Carlyle Group Inc. (CG)
Every FINRA and SEC series the site collects for Carlyle Group Inc.: short interest with days to cover, daily short sale volume, fails to deliver and Form 4 insider trades. Listed on Nasdaq, classified by the SEC as investment advice.
17.9M
Short interest
settlement 2026-08-31
5.4
Days to cover
-10.2% vs prior
42.2%
Short share of volume
2026-09-11
14,631
Fails to deliver
settlement 2026-08-13
-$17.1M
Insider flow, 90 days
0 buys, 1 sells
As of 2026-09-11.
Short interest
FINRA, twice a month; the last 12 months shown, all 48 settlements in the JSONAs of 31 August 2026, short interest in CG is 17,896,730 shares, up 1,146,105 shares over the last month. Over the last 48 readings it ranged from 8,855,123 shares (31 January 2025) to 19,926,549 shares (14 August 2026). At the reported average volume of 3.3M shares a day that is 5.4 days to cover, elevated.
Embed this chartkeeps the attribution line it carries
<iframe src="https://xoomar.com/embed/stocks/cg" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-08-31 | 17,896,730 | -10.2% | 3,314,864 | 5.40 |
| 2026-08-14 | 19,926,549 | +19.0% | 5,328,935 | 3.74 |
| 2026-07-31 | 16,750,625 | +3.5% | 2,701,677 | 6.20 |
| 2026-07-15 | 16,191,229 | -4.7% | 2,547,104 | 6.36 |
| 2026-06-30 | 16,995,190 | +4.2% | 4,821,555 | 3.52 |
| 2026-06-15 | 16,318,056 | +3.9% | 3,291,384 | 4.96 |
| 2026-05-29 | 15,702,506 | -10.4% | 3,133,132 | 5.01 |
| 2026-05-15 | 17,535,718 | +20.6% | 3,488,345 | 5.03 |
| 2026-04-30 | 14,544,590 | -0.1% | 3,300,937 | 4.41 |
| 2026-04-15 | 14,563,100 | -3.5% | 3,063,332 | 4.75 |
| 2026-03-31 | 15,097,929 | -5.2% | 2,901,150 | 5.20 |
| 2026-03-13 | 15,918,738 | +11.7% | 3,865,929 | 4.12 |
| 2026-02-27 | 14,250,509 | -5.4% | 2,919,822 | 4.88 |
| 2026-02-13 | 15,062,294 | +2.1% | 4,376,255 | 3.44 |
| 2026-01-30 | 14,748,941 | -14.9% | 2,579,036 | 5.72 |
| 2026-01-15 | 17,329,413 | +7.2% | 2,086,416 | 8.31 |
| 2025-12-31 | 16,170,538 | +4.2% | 1,819,165 | 8.89 |
| 2025-12-15 | 15,526,938 | -4.9% | 2,770,850 | 5.60 |
| 2025-11-28 | 16,320,279 | +25.8% | 2,638,282 | 6.19 |
| 2025-11-14 | 12,976,262 | +16.3% | 3,650,281 | 3.55 |
| 2025-10-31 | 11,155,002 | -5.0% | 2,751,058 | 4.05 |
| 2025-10-15 | 11,746,371 | -21.9% | 2,917,765 | 4.03 |
| 2025-09-30 | 15,030,068 | +14.9% | 3,979,657 | 3.78 |
| 2025-09-15 | 13,075,468 | +1.4% | 2,241,228 | 5.83 |
Daily short volume
FINRA Reg SHO, last 60 sessions. JSONAs of 11 September 2026, the short share of CG volume is 42.2%, down 14.8 points over the last five sessions. Over the last 52 readings it ranged from 28.6% (6 August 2026) to 74.3% (4 August 2026). The latest reading is 8.6 points below the 30-session average of 50.7%, on 1.8M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-09-11 | 758K | 1.8M | 42.2% | 811 |
| 2026-09-10 | 488K | 948K | 51.5% | 100 |
| 2026-09-09 | 488K | 1.1M | 43.3% | 1,294 |
| 2026-09-08 | 377K | 697K | 54.1% | 42 |
| 2026-09-04 | 291K | 750K | 38.9% | 213 |
| 2026-09-03 | 692K | 1.2M | 57.0% | 444 |
| 2026-09-02 | 782K | 1.2M | 65.3% | 1,341 |
| 2026-09-01 | 488K | 1.2M | 41.8% | 4,147 |
| 2026-08-31 | 325K | 601K | 54.1% | 35 |
| 2026-08-28 | 426K | 729K | 58.4% | 0 |
| 2026-08-27 | 356K | 787K | 45.3% | 1,018 |
| 2026-08-26 | 425K | 719K | 59.1% | 700 |
| 2026-08-25 | 430K | 785K | 54.7% | 200 |
| 2026-08-24 | 648K | 1.2M | 52.8% | 250 |
| 2026-08-21 | 743K | 1.3M | 56.9% | 76 |
| 2026-08-20 | 406K | 814K | 49.9% | 800 |
| 2026-08-19 | 480K | 1.3M | 36.1% | 8 |
| 2026-08-18 | 345K | 989K | 34.8% | 42 |
| 2026-08-17 | 424K | 1.1M | 40.2% | 1,721 |
| 2026-08-14 | 908K | 2.3M | 38.9% | 259 |
| 2026-08-13 | 864K | 1.8M | 48.1% | 157 |
| 2026-08-12 | 931K | 1.5M | 60.8% | 1,488 |
| 2026-08-11 | 961K | 1.6M | 61.7% | 0 |
| 2026-08-10 | 725K | 1.5M | 47.7% | 107 |
| 2026-08-07 | 1.0M | 1.7M | 61.2% | 695 |
| 2026-08-06 | 667K | 2.3M | 28.6% | 178 |
| 2026-08-05 | 1.4M | 3.1M | 44.8% | 203 |
| 2026-08-04 | 2.0M | 2.7M | 74.3% | 3,688 |
| 2026-08-03 | 1.4M | 2.3M | 58.8% | 99,209 |
| 2026-07-31 | 418K | 681K | 61.3% | 2,059 |
Fails to deliver
SEC, by settlement date. JSONAs of 13 August 2026, the fails-to-deliver balance in CG is 14,631 shares, up 10,748 shares over the last settlement date. Over the last 52 readings it ranged from 2 shares (31 July 2026) to 174,906 shares (30 January 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-08-13 | 14,631 | $48.27 | $706K |
| 2026-08-12 | 3,883 | $48.36 | $188K |
| 2026-08-04 | 4,492 | $48.91 | $220K |
| 2026-08-03 | 5,790 | $46.02 | $266K |
| 2026-07-31 | 2 | $45.36 | $91 |
| 2026-07-22 | 6,861 | $44.61 | $306K |
| 2026-07-20 | 2,344 | $46.07 | $108K |
| 2026-07-17 | 3,533 | $46.63 | $165K |
| 2026-07-15 | 4,399 | $45.48 | $200K |
| 2026-07-13 | 653 | $44.71 | $29K |
| 2026-07-10 | 40 | $44.18 | $2K |
| 2026-07-09 | 7 | $43.07 | $301 |
| 2026-07-08 | 15,536 | $44.01 | $684K |
| 2026-07-02 | 5,509 | $42.33 | $233K |
| 2026-07-01 | 700 | $42.11 | $29K |
| 2026-06-30 | 6,308 | $40.52 | $256K |
| 2026-06-22 | 6,268 | $44.80 | $281K |
| 2026-06-15 | 5,116 | $45.75 | $234K |
| 2026-06-12 | 33,002 | $44.55 | $1.5M |
| 2026-06-08 | 4,572 | $43.48 | $199K |
| 2026-06-05 | 2,290 | $43.53 | $100K |
| 2026-05-27 | 119 | $45.65 | $5K |
| 2026-05-26 | 2,226 | $45.43 | $101K |
| 2026-05-19 | 1,014 | $46.60 | $47K |
| 2026-05-18 | 200 | $48.02 | $10K |
| 2026-05-15 | 30,898 | $50.04 | $1.5M |
| 2026-05-13 | 11,242 | $50.04 | $563K |
| 2026-05-12 | 12,457 | $49.46 | $616K |
| 2026-05-11 | 2,075 | $50.63 | $105K |
| 2026-04-29 | 5,891 | $47.72 | $281K |
Insider trades
SEC Form 4, newest first, 50 of 100 shown. JSONInsiders at CG reported 1 open-market sell worth $17.1M in the last 90 days and no open-market buys. Sells alone are a weak signal; insiders sell for tax, diversification and estate reasons all the time. Latest filing: Rubenstein David M. on 2026-09-11.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | Rubenstein David M. | n/a | Sell | 400K | $42.74 | $17.1M | 26.9M |
| 2026-09-11 | Rubenstein David M. | n/a | Gift | 100K | $0.00 | $0 | 27.3M |
| 2026-08-26 | Heinzelman Kate Elizabeth | General Counsel | Grant | 78 | $0.00 | $0 | 11K |
| 2026-08-26 | LoBue Lindsay | Chief Operating Officer | Grant | 3K | $0.00 | $0 | 701K |
| 2026-08-26 | Nedelman Jeffrey | Co-President | Grant | 7K | $0.00 | $0 | 1.6M |
| 2026-08-26 | Jenkins Mark David | Co-President | Grant | 6K | $0.00 | $0 | 1.4M |
| 2026-08-26 | Plouffe Justin | Chief Financial Officer | Grant | 4K | $0.00 | $0 | 852K |
| 2026-08-26 | Redett John C. | Co-President | Grant | 8K | $0.00 | $0 | 1.8M |
| 2026-08-26 | SCHWARTZ HARVEY M | Chief Executive Officer | Grant | 19K | $0.00 | $0 | 5.3M |
| 2026-08-26 | Andrews Charles Elliott Jr. | Chief Accounting Officer | Grant | 304 | $0.00 | $0 | 136K |
| 2026-08-01 | Heinzelman Kate Elizabeth | General Counsel | Grant | 11K | $0.00 | $0 | 11K |
| 2026-08-01 | LoBue Lindsay | Chief Operating Officer | Tax withholding | 18K | $46.02 | $841K | 698K |
| 2026-08-01 | Nedelman Jeffrey | Co-President | Tax withholding | 43K | $46.02 | $2.0M | 1.6M |
| 2026-08-01 | Jenkins Mark David | Co-President | Tax withholding | 125K | $46.02 | $5.7M | 1.4M |
| 2026-08-01 | Plouffe Justin | Chief Financial Officer | Tax withholding | 63K | $46.02 | $2.9M | 849K |
| 2026-08-01 | Redett John C. | Co-President | Tax withholding | 125K | $46.02 | $5.7M | 1.7M |
| 2026-08-01 | Andrews Charles Elliott Jr. | Chief Accounting Officer | Tax withholding | 12K | $46.02 | $569K | 135K |
| 2026-05-28 | LoBue Lindsay | Chief Operating Officer | Grant | 3K | $0.00 | $0 | 716K |
| 2026-05-28 | Nedelman Jeffrey | Co-President | Grant | 8K | $0.00 | $0 | 1.6M |
| 2026-05-28 | Jenkins Mark David | Co-President | Grant | 8K | $0.00 | $0 | 1.5M |
| 2026-05-28 | Plouffe Justin | Chief Financial Officer | Grant | 4K | $0.00 | $0 | 911K |
| 2026-05-28 | Redett John C. | Co-President | Grant | 11K | $0.00 | $0 | 1.9M |
| 2026-05-28 | SCHWARTZ HARVEY M | Chief Executive Officer | Grant | 21K | $0.00 | $0 | 5.3M |
| 2026-05-28 | Ferguson Jeffrey W. | General Counsel | Grant | 1K | $0.00 | $0 | 783K |
| 2026-05-28 | Andrews Charles Elliott Jr. | Chief Accounting Officer | Grant | 409 | $0.00 | $0 | 148K |
| 2026-05-01 | Cherwoo Sharda | n/a | Grant | 4K | $0.00 | $0 | 20K |
| 2026-05-01 | HANCE JAMES H JR | n/a | Grant | 4K | $0.00 | $0 | 317K |
| 2026-05-01 | FILLER LINDA | n/a | Grant | 4K | $0.00 | $0 | 26K |
| 2026-05-01 | SHAW WILLIAM JOSEPH | n/a | Grant | 4K | $0.00 | $0 | 78K |
| 2026-05-01 | ORDAN MARK S | n/a | Grant | 4K | $0.00 | $0 | 26K |
| 2026-05-01 | WELTERS ANTHONY | n/a | Grant | 4K | $0.00 | $0 | 48K |
| 2026-05-01 | FITT LAWTON W | n/a | Grant | 4K | $0.00 | $0 | 78K |
| 2026-05-01 | Rice Derica W | n/a | Grant | 3K | $49.44 | $145K | 37K |
| 2026-05-01 | Rice Derica W | n/a | Grant | 4K | $0.00 | $0 | 34K |
| 2026-05-01 | BESCHLOSS AFSANEH MASHAYEKHI | n/a | Grant | 4K | $0.00 | $0 | 15K |
| 2026-03-19 | Rubenstein David M. | n/a | Sell | 500K | $46.68 | $23.3M | 27.4M |
| 2026-03-19 | Rubenstein David M. | n/a | Gift | 100K | $0.00 | $0 | 27.9M |
| 2026-02-20 | LoBue Lindsay | Chief Operating Officer | Grant | 3K | $0.00 | $0 | 713K |
| 2026-02-20 | Nedelman Jeffrey | Co-President | Grant | 7K | $0.00 | $0 | 1.6M |
| 2026-02-20 | Jenkins Mark David | Co-President | Grant | 6K | $0.00 | $0 | 1.5M |
| 2026-02-20 | Plouffe Justin | Chief Financial Officer | Grant | 3K | $0.00 | $0 | 907K |
| 2026-02-20 | Redett John C. | Co-President | Grant | 9K | $0.00 | $0 | 1.9M |
| 2026-02-20 | SCHWARTZ HARVEY M | Chief Executive Officer | Grant | 17K | $0.00 | $0 | 5.2M |
| 2026-02-20 | Ferguson Jeffrey W. | General Counsel | Grant | 1K | $0.00 | $0 | 782K |
| 2026-02-20 | Andrews Charles Elliott Jr. | Chief Accounting Officer | Grant | 343 | $0.00 | $0 | 147K |
| 2026-02-14 | SCHWARTZ HARVEY M | Chief Executive Officer | Tax withholding | 135K | $54.49 | $7.3M | 5.2M |
| 2026-02-06 | LoBue Lindsay | Chief Operating Officer | Tax withholding | 75K | $55.41 | $4.2M | 710K |
| 2026-02-06 | Nedelman Jeffrey | Co-President | Tax withholding | 92K | $55.41 | $5.1M | 1.6M |
| 2026-02-06 | Jenkins Mark David | Co-President | Tax withholding | 46K | $55.41 | $2.6M | 1.5M |
| 2026-02-06 | Plouffe Justin | Chief Financial Officer | Tax withholding | 46K | $55.41 | $2.6M | 904K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are the rarer, stronger signal.
Large holders (13D and 13G)
One row per reporting person, newest filing first. JSON3 holders above 5% have filed on CG, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 7.4% of the class (26,522,385 shares), filed 2026-07-27 for an event on 2026-06-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-07-27 | 13G/Ano. 2 | BlackRock, Inc.parent holding company | 26.5M | 7.4% | 2026-06-30 |
| 2026-05-14 | 13G/Ano. 1 | Capital World Investorsinvestment adviser | 18.0M | 5.0% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 3 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding CG at their latest 13F. JSON8 of the 30 tracked managers held CG at their latest 13F, $709.6M in total at quarter-end prices. Millennium Management is the largest at $437.5M (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 6 added shares and 2 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Millennium Management | 2026-06-30 | 10.4M | $437.5M | 0.16% | +8.1M |
| Citadel Advisors | 2026-06-30 | 2.5M | $103.8M | 0.01% | +1.9M |
| Point72 Asset Management | 2026-06-30 | 2.4M | $99.3M | 0.11% | +2.1M |
| Renaissance Technologies | 2026-06-30 | 745K | $31.4M | 0.04% | +608K |
| D. E. Shaw & Co. | 2026-06-30 | 315K | $13.3M | 0.01% | +247K |
| AQR Capital Management | 2026-06-30 | 235K | $9.9M | 0.00% | -46K |
| Soros Fund Management | 2026-06-30 | 227K | $9.5M | 0.12% | -18K |
| Two Sigma Investments | 2026-06-30 | 116K | $4.9M | 0.00% | +85K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q2 2026 (quarter ended 2026-06-30) Carlyle Group Inc. reported revenue of $1.12B, down 28.6% from the same quarter a year earlier, and net income of $137.1M (0.37 diluted EPS). In FY 2025 it generated -$3.28B of operating cash flow and spent $686.5M on buybacks and $505.1M on dividends.
- Cash
- $1.26B
- Total assets
- $28.20B
- Shares outstanding
- 356,332,798
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 2026 | 2026-06-30 | $1.12B | $137.1M | 12.2% | 0.37 |
| Q1 2026 | 2026-03-31 | $254.0M | -$132.2M | -52.0% | -0.37 |
| Q4 2025derived | 2025-12-31 | $1.90B | $358.1M | 18.8% | n/a |
| Q3 2025 | 2025-09-30 | $332.7M | $900K | 0.3% | 0.00 |
| Q2 2025 | 2025-06-30 | $1.57B | $319.7M | 20.3% | 0.87 |
| Q1 2025 | 2025-03-31 | $973.1M | $130.0M | 13.4% | 0.35 |
| Q4 2024derived | 2024-12-31 | $1.03B | $210.9M | 20.4% | n/a |
| Q3 2024 | 2024-09-30 | $2.64B | $595.7M | 22.6% | 1.63 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $4.78B | $808.7M | -$3.28B | $99.4M | $686.5M | $505.1M |
| FY 2024 | 2024-12-31 | $5.43B | $1.02B | -$759.5M | $77.7M | $554.6M | $503.0M |
| FY 2023 | 2023-12-31 | $2.96B | -$608.4M | $204.9M | $66.6M | $203.5M | $497.7M |
| FY 2022 | 2022-12-31 | $4.44B | $1.23B | -$379.3M | $40.6M | $185.6M | $443.6M |
| FY 2021 | 2021-12-31 | $8.78B | $2.97B | $1.79B | $41.4M | $161.8M | $355.8M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are cash paid to repurchase common stock in the year (XBRL PaymentsForRepurchaseOfCommonStock), not authorizations. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-04 from the cover page.
What this page is
Carlyle Group Inc. in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page pulls every series the site collects for one ticker onto one URL, keyed by the SEC's own ticker list, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a summary sentence built from the rows (last value, change, range with dates) and its own JSON and CSV links. Nothing on the page is written by a model; the sentences change only when the data does. A page exists only for companies with data in at least two series, and every section says when its source last updated.
This page follows Carlyle Group Inc. (CG), SEC CIK 1527166, listed on Nasdaq, classified by the SEC as investment advice. The cross-market tables live on the short interest and insider transactions hubs.
Source and method
- Short interest
- FINRA consolidated short interestTwice a month, about eight business days after settlement. Latest 2026-08-31.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesEvery trading day, loaded the following morning. Latest 2026-09-11.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataTwice a month, a few weeks after the half month ends. Latest 2026-08-13.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GEDGAR read every 30 minutes; 13D within five business days of crossing 5%, 13G on the passive schedule. Latest 2026-07-27.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRQuarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC XBRL company factsRefreshed weekly from the SEC's structured data; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Insider trades
- SEC EDGAR Form 4EDGAR read every 30 minutes; filings are due two business days after the trade. Latest 2026-09-11.JSON and CSV
- Company record
- EDGAR filing index for CIK 1527166Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 30 requests a minute without a key, 120 a minute with a key from a free account.
Data checks. Every dataset is checked against its source once a day. This dataset passed the last run, 14 Sep 13:14 UTC.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a crowded short are the combination that has historically preceded squeezes; insider sells next to a crowded short are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of CG is sold short?
What is CG's daily short volume?
Does CG have fails to deliver?
Are CG insiders buying or selling?
Who owns more than 5% of CG?
What did CG report last quarter?
Which funds hold CG?
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.