AXT (AXTI)
AXT on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as semiconductors & related devices.
12.0M
Short interest
settlement 2026-10-15
1.4
Days to cover
+0.2 days vs prior
29.5%
Short share of volume
2026-11-02
256
Fails to deliver
settlement 2026-10-13
Fri 8 Jan
Next earnings
estimated date
-$561K
Insider flow, 90 days
0 buys, 2 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in AXTI is 11,979,398 shares, up 3,165,558 shares over the last month. Over the last 48 readings it ranged from 539,986 shares (14 February 2025) to 11,979,398 shares (15 October 2026). The latest reading sits at the top of that range. At the reported average volume of 8.5M shares a day that is 1.4 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 11,979,398 | +11.0% | 8,513,051 | 1.41 |
| 2026-09-30 | 10,794,708 | +22.5% | 8,940,699 | 1.21 |
| 2026-09-15 | 8,813,840 | -4.1% | 8,064,166 | 1.09 |
| 2026-08-31 | 9,192,428 | -14.5% | 9,279,405 | 1.00 |
| 2026-08-14 | 10,751,824 | +6.9% | 13,541,082 | 1.00 |
| 2026-07-31 | 10,058,207 | -8.7% | 9,625,219 | 1.04 |
| 2026-07-15 | 11,021,279 | -2.1% | 8,742,549 | 1.26 |
| 2026-06-30 | 11,256,805 | +48.0% | 10,457,304 | 1.08 |
| 2026-06-15 | 7,603,832 | +4.2% | 8,957,323 | 1.00 |
| 2026-05-29 | 7,297,611 | -11.7% | 8,959,671 | 1.00 |
| 2026-05-15 | 8,263,752 | +9.5% | 11,060,858 | 1.00 |
| 2026-04-30 | 7,549,268 | -8.9% | 13,280,211 | 1.00 |
| 2026-04-15 | 8,289,731 | +15.4% | 14,515,198 | 1.00 |
| 2026-03-31 | 7,181,514 | +16.4% | 11,651,484 | 1.00 |
| 2026-03-13 | 6,168,362 | +0.1% | 10,945,630 | 1.00 |
| 2026-02-27 | 6,164,464 | +1.4% | 6,588,440 | 1.00 |
| 2026-02-13 | 6,081,351 | +36.4% | 7,472,699 | 1.00 |
| 2026-01-30 | 4,457,894 | -0.3% | 6,088,155 | 1.00 |
| 2026-01-15 | 4,469,814 | +9.1% | 9,894,505 | 1.00 |
| 2025-12-31 | 4,098,563 | +44.8% | 4,302,834 | 1.00 |
| 2025-12-15 | 2,829,634 | +40.6% | 4,113,573 | 1.00 |
| 2025-11-28 | 2,012,066 | -12.9% | 2,444,069 | 1.00 |
| 2025-11-14 | 2,309,090 | +46.7% | 4,439,820 | 1.00 |
| 2025-10-31 | 1,573,910 | +34.4% | 3,358,126 | 1.00 |
| 2025-10-15 | 1,171,360 | -6.6% | 1,963,338 | 1.00 |
| 2025-09-30 | 1,253,870 | +42.4% | 1,860,680 | 1.00 |
| 2025-09-15 | 880,476 | +37.4% | 1,073,390 | 1.00 |
| 2025-08-29 | 640,858 | +13.0% | 923,239 | 1.00 |
| 2025-08-15 | 567,016 | -7.3% | 212,038 | 2.67 |
| 2025-07-31 | 611,435 | -24.4% | 343,716 | 1.78 |
| 2025-07-15 | 809,204 | +38.3% | 566,237 | 1.43 |
| 2025-06-30 | 585,082 | +2.9% | 355,041 | 1.65 |
| 2025-06-13 | 568,501 | -30.4% | 1,036,067 | 1.00 |
| 2025-05-30 | 816,598 | -7.7% | 217,671 | 3.75 |
| 2025-05-15 | 884,968 | -12.8% | 282,189 | 3.14 |
| 2025-04-30 | 1,014,442 | -6.7% | 226,199 | 4.48 |
| 2025-04-15 | 1,086,803 | -0.8% | 424,449 | 2.56 |
| 2025-03-31 | 1,095,743 | +11.1% | 411,248 | 2.66 |
| 2025-03-14 | 986,299 | -1.4% | 533,837 | 1.85 |
| 2025-02-28 | 999,922 | +85.2% | 2,350,242 | 1.00 |
| 2025-02-14 | 539,986 | -6.6% | 282,166 | 1.91 |
| 2025-01-31 | 578,134 | -3.4% | 242,248 | 2.39 |
| 2025-01-15 | 598,416 | -2.8% | 241,926 | 2.47 |
| 2024-12-31 | 615,334 | +1.0% | 300,525 | 2.05 |
| 2024-12-13 | 609,376 | -7.2% | 463,994 | 1.31 |
| 2024-11-29 | 656,687 | +5.6% | 349,057 | 1.88 |
| 2024-11-15 | 622,115 | +0.3% | 486,936 | 1.28 |
| 2024-10-31 | 620,050 | -1.5% | 282,876 | 2.19 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of AXTI volume is 29.5%, down 19.2 points over the last five sessions. Over the last 30 readings it ranged from 29.5% (2 November 2026) to 66.9% (21 October 2026). The latest reading sits at the bottom of that range. The latest reading is 21.0 points below the 30-session average of 50.6%, on 5.9M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 1.7M | 5.9M | 29.5% | 232,728 |
| 2026-10-30 | 2.3M | 5.5M | 42.5% | 206,027 |
| 2026-10-29 | 2.5M | 4.0M | 62.3% | 6,478 |
| 2026-10-28 | 2.5M | 4.3M | 57.0% | 81 |
| 2026-10-27 | 2.4M | 4.2M | 57.6% | 1,306 |
| 2026-10-26 | 1.7M | 3.6M | 48.7% | 800 |
| 2026-10-23 | 1.1M | 2.5M | 44.2% | 97,833 |
| 2026-10-22 | 2.1M | 3.8M | 56.7% | 100,684 |
| 2026-10-21 | 1.8M | 2.7M | 66.9% | 2,497 |
| 2026-10-20 | 2.1M | 3.4M | 59.9% | 5,758 |
| 2026-10-19 | 3.0M | 5.0M | 60.3% | 265,000 |
| 2026-10-16 | 2.4M | 4.2M | 57.8% | 245,756 |
| 2026-10-15 | 3.2M | 5.8M | 55.6% | 246,988 |
| 2026-10-14 | 2.0M | 3.4M | 59.9% | 10,331 |
| 2026-10-13 | 2.0M | 3.3M | 60.4% | 1,317 |
| 2026-10-12 | 1.5M | 3.3M | 44.6% | 4,451 |
| 2026-10-09 | 2.0M | 3.8M | 51.3% | 146,227 |
| 2026-10-08 | 1.7M | 3.6M | 47.4% | 71,284 |
| 2026-10-07 | 828K | 2.2M | 37.0% | 1,114 |
| 2026-10-06 | 968K | 2.2M | 44.8% | 7,145 |
| 2026-10-05 | 777K | 1.5M | 52.1% | 330 |
| 2026-10-02 | 1.4M | 2.9M | 48.0% | 2,234 |
| 2026-10-01 | 1.5M | 3.5M | 42.7% | 5,531 |
| 2026-09-30 | 1.3M | 2.4M | 52.7% | 5,055 |
| 2026-09-29 | 1.5M | 3.7M | 41.0% | 11,824 |
| 2026-09-28 | 1.2M | 2.7M | 45.0% | 2,399 |
| 2026-09-25 | 1.5M | 3.0M | 49.2% | 7,237 |
| 2026-09-24 | 1.3M | 3.2M | 42.5% | 9,176 |
| 2026-09-23 | 834K | 1.9M | 44.1% | 9,027 |
| 2026-09-22 | 1.7M | 3.0M | 55.6% | 5,318 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 13 October 2026, the fails-to-deliver balance in AXTI is 256 shares, down 31,725 shares over the last settlement date. Over the last 30 readings it ranged from 3 shares (5 August 2026) to 96,989 shares (21 August 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-13 | 256 | $61.98 | $16K |
| 2026-10-09 | 31,981 | $71.66 | $2.3M |
| 2026-10-08 | 32,827 | $79.79 | $2.6M |
| 2026-10-07 | 158 | $84.06 | $13K |
| 2026-10-05 | 678 | $85.87 | $58K |
| 2026-09-28 | 1,318 | $78.94 | $104K |
| 2026-09-25 | 3,552 | $75.90 | $270K |
| 2026-09-24 | 135 | $72.98 | $10K |
| 2026-09-22 | 7 | $79.93 | $560 |
| 2026-09-21 | 21,928 | $70.03 | $1.5M |
| 2026-09-18 | 258 | $67.75 | $17K |
| 2026-09-16 | 492 | $57.70 | $28K |
| 2026-09-15 | 150 | $57.06 | $9K |
| 2026-09-14 | 400 | $64.77 | $26K |
| 2026-09-11 | 3,932 | $64.70 | $254K |
| 2026-09-10 | 4,404 | $68.91 | $303K |
| 2026-09-08 | 1,800 | $61.64 | $111K |
| 2026-09-04 | 300 | $56.20 | $17K |
| 2026-09-03 | 20,778 | $56.95 | $1.2M |
| 2026-09-02 | 7 | $56.11 | $393 |
| 2026-09-01 | 9,695 | $60.61 | $588K |
| 2026-08-28 | 915 | $66.92 | $61K |
| 2026-08-26 | 14,768 | $67.45 | $996K |
| 2026-08-24 | 15,504 | $70.74 | $1.1M |
| 2026-08-21 | 96,989 | $73.12 | $7.1M |
| 2026-08-11 | 67,285 | $73.81 | $5.0M |
| 2026-08-10 | 200 | $88.58 | $18K |
| 2026-08-07 | 566 | $75.17 | $43K |
| 2026-08-06 | 4,678 | $68.61 | $321K |
| 2026-08-05 | 3 | $65.27 | $196 |
Insider trades
SEC Form 4, newest first. JSONInsiders at AXTI reported 2 open-market sells worth $561K in the last 90 days and no open-market buys. Latest filing: FISCHER GARY L (CFO) on 2026-10-27.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-27 | FISCHER GARY L | CFO | Grant | 9K | $0.00 | $0 | 200K |
| 2026-10-27 | YOUNG MORRIS S | CEO | Grant | 23K | $0.00 | $0 | 2.2M |
| 2026-08-17 | LEBLANC LEONARD J | Director | Sell | 4K | $96.07 | $384K | 113K |
| 2026-08-07 | LEBLANC LEONARD J | Director | Sell | 2K | $88.31 | $177K | 117K |
| 2026-06-15 | CHEN JESSE | Director | Sell | 6K | $115.24 | $711K | 50K |
| 2026-06-15 | CHANG DAVID C | Director | Sell | 8K | $111.17 | $926K | 65K |
| 2026-06-12 | YOUNG MORRIS S | CEO | Gift | 1K | $0.00 | $0 | 2.1M |
| 2026-06-12 | CHEN JESSE | Director | Sell | 13K | $95.77 | $1.2M | 56K |
| 2026-06-11 | CHEN JESSE | Director | Sell | 9K | $88.55 | $797K | 69K |
| 2026-06-10 | LEBLANC LEONARD J | Director | Sell | 500 | $89.59 | $45K | 119K |
| 2026-06-10 | CHEN JESSE | Director | Sell | 9K | $86.73 | $781K | 78K |
| 2026-06-09 | CHEN JESSE | Director | Sell | 2K | $93.30 | $140K | 87K |
| 2026-06-08 | CHEN JESSE | Director | Sell | 6K | $94.00 | $564K | 89K |
| 2026-06-04 | CHANG DAVID C | Director | Grant | 754 | price not stated in the filing | not stated | 73K |
| 2026-06-04 | LEBLANC LEONARD J | Director | Grant | 754 | price not stated in the filing | not stated | 120K |
| 2026-06-04 | CHEN JESSE | Director | Grant | 754 | price not stated in the filing | not stated | 95K |
| 2026-06-04 | CHEN JESSE | Director | Sell | 6K | $108.28 | $664K | 94K |
| 2026-06-03 | CHEN JESSE | Director | Sell | 4K | $111.36 | $445K | 100K |
| 2026-06-02 | YOUNG MORRIS S | CEO | Sell | 124K | $113.33 | $14.0M | 2.1M |
| 2026-06-02 | YOUNG MORRIS S | CEO | Exercise or conversion | 12K | $5.21 | $62K | 2.3M |
| 2026-06-02 | CHEN JESSE | Director | Sell | 2K | $111.03 | $222K | 104K |
| 2026-06-01 | YOUNG MORRIS S | CEO | Sell | 74K | $112.39 | $8.3M | 2.3M |
| 2026-06-01 | YOUNG MORRIS S | CEO | Exercise or conversion | 74K | $5.21 | $385K | 2.3M |
| 2026-06-01 | CHEN JESSE | Director | Sell | 3K | $111.56 | $357K | 106K |
| 2026-05-01 | YOUNG MORRIS S | CEO | Gift | 8K | $0.00 | $0 | 2.3M |
| 2026-05-01 | YOUNG MORRIS S | CEO | Gift | 7K | $0.00 | $0 | 2.3M |
| 2026-03-13 | CHEN JESSE | Director | Sell | 8K | $50.25 | $406K | 110K |
| 2026-03-13 | YOUNG MORRIS S | CEO | Sell | 38K | $51.13 | $1.9M | 2.3M |
| 2026-03-13 | FISCHER GARY L | CFO | Sell | 81K | $50.64 | $4.1M | 191K |
| 2026-03-12 | CHEN JESSE | Director | Sell | 6K | $48.95 | $294K | 118K |
| 2026-03-12 | FISCHER GARY L | CFO | Sell | 8K | $50.20 | $414K | 272K |
| 2026-03-11 | CHEN JESSE | Director | Sell | 15K | $47.13 | $707K | 124K |
| 2026-03-10 | YOUNG MORRIS S | CEO | Sell | 31K | $45.60 | $1.4M | 2.3M |
| 2026-03-10 | CHANG DAVID C | Director | Sell | 20K | $46.00 | $920K | 73K |
| 2026-03-10 | CHEN JESSE | Director | Sell | 14K | $46.15 | $646K | 139K |
| 2026-03-09 | YOUNG MORRIS S | CEO | Sell | 126K | $36.51 | $4.6M | 2.3M |
| 2026-03-09 | CHEN JESSE | Director | Sell | 12K | $37.69 | $469K | 153K |
| 2026-03-06 | YOUNG MORRIS S | CEO | Sell | 8K | $39.65 | $329K | 2.5M |
| 2026-03-06 | CHEN JESSE | Director | Sell | 2K | $36.63 | $73K | 165K |
| 2026-03-05 | CHANG DAVID C | Director | Sell | 20K | $38.42 | $768K | 93K |
| 2026-03-05 | CHEN JESSE | Director | Sell | 11K | $38.26 | $427K | 167K |
| 2026-03-04 | CHANG DAVID C | Director | Sell | 20K | $38.53 | $771K | 113K |
| 2026-03-04 | CHEN JESSE | Director | Sell | 9K | $38.83 | $342K | 178K |
| 2026-03-03 | CHEN JESSE | Director | Sell | 11K | $40.49 | $446K | 187K |
| 2026-03-03 | YOUNG MORRIS S | CEO | Gift | 4K | $0.00 | $0 | 2.5M |
| 2026-03-02 | CHEN JESSE | Director | Sell | 11K | $45.59 | $516K | 198K |
| 2026-03-02 | YOUNG MORRIS S | CEO | Sell | 160K | $43.32 | $6.9M | 2.5M |
| 2026-03-02 | YOUNG MORRIS S | CEO | Gift | 10K | $0.00 | $0 | 2.6M |
| 2026-03-02 | YOUNG MORRIS S | CEO | Gift | 17K | $0.00 | $0 | 2.7M |
| 2026-03-02 | FISCHER GARY L | CFO | Sell | 405K | $41.45 | $16.8M | 280K |
| 2026-02-26 | FISCHER GARY L | CFO | Exercise or conversion | 92K | $3.06 | $283K | 686K |
| 2026-02-26 | FISCHER GARY L | CFO | Exercise or conversion | 56K | $5.77 | $320K | 593K |
| 2026-02-26 | FISCHER GARY L | CFO | Exercise or conversion | 34K | $9.50 | $325K | 538K |
| 2026-02-26 | FISCHER GARY L | CFO | Exercise or conversion | 66K | $5.21 | $342K | 503K |
| 2026-02-18 | YOUNG MORRIS S | CEO | Grant | 218K | $0.00 | $0 | 2.7M |
| 2026-02-18 | FISCHER GARY L | CFO | Grant | 76K | $0.00 | $0 | 438K |
| 2025-12-09 | YOUNG MORRIS S | CEO | Gift | 8K | $0.00 | $0 | 2.5M |
| 2025-12-09 | CHANG DAVID C | Director | Sell | 25K | $14.84 | $371K | 133K |
| 2025-12-08 | YOUNG MORRIS S | CEO | Sell | 37K | $12.46 | $463K | 2.5M |
| 2025-12-04 | YOUNG MORRIS S | CEO | Sell | 35K | $12.05 | $422K | 2.5M |
| 2025-12-04 | YOUNG MORRIS S | CEO | Exercise or conversion | 19K | $5.21 | $100K | 2.5M |
| 2025-12-04 | YOUNG MORRIS S | CEO | Exercise or conversion | 17K | $5.77 | $100K | 2.5M |
| 2025-12-04 | YOUNG MORRIS S | CEO | Exercise or conversion | 33K | $3.06 | $100K | 2.5M |
| 2025-12-02 | CHANG DAVID C | Director | Sell | 25K | $12.33 | $308K | 158K |
| 2025-11-28 | CHANG DAVID C | Director | Sell | 25K | $10.72 | $268K | 183K |
| 2025-11-21 | YOUNG MORRIS S | CEO | Gift | 3K | $0.00 | $0 | 2.5M |
| 2025-11-21 | YOUNG MORRIS S | CEO | Gift | 12K | $0.00 | $0 | 2.5M |
| 2025-11-17 | YOUNG MORRIS S | CEO | Sell | 33K | $10.39 | $344K | 2.5M |
| 2025-11-14 | YOUNG MORRIS S | CEO | Exercise or conversion | 70K | $5.21 | $365K | 2.5M |
| 2025-11-13 | FISCHER GARY L | CFO | Sell | 101K | $10.14 | $1.0M | 362K |
| 2025-11-07 | LEBLANC LEONARD J | Director | Sell | 4K | $8.41 | $31K | 119K |
| 2025-11-06 | FISCHER GARY L | CFO | Sell | 23K | $8.87 | $201K | 463K |
| 2025-11-05 | FISCHER GARY L | CFO | Sell | 53K | $9.21 | $484K | 486K |
| 2025-11-05 | CHANG DAVID C | Director | Sell | 100K | $8.94 | $894K | 208K |
| 2025-11-04 | FISCHER GARY L | CFO | Sell | 28K | $8.09 | $224K | 538K |
| 2025-11-03 | YOUNG MORRIS S | CEO | Sell | 80K | $8.65 | $692K | 2.4M |
| 2025-10-31 | YOUNG MORRIS S | CEO | Gift | 30K | $0.00 | $0 | 2.5M |
| 2025-10-28 | FISCHER GARY L | CFO | Grant | 38K | price not stated in the filing | not stated | 566K |
| 2025-10-28 | YOUNG MORRIS S | CEO | Grant | 100K | price not stated in the filing | not stated | 2.5M |
| 2025-10-20 | FISCHER GARY L | CFO | Exercise or conversion | 10K | $2.18 | $22K | 529K |
| 2025-07-29 | LEBLANC LEONARD J | Director | Grant | 29K | price not stated in the filing | not stated | 123K |
| 2025-05-15 | CHANG DAVID C | Director | Grant | 55K | price not stated in the filing | not stated | 308K |
| 2025-05-15 | CHEN JESSE | Director | Grant | 55K | price not stated in the filing | not stated | 209K |
| 2025-05-15 | CHRISTINE RUSSELL | Director | Grant | 55K | price not stated in the filing | not stated | 133K |
| 2025-02-25 | YOUNG MORRIS S | CHAIRMAN AND CEO | Buy | 30K | $1.36 | $41K | 2.4M |
| 2025-02-18 | FISCHER GARY L | VICE PRESIDENT, CFO & CORP SEC | Grant | 15K | price not stated in the filing | not stated | 441K |
| 2025-02-18 | FISCHER GARY L | VICE PRESIDENT, CFO & CORP SEC | Grant | 78K | $0.00 | $0 | 518K |
| 2025-02-18 | YOUNG MORRIS S | CHAIRMAN AND CEO | Grant | 224K | $0.00 | $0 | 2.4M |
| 2025-02-18 | YOUNG MORRIS S | CHAIRMAN AND CEO | Grant | 33K | price not stated in the filing | not stated | 2.2M |
| 2024-11-11 | YOUNG MORRIS S | CHAIRMAN AND CEO | Grant | 112K | price not stated in the filing | not stated | 2.2M |
| 2024-11-11 | FISCHER GARY L | VICE PRESIDENT, CFO & CORP SEC | Grant | 39K | price not stated in the filing | not stated | 426K |
| 2024-10-29 | YOUNG MORRIS S | CHAIRMAN AND CEO | Grant | 22K | price not stated in the filing | not stated | 2.1M |
| 2024-10-29 | FISCHER GARY L | VICE PRESIDENT, CFO & CORP SEC | Grant | 13K | $0.00 | $0 | 387K |
| 2024-08-20 | FISCHER GARY L | VICE PRESIDENT, CFO & CORP SEC | Grant | 18K | $0.00 | $0 | 374K |
| 2024-08-20 | YOUNG MORRIS S | CHAIRMAN AND CEO | Grant | 40K | price not stated in the filing | not stated | 2.0M |
| 2024-05-16 | CHRISTINE RUSSELL | Director | Grant | 23K | $0.00 | $0 | 78K |
| 2024-05-16 | CHANG DAVID C | Director | Grant | 23K | $0.00 | $0 | 253K |
| 2024-05-16 | CHEN JESSE | Director | Grant | 23K | $0.00 | $0 | 154K |
| 2023-11-10 | YOUNG MORRIS S | CHAIRMAN AND CEO | Grant | 112K | $0.00 | $0 | 2.0M |
| 2023-11-10 | FISCHER GARY L | VICE PRESIDENT, CFO & CORP SEC | Grant | 39K | $0.00 | $0 | 357K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON24 Form 144 notices on file for AXTI worth $82.3M at the prices reported; 2 in the last 90 days worth $547K. Latest: LEBLANC LEONARD J filed on 2026-08-17 to sell 4,000 shares ($372K) from 2026-08-17.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-08-17 | LEBLANC LEONARD JDirector | 4K | $372K | 0.006% | 2026-08-17 | Purshe Kaplan Sterling |
| 2026-08-07 | LEBLANC LEONARD JDirector | 2K | $175K | 0.003% | 2026-08-07 | Purshe Kaplan Sterling |
| 2026-06-08 | CHANG DAVID CDirector | 8K | $797K | 0.013% | 2026-06-08 | Charles Schwab Corp |
| 2026-06-05 | LEBLANC LEONARD JDirector | 500 | $55K | 0.001% | 2026-06-05 | Purshe Kaplan Sterling |
| 2026-06-02 | YOUNG MORRIS SOfficer | 112K | $12.7M | 0.171% | 2026-06-02 | Needham and Company LLC |
| 2026-06-01 | CHEN JESSEDirector | 110K | $11.6M | 0.167% | 2026-06-01 | Charles Schwab Corp |
| 2026-06-01 | YOUNG MORRIS SOfficer | 86K | $9.7M | 0.131% | 2026-06-01 | Needham and Company LLC |
| 2026-03-13 | YOUNG MORRIS SOfficer | 38K | $1.9M | 0.081% | 2026-03-13 | Needham and Company LLC |
| 2026-03-10 | YOUNG MORRIS SOfficer | 31K | $1.4M | 0.066% | 2026-03-10 | Needham and Company LLC |
| 2026-03-09 | YOUNG MORRIS SOfficer | 126K | $4.6M | 0.270% | 2026-03-09 | Needham and Company LLC |
| 2026-03-06 | YOUNG MORRIS SOfficer | 8K | $329K | 0.018% | 2026-03-06 | Needham and Company LLC |
| 2026-03-03 | CHANG DAVID CDirector | 60K | $2.8M | 0.129% | 2026-03-03 | Charles Schwab Corp. |
| 2026-03-02 | CHEN JESSEDirector | 100K | $4.5M | 0.214% | 2026-03-02 | Charles Schwab & Co |
| 2026-03-02 | Gary FischerOfficer | 494K | $18.8M | 1.060% | 2026-03-02 | Merrill Lynch |
| 2026-03-02 | YOUNG MORRIS SOfficer | 160K | $6.9M | 0.342% | 2026-03-02 | Needham and Company LLC |
| 2025-12-08 | YOUNG MORRIS SOfficer | 37K | $463K | 0.080% | 2025-12-08 | Needham and Company LLC |
| 2025-12-04 | YOUNG MORRIS SOfficer | 35K | $422K | 0.075% | 2025-12-04 | Needham and Company LLC |
| 2025-11-25 | CHANG DAVID CDirector | 100K | $934K | 0.214% | 2025-11-25 | Charles Schwab Corp |
| 2025-11-17 | YOUNG MORRIS SOfficer | 33K | $344K | 0.071% | 2025-11-17 | Needham and Company LLC |
| 2025-11-12 | Gary FischerOfficer | 101K | $1.1M | 0.220% | 2025-11-12 | Merrill Lynch |
| 2025-11-07 | LEBLANC LEONARD JDirector | 4K | $32K | 0.009% | 2025-11-07 | PKS |
| 2025-11-05 | CHANG DAVID CDirector | 100K | $906K | 0.217% | 2025-11-05 | Charles Schwab Corp |
| 2025-11-04 | Gary FischerOfficer | 103K | $872K | 0.223% | 2025-11-03 | Merrill Lynch |
| 2025-11-03 | YOUNG MORRIS SOfficer | 80K | $692K | 0.173% | 2025-11-03 | Needham and Company LLC |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON6 holders report 5% or more of AXTI in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 14.3% of the class (9,359,639 shares), filed 2026-10-05 for an event on 2026-09-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-10-05 | 13G/Ano. 1 | BlackRock, Inc.parent holding company | 9.4M | 14.3% | 2026-09-30 |
| 2026-08-12 | 13G/Ano. 2 | JANE STREET GROUP, LLCparent holding company | 4.4M | 6.7% | 2026-06-30 |
| 2026-08-12 | 13G/Ano. 2 | Jane Street Capital, LLCbroker-dealer | 3.8M | 5.9% | 2026-06-30 |
| 2026-08-12 | 13G/Ano. 2 | Jane Street Global Trading, LLCother entity | 546K | 0.8% | 2026-06-30 |
| 2026-08-12 | 13G/Ano. 2 | Jane Street Singapore Pte. Ltdother entity | 31 | 0.0% | 2026-06-30 |
| 2026-05-18 | 13G | E20 Capital Ltdcorporation | 2.6M | 5.5% | 2025-11-21 |
| 2026-05-08 | 13G/Ano. 2 | Wade Massadparent holding company, individual | 588K | 1.1% | 2026-03-31 |
| 2026-05-08 | 13G/Ano. 2 | John Shiryparent holding company, individual | 570K | 1.0% | 2026-03-31 |
| 2026-05-08 | 13G/Ano. 2 | Cleveland Capital Management, L.L.C.investment adviser, other entity | 570K | 1.0% | 2026-03-31 |
| 2026-05-08 | 13G/Ano. 2 | Cleveland Capital, L.P.partnership | 570K | 1.0% | 2026-03-31 |
| 2026-05-06 | 13G | Marex Group plcother entity | 4.0M | 7.2% | 2026-05-01 |
| 2026-05-06 | 13G | Marex Securities Products Inc.corporation | 4.0M | 7.2% | 2026-05-01 |
| 2026-04-29 | 13G/Ano. 1 | Jane Street Options, LLCbroker-dealer | 0 | 0.0% | 2026-04-23 |
13F holders
Tracked managers holding AXTI at their latest 13F. JSON6 of the 30 tracked managers held AXTI at their latest 13F, $365.8M in total at quarter-end prices. D. E. Shaw & Co. is the largest at $162.2M (0.1% of its portfolio) as of 2026-06-30. Over the prior quarter 6 added shares and 0 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| D. E. Shaw & Co. | 2026-06-30 | 2.3M | $162.2M | 0.08% | +1.5M |
| Citadel Advisors | 2026-06-30 | 1.5M | $106.8M | 0.01% | +912K |
| Millennium Management | 2026-06-30 | 854K | $61.6M | 0.02% | +115K |
| Two Sigma Investments | 2026-06-30 | 398K | $28.7M | 0.02% | +333K |
| Renaissance Technologies | 2026-06-30 | 84K | $6.1M | 0.01% | new |
| AQR Capital Management | 2026-06-30 | 7K | $506K | 0.00% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 FY 2026 (quarter ended 2026-06-30) AXT reported revenue of $47.6M, up 164.8% from the same quarter a year earlier, and net income of $11.1M (0.17 diluted EPS). In FY 2025 it generated -$12.8M of operating cash flow. As of 2026-06-30, cash was $412.2M against $84.2M of debt.
- Cash
- $412.2M
- Debt
- $84.2M
- Equity
- $887.3M
- Total assets
- $1.10B
- Shares outstanding
- 65,573,212
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | $47.6M | $11.1M | 23.4% | 0.17 |
| Q1 FY 2026 | 2026-03-31 | $26.9M | -$1.6M | -6.0% | -0.03 |
| Q4 FY 2025derived | 2025-12-31 | $23.0M | -$3.5M | -15.4% | n/a |
| Q3 FY 2025 | 2025-09-30 | $28.0M | -$1.9M | -6.8% | -0.04 |
| Q2 FY 2025 | 2025-06-30 | $18.0M | -$7.0M | -39.0% | -0.16 |
| Q1 FY 2025 | 2025-03-31 | $19.4M | -$8.8M | -45.5% | -0.20 |
| Q4 FY 2024derived | 2024-12-31 | $25.1M | -$5.1M | -20.3% | n/a |
| Q3 FY 2024 | 2024-09-30 | $23.6M | -$2.9M | -12.4% | -0.07 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $88.3M | -$21.3M | -$12.8M | $6.0M | n/a | n/a |
| FY 2024 | 2024-12-31 | $99.4M | -$11.6M | -$12.1M | $5.8M | n/a | n/a |
| FY 2023 | 2023-12-31 | $75.8M | -$17.9M | $3.4M | $10.5M | n/a | n/a |
| FY 2022 | 2022-12-31 | $141.1M | $15.8M | -$8.8M | $28.5M | n/a | n/a |
| FY 2021 | 2021-12-31 | $137.4M | $14.6M | -$3.3M | $29.6M | n/a | n/a |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-03 from the cover page.
What this page is
AXT in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows AXT (AXTI), SEC CIK 1051627, listed on Nasdaq, classified by the SEC as semiconductors & related devices. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-13.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-17.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-10-05.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-29.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-27.JSON and CSV
- Company record
- EDGAR filing index for CIK 1051627Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as semiconductors & related devices
Other company pages
Datasets
Frequently Asked Questions
How much of AXTI is sold short?
11,979,398 shares were held short at the 2026-10-15 settlement, 1.4 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is AXTI's daily short volume?
On 2026-11-02, 1,739,566 of the 5,889,123 AXTI shares reported to FINRA were sold short, 29.5% of the day's reported volume. Short volume is a flow for one day, not a position.
Does AXTI have fails to deliver?
The SEC's latest file shows 256 AXTI shares failed to deliver at settlement 2026-10-13. Fails are reported per settlement date and published twice a month with a lag.
Are AXTI insiders buying or selling?
Insiders at AXTI reported 2 open-market sells worth $561K in the last 90 days and no open-market buys. Latest filing: FISCHER GARY L (CFO) on 2026-10-27.
Have AXTI insiders filed to sell?
24 Form 144 notices on file for AXTI worth $82.3M at the prices reported; 2 in the last 90 days worth $547K. Latest: LEBLANC LEONARD J filed on 2026-08-17 to sell 4,000 shares ($372K) from 2026-08-17.
Who owns 5% or more of AXTI?
6 holders report 5% or more of AXTI in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 14.3% of the class (9,359,639 shares), filed 2026-10-05 for an event on 2026-09-30.
What did AXTI report last quarter?
In Q2 FY 2026 (quarter ended 2026-06-30) AXT reported revenue of $47.6M, up 164.8% from the same quarter a year earlier, and net income of $11.1M (0.17 diluted EPS). In FY 2025 it generated -$12.8M of operating cash flow. As of 2026-06-30, cash was $412.2M against $84.2M of debt.
Which tracked 13F managers own AXTI?
6 of the 30 tracked 13F managers held AXTI shares at their latest filing, $365.8M in all. The largest: D. E. Shaw & Co. (2.3M shares, $162.2M), Ken Griffin's Citadel Advisors (1.5M shares, $106.8M), Izzy Englander's Millennium Management (854K shares, $61.6M), Two Sigma Investments (398K shares, $28.7M), Renaissance Technologies (84K shares, $6.1M), Cliff Asness's AQR Capital Management (7K shares, $506K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.