XOOMAR

LPL Financial Holdings Inc. (LPLA)

Every FINRA and SEC series the site collects for LPL Financial Holdings Inc.: short interest with days to cover, daily short sale volume, fails to deliver and Form 4 insider trades. Listed on Nasdaq, classified by the SEC as security & commodity brokers, dealers, exchanges & services.

Download CSV

1.9M

Short interest

settlement 2026-08-31

3.8

Days to cover

-22.5% vs prior

64.4%

Short share of volume

2026-09-11

1

Fails to deliver

settlement 2026-08-06

-$2.0M

Insider flow, 90 days

0 buys, 8 sells

As of 2026-09-11.

Short interest

FINRA, twice a month; the last 12 months shown, all 48 settlements in the JSON

As of 31 August 2026, short interest in LPLA is 1,907,768 shares, down 986,536 shares over the last month. Over the last 48 readings it ranged from 655,487 shares (31 January 2025) to 4,852,571 shares (15 July 2026). At the reported average volume of 498K shares a day that is 3.8 days to cover.

Embed this chartkeeps the attribution line it carries
<iframe src="https://xoomar.com/embed/stocks/lpla" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
PreviewDark previewAdd ?theme=dark to the src for a dark chart.
SettlementShares shortChangeAvg daily volumeDays to cover
2026-08-311,907,768-22.5%498,3853.83
2026-08-142,461,913-14.9%664,9123.70
2026-07-312,894,304-40.4%720,6824.02
2026-07-154,852,571+12.4%699,0736.94
2026-06-304,315,354+14.8%1,335,8923.23
2026-06-153,759,671+26.6%1,005,1633.74
2026-05-292,968,536-5.8%1,309,5992.27
2026-05-153,151,158-3.2%908,2113.47
2026-04-303,254,991+3.5%732,4204.44
2026-04-153,146,002-15.9%761,5304.13
2026-03-313,742,502+14.5%1,051,3343.56
2026-03-133,268,769+10.6%933,3273.50
2026-02-272,954,641+2.9%1,067,0992.77
2026-02-132,872,386+2.5%1,483,1311.94
2026-01-302,803,080+1.6%679,7684.12
2026-01-152,758,540+1.0%549,7695.02
2025-12-312,730,564+10.6%693,8733.94
2025-12-152,468,759+7.5%636,7983.88
2025-11-282,297,412-18.6%564,7054.07
2025-11-142,822,503+17.4%645,2994.37
2025-10-312,404,079+11.5%1,097,9722.19
2025-10-152,156,366-2.1%909,2422.37
2025-09-302,202,674+0.8%920,9292.39
2025-09-152,184,238-7.9%1,030,4232.12

Daily short volume

FINRA Reg SHO, last 60 sessions. JSON

As of 11 September 2026, the short share of LPLA volume is 64.4%, up 27.4 points over the last five sessions. Over the last 52 readings it ranged from 21.7% (9 July 2026) to 64.4% (11 September 2026). The latest reading sits at the top of that range. The latest reading is 17.1 points above the 30-session average of 47.2%, on 183K shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-09-11118K183K64.4%80
2026-09-1077K164K47.0%6
2026-09-0995K200K47.4%120
2026-09-0884K195K43.2%633
2026-09-0489K181K49.3%82
2026-09-03100K269K37.0%2,428
2026-09-02126K291K43.3%17
2026-09-01342K607K56.3%116
2026-08-31121K222K54.6%40
2026-08-2896K202K47.4%7
2026-08-2745K133K34.1%536
2026-08-26145K276K52.5%201
2026-08-2554K129K41.7%891
2026-08-24100K170K58.7%48
2026-08-2193K211K44.0%564
2026-08-2054K169K31.8%2
2026-08-1974K202K36.9%715
2026-08-1858K149K38.9%89
2026-08-1788K202K43.5%77
2026-08-1482K154K53.1%355
2026-08-1372K188K38.4%0
2026-08-12105K219K48.0%0
2026-08-1181K182K44.7%299
2026-08-10151K240K62.7%632
2026-08-07119K214K55.5%157
2026-08-0684K136K61.6%1
2026-08-05114K293K39.0%0
2026-08-04150K352K42.5%906
2026-08-03196K427K46.0%44
2026-07-31304K563K54.0%5

Fails to deliver

SEC, by settlement date. JSON

As of 6 August 2026, the fails-to-deliver balance in LPLA is 1 share, down 7 shares over the last settlement date. Over the last 52 readings it ranged from 1 share (6 November 2025) to 192,997 shares (8 June 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-08-061$359.92$360
2026-08-038$353.70$3K
2026-07-2431$323.32$10K
2026-07-201,000$324.90$325K
2026-07-143$321.06$963
2026-07-076,027$304.75$1.8M
2026-07-066,027$295.18$1.8M
2026-07-013,482$281.68$981K
2026-06-23850$297.62$253K
2026-06-125,296$285.44$1.5M
2026-06-1017$288.28$5K
2026-06-08192,997$288.49$55.7M
2026-05-21220$283.83$62K
2026-05-18313$299.73$94K
2026-05-07101$324.73$33K
2026-05-0615$327.58$5K
2026-05-059$320.85$3K
2026-05-041,101$318.63$351K
2026-05-0147,418$334.13$15.8M
2026-04-215,684$323.46$1.8M
2026-04-20733$317.41$233K
2026-04-1651$331.41$17K
2026-04-15531$322.45$171K
2026-04-14538$321.89$173K
2026-04-103$314.57$944
2026-04-021$289.27$289
2026-03-258$300.17$2K
2026-03-2328,594$293.08$8.4M
2026-03-134$289.62$1K
2026-03-10161$312.80$50K

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

Insiders at LPLA reported 8 open-market sells worth $2.0M in the last 90 days and no open-market buys. Sells alone are a weak signal; insiders sell for tax, diversification and estate reasons all the time. Latest filing: Field Emily (Group Managing Director) on 2026-09-05.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-09-05Field EmilyGroup Managing DirectorTax withholding106$359.33$38K2K
2026-08-28Thomas Corey E.n/aGrant4$0.00$015K
2026-08-28SCHIFTER RICHARD Pn/aGrant14$0.00$039K
2026-08-28Putnam James Sn/aGrant7$0.00$0135K
2026-08-28Mnookin Allisonn/aGrant2$0.00$012K
2026-08-28Glavin William Francis Jrn/aGrant10$0.00$024K
2026-08-28EBERHART PAULETTn/aGrant4$0.00$018K
2026-08-28BERNARD EDWARD Cn/aGrant3$0.00$016K
2026-08-27Jambusaria AneriGroup Managing DirectorSell308$357.36$110K6K
2026-08-20Gates GregGroup Managing DirectorSell4K$355.38$1.5M24K
2026-08-20Gates GregGroup Managing DirectorOption exercise7K$77.53$557K28K
2026-08-03Putnam James Sn/aGift2K$0.00$0135K
2026-07-31Enyedi MatthewGroup Managing DirectorSell1$355.51$35613K
2026-07-31Enyedi MatthewGroup Managing DirectorSell51$354.52$18K13K
2026-07-31Enyedi MatthewGroup Managing DirectorSell296$353.37$105K13K
2026-07-31Enyedi MatthewGroup Managing DirectorSell463$352.77$163K13K
2026-07-31Enyedi MatthewGroup Managing DirectorSell189$351.06$66K14K
2026-06-17Jambusaria AneriGroup Managing DirectorSell308$306.00$94K6K
2026-06-12Cohen Marc EliotGroup Managing DirectorTax withholding44$295.66$13K4K
2026-06-12Gates GregGroup Managing DirectorTax withholding232$295.66$69K21K
2026-06-04Thomas Corey E.n/aGrant7$0.00$015K
2026-06-04SCHIFTER RICHARD Pn/aGrant19$0.00$039K
2026-06-04Putnam James Sn/aGrant10$0.00$0137K
2026-06-04Mnookin Allisonn/aGrant3$0.00$012K
2026-06-04Glavin William Francis Jrn/aGrant15$0.00$024K
2026-06-04EBERHART PAULETTn/aGrant5$0.00$018K
2026-06-04BERNARD EDWARD Cn/aGrant4$0.00$016K
2026-05-15Thomas Corey E.n/aGrant348$0.00$015K
2026-05-15Thomas Corey E.n/aGrant712$0.00$015K
2026-05-15SCHIFTER RICHARD Pn/aGrant348$0.00$039K
2026-05-15SCHIFTER RICHARD Pn/aGrant712$0.00$039K
2026-05-15Putnam James Sn/aGrant712$0.00$0137K
2026-05-15MULCAHY ANNE Mn/aGrant348$0.00$037K
2026-05-15MULCAHY ANNE Mn/aGrant712$0.00$037K
2026-05-15Mnookin Allisonn/aGrant712$0.00$012K
2026-05-15Ko Albert Jn/aGrant712$0.00$03K
2026-05-15Khanna Someshn/aGrant712$0.00$0851
2026-05-15Glavin William Francis Jrn/aGrant712$0.00$024K
2026-05-15EBERHART PAULETTn/aGrant712$0.00$018K
2026-05-15BERNARD EDWARD Cn/aGrant348$0.00$016K
2026-05-15BERNARD EDWARD Cn/aGrant712$0.00$016K
2026-05-07Putnam James Sn/aGift100$0.00$0137K
2026-04-15Audette Matthew JPresident and CFOSell106$332.27$35K20K
2026-04-15Audette Matthew JPresident and CFOSell595$331.09$197K20K
2026-04-15Audette Matthew JPresident and CFOSell189$328.34$62K21K
2026-04-15Audette Matthew JPresident and CFOSell220$327.45$72K21K
2026-04-14Audette Matthew JPresident and CFOSell139$326.16$45K21K
2026-04-14Audette Matthew JPresident and CFOSell330$325.00$107K21K
2026-03-24Thomas Corey E.n/aGrant7$0.00$014K
2026-03-24SCHIFTER RICHARD Pn/aGrant19$0.00$038K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are the rarer, stronger signal.

Planned sales (Form 144)

Newest first. JSON

4 Form 144 notices on file for LPLA worth $2.1M at the prices reported; 4 in the last 90 days worth $2.1M. Latest: Reeping Katharine filed on 2026-09-11 to sell 440 shares ($153K) from 2026-09-11.

FiledSellerSharesMarket valueOf outstandingSale fromBroker
2026-09-11Reeping KatharineOfficer440$153K0.001%2026-09-11Fidelity Brokerage Services LLC
2026-08-27Jambusaria AneriOfficer308$110K0.000%2026-08-27Fidelity Brokerage Services LLC
2026-08-20Gates GregOfficer4K$1.5M0.005%2026-08-20Fidelity Brokerage Services LLC
2026-07-31Enyedi MatthewOfficer1K$353K0.001%2026-07-31Fidelity Brokerage Services LLC

Large holders (13D and 13G)

One row per reporting person, newest filing first. JSON

5 holders above 5% have filed on LPLA, all on Schedule 13G (passive). The largest reported stake is Vanguard Capital Management at 5.4% of the class (4,300,570 shares), filed 2026-04-30 for an event on 2026-03-31.

FiledFormHolderSharesOf classEvent
2026-08-1313GJANUS HENDERSON GROUP Ltd.parent holding company4.2M5.3%2026-06-30
2026-08-0413GBoston Partnersinvestment adviser4.0M5.0%2026-06-30
2026-05-1413GDodge & Coxinvestment adviser4.1M5.2%2026-03-31
2026-04-3013GVanguard Capital Managementinvestment adviser4.3M5.4%2026-03-31
2026-03-2713G/Ano. 12The Vanguard Groupinvestment adviser00.0%2026-03-13

13F holders

Tracked managers holding LPLA at their latest 13F. JSON

9 of the 30 tracked managers held LPLA at their latest 13F, $817.2M in total at quarter-end prices. Lone Pine Capital is the largest at $343.4M (2.1% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 4 cut.

FundQuarterSharesValueOf portfolioChange in shares
Lone Pine Capital2026-06-301.2M$343.4M2.10%-831K
Citadel Advisors2026-06-30682K$192.2M0.02%-292K
Point72 Asset Management2026-06-30507K$142.9M0.16%+456K
Millennium Management2026-06-30293K$82.6M0.03%+201K
Renaissance Technologies2026-06-30152K$42.7M0.06%+31K
AQR Capital Management2026-06-3035K$9.7M0.00%+2K
Bridgewater Associates2026-06-307K$1.9M0.01%-111K
Two Sigma Investments2026-06-304K$1.2M0.00%+1K
D. E. Shaw & Co.2026-06-302K$563K0.00%-80K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In Q2 2026 (quarter ended 2026-06-30) LPL Financial Holdings Inc. reported revenue of $5.19B, up 35.2% from the same quarter a year earlier, and net income of $379.3M (4.74 diluted EPS). In FY 2025 it generated -$411.4M of operating cash flow and spent $100.0M on buybacks and $94.4M on dividends. As of 2026-06-30, cash was $1.28B against $7.46B of debt.

Cash
$1.28B
Debt
$7.46B
Equity
$5.76B
Total assets
$19.79B
Shares outstanding
78,742,290

Quarterly, last 8 quarters

QuarterPeriod endRevenueNet incomeMarginDiluted EPS
Q2 20262026-06-30$5.19B$379.3M7.3%4.74
Q1 20262026-03-31$4.94B$356.4M7.2%4.43
Q4 2025derived2025-12-31$4.93B$300.7M6.1%n/a
Q3 20252025-09-30$4.55B-$29.5M-0.6%-0.37
Q2 20252025-06-30$3.84B$273.2M7.1%3.40
Q1 20252025-03-31$3.67B$318.6M8.7%4.24
Q4 2024derived2024-12-31$3.51B$270.7M7.7%n/a
Q3 20242024-09-30$3.11B$255.3M8.2%3.39

Fiscal years, with buybacks and dividends

Fiscal yearEndsRevenueNet incomeOperating cash flowCapexBuybacksDividends
FY 20252025-12-31$16.99B$863.0M-$411.4M$570.4M$100.0M$94.4M
FY 20242024-12-31$12.39B$1.06B$277.6M$562.5M$170.1M$89.7M
FY 20232023-12-31$10.05B$1.07B$512.6M$403.3M$1.10B$92.2M
FY 20222022-12-31$8.60B$845.7M$1.95B$306.6M$325.0M$79.8M
FY 20212021-12-31$7.72B$459.9M$453.1M$216.0M$90.0M$80.1M

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are cash paid to repurchase common stock in the year (XBRL PaymentsForRepurchaseOfCommonStock), not authorizations. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-07-30 from the cover page.

What this page is

LPL Financial Holdings Inc. in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page pulls every series the site collects for one ticker onto one URL, keyed by the SEC's own ticker list, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a summary sentence built from the rows (last value, change, range with dates) and its own JSON and CSV links. Nothing on the page is written by a model; the sentences change only when the data does. A page exists only for companies with data in at least two series, and every section says when its source last updated.

This page follows LPL Financial Holdings Inc. (LPLA), SEC CIK 1397911, listed on Nasdaq, classified by the SEC as security & commodity brokers, dealers, exchanges & services. The cross-market tables live on the short interest and insider transactions hubs.

Source and method

Short interest
FINRA consolidated short interestTwice a month, about eight business days after settlement. Latest 2026-08-31.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesEvery trading day, loaded the following morning. Latest 2026-09-11.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataTwice a month, a few weeks after the half month ends. Latest 2026-08-06.JSON and CSV
Planned sales
SEC EDGAR Form 144EDGAR read every 30 minutes; a notice is filed on or before the sell order. Latest 2026-09-11.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GEDGAR read every 30 minutes; 13D within five business days of crossing 5%, 13G on the passive schedule. Latest 2026-08-13.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRQuarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials
SEC XBRL company factsRefreshed weekly from the SEC's structured data; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
Insider trades
SEC EDGAR Form 4EDGAR read every 30 minutes; filings are due two business days after the trade. Latest 2026-09-05.JSON and CSV
Company record
EDGAR filing index for CIK 1397911Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
30 requests a minute without a key, 120 a minute with a key from a free account.

Data checks. Every dataset is checked against its source once a day. This dataset passed the last run, 14 Sep 05:40 UTC.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a crowded short are the combination that has historically preceded squeezes; insider sells next to a crowded short are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of LPLA is sold short?
1,907,768 shares were held short at the 2026-08-31 settlement, 3.8 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is LPLA's daily short volume?
On 2026-09-11, 117,773 of the 182,905 LPLA shares reported to FINRA were sold short, 64.4% of the day's reported volume. Short volume is a flow for one day, not a position.
Does LPLA have fails to deliver?
The SEC's latest file shows 1 LPLA shares failed to deliver at settlement 2026-08-06. Fails are reported per settlement date and published twice a month with a lag.
Are LPLA insiders buying or selling?
Insiders at LPLA reported 8 open-market sells worth $2.0M in the last 90 days and no open-market buys. Sells alone are a weak signal; insiders sell for tax, diversification and estate reasons all the time. Latest filing: Field Emily (Group Managing Director) on 2026-09-05.
Have LPLA insiders filed to sell?
4 Form 144 notices on file for LPLA worth $2.1M at the prices reported; 4 in the last 90 days worth $2.1M. Latest: Reeping Katharine filed on 2026-09-11 to sell 440 shares ($153K) from 2026-09-11.
Who owns more than 5% of LPLA?
5 holders above 5% have filed on LPLA, all on Schedule 13G (passive). The largest reported stake is Vanguard Capital Management at 5.4% of the class (4,300,570 shares), filed 2026-04-30 for an event on 2026-03-31.
What did LPLA report last quarter?
In Q2 2026 (quarter ended 2026-06-30) LPL Financial Holdings Inc. reported revenue of $5.19B, up 35.2% from the same quarter a year earlier, and net income of $379.3M (4.74 diluted EPS). In FY 2025 it generated -$411.4M of operating cash flow and spent $100.0M on buybacks and $94.4M on dividends. As of 2026-06-30, cash was $1.28B against $7.46B of debt.
Which funds hold LPLA?
9 of the 30 tracked managers held LPLA at their latest 13F, $817.2M in total at quarter-end prices. Lone Pine Capital is the largest at $343.4M (2.1% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 4 cut.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.