,563,382 | +12.8% | 891,894 | 2.87 |
| 2026-04-30 | 2,272,826 | -12.3% | 1,476,312 | 1.54 |
| 2026-04-15 | 2,592,826 | +16.6% | 873,204 | 2.97 |
| 2026-03-31 | 2,224,596 | +7.1% | 1,067,449 | 2.08 |
| 2026-03-13 | 2,076,467 | +16.5% | 1,085,705 | 1.91 |
| 2026-02-27 | 1,782,464 | -6.0% | 1,001,207 | 1.78 |
| 2026-02-13 | 1,897,134 | +7.4% | 1,242,920 | 1.53 |
| 2026-01-30 | 1,766,543 | +12.7% | 1,249,147 | 1.41 |
| 2026-01-15 | 1,567,808 | -9.8% | 832,148 | 1.88 |
| 2025-12-31 | 1,738,330 | -35.2% | 969,514 | 1.79 |
| 2025-12-15 | 2,684,026 | +8.1% | 957,466 | 2.80 |
| 2025-11-28 | 2,483,242 | +2.4% | 979,923 | 2.53 |
| 2025-11-14 | 2,425,990 | -5.3% | 871,619 | 2.78 |
| 2025-10-31 | 2,562,999 | +1.8% | 1,200,941 | 2.13 |
| 2025-10-15 | 2,517,269 | +9.1% | 1,093,609 | 2.30 |
| 2025-09-30 | 2,307,902 | -20.3% | 1,269,589 | 1.82 |
| 2025-09-15 | 2,894,819 | +1.2% | 1,110,281 | 2.61 |
| 2025-08-29 | 2,861,709 | +0.1% | 821,392 | 3.48 |
Daily short volume
FINRA Reg SHO, last 60 sessions. JSONAs of 11 September 2026, the short share of NTRS volume is 62.0%, up 9.7 points over the last five sessions. Over the last 52 readings it ranged from 25.1% (21 August 2026) to 84.9% (21 July 2026). The latest reading is 10.6 points above the 30-session average of 51.4%, on 244K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-09-11 | 151K | 244K | 62.0% | 0 |
| 2026-09-10 | 242K | 384K | 63.1% | 1 |
| 2026-09-09 | 152K | 300K | 50.8% | 2 |
| 2026-09-08 | 226K | 402K | 56.3% | 20 |
| 2026-09-04 | 208K | 283K | 73.6% | 0 |
| 2026-09-03 | 113K | 216K | 52.4% | 5 |
| 2026-09-02 | 123K | 305K | 40.3% | 59 |
| 2026-09-01 | 220K | 318K | 69.3% | 646 |
| 2026-08-31 | 110K | 211K | 52.0% | 2,546 |
| 2026-08-28 | 121K | 171K | 70.6% | 0 |
| 2026-08-27 | 92K | 258K | 35.6% | 3 |
| 2026-08-26 | 80K | 176K | 45.5% | 0 |
| 2026-08-25 | 118K | 341K | 34.5% | 681 |
| 2026-08-24 | 118K | 371K | 31.7% | 148 |
| 2026-08-21 | 102K | 405K | 25.1% | 0 |
| 2026-08-20 | 156K | 403K | 38.6% | 1 |
| 2026-08-19 | 159K | 335K | 47.4% | 6,363 |
| 2026-08-18 | 111K | 172K | 64.5% | 173 |
| 2026-08-17 | 176K | 275K | 64.0% | 194 |
| 2026-08-14 | 93K | 222K | 41.9% | 397 |
| 2026-08-13 | 132K | 289K | 45.7% | 0 |
| 2026-08-12 | 124K | 302K | 41.1% | 6 |
| 2026-08-11 | 136K | 319K | 42.8% | 2 |
| 2026-08-10 | 422K | 644K | 65.6% | 65 |
| 2026-08-07 | 145K | 259K | 56.2% | 8 |
| 2026-08-06 | 325K | 483K | 67.3% | 28 |
| 2026-08-05 | 155K | 338K | 45.8% | 316 |
| 2026-08-04 | 134K | 365K | 36.8% | 2,093 |
| 2026-08-03 | 224K | 379K | 59.0% | 0 |
| 2026-07-31 | 284K | 450K | 63.0% | 22 |
Fails to deliver
SEC, by settlement date. JSONAs of 14 August 2026, the fails-to-deliver balance in NTRS is 5,292 shares, up 1,720 shares over the last settlement date. Over the last 49 readings it ranged from 1 share (13 April 2026) to 45,993 shares (11 February 2026).
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-08-14 | 5,292 | $190.48 | $1.0M |
| 2026-08-12 | 3,572 | $187.78 | $671K |
| 2026-08-07 | 48 | $184.14 | $9K |
| 2026-08-06 | 65 | $184.38 | $12K |
| 2026-08-03 | 21 | $182.19 | $4K |
| 2026-07-29 | 40 | $180.86 | $7K |
| 2026-07-20 | 164 | $184.68 | $30K |
| 2026-07-17 | 1 | $188.52 | $189 |
| 2026-07-08 | 5 | $181.39 | $907 |
| 2026-06-30 | 421 | $174.91 | $74K |
| 2026-06-26 | 5 | $175.97 | $880 |
| 2026-06-25 | 319 | $173.93 | $55K |
| 2026-06-15 | 14 | $174.34 | $2K |
| 2026-06-04 | 61 | $168.45 | $10K |
| 2026-04-21 | 5,960 | $158.99 | $948K |
| 2026-04-16 | 775 | $156.07 | $121K |
| 2026-04-14 | 220 | $153.99 | $34K |
| 2026-04-13 | 1 | $152.23 | $152 |
| 2026-04-08 | 236 | $145.63 | $34K |
| 2026-04-06 | 387 | $142.25 | $55K |
| 2026-03-26 | 402 | $139.73 | $56K |
| 2026-03-25 | 19 | $140.37 | $3K |
| 2026-03-24 | 11 | $137.14 | $2K |
| 2026-03-16 | 2,579 | $136.92 | $353K |
| 2026-03-13 | 12,615 | $137.30 | $1.7M |
| 2026-03-10 | 254 | $138.41 | $35K |
| 2026-02-27 | 41 | $147.59 | $6K |
| 2026-02-13 | 11,626 | $144.21 | $1.7M |
| 2026-02-11 | 45,993 | $148.94 | $6.9M |
| 2026-02-10 | 14 | $154.80 | $2K |
Insider trades
SEC Form 4, newest first, 50 of 100 shown. JSONOver the last 90 days NTRS insiders reported 1 open-market buy ($46K) against 1 sell ($333K), so the dollar flow leans toward selling. Latest filing: Hunstad Michael (President/Asset Management) on 2026-09-01.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-01 | Hunstad Michael | President/Asset Management | Tax withholding | 622 | $183.86 | $114K | 25K |
| 2026-08-24 | South Thomas A | Executive Vice President | Sell | 2K | $184.90 | $333K | 93K |
| 2026-07-31 | SMITH DAVID BYRON JR | n/a | Gift | 1K | $0.00 | $0 | 87K |
| 2026-07-29 | Moritz Robert Edward Jr. | n/a | Buy | 255 | $179.57 | $46K | 8K |
| 2026-06-03 | Hallinan Aengus | Executive Vice President | Sell | 1K | $167.96 | $187K | 9K |
| 2026-06-03 | Hallinan Aengus | Executive Vice President | Sell | 3K | $167.10 | $427K | 11K |
| 2026-06-01 | Hallinan Aengus | Executive Vice President | Tax withholding | 3K | $166.82 | $452K | 13K |
| 2026-05-22 | South Thomas A | Executive Vice President | Gift | 320 | $0.00 | $0 | 95K |
| 2026-05-04 | South Thomas A | Executive Vice President | Gift | 1K | $0.00 | $0 | 95K |
| 2026-05-01 | Moritz Robert Edward Jr. | n/a | Buy | 225 | $166.41 | $37K | 8K |
| 2026-04-30 | SMITH DAVID BYRON JR | n/a | Gift | 1K | $0.00 | $0 | 86K |
| 2026-04-29 | Fox David W Jr | EVP & Chief Financial Officer | Sell | 13 | $165.74 | $2K | 19K |
| 2026-04-28 | Fox David W Jr | EVP & Chief Financial Officer | Sell | 20K | $166.16 | $3.3M | 19K |
| 2026-04-24 | Bellows Clive | Co-President Asset Servicing | Sell | 3K | $165.02 | $462K | 28K |
| 2026-04-21 | Petrino Richard | n/a | Grant | 989 | $0.00 | $0 | 4K |
| 2026-04-21 | Petrino Richard | n/a | Grant | 17 | $171.74 | $3K | 3K |
| 2026-04-21 | SMITH DAVID BYRON JR | n/a | Grant | 989 | $0.00 | $0 | 989 |
| 2026-04-21 | Thompson Donald | n/a | Grant | 989 | $0.00 | $0 | 31K |
| 2026-04-21 | Thompson Donald | n/a | Grant | 35 | $171.74 | $6K | 30K |
| 2026-04-21 | Tribbett Charles A | n/a | Grant | 989 | $0.00 | $0 | 36K |
| 2026-04-21 | SLARK MARTIN P | n/a | Grant | 989 | $0.00 | $0 | 22K |
| 2026-04-21 | SLARK MARTIN P | n/a | Grant | 35 | $171.74 | $6K | 21K |
| 2026-04-21 | Moritz Robert Edward Jr. | n/a | Grant | 989 | $0.00 | $0 | 8K |
| 2026-04-21 | Mehta Siddharth N | n/a | Grant | 989 | $0.00 | $0 | 12K |
| 2026-04-21 | Mehta Siddharth N | n/a | Grant | 35 | $171.74 | $6K | 11K |
| 2026-04-21 | Klevorn Marcy S | n/a | Grant | 989 | $0.00 | $0 | 14K |
| 2026-04-21 | Klevorn Marcy S | n/a | Grant | 35 | $171.74 | $6K | 13K |
| 2026-04-21 | Henderson Jay L | n/a | Grant | 989 | $0.00 | $0 | 989 |
| 2026-04-21 | Harrison Dean M | n/a | Grant | 989 | $0.00 | $0 | 35K |
| 2026-04-21 | Harrison Dean M | n/a | Grant | 35 | $171.74 | $6K | 34K |
| 2026-04-21 | Dhandapani Chandra | n/a | Grant | 989 | $0.00 | $0 | 7K |
| 2026-04-21 | Dhandapani Chandra | n/a | Grant | 35 | $171.74 | $6K | 6K |
| 2026-04-21 | CROWN SUSAN | n/a | Grant | 989 | $0.00 | $0 | 39K |
| 2026-04-21 | CROWN SUSAN | n/a | Grant | 35 | $171.74 | $6K | 38K |
| 2026-04-01 | Petrino Richard | n/a | Grant | 2 | $141.41 | $344 | 3K |
| 2026-04-01 | Thompson Donald | n/a | Grant | 143 | $141.41 | $20K | 30K |
| 2026-04-01 | Tribbett Charles A | n/a | Grant | 86 | $141.41 | $12K | 37K |
| 2026-04-01 | SLARK MARTIN P | n/a | Grant | 65 | $141.41 | $9K | 21K |
| 2026-04-01 | Mehta Siddharth N | n/a | Grant | 22 | $141.41 | $3K | 11K |
| 2026-04-01 | Klevorn Marcy S | n/a | Grant | 60 | $141.41 | $8K | 12K |
| 2026-04-01 | Harrison Dean M | n/a | Grant | 149 | $141.41 | $21K | 33K |
| 2026-04-01 | Dhandapani Chandra | n/a | Grant | 20 | $141.41 | $3K | 6K |
| 2026-04-01 | CROWN SUSAN | n/a | Grant | 83 | $141.41 | $12K | 38K |
| 2026-03-31 | Thompson Donald | n/a | Grant | 269 | $139.57 | $37K | 30K |
| 2026-03-31 | Harrison Dean M | n/a | Grant | 322 | $139.57 | $45K | 33K |
| 2026-03-31 | Dhandapani Chandra | n/a | Grant | 251 | $139.57 | $35K | 6K |
| 2026-03-05 | Gibson Guy | Co-President Asset Servicing | Sell | 3K | $142.39 | $428K | 29K |
| 2026-03-04 | Fox David W Jr | EVP & Chief Financial Officer | Sell | 3K | $143.89 | $468K | 15K |
| 2026-03-01 | Taylor Alexandria | Chief Administrative Officer | Tax withholding | 2K | $143.15 | $267K | 47K |
| 2026-03-01 | South Thomas A | Executive Vice President | Tax withholding | 3K | $143.15 | $364K | 96K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are the rarer, stronger signal.
Large holders (13D and 13G)
One row per reporting person, newest filing first. JSON2 holders above 5% have filed on NTRS, all on Schedule 13G (passive). The largest reported stake is FMR LLC at 4.7% of the class (8,683,057 shares), filed 2026-08-06 for an event on 2026-06-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-08-06 | 13G/Ano. 4 | FMR LLCparent holding company | 8.7M | 4.7% | 2026-06-30 |
| 2026-08-06 | 13G/Ano. 4 | Abigail P. Johnsonindividual | 8.7M | 4.7% | 2026-06-30 |
13F holders
Tracked managers holding NTRS at their latest 13F. JSON7 of the 30 tracked managers held NTRS at their latest 13F, $641.6M in total at quarter-end prices. AQR Capital Management is the largest at $511.1M (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 2.9M | $511.1M | 0.18% | +453K |
| Citadel Advisors | 2026-06-30 | 436K | $75.8M | 0.01% | +111K |
| Renaissance Technologies | 2026-06-30 | 196K | $34.1M | 0.05% | +180K |
| Millennium Management | 2026-06-30 | 91K | $15.9M | 0.01% | -217K |
| Bridgewater Associates | 2026-06-30 | 16K | $2.7M | 0.01% | +1K |
| D. E. Shaw & Co. | 2026-06-30 | 9K | $1.6M | 0.00% | -2K |
| Fisher Asset Management | 2026-06-30 | 2K | $426K | 0.00% | +202 |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 2026 (quarter ended 2026-06-30) NORTHERN TRUST CORP reported revenue of $1.35B, up 9.6% from the same quarter a year earlier, and net income of $792.2M. In FY 2025 it generated $5.53B of operating cash flow and spent $1.27B on buybacks and $591.6M on dividends.
- Equity
- $13.40B
- Total assets
- $179.30B
- Shares outstanding
- 182,955,653
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 2026 | 2026-06-30 | $1.35B | $792.2M | 58.7% | n/a |
| Q1 2026 | 2026-03-31 | $1.34B | $525.5M | 39.2% | 2.71 |
| Q4 2025derived | 2025-12-31 | $1.31B | $466.0M | 35.6% | n/a |
| Q3 2025 | 2025-09-30 | $1.27B | $457.6M | 36.2% | 2.29 |
| Q2 2025 | 2025-06-30 | $1.23B | $421.3M | 34.2% | 2.13 |
| Q1 2025 | 2025-03-31 | $1.21B | $392.0M | 32.3% | 1.90 |
| Q4 2024derived | 2024-12-31 | $1.22B | $455.4M | 37.3% | n/a |
| Q3 2024 | 2024-09-30 | $1.20B | $464.9M | 38.9% | 2.22 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $5.02B | $1.74B | $5.53B | $74.0M | $1.27B | $591.6M |
| FY 2024 | 2024-12-31 | $4.73B | $2.03B | -$486.0M | $101.5M | $937.8M | $602.3M |
| FY 2023 | 2023-12-31 | $4.36B | $1.11B | $2.63B | $116.5M | $347.5M | $621.5M |
| FY 2022 | 2022-12-31 | $4.43B | $1.34B | $2.39B | $128.6M | $35.4M | $750.2M |
| FY 2021 | 2021-12-31 | $4.36B | $1.55B | $1.36B | $95.5M | $267.6M | $583.3M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are cash paid to repurchase common stock in the year (XBRL PaymentsForRepurchaseOfCommonStock), not authorizations. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-06-30 from the cover page.
What this page is
NORTHERN TRUST CORP in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page pulls every series the site collects for one ticker onto one URL, keyed by the SEC's own ticker list, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a summary sentence built from the rows (last value, change, range with dates) and its own JSON and CSV links. Nothing on the page is written by a model; the sentences change only when the data does. A page exists only for companies with data in at least two series, and every section says when its source last updated.
This page follows NORTHERN TRUST CORP (NTRS), SEC CIK 73124, listed on Nasdaq, classified by the SEC as state commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and method
- Short interest
- FINRA consolidated short interestTwice a month, about eight business days after settlement. Latest 2026-08-14.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesEvery trading day, loaded the following morning. Latest 2026-09-11.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataTwice a month, a few weeks after the half month ends. Latest 2026-08-14.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GEDGAR read every 30 minutes; 13D within five business days of crossing 5%, 13G on the passive schedule. Latest 2026-08-06.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRQuarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC XBRL company factsRefreshed weekly from the SEC's structured data; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Insider trades
- SEC EDGAR Form 4EDGAR read every 30 minutes; filings are due two business days after the trade. Latest 2026-09-01.JSON and CSV
- Company record
- EDGAR filing index for CIK 73124Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 30 requests a minute without a key, 120 a minute with a key from a free account.
Data checks. Every dataset is checked against its source once a day. This dataset passed the last run, 13 Sep 05:40 UTC.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a crowded short are the combination that has historically preceded squeezes; insider sells next to a crowded short are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of NTRS is sold short?
What is NTRS's daily short volume?
Does NTRS have fails to deliver?
Are NTRS insiders buying or selling?
Who owns more than 5% of NTRS?
What did NTRS report last quarter?
Which funds hold NTRS?
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.