StoneX Group (SNEX)
StoneX Group on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as security & commodity brokers, dealers, exchanges & services.
4.0M
Short interest
settlement 2026-10-15
4.1
Days to cover
-0.8 days vs prior
35.8%
Short share of volume
2026-11-02
10
Fails to deliver
settlement 2026-10-13
Mon 23 Nov
Next earnings
estimated date
-$35.4M
Insider flow, 90 days
1 buys, 13 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in SNEX is 4,038,248 shares, down 744,344 shares over the last month. Over the last 48 readings it ranged from 242,028 shares (31 October 2024) to 4,810,362 shares (30 September 2026). At the reported average volume of 990K shares a day that is 4.1 days to cover.
Embed this chart.The embed keeps its attribution line.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 4,038,248 | -16.1% | 990,121 | 4.08 |
| 2026-09-30 | 4,810,362 | +0.6% | 976,675 | 4.93 |
| 2026-09-15 | 4,782,592 | +17.9% | 757,009 | 6.32 |
| 2026-08-31 | 4,056,324 | -5.1% | 765,332 | 5.30 |
| 2026-08-14 | 4,275,033 | -2.6% | 1,161,406 | 3.68 |
| 2026-07-31 | 4,391,493 | +11.1% | 1,059,128 | 4.15 |
| 2026-07-15 | 3,954,156 | -3.1% | 749,657 | 5.27 |
| 2026-06-30 | 4,081,079 | +19.1% | 1,427,566 | 2.86 |
| 2026-06-15 | 3,426,628 | +13.8% | 868,767 | 3.94 |
| 2026-05-29 | 3,010,116 | +5.2% | 490,656 | 6.13 |
| 2026-05-15 | 2,862,393 | -4.5% | 748,632 | 3.82 |
| 2026-04-30 | 2,997,607 | -7.8% | 546,223 | 5.49 |
| 2026-04-15 | 3,252,672 | +2.6% | 862,005 | 3.77 |
| 2026-03-31 | 3,171,077 | +68.7% | 1,149,138 | 2.76 |
| 2026-03-13 | 1,880,202 | +4.4% | 393,177 | 4.78 |
| 2026-02-27 | 1,800,954 | +0.3% | 286,350 | 6.29 |
| 2026-02-13 | 1,794,817 | +18.3% | 544,969 | 3.29 |
| 2026-01-30 | 1,517,292 | -1.2% | 286,840 | 5.29 |
| 2026-01-15 | 1,535,981 | -1.1% | 258,037 | 5.95 |
| 2025-12-31 | 1,553,920 | +3.0% | 307,501 | 5.05 |
| 2025-12-15 | 1,509,404 | -1.0% | 388,968 | 3.88 |
| 2025-11-28 | 1,524,389 | -14.1% | 446,484 | 3.41 |
| 2025-11-14 | 1,775,282 | +3.5% | 431,029 | 4.12 |
| 2025-10-31 | 1,715,416 | -4.8% | 322,497 | 5.32 |
| 2025-10-15 | 1,801,439 | -5.0% | 345,432 | 5.22 |
| 2025-09-30 | 1,895,283 | +1.3% | 606,708 | 3.12 |
| 2025-09-15 | 1,871,100 | +16.1% | 499,187 | 3.75 |
| 2025-08-29 | 1,611,423 | +4.1% | 463,532 | 3.48 |
| 2025-08-15 | 1,547,454 | +17.8% | 837,559 | 1.85 |
| 2025-07-31 | 1,313,619 | -2.3% | 336,647 | 3.90 |
| 2025-07-15 | 1,343,861 | +4.3% | 381,761 | 3.52 |
| 2025-06-30 | 1,288,716 | +24.3% | 464,593 | 2.77 |
| 2025-06-13 | 1,036,472 | +6.2% | 253,440 | 4.09 |
| 2025-05-30 | 976,241 | -11.2% | 304,273 | 3.21 |
| 2025-05-15 | 1,099,185 | -16.3% | 475,186 | 2.31 |
| 2025-04-30 | 1,313,504 | +24.8% | 423,176 | 3.10 |
| 2025-04-15 | 1,052,222 | +4.1% | 431,379 | 2.44 |
| 2025-03-31 | 1,010,430 | +26.2% | 443,615 | 2.28 |
| 2025-03-14 | 800,425 | +17.5% | 333,345 | 2.40 |
| 2025-02-28 | 681,349 | +11.3% | 266,648 | 2.56 |
| 2025-02-14 | 611,990 | +21.9% | 276,441 | 2.21 |
| 2025-01-31 | 501,926 | +5.7% | 159,982 | 3.14 |
| 2025-01-15 | 474,834 | +9.2% | 166,721 | 2.85 |
| 2024-12-31 | 434,799 | +6.2% | 199,729 | 2.18 |
| 2024-12-13 | 409,321 | +11.5% | 138,671 | 2.95 |
| 2024-11-29 | 367,040 | +4.7% | 188,404 | 1.95 |
| 2024-11-15 | 350,417 | +44.8% | 181,181 | 1.93 |
| 2024-10-31 | 242,028 | -40.0% | 181,113 | 1.34 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of SNEX volume is 35.8%, down 1.2 points over the last five sessions. Over the last 30 readings it ranged from 23.2% (13 October 2026) to 72.5% (22 October 2026). The latest reading is 6.9 points below the 30-session average of 42.7%, on 312K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 112K | 312K | 35.8% | 177 |
| 2026-10-30 | 199K | 676K | 29.4% | 46 |
| 2026-10-29 | 289K | 607K | 47.6% | 1,524 |
| 2026-10-28 | 108K | 239K | 45.2% | 185 |
| 2026-10-27 | 97K | 238K | 40.8% | 0 |
| 2026-10-26 | 110K | 298K | 37.0% | 5,254 |
| 2026-10-23 | 118K | 376K | 31.3% | 0 |
| 2026-10-22 | 198K | 273K | 72.5% | 0 |
| 2026-10-21 | 132K | 247K | 53.3% | 0 |
| 2026-10-20 | 276K | 552K | 50.0% | 90 |
| 2026-10-19 | 167K | 351K | 47.6% | 3 |
| 2026-10-16 | 206K | 559K | 36.8% | 13 |
| 2026-10-15 | 98K | 282K | 34.8% | 76 |
| 2026-10-14 | 139K | 302K | 46.0% | 48 |
| 2026-10-13 | 118K | 507K | 23.2% | 2,239 |
| 2026-10-12 | 94K | 360K | 26.0% | 22 |
| 2026-10-09 | 111K | 219K | 51.0% | 0 |
| 2026-10-08 | 157K | 493K | 31.8% | 1,001 |
| 2026-10-07 | 147K | 517K | 28.4% | 29,967 |
| 2026-10-06 | 77K | 242K | 31.9% | 5 |
| 2026-10-05 | 113K | 328K | 34.6% | 22 |
| 2026-10-02 | 150K | 565K | 26.5% | 20 |
| 2026-10-01 | 142K | 338K | 41.9% | 0 |
| 2026-09-30 | 96K | 196K | 48.9% | 0 |
| 2026-09-29 | 121K | 214K | 56.5% | 0 |
| 2026-09-28 | 139K | 267K | 52.0% | 0 |
| 2026-09-25 | 197K | 305K | 64.6% | 0 |
| 2026-09-24 | 235K | 438K | 53.7% | 0 |
| 2026-09-23 | 216K | 544K | 39.6% | 0 |
| 2026-09-22 | 494K | 800K | 61.7% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 13 October 2026, the fails-to-deliver balance in SNEX is 10 shares, down 22,451 shares over the last settlement date. Over the last 30 readings it ranged from 4 shares (14 August 2026) to 227,712 shares (23 July 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-13 | 10 | $60.38 | $604 |
| 2026-10-05 | 22,461 | $65.81 | $1.5M |
| 2026-10-02 | 21,592 | $65.40 | $1.4M |
| 2026-10-01 | 23,034 | $64.64 | $1.5M |
| 2026-09-30 | 26,598 | $65.25 | $1.7M |
| 2026-09-29 | 28,141 | $65.90 | $1.9M |
| 2026-09-23 | 506 | $69.28 | $35K |
| 2026-09-15 | 168 | $68.53 | $12K |
| 2026-09-14 | 49 | $70.37 | $3K |
| 2026-09-11 | 419 | $69.77 | $29K |
| 2026-09-10 | 400 | $69.34 | $28K |
| 2026-09-08 | 340 | $69.46 | $24K |
| 2026-09-03 | 7,833 | $66.86 | $524K |
| 2026-08-14 | 4 | $66.78 | $267 |
| 2026-08-11 | 39 | $64.72 | $3K |
| 2026-08-07 | 1,343 | $66.73 | $90K |
| 2026-07-30 | 47 | $72.07 | $3K |
| 2026-07-28 | 2,017 | $74.43 | $150K |
| 2026-07-23 | 227,712 | $74.02 | $16.9M |
| 2026-07-21 | 985 | $70.71 | $70K |
| 2026-07-20 | 9,803 | $102.99 | $1.0M |
| 2026-07-02 | 686 | $123.74 | $85K |
| 2026-07-01 | 275 | $118.50 | $33K |
| 2026-06-30 | 39,041 | $115.85 | $4.5M |
| 2026-06-29 | 135 | $135.42 | $18K |
| 2026-06-26 | 25,518 | $137.28 | $3.5M |
| 2026-06-23 | 23 | $138.79 | $3K |
| 2026-06-22 | 3,514 | $139.01 | $488K |
| 2026-06-18 | 4,043 | $132.66 | $536K |
| 2026-06-15 | 17,759 | $130.69 | $2.3M |
Insider trades
SEC Form 4, newest first. JSONOver the last 90 days SNEX insiders reported 1 open-market buy ($161K) against 13 sells ($35.5M), so the dollar flow leans toward selling. Latest filing: FOWLER JOHN MOORE (Director) on 2026-10-31.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-31 | FOWLER JOHN MOORE | Director | Tax withholding | 108 | $52.83 | $6K | 255K |
| 2026-10-30 | Cooper Diane L. | Director | Grant | 164 | $0.00 | $0 | 56K |
| 2026-10-30 | Thamodaran Dhamu R. | Director | Grant | 201 | $0.00 | $0 | 6K |
| 2026-10-30 | RADZIWILL JOHN | Chairman of the Board | Grant | 310 | $0.00 | $0 | 232K |
| 2026-10-30 | KASS STEVEN A | Director | Grant | 246 | $0.00 | $0 | 80K |
| 2026-10-30 | DiCiollo Anthony J | Head of Institutional Segment | Grant | 7K | $0.00 | $0 | 169K |
| 2026-10-30 | FOWLER JOHN MOORE | Director | Grant | 246 | $0.00 | $0 | 256K |
| 2026-10-15 | Smith Philip Andrew | Chief Executive Officer | Sell | 45K | $59.50 | $2.7M | 738K |
| 2026-10-15 | Smith Philip Andrew | Chief Executive Officer | Exercise or conversion | 45K | $8.90 | $401K | 783K |
| 2026-10-12 | Maurer Mark Lowry | Chief Risk Officer | Sell | 53K | $60.35 | $3.2M | 220K |
| 2026-10-12 | Maurer Mark Lowry | Chief Risk Officer | Exercise or conversion | 69K | $8.90 | $617K | 273K |
| 2026-10-12 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Sell | 76K | $60.35 | $4.6M | 1.8M |
| 2026-10-12 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Exercise or conversion | 158K | $8.90 | $1.4M | 1.9M |
| 2026-09-28 | Smith Philip Andrew | Chief Executive Officer | Sell | 56K | $65.69 | $3.7M | 738K |
| 2026-09-28 | Smith Philip Andrew | Chief Executive Officer | Exercise or conversion | 56K | $8.90 | $501K | 794K |
| 2026-09-16 | Rotsztain Diego | Chief Governance/Legal Officer | Sell | 20K | $67.13 | $1.4M | 35K |
| 2026-09-15 | Maurer Mark Lowry | Chief Risk Officer | Sell | 51K | $67.02 | $3.4M | 203K |
| 2026-09-14 | Perkins Abigail H | Chief Information Officer | Sell | 9K | $68.83 | $614K | 88K |
| 2026-09-14 | Rotsztain Diego | Chief Governance/Legal Officer | Sell | 30K | $68.83 | $2.1M | 55K |
| 2026-09-14 | Rotsztain Diego | Chief Governance/Legal Officer | Exercise or conversion | 51K | $12.26 | $621K | 85K |
| 2026-09-14 | Maurer Mark Lowry | Chief Risk Officer | Sell | 53K | $68.83 | $3.6M | 254K |
| 2026-09-14 | Maurer Mark Lowry | Chief Risk Officer | Exercise or conversion | 69K | $8.90 | $617K | 306K |
| 2026-09-10 | Lyon Charles M | President | Gift | 500 | $0.00 | $0 | 324K |
| 2026-08-14 | Dunaway William J | Chief Financial Officer | Sell | 96K | $66.35 | $6.4M | 502K |
| 2026-08-14 | Dunaway William J | Chief Financial Officer | Exercise or conversion | 127K | $8.90 | $1.1M | 599K |
| 2026-08-10 | Thamodaran Dhamu R. | Director | Buy | 3K | $64.48 | $161K | 76K |
| 2026-08-10 | Perkins Abigail H | Chief Information Officer | Sell | 5K | $64.81 | $292K | 97K |
| 2026-08-10 | Perkins Abigail H | Chief Information Officer | Exercise or conversion | 5K | $12.26 | $55K | 101K |
| 2026-08-07 | Maurer Mark Lowry | Chief Risk Officer | Sell | 53K | $66.25 | $3.5M | 237K |
| 2026-08-07 | Maurer Mark Lowry | Chief Risk Officer | Exercise or conversion | 69K | $8.90 | $617K | 290K |
| 2026-08-05 | FOWLER JOHN MOORE | Director | Sell | 2K | $75.41 | $119K | 255K |
| 2026-07-31 | RADZIWILL JOHN | Chairman of the Board | Grant | 219 | $0.00 | $0 | 232K |
| 2026-07-31 | Cooper Diane L. | Director | Grant | 116 | $0.00 | $0 | 56K |
| 2026-07-31 | Thamodaran Dhamu R. | Director | Grant | 142 | $0.00 | $0 | 6K |
| 2026-07-31 | KASS STEVEN A | Director | Grant | 174 | $0.00 | $0 | 80K |
| 2026-07-31 | FOWLER JOHN MOORE | Director | Tax withholding | 230 | $77.62 | $18K | 257K |
| 2026-07-31 | FOWLER JOHN MOORE | Director | Grant | 174 | $0.00 | $0 | 257K |
| 2026-07-24 | Rotsztain Diego | Chief Governance/Legal Officer | Sell | 21K | $74.40 | $1.5M | 35K |
| 2026-07-22 | Smith Philip Andrew | Chief Executive Officer | Sell | 45K | $74.32 | $3.3M | 738K |
| 2026-07-22 | Smith Philip Andrew | Chief Executive Officer | Exercise or conversion | 45K | $8.90 | $401K | 783K |
| 2026-07-22 | Rotsztain Diego | Chief Governance/Legal Officer | Sell | 30K | $74.32 | $2.2M | 56K |
| 2026-07-22 | Rotsztain Diego | Chief Governance/Legal Officer | Exercise or conversion | 51K | $12.26 | $621K | 85K |
| 2026-07-22 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Sell | 105K | $74.33 | $7.8M | 1.8M |
| 2026-07-22 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Exercise or conversion | 225K | $8.90 | $2.0M | 1.9M |
| 2026-07-22 | Maurer Mark Lowry | Chief Risk Officer | Sell | 52K | $74.32 | $3.9M | 220K |
| 2026-07-22 | Maurer Mark Lowry | Chief Risk Officer | Exercise or conversion | 69K | $8.90 | $617K | 273K |
| 2026-07-22 | Dunaway William J | Chief Financial Officer | Sell | 96K | $74.33 | $7.1M | 472K |
| 2026-07-22 | Dunaway William J | Chief Financial Officer | Exercise or conversion | 127K | $8.90 | $1.1M | 568K |
| 2026-07-20 | Perkins Abigail H | Chief Information Officer | Sell | 9K | $70.43 | $628K | 97K |
| 2026-07-15 | BEXIGA ANNABELLE G | Director | Sell | 2K | $113.92 | $171K | 19K |
| 2026-06-30 | Smith Philip Andrew | Chief Executive Officer | Sell | 38K | $118.75 | $4.5M | 492K |
| 2026-06-30 | Smith Philip Andrew | Chief Executive Officer | Exercise or conversion | 38K | $13.34 | $500K | 530K |
| 2026-06-30 | Smith Philip Andrew | Chief Executive Officer | Sell | 14K | $118.67 | $1.7M | 492K |
| 2026-06-16 | Maurer Mark Lowry | Other | Sell | 12K | $133.63 | $1.5M | 135K |
| 2026-06-15 | Perkins Abigail H | Chief Information Officer | Gift | 2K | $0.00 | $0 | 70K |
| 2026-06-15 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Sell | 75K | $135.42 | $10.2M | 1.1M |
| 2026-06-15 | Maurer Mark Lowry | Other | Sell | 35K | $135.31 | $4.7M | 147K |
| 2026-06-15 | Maurer Mark Lowry | Other | Exercise or conversion | 46K | $13.34 | $617K | 182K |
| 2026-06-15 | BEXIGA ANNABELLE G | Director | Sell | 2K | $133.36 | $200K | 20K |
| 2026-06-12 | Dunaway William J | Chief Financial Officer | Exercise or conversion | 84K | $13.34 | $1.1M | 358K |
| 2026-06-12 | Dunaway William J | Chief Financial Officer | Sell | 64K | $131.16 | $8.3M | 294K |
| 2026-06-12 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Sell | 75K | $131.15 | $9.8M | 1.2M |
| 2026-06-12 | Lyon Charles M | President | Sell | 9K | $131.96 | $1.2M | 216K |
| 2026-06-08 | Perkins Abigail H | Chief Information Officer | Sell | 4K | $118.51 | $511K | 72K |
| 2026-06-08 | Perkins Abigail H | Chief Information Officer | Exercise or conversion | 4K | $18.39 | $79K | 77K |
| 2026-05-22 | Smith Philip Andrew | Chief Executive Officer | Sell | 9K | $112.72 | $962K | 506K |
| 2026-05-22 | Maurer Mark Lowry | Chief Risk Officer | Sell | 11K | $112.25 | $1.3M | 135K |
| 2026-05-20 | Rotsztain Diego | Chief Governance/Legal Officer | Sell | 14K | $112.79 | $1.5M | 23K |
| 2026-05-20 | Rotsztain Diego | Chief Governance/Legal Officer | Sell | 14K | $112.79 | $1.5M | 23K |
| 2026-05-19 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Sell | 72K | $109.94 | $7.9M | 1.2M |
| 2026-05-19 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Exercise or conversion | 72K | $13.34 | $962K | 1.3M |
| 2026-05-18 | Rotsztain Diego | Chief Governance/Legal Officer | Sell | 20K | $111.48 | $2.2M | 37K |
| 2026-05-18 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Sell | 88K | $111.46 | $9.8M | 1.2M |
| 2026-05-18 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Exercise or conversion | 88K | $13.34 | $1.2M | 1.3M |
| 2026-05-18 | Rotsztain Diego | Chief Governance/Legal Officer | Sell | 20K | $111.48 | $2.2M | 37K |
| 2026-05-18 | Rotsztain Diego | Chief Governance/Legal Officer | Exercise or conversion | 34K | $18.39 | $621K | 57K |
| 2026-05-15 | Dunaway William J | Chief Financial Officer | Sell | 64K | $110.46 | $7.1M | 274K |
| 2026-05-15 | Dunaway William J | Chief Financial Officer | Exercise or conversion | 84K | $13.34 | $1.1M | 338K |
| 2026-05-15 | BEXIGA ANNABELLE G | Director | Sell | 2K | $112.82 | $169K | 22K |
| 2026-05-15 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Sell | 140K | $110.31 | $15.5M | 1.2M |
| 2026-05-15 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Exercise or conversion | 140K | $13.34 | $1.9M | 1.4M |
| 2026-05-14 | Maurer Mark Lowry | Chief Risk Officer | Sell | 35K | $116.29 | $4.1M | 147K |
| 2026-05-14 | Maurer Mark Lowry | Chief Risk Officer | Exercise or conversion | 46K | $13.34 | $617K | 182K |
| 2026-05-11 | PARTHEMORE ERIC | Director | Sell | 3K | $123.30 | $308K | 44K |
| 2026-05-11 | KASS STEVEN A | Director | Sell | 2K | $123.26 | $247K | 53K |
| 2026-05-11 | Schroeder Aaron | Chief Accounting Officer | Sell | 4K | $122.65 | $429K | 51K |
| 2026-05-05 | FOWLER JOHN MOORE | Director | Sell | 1K | $106.25 | $112K | 171K |
| 2026-04-30 | Thamodaran Dhamu R. | Director | Grant | 107 | $0.00 | $0 | 4K |
| 2026-04-30 | RADZIWILL JOHN | Chairman of the Board | Grant | 165 | $0.00 | $0 | 154K |
| 2026-04-30 | KASS STEVEN A | Director | Grant | 131 | $0.00 | $0 | 55K |
| 2026-04-30 | FOWLER JOHN MOORE | Director | Tax withholding | 82 | $103.65 | $8K | 172K |
| 2026-04-30 | FOWLER JOHN MOORE | Director | Grant | 131 | $0.00 | $0 | 172K |
| 2026-04-30 | Cooper Diane L. | Director | Grant | 87 | $0.00 | $0 | 37K |
| 2026-04-28 | FOWLER JOHN MOORE | Director | Tax withholding | 52 | $106.14 | $6K | 172K |
| 2026-04-15 | BEXIGA ANNABELLE G | Director | Sell | 2K | $101.91 | $153K | 23K |
| 2026-04-10 | Smith Philip Andrew | Chief Executive Officer | Sell | 30K | $92.23 | $2.8M | 515K |
| 2026-04-10 | Smith Philip Andrew | Chief Executive Officer | Exercise or conversion | 30K | $13.34 | $400K | 545K |
| 2026-03-31 | OCONNOR SEAN MICHAEL | Executive Vice-Chairman-Board | Tax withholding | 44K | $77.95 | $3.5M | 1.2M |
| 2026-03-13 | BEXIGA ANNABELLE G | Director | Sell | 1K | $106.54 | $107K | 16K |
| 2026-03-10 | Thamodaran Dhamu R. | Director | Grant | 1K | $0.00 | $0 | 35K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON13 Form 144 notices on file for SNEX worth $20.3M at the prices reported; 0 in the last 90 days worth $0. Latest: BEXIGA ANNABELLE G filed on 2026-07-15 to sell 1,500 shares ($171K) from 2026-07-15.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-07-15 | BEXIGA ANNABELLE GDirector | 2K | $171K | 0.002% | 2026-07-15 | Fidelity Brokerage Services LLC |
| 2026-06-15 | BEXIGA ANNABELLE GDirector | 2K | $200K | 0.002% | 2026-06-15 | Fidelity Brokerage Services LLC |
| 2026-05-15 | BEXIGA ANNABELLE GDirector | 2K | $169K | 0.002% | 2026-05-15 | Fidelity Brokerage Services LLC |
| 2026-04-15 | BEXIGA ANNABELLE GDirector | 500 | $51K | 0.001% | 2026-04-15 | Fidelity Brokerage Services LLC |
| 2026-04-15 | BEXIGA ANNABELLE GDirector | 1K | $102K | 0.002% | 2026-04-15 | Fidelity Brokerage Services LLC |
| 2026-03-13 | BEXIGA ANNABELLE GDirector | 1K | $107K | 0.002% | 2026-03-13 | Fidelity Brokerage Services LLC |
| 2026-02-10 | Sean O'ConnorOfficer | 40K | $4.9M | 0.076% | 2026-02-10 | Merrill Lynch |
| 2026-02-09 | Sean O'ConnorOfficer | 40K | $5.0M | 0.076% | 2026-02-09 | Merrill Lynch |
| 2026-02-09 | Mark MaurerOfficer | 40K | $5.0M | 0.076% | 2026-02-09 | Merrill Lynch |
| 2026-02-09 | Charles LyonOfficer | 30K | $3.7M | 0.057% | 2026-02-09 | Merrill Lynch |
| 2026-02-02 | John FowlerDirector | 1K | $127K | 0.002% | 2026-02-02 | Merrill Lynch |
| 2025-12-17 | Diego A RotsztainOfficer | 6K | $571K | 0.011% | 2025-12-17 | Merrill Lynch |
| 2025-11-03 | John FowlerDirector | 1K | $103K | 0.002% | 2025-11-03 | Merrill Lynch |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON2 holders report 5% or more of SNEX in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 12.6% of the class (6,568,359 shares), filed 2025-10-17 for an event on 2025-09-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-07-31 | 13G | Vanguard Portfolio Managementinvestment adviser | 4.1M | 5.1% | 2026-06-30 |
| 2026-05-15 | 13G/Ano. 1 | T. Rowe Price Associates, Inc.investment adviser | 3.5M | 4.4% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 6 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2025-10-17 | 13G/Ano. 4 | BlackRock, Inc.parent holding company | 6.6M | 12.6% | 2025-09-30 |
13F holders
Tracked managers holding SNEX at their latest 13F. JSON6 of the 30 tracked managers held SNEX at their latest 13F, $57.5M in total at quarter-end prices. Renaissance Technologies is the largest at $33.7M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 1 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Renaissance Technologies | 2026-06-30 | 284K | $33.7M | 0.05% | +276K |
| D. E. Shaw & Co. | 2026-06-30 | 113K | $13.4M | 0.01% | +26K |
| AQR Capital Management | 2026-06-30 | 53K | $6.2M | 0.00% | +7K |
| Millennium Management | 2026-06-30 | 22K | $2.6M | 0.00% | +8K |
| Citadel Advisors | 2026-06-30 | 7K | $874K | 0.00% | -20K |
| Two Sigma Investments | 2026-06-30 | 5K | $637K | 0.00% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q3 FY 2026 (quarter ended 2026-06-30) StoneX Group reported revenue of $815.1M, down 4.2% from the same quarter a year earlier, and net income of $127.9M (1.00 diluted EPS). In FY 2025 it generated $4.39B of operating cash flow.
- Cash
- $2.19B
- Equity
- $2.84B
- Total assets
- $54.05B
- Shares outstanding
- 120,616,735
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q3 FY 2026 | 2026-06-30 | $815.1M | $127.9M | 15.7% | 1.00 |
| Q2 FY 2026 | 2026-03-31 | $1.38B | $174.3M | 12.6% | 2.07 |
| Q1 FY 2026 | 2025-12-31 | $1.20B | $139.0M | 11.6% | 2.50 |
| Q4 FY 2025derived | 2025-09-30 | $130.04B | $85.7M | 0.1% | n/a |
| Q3 FY 2025 | 2025-06-30 | $851.2M | $63.4M | 7.4% | 0.54 |
| Q2 FY 2025 | 2025-03-31 | $820.4M | $71.7M | 8.7% | 0.94 |
| Q1 FY 2025 | 2024-12-31 | $663.1M | $85.1M | 12.8% | 1.69 |
| Q4 FY 2024derived | 2024-09-30 | $98.18B | $76.7M | 0.1% | n/a |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-09-30 | $132.38B | $305.9M | $4.39B | $65.4M | n/a | n/a |
| FY 2024 | 2024-09-30 | $99.89B | $260.8M | $506.9M | $65.2M | n/a | n/a |
| FY 2023 | 2023-09-30 | $60.86B | $238.5M | -$23.7M | $46.9M | $0 | n/a |
| FY 2022 | 2022-09-30 | $66.04B | $207.1M | -$229.5M | $49.5M | $0 | n/a |
| FY 2021 | 2021-09-30 | $42.53B | $116.3M | $2.12B | $62.1M | $11.7M | n/a |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-08-04 from the cover page.
What this page is
StoneX Group in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows StoneX Group (SNEX), SEC CIK 913760, listed on Nasdaq, classified by the SEC as security & commodity brokers, dealers, exchanges & services. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-13.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-07-15.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-07-31.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-08-05.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-31.JSON and CSV
- Company record
- EDGAR filing index for CIK 913760Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of SNEX is sold short?
4,038,248 shares were held short at the 2026-10-15 settlement, 4.1 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is SNEX's daily short volume?
On 2026-11-02, 111,816 of the 312,045 SNEX shares reported to FINRA were sold short, 35.8% of the day's reported volume. Short volume is a flow for one day, not a position.
Does SNEX have fails to deliver?
The SEC's latest file shows 10 SNEX shares failed to deliver at settlement 2026-10-13. Fails are reported per settlement date and published twice a month with a lag.
Are SNEX insiders buying or selling?
Over the last 90 days SNEX insiders reported 1 open-market buy ($161K) against 13 sells ($35.5M), so the dollar flow leans toward selling. Latest filing: FOWLER JOHN MOORE (Director) on 2026-10-31.
Have SNEX insiders filed to sell?
13 Form 144 notices on file for SNEX worth $20.3M at the prices reported; 0 in the last 90 days worth $0. Latest: BEXIGA ANNABELLE G filed on 2026-07-15 to sell 1,500 shares ($171K) from 2026-07-15.
Who owns 5% or more of SNEX?
2 holders report 5% or more of SNEX in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 12.6% of the class (6,568,359 shares), filed 2025-10-17 for an event on 2025-09-30.
What did SNEX report last quarter?
In Q3 FY 2026 (quarter ended 2026-06-30) StoneX Group reported revenue of $815.1M, down 4.2% from the same quarter a year earlier, and net income of $127.9M (1.00 diluted EPS). In FY 2025 it generated $4.39B of operating cash flow.
Which tracked 13F managers own SNEX?
6 of the 30 tracked 13F managers held SNEX shares at their latest filing, $57.5M in all. The largest: Renaissance Technologies (284K shares, $33.7M), D. E. Shaw & Co. (113K shares, $13.4M), Cliff Asness's AQR Capital Management (53K shares, $6.2M), Izzy Englander's Millennium Management (22K shares, $2.6M), Ken Griffin's Citadel Advisors (7K shares, $874K), Two Sigma Investments (5K shares, $637K).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.