Carlyle Group (CG)

Carlyle Group on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as investment advice.

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19.7M

Short interest

settlement 2026-10-15

5.3

Days to cover

-0.9 days vs prior

36.4%

Short share of volume

2026-11-02

1,185

Fails to deliver

settlement 2026-10-13

Fri 5 Feb

Next earnings

estimated date

-$17.1M

Insider flow, 90 days

0 buys, 1 sells

As of 2026-11-02.

Short interest

FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSON

As of 15 October 2026, short interest in CG is 19,691,871 shares, up 434,153 shares over the last month. Over the last 48 readings it ranged from 8,855,123 shares (31 January 2025) to 22,016,410 shares (30 September 2026). At the reported average volume of 3.7M shares a day that is 5.3 days to cover.

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Settlement	Shares short	Change	Avg daily volume	Days to cover
2026-10-15	19,691,871	-10.6%	3,694,398	5.33
2026-09-30	22,016,410	+14.3%	3,543,036	6.21
2026-09-15	19,257,718	+7.6%	3,040,956	6.33
2026-08-31	17,896,730	-10.2%	3,314,864	5.40
2026-08-14	19,926,549	+19.0%	5,328,935	3.74
2026-07-31	16,750,625	+3.5%	2,701,677	6.20
2026-07-15	16,191,229	-4.7%	2,547,104	6.36
2026-06-30	16,995,190	+4.2%	4,821,555	3.52
2026-06-15	16,318,056	+3.9%	3,291,384	4.96
2026-05-29	15,702,506	-10.4%	3,133,132	5.01
2026-05-15	17,535,718	+20.6%	3,488,345	5.03
2026-04-30	14,544,590	-0.1%	3,300,937	4.41
2026-04-15	14,563,100	-3.5%	3,063,332	4.75
2026-03-31	15,097,929	-5.2%	2,901,150	5.20
2026-03-13	15,918,738	+11.7%	3,865,929	4.12
2026-02-27	14,250,509	-5.4%	2,919,822	4.88
2026-02-13	15,062,294	+2.1%	4,376,255	3.44
2026-01-30	14,748,941	-14.9%	2,579,036	5.72
2026-01-15	17,329,413	+7.2%	2,086,416	8.31
2025-12-31	16,170,538	+4.2%	1,819,165	8.89
2025-12-15	15,526,938	-4.9%	2,770,850	5.60
2025-11-28	16,320,279	+25.8%	2,638,282	6.19
2025-11-14	12,976,262	+16.3%	3,650,281	3.55
2025-10-31	11,155,002	-5.0%	2,751,058	4.05
2025-10-15	11,746,371	-21.9%	2,917,765	4.03
2025-09-30	15,030,068	+14.9%	3,979,657	3.78
2025-09-15	13,075,468	+1.4%	2,241,228	5.83
2025-08-29	12,894,654	+9.9%	2,629,625	4.90
2025-08-15	11,730,937	+17.9%	2,876,762	4.08
2025-07-31	9,950,182	-11.7%	2,216,423	4.49
2025-07-15	11,262,895	-23.3%	2,587,365	4.35
2025-06-30	14,691,099	+27.4%	2,722,443	5.40
2025-06-13	11,530,238	+17.4%	1,742,076	6.62
2025-05-30	9,818,862	-21.3%	2,621,834	3.75
2025-05-15	12,473,204	-0.1%	2,831,599	4.41
2025-04-30	12,492,530	+18.9%	3,174,854	3.93
2025-04-15	10,509,363	-7.1%	5,669,568	1.85
2025-03-31	11,312,312	+1.9%	3,031,071	3.73
2025-03-14	11,106,252	-3.0%	3,099,351	3.58
2025-02-28	11,453,043	+5.0%	2,381,667	4.81
2025-02-14	10,911,578	+23.2%	3,119,766	3.50
2025-01-31	8,855,123	-6.6%	1,731,129	5.12
2025-01-15	9,476,803	+1.9%	1,951,029	4.86
2024-12-31	9,298,114	-4.7%	1,758,098	5.29
2024-12-13	9,755,617	-11.2%	2,317,120	4.21
2024-11-29	10,983,820	+3.5%	2,387,553	4.60
2024-11-15	10,615,153	+8.4%	3,077,801	3.45
2024-10-31	9,794,311	-37.3%	2,479,686	3.95

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 2 November 2026, the short share of CG volume is 36.4%, down 34.4 points over the last five sessions. Over the last 30 readings it ranged from 36.4% (2 November 2026) to 76.7% (1 October 2026). The latest reading sits at the bottom of that range. The latest reading is 24.4 points below the 30-session average of 60.8%, on 1.1M shares reported.

Date	Short volume	Total volume	Short share	Exempt
2026-11-02	418K	1.1M	36.4%	255
2026-10-30	517K	906K	57.1%	418
2026-10-29	596K	1.0M	57.3%	72
2026-10-28	474K	782K	60.6%	723
2026-10-27	499K	763K	65.3%	182
2026-10-26	536K	757K	70.8%	50
2026-10-23	560K	785K	71.3%	126
2026-10-22	1.1M	1.6M	71.3%	300
2026-10-21	628K	1.1M	56.9%	762
2026-10-20	564K	1.1M	49.2%	13
2026-10-19	392K	741K	52.9%	400
2026-10-16	434K	823K	52.7%	400
2026-10-15	491K	943K	52.1%	300
2026-10-14	1.0M	1.6M	64.5%	2,482
2026-10-13	725K	1.1M	63.3%	3,269
2026-10-12	471K	748K	62.9%	698
2026-10-09	373K	640K	58.3%	326
2026-10-08	880K	1.3M	66.9%	909
2026-10-07	1.1M	1.6M	72.7%	1,278
2026-10-06	816K	1.2M	66.2%	3,611
2026-10-05	551K	986K	55.9%	309
2026-10-02	1.1M	1.6M	69.0%	1,117
2026-10-01	1.0M	1.3M	76.7%	701
2026-09-30	695K	1.1M	63.4%	223
2026-09-29	492K	886K	55.6%	428
2026-09-28	492K	895K	55.0%	0
2026-09-25	395K	674K	58.7%	179
2026-09-24	591K	974K	60.7%	709
2026-09-23	627K	1.0M	61.1%	0
2026-09-22	783K	1.3M	60.4%	250

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 13 October 2026, the fails-to-deliver balance in CG is 1,185 shares, down 151,545 shares over the last settlement date. Over the last 30 readings it ranged from 2 shares (31 July 2026) to 152,730 shares (9 October 2026). The latest reading sits at the bottom of that range.

Settlement	Shares failed	Price	Value
2026-10-13	1,185	$38.25	$45K
2026-10-09	152,730	$38.39	$5.9M
2026-10-08	109	$37.80	$4K
2026-10-02	10,730	$40.39	$433K
2026-09-25	4,081	$39.42	$161K
2026-09-21	183	$40.10	$7K
2026-09-16	15,644	$41.42	$648K
2026-09-15	100	$41.82	$4K
2026-09-10	526	$44.11	$23K
2026-09-04	318	$47.75	$15K
2026-08-31	148	$49.09	$7K
2026-08-26	121,238	$48.92	$5.9M
2026-08-25	2,090	$49.14	$103K
2026-08-24	999	$49.37	$49K
2026-08-20	4	$49.40	$198
2026-08-18	1,540	$48.54	$75K
2026-08-17	526	$49.28	$26K
2026-08-13	14,631	$48.27	$706K
2026-08-12	3,883	$48.36	$188K
2026-08-04	4,492	$48.91	$220K
2026-08-03	5,790	$46.02	$266K
2026-07-31	2	$45.36	$91
2026-07-22	6,861	$44.61	$306K
2026-07-20	2,344	$46.07	$108K
2026-07-17	3,533	$46.63	$165K
2026-07-15	4,399	$45.48	$200K
2026-07-13	653	$44.71	$29K
2026-07-10	40	$44.18	$2K
2026-07-09	7	$43.07	$301
2026-07-08	15,536	$44.01	$684K

Insider trades

SEC Form 4, newest first. JSON

Insiders at CG reported 1 open-market sell worth $17.1M in the last 90 days and no open-market buys. Latest filing: Rubenstein David M. (Director) on 2026-09-11.

Date	Insider	Title	Type	Shares	Price	Value	Owned after
2026-09-11	Rubenstein David M.	Director	Sell	400K	$42.74	$17.1M	26.9M
2026-09-11	Rubenstein David M.	Director	Gift	100K	$0.00	$0	27.3M
2026-08-26	Heinzelman Kate Elizabeth	General Counsel	Grant	78	$0.00	$0	11K
2026-08-26	LoBue Lindsay	Chief Operating Officer	Grant	3K	$0.00	$0	701K
2026-08-26	Nedelman Jeffrey	Co-President	Grant	7K	$0.00	$0	1.6M
2026-08-26	Jenkins Mark David	Co-President	Grant	6K	$0.00	$0	1.4M
2026-08-26	Plouffe Justin	Chief Financial Officer	Grant	4K	$0.00	$0	852K
2026-08-26	Redett John C.	Co-President	Grant	8K	$0.00	$0	1.8M
2026-08-26	SCHWARTZ HARVEY M	Chief Executive Officer	Grant	19K	$0.00	$0	5.3M
2026-08-26	Andrews Charles Elliott Jr.	Chief Accounting Officer	Grant	304	$0.00	$0	136K
2026-08-01	Heinzelman Kate Elizabeth	General Counsel	Grant	11K	$0.00	$0	11K
2026-08-01	LoBue Lindsay	Chief Operating Officer	Tax withholding	18K	$46.02	$841K	698K
2026-08-01	Nedelman Jeffrey	Co-President	Tax withholding	43K	$46.02	$2.0M	1.6M
2026-08-01	Jenkins Mark David	Co-President	Tax withholding	125K	$46.02	$5.7M	1.4M
2026-08-01	Plouffe Justin	Chief Financial Officer	Tax withholding	63K	$46.02	$2.9M	849K
2026-08-01	Redett John C.	Co-President	Tax withholding	125K	$46.02	$5.7M	1.7M
2026-08-01	Andrews Charles Elliott Jr.	Chief Accounting Officer	Tax withholding	12K	$46.02	$569K	135K
2026-05-28	LoBue Lindsay	Chief Operating Officer	Grant	3K	$0.00	$0	716K
2026-05-28	Nedelman Jeffrey	Co-President	Grant	8K	$0.00	$0	1.6M
2026-05-28	Jenkins Mark David	Co-President	Grant	8K	$0.00	$0	1.5M
2026-05-28	Plouffe Justin	Chief Financial Officer	Grant	4K	$0.00	$0	911K
2026-05-28	Redett John C.	Co-President	Grant	11K	$0.00	$0	1.9M
2026-05-28	SCHWARTZ HARVEY M	Chief Executive Officer	Grant	21K	$0.00	$0	5.3M
2026-05-28	Ferguson Jeffrey W.	General Counsel	Grant	1K	$0.00	$0	783K
2026-05-28	Andrews Charles Elliott Jr.	Chief Accounting Officer	Grant	409	$0.00	$0	148K
2026-05-01	ORDAN MARK S	Director	Grant	4K	$49.44	$220K	31K
2026-05-01	Cherwoo Sharda	Director	Grant	4K	$0.00	$0	20K
2026-05-01	HANCE JAMES H JR	Director	Grant	4K	$0.00	$0	317K
2026-05-01	FILLER LINDA	Director	Grant	4K	$0.00	$0	26K
2026-05-01	SHAW WILLIAM JOSEPH	Director	Grant	4K	$0.00	$0	78K
2026-05-01	ORDAN MARK S	Director	Grant	4K	$0.00	$0	26K
2026-05-01	WELTERS ANTHONY	Director	Grant	4K	$0.00	$0	48K
2026-05-01	FITT LAWTON W	Director	Grant	4K	$0.00	$0	78K
2026-05-01	Rice Derica W	Director	Grant	3K	$49.44	$145K	37K
2026-05-01	Rice Derica W	Director	Grant	4K	$0.00	$0	34K
2026-05-01	BESCHLOSS AFSANEH MASHAYEKHI	Director	Grant	4K	$0.00	$0	15K
2026-03-19	Rubenstein David M.	Director	Sell	500K	$46.68	$23.3M	27.4M
2026-03-19	Rubenstein David M.	Director	Gift	100K	$0.00	$0	27.9M
2026-02-20	LoBue Lindsay	Chief Operating Officer	Grant	3K	$0.00	$0	713K
2026-02-20	Nedelman Jeffrey	Co-President	Grant	7K	$0.00	$0	1.6M
2026-02-20	Jenkins Mark David	Co-President	Grant	6K	$0.00	$0	1.5M
2026-02-20	Plouffe Justin	Chief Financial Officer	Grant	3K	$0.00	$0	907K
2026-02-20	Redett John C.	Co-President	Grant	9K	$0.00	$0	1.9M
2026-02-20	SCHWARTZ HARVEY M	Chief Executive Officer	Grant	17K	$0.00	$0	5.2M
2026-02-20	Ferguson Jeffrey W.	General Counsel	Grant	1K	$0.00	$0	782K
2026-02-20	Andrews Charles Elliott Jr.	Chief Accounting Officer	Grant	343	$0.00	$0	147K
2026-02-14	SCHWARTZ HARVEY M	Chief Executive Officer	Tax withholding	135K	$54.49	$7.3M	5.2M
2026-02-06	LoBue Lindsay	Chief Operating Officer	Tax withholding	75K	$55.41	$4.2M	710K
2026-02-06	Nedelman Jeffrey	Co-President	Tax withholding	92K	$55.41	$5.1M	1.6M
2026-02-06	Jenkins Mark David	Co-President	Tax withholding	46K	$55.41	$2.6M	1.5M
2026-02-06	Plouffe Justin	Chief Financial Officer	Tax withholding	46K	$55.41	$2.6M	904K
2026-02-06	Redett John C.	Co-President	Tax withholding	87K	$55.41	$4.8M	1.8M
2026-02-06	Ferguson Jeffrey W.	General Counsel	Tax withholding	937	$55.41	$52K	781K
2026-02-06	Andrews Charles Elliott Jr.	Chief Accounting Officer	Tax withholding	6K	$55.41	$352K	147K
2026-02-01	LoBue Lindsay	Chief Operating Officer	Grant	13K	$0.00	$0	785K
2026-02-01	LoBue Lindsay	Chief Operating Officer	Grant	114K	$0.00	$0	773K
2026-02-01	LoBue Lindsay	Chief Operating Officer	Tax withholding	2K	$58.78	$125K	658K
2026-02-01	Nedelman Jeffrey	Co-President	Grant	13K	$0.00	$0	1.7M
2026-02-01	Nedelman Jeffrey	Co-President	Grant	217K	$0.00	$0	1.7M
2026-02-01	Nedelman Jeffrey	Co-President	Tax withholding	6K	$58.78	$358K	1.5M
2026-02-01	Jenkins Mark David	Co-President	Grant	13K	$0.00	$0	1.6M
2026-02-01	Jenkins Mark David	Co-President	Grant	144K	$0.00	$0	1.6M
2026-02-01	Jenkins Mark David	Co-President	Tax withholding	6K	$58.78	$342K	1.4M
2026-02-01	Plouffe Justin	Chief Financial Officer	Grant	10K	$0.00	$0	950K
2026-02-01	Plouffe Justin	Chief Financial Officer	Grant	41K	$0.00	$0	940K
2026-02-01	Plouffe Justin	Chief Financial Officer	Tax withholding	3K	$58.78	$164K	899K
2026-02-01	Redett John C.	Co-President	Grant	13K	$0.00	$0	1.9M
2026-02-01	Redett John C.	Co-President	Grant	274K	$0.00	$0	1.9M
2026-02-01	Redett John C.	Co-President	Tax withholding	3K	$58.78	$172K	1.6M
2026-02-01	SCHWARTZ HARVEY M	Chief Executive Officer	Tax withholding	579K	$58.78	$34.0M	5.4M
2026-02-01	Ferguson Jeffrey W.	General Counsel	Grant	3K	$0.00	$0	782K
2026-02-01	Ferguson Jeffrey W.	General Counsel	Grant	24K	$0.00	$0	779K
2026-02-01	Ferguson Jeffrey W.	General Counsel	Tax withholding	503	$58.78	$30K	754K
2026-02-01	Andrews Charles Elliott Jr.	Chief Accounting Officer	Grant	8K	$0.00	$0	153K
2026-02-01	Andrews Charles Elliott Jr.	Chief Accounting Officer	Grant	15K	$0.00	$0	146K
2026-02-01	Andrews Charles Elliott Jr.	Chief Accounting Officer	Tax withholding	1K	$58.78	$64K	130K
2025-12-17	LoBue Lindsay	Chief Operating Officer	Grant	184K	$0.00	$0	661K
2025-12-17	Redett John C.	Chief Financial Officer	Grant	551K	$0.00	$0	1.7M
2025-12-15	SCHWARTZ HARVEY M	Chief Executive Officer	Tax withholding	311K	$58.35	$18.1M	5.9M
2025-12-10	Rubenstein David M.	Director	Sell	625K	$56.55	$35.3M	28.0M
2025-12-10	Rubenstein David M.	Director	Gift	625K	$0.00	$0	28.6M
2025-11-25	WELTERS ANTHONY	Director	Gift	1K	$0.00	$0	43K
2025-11-25	WELTERS ANTHONY	Director	Gift	12K	$0.00	$0	45K
2025-11-19	LoBue Lindsay	Chief Operating Officer	Grant	620	$0.00	$0	477K
2025-11-19	Redett John C.	Chief Financial Officer	Grant	4K	$0.00	$0	1.1M
2025-11-19	SCHWARTZ HARVEY M	Chief Executive Officer	Grant	29K	$0.00	$0	6.2M
2025-11-19	Ferguson Jeffrey W.	General Counsel	Grant	928	$0.00	$0	755K
2025-11-19	Andrews Charles Elliott Jr.	Chief Accounting Officer	Grant	220	$0.00	$0	131K
2025-09-03	CONWAY WILLIAM E JR	Director	Gift	2.0M	$0.00	$0	27.0M
2025-08-28	Ferguson Jeffrey W.	General Counsel	Grant	744	$0.00	$0	754K
2025-08-28	LoBue Lindsay	Chief Operating Officer	Grant	496	$0.00	$0	476K
2025-08-28	Redett John C.	Chief Financial Officer	Grant	3K	$0.00	$0	1.1M
2025-08-28	SCHWARTZ HARVEY M	Chief Executive Officer	Grant	23K	$0.00	$0	6.2M
2025-08-28	Andrews Charles Elliott Jr.	Chief Accounting Officer	Grant	177	$0.00	$0	131K
2025-08-13	CONWAY WILLIAM E JR	Director	Gift	1.0M	$0.00	$0	29.0M
2025-08-12	Ferguson Jeffrey W.	General Counsel	Sell	28K	$64.82	$1.8M	753K
2025-08-12	Ferguson Jeffrey W.	General Counsel	Sell	160K	$64.20	$10.2M	782K
2025-08-12	Ferguson Jeffrey W.	General Counsel	Sell	15K	$63.44	$925K	941K
2025-08-11	Ferguson Jeffrey W.	General Counsel	Sell	97K	$62.37	$6.1M	956K
2025-08-01	Ferguson Jeffrey W.	General Counsel	Tax withholding	44K	$60.66	$2.7M	1.1M

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Planned sales (Form 144)

Newest first. JSON

2 Form 144 notices on file for CG worth $59.2M at the prices reported; 0 in the last 90 days worth $0. Latest: David M. Rubenstein filed on 2026-03-19 to sell 500,000 shares ($23.9M) from 2026-03-19.

Filed	Seller	Shares	Market value	Of outstanding	Sale from	Broker
2026-03-19	David M. RubensteinDirector	500K	$23.9M	0.138%	2026-03-19	J.P. Morgan Securities LLC
2025-12-10	David M. RubensteinDirector	625K	$35.3M	0.173%	2025-12-10	J.P. Morgan Securities LLC

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

2 holders report 5% or more of CG in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 7.4% of the class (26,522,385 shares), filed 2026-07-27 for an event on 2026-06-30.

Filed	Form	Holder	Shares	Of class	Event
2026-07-27	13G/Ano. 2	BlackRock, Inc.parent holding company	26.5M	7.4%	2026-06-30
2026-05-14	13G/Ano. 1	Capital World Investorsinvestment adviser	18.0M	5.0%	2026-03-31
2026-03-26	13G/Ano. 3	The Vanguard Groupinvestment adviser	0	0.0%	2026-03-13

13F holders

Tracked managers holding CG at their latest 13F. JSON

8 of the 30 tracked managers held CG at their latest 13F, $197.6M in total at quarter-end prices. Point72 Asset Management is the largest at $92.0M (0.1% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 3 cut.

Fund	Quarter	Shares	Value	Of portfolio	Change in shares
Point72 Asset Management	2026-06-30	2.2M	$92.0M	0.10%	+2.0M
Citadel Advisors	2026-06-30	835K	$35.2M	0.00%	new
Renaissance Technologies	2026-06-30	745K	$31.4M	0.04%	+608K
D. E. Shaw & Co.	2026-06-30	239K	$10.1M	0.00%	+221K
AQR Capital Management	2026-06-30	235K	$9.9M	0.00%	-46K
Soros Fund Management	2026-06-30	227K	$9.5M	0.12%	-18K
Millennium Management	2026-06-30	178K	$7.5M	0.00%	-6.6M
Two Sigma Investments	2026-06-30	49K	$2.1M	0.00%	new

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In Q2 FY 2026 (quarter ended 2026-06-30) Carlyle Group reported revenue of $1.12B, down 28.6% from the same quarter a year earlier, and net income of $137.1M (0.37 diluted EPS). In FY 2025 it generated -$3.28B of operating cash flow and spent $686.5M on buybacks and $505.1M on dividends.

Cash: $1.26B
Total assets: $28.20B
Shares outstanding: 356,332,798

Quarterly, last 8 quarters

Quarter	Period end	Revenue	Net income	Margin	Diluted EPS
Q2 FY 2026	2026-06-30	$1.12B	$137.1M	12.2%	0.37
Q1 FY 2026	2026-03-31	$254.0M	-$132.2M	-52.0%	-0.37
Q4 FY 2025derived	2025-12-31	$1.90B	$358.1M	18.8%	n/a
Q3 FY 2025	2025-09-30	$332.7M	$900K	0.3%	0.00
Q2 FY 2025	2025-06-30	$1.57B	$319.7M	20.3%	0.87
Q1 FY 2025	2025-03-31	$973.1M	$130.0M	13.4%	0.35
Q4 FY 2024derived	2024-12-31	$1.03B	$210.9M	20.4%	n/a
Q3 FY 2024	2024-09-30	$2.64B	$595.7M	22.6%	1.63

Fiscal years, with buybacks and dividends

Fiscal year	Ends	Revenue	Net income	Operating cash flow	Capex	Buybacks	Dividends
FY 2025	2025-12-31	$4.78B	$808.7M	-$3.28B	$99.4M	$686.5M	$505.1M
FY 2024	2024-12-31	$5.43B	$1.02B	-$759.5M	$77.7M	$554.6M	$503.0M
FY 2023	2023-12-31	$2.96B	-$608.4M	$204.9M	$66.6M	$203.5M	$497.7M
FY 2022	2022-12-31	$4.44B	$1.23B	-$379.3M	$40.6M	$185.6M	$443.6M
FY 2021	2021-12-31	$8.78B	$2.97B	$1.79B	$41.4M	$161.8M	$355.8M

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-04 from the cover page.

What this page is

Carlyle Group in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Carlyle Group (CG), SEC CIK 1527166, listed on Nasdaq, classified by the SEC as investment advice. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest: FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
Daily short volume: FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
Fails to deliver: SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-13.JSON and CSV
Planned sales: SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-03-19.JSON and CSV
Large holders: SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-07-27.JSON and CSV
13F holders: SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials: SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
Earnings dates: SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-05.JSON and CSV
Insider trades: SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-11.JSON and CSV
Company record: EDGAR filing index for CIK 1527166Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits: 10 requests a minute without a key, 30 with a free key from a free account.

How to read it

Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Other companies the SEC classifies as investment advice

Other company pages

Datasets

Frequently Asked Questions

How much of CG is sold short?

19,691,871 shares were held short at the 2026-10-15 settlement, 5.3 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.

What is CG's daily short volume?

On 2026-11-02, 418,027 of the 1,147,335 CG shares reported to FINRA were sold short, 36.4% of the day's reported volume. Short volume is a flow for one day, not a position.

Does CG have fails to deliver?

The SEC's latest file shows 1,185 CG shares failed to deliver at settlement 2026-10-13. Fails are reported per settlement date and published twice a month with a lag.

Are CG insiders buying or selling?

Insiders at CG reported 1 open-market sell worth $17.1M in the last 90 days and no open-market buys. Latest filing: Rubenstein David M. (Director) on 2026-09-11.

Have CG insiders filed to sell?

2 Form 144 notices on file for CG worth $59.2M at the prices reported; 0 in the last 90 days worth $0. Latest: David M. Rubenstein filed on 2026-03-19 to sell 500,000 shares ($23.9M) from 2026-03-19.

Who owns 5% or more of CG?

What did CG report last quarter?

Which tracked 13F managers own CG?

8 of the 30 tracked 13F managers held CG shares at their latest filing, $197.6M in all. The largest: Steve Cohen's Point72 Asset Management (2.2M shares, $92.0M), Ken Griffin's Citadel Advisors (835K shares, $35.2M), Renaissance Technologies (745K shares, $31.4M), D. E. Shaw & Co. (239K shares, $10.1M), Cliff Asness's AQR Capital Management (235K shares, $9.9M), George Soros's Soros Fund Management (227K shares, $9.5M). The table above lists all 8.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.