Nasdaq (NDAQ)
Nasdaq on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as security & commodity brokers, dealers, exchanges & services.
9.7M
Short interest
settlement 2026-10-15
3.4
Days to cover
+1.3 days vs prior
48.3%
Short share of volume
2026-11-02
827
Fails to deliver
settlement 2026-10-13
Thu 28 Jan
Next earnings
estimated date
-$3.4M
Insider flow, 90 days
0 buys, 10 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in NDAQ is 9,690,127 shares, up 2,207,305 shares over the last month. Over the last 48 readings it ranged from 3,460,937 shares (15 January 2025) to 9,690,127 shares (15 October 2026). The latest reading sits at the top of that range. At the reported average volume of 2.8M shares a day that is 3.4 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/ndaq" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 9,690,127 | +26.3% | 2,831,509 | 3.42 |
| 2026-09-30 | 7,671,012 | +2.5% | 3,566,710 | 2.15 |
| 2026-09-15 | 7,482,822 | +23.0% | 2,919,374 | 2.56 |
| 2026-08-31 | 6,083,576 | -34.2% | 2,616,255 | 2.33 |
| 2026-08-14 | 9,248,434 | +9.1% | 2,680,710 | 3.45 |
| 2026-07-31 | 8,475,420 | -5.9% | 4,046,589 | 2.09 |
| 2026-07-15 | 9,002,697 | -3.5% | 4,113,689 | 2.19 |
| 2026-06-30 | 9,331,915 | +6.9% | 6,317,460 | 1.48 |
| 2026-06-15 | 8,731,436 | +21.1% | 3,241,650 | 2.69 |
| 2026-05-29 | 7,208,162 | +3.7% | 3,094,703 | 2.33 |
| 2026-05-15 | 6,951,478 | -9.2% | 3,062,601 | 2.27 |
| 2026-04-30 | 7,658,859 | +1.8% | 3,367,999 | 2.27 |
| 2026-04-15 | 7,521,274 | +3.2% | 3,065,929 | 2.45 |
| 2026-03-31 | 7,290,460 | +3.1% | 2,783,192 | 2.62 |
| 2026-03-13 | 7,068,775 | +7.1% | 3,911,358 | 1.81 |
| 2026-02-27 | 6,600,984 | -17.0% | 4,567,497 | 1.45 |
| 2026-02-13 | 7,948,974 | -3.7% | 8,241,137 | 1.00 |
| 2026-01-30 | 8,257,090 | -7.6% | 3,556,629 | 2.32 |
| 2026-01-15 | 8,939,130 | -5.3% | 3,308,246 | 2.70 |
| 2025-12-31 | 9,437,576 | +14.3% | 3,569,108 | 2.64 |
| 2025-12-15 | 8,256,507 | +27.9% | 3,963,880 | 2.08 |
| 2025-11-28 | 6,457,376 | -11.1% | 2,528,723 | 2.55 |
| 2025-11-14 | 7,263,235 | -6.5% | 2,274,312 | 3.19 |
| 2025-10-31 | 7,763,716 | +14.1% | 3,144,489 | 2.47 |
| 2025-10-15 | 6,802,872 | -13.1% | 3,131,249 | 2.17 |
| 2025-09-30 | 7,825,749 | +34.6% | 5,246,614 | 1.49 |
| 2025-09-15 | 5,814,815 | -4.9% | 3,194,150 | 1.82 |
| 2025-08-29 | 6,114,882 | +1.6% | 2,178,687 | 2.81 |
| 2025-08-15 | 6,019,626 | +12.2% | 2,844,046 | 2.12 |
| 2025-07-31 | 5,363,647 | -8.8% | 4,143,586 | 1.29 |
| 2025-07-15 | 5,881,212 | -11.2% | 2,605,515 | 2.26 |
| 2025-06-30 | 6,626,133 | +26.1% | 3,858,377 | 1.72 |
| 2025-06-13 | 5,255,377 | -4.1% | 3,119,050 | 1.68 |
| 2025-05-30 | 5,477,565 | -1.6% | 3,434,015 | 1.60 |
| 2025-05-15 | 5,567,125 | +2.0% | 4,622,133 | 1.20 |
| 2025-04-30 | 5,458,363 | +8.5% | 2,748,172 | 1.99 |
| 2025-04-15 | 5,029,668 | -17.5% | 4,570,019 | 1.10 |
| 2025-03-31 | 6,094,476 | +9.4% | 2,531,512 | 2.41 |
| 2025-03-14 | 5,568,665 | +14.6% | 3,793,095 | 1.47 |
| 2025-02-28 | 4,857,867 | -4.3% | 2,396,299 | 2.03 |
| 2025-02-14 | 5,077,587 | +22.5% | 2,614,780 | 1.94 |
| 2025-01-31 | 4,146,341 | +19.8% | 2,905,047 | 1.43 |
| 2025-01-15 | 3,460,937 | -15.9% | 2,696,403 | 1.28 |
| 2024-12-31 | 4,113,595 | -12.5% | 2,524,909 | 1.63 |
| 2024-12-13 | 4,702,001 | +2.6% | 2,595,644 | 1.81 |
| 2024-11-29 | 4,580,992 | +1.8% | 2,195,626 | 2.09 |
| 2024-11-15 | 4,500,805 | -10.1% | 2,685,898 | 1.68 |
| 2024-10-31 | 5,006,701 | +5.4% | 2,632,703 | 1.90 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of NDAQ volume is 48.3%, down 3.0 points over the last five sessions. Over the last 30 readings it ranged from 23.1% (15 October 2026) to 64.3% (6 October 2026). The latest reading is 5.5 points above the 30-session average of 42.8%, on 1.2M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 589K | 1.2M | 48.3% | 712 |
| 2026-10-30 | 840K | 1.8M | 46.0% | 2,137 |
| 2026-10-29 | 759K | 1.9M | 40.4% | 1,200 |
| 2026-10-28 | 588K | 1.0M | 56.2% | 31 |
| 2026-10-27 | 868K | 1.4M | 63.4% | 908 |
| 2026-10-26 | 590K | 1.2M | 51.3% | 121 |
| 2026-10-23 | 739K | 1.6M | 45.5% | 1,212 |
| 2026-10-22 | 832K | 3.0M | 27.4% | 1,075 |
| 2026-10-21 | 574K | 1.0M | 55.1% | 1,194 |
| 2026-10-20 | 386K | 815K | 47.4% | 9 |
| 2026-10-19 | 300K | 740K | 40.5% | 698 |
| 2026-10-16 | 316K | 865K | 36.5% | 812 |
| 2026-10-15 | 223K | 966K | 23.1% | 6,036 |
| 2026-10-14 | 641K | 1.4M | 46.4% | 210 |
| 2026-10-13 | 274K | 622K | 44.0% | 736 |
| 2026-10-12 | 250K | 603K | 41.4% | 1,012 |
| 2026-10-09 | 309K | 776K | 39.9% | 1,295 |
| 2026-10-08 | 482K | 980K | 49.2% | 516 |
| 2026-10-07 | 398K | 951K | 41.8% | 39 |
| 2026-10-06 | 921K | 1.4M | 64.3% | 8,653 |
| 2026-10-05 | 324K | 927K | 35.0% | 1,040 |
| 2026-10-02 | 520K | 1.1M | 47.0% | 2,533 |
| 2026-10-01 | 373K | 1.1M | 34.0% | 3,356 |
| 2026-09-30 | 449K | 994K | 45.2% | 46 |
| 2026-09-29 | 342K | 981K | 34.9% | 0 |
| 2026-09-28 | 403K | 1.7M | 24.4% | 1,659 |
| 2026-09-25 | 313K | 788K | 39.8% | 110 |
| 2026-09-24 | 371K | 1.3M | 28.3% | 640 |
| 2026-09-23 | 488K | 1.2M | 40.7% | 7,300 |
| 2026-09-22 | 545K | 1.2M | 46.4% | 3,431 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 13 October 2026, the fails-to-deliver balance in NDAQ is 827 shares, up 475 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (22 June 2026) to 167,897 shares (28 May 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-13 | 827 | $94.29 | $78K |
| 2026-10-09 | 352 | $92.37 | $33K |
| 2026-09-22 | 2,950 | $94.69 | $279K |
| 2026-09-16 | 6,841 | $89.23 | $610K |
| 2026-08-24 | 200 | $98.22 | $20K |
| 2026-08-17 | 13 | $97.02 | $1K |
| 2026-08-14 | 2,320 | $97.59 | $226K |
| 2026-08-10 | 3 | $94.59 | $284 |
| 2026-08-06 | 485 | $94.56 | $46K |
| 2026-08-04 | 66,183 | $94.14 | $6.2M |
| 2026-08-03 | 807 | $94.19 | $76K |
| 2026-07-29 | 2,397 | $95.96 | $230K |
| 2026-07-22 | 241 | $90.24 | $22K |
| 2026-07-17 | 590 | $94.25 | $56K |
| 2026-07-16 | 610 | $91.36 | $56K |
| 2026-06-24 | 1 | $82.49 | $82 |
| 2026-06-22 | 1 | $82.24 | $82 |
| 2026-06-11 | 6 | $86.72 | $520 |
| 2026-06-08 | 3,881 | $87.28 | $339K |
| 2026-06-03 | 56 | $87.91 | $5K |
| 2026-05-28 | 167,897 | $90.53 | $15.2M |
| 2026-05-27 | 27,199 | $90.88 | $2.5M |
| 2026-05-26 | 8,878 | $91.01 | $808K |
| 2026-05-22 | 2,975 | $90.41 | $269K |
| 2026-05-20 | 29 | $91.98 | $3K |
| 2026-05-19 | 103,577 | $92.60 | $9.6M |
| 2026-05-12 | 66,890 | $88.48 | $5.9M |
| 2026-05-08 | 21,176 | $89.00 | $1.9M |
| 2026-05-06 | 6 | $89.00 | $534 |
| 2026-04-29 | 3 | $91.31 | $274 |
Insider trades
SEC Form 4, newest first. JSONInsiders at NDAQ reported 10 open-market sells worth $3.4M in the last 90 days and no open-market buys. Latest filing: Peterson Bradley J (EVP, CIO) on 2026-10-27.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-27 | Peterson Bradley J | EVP, CIO | Sell | 4K | $104.75 | $418K | 114K |
| 2026-10-23 | Tal Cohen | Pres. Market Platforms | Sell | 10K | $103.34 | $1.1M | 205K |
| 2026-10-23 | Peterson Bradley J | EVP, CIO | Sell | 4K | $103.38 | $414K | 118K |
| 2026-10-20 | SKULE JEREMY | EVP, CSO | Sell | 1K | $95.00 | $107K | 97K |
| 2026-10-12 | SKULE JEREMY | EVP, CSO | Sell | 1K | $94.13 | $106K | 98K |
| 2026-10-01 | SKULE JEREMY | EVP, CSO | Tax withholding | 1K | $92.01 | $116K | 99K |
| 2026-09-22 | SKULE JEREMY | EVP, CSO | Sell | 1K | $95.00 | $107K | 100K |
| 2026-09-10 | SKULE JEREMY | EVP, CSO | Sell | 1K | $94.22 | $106K | 101K |
| 2026-08-10 | SKULE JEREMY | EVP, CSO | Sell | 2K | $94.75 | $213K | 102K |
| 2026-08-10 | Griggs PC Nelson | Pres. Capital Access Platforms | Sell | 3K | $96.16 | $310K | 202K |
| 2026-08-07 | Peterson Bradley J | EVP, CIO | Sell | 6K | $95.55 | $573K | 122K |
| 2026-08-03 | Smith Bryan Everard | EVP, CPO | Sell | 2K | $95.07 | $148K | 68K |
| 2026-07-29 | Griggs PC Nelson | Pres. Capital Access Platforms | Sell | 11K | $96.35 | $1.1M | 205K |
| 2026-07-27 | Griggs PC Nelson | Pres. Capital Access Platforms | Sell | 11K | $93.96 | $1.0M | 216K |
| 2026-07-24 | Peterson Bradley J | EVP, CIO | Sell | 13K | $92.61 | $1.2M | 128K |
| 2026-07-24 | Griggs PC Nelson | Pres. Capital Access Platforms | Sell | 7K | $92.53 | $627K | 227K |
| 2026-07-01 | Smith Bryan Everard | EVP, CPO | Sell | 3K | $80.00 | $240K | 69K |
| 2026-06-11 | Kazim Essa | Director | Tax withholding | 622 | $86.72 | $54K | 147K |
| 2026-06-11 | Torgeby Johan | Director | Tax withholding | 300 | $86.72 | $26K | 43K |
| 2026-06-11 | Smith Bryan Everard | EVP, CPO | Sell | 3K | $86.91 | $261K | 72K |
| 2026-06-11 | INVESTOR AB | TenPercentOwner | Buy | 57K | $85.98 | $4.9M | 58.4M |
| 2026-06-10 | Kazim Essa | Director | Grant | 4K | $0.00 | $0 | 148K |
| 2026-06-10 | Torgeby Johan | Director | Grant | 3K | $0.00 | $0 | 44K |
| 2026-06-10 | SPLINTER MICHAEL R | Director | Grant | 5K | $0.00 | $0 | 218K |
| 2026-06-10 | Townes-Whitley Toni | Director | Grant | 3K | $0.00 | $0 | 23K |
| 2026-06-10 | KLOET THOMAS A | Director | Grant | 5K | $0.00 | $0 | 37K |
| 2026-06-10 | ZOLLAR ALFRED W | Director | Grant | 4K | $0.00 | $0 | 58K |
| 2026-06-10 | Koch Kathryn A. | Director | Grant | 3K | $0.00 | $0 | 11K |
| 2026-06-10 | BEGLEY CHARLENE T | Director | Grant | 3K | $0.00 | $0 | 49K |
| 2026-06-10 | YABUKI JEFFERY W | Director | Grant | 5K | $0.00 | $0 | 23K |
| 2026-06-10 | SPAHT PAUL HOLDEN JR. | Director | Grant | 3K | $0.00 | $0 | 13K |
| 2026-06-10 | ARNOLDI MELISSA | Director | Grant | 4K | $0.00 | $0 | 56K |
| 2026-05-18 | Griggs PC Nelson | Pres. Capital Access Platforms | Sell | 5K | $92.62 | $472K | 234K |
| 2026-04-28 | Peterson Bradley J | EVP, CIO | Sell | 8K | $90.82 | $700K | 141K |
| 2026-04-27 | Tal Cohen | Pres. Market Platforms | Sell | 16K | $90.75 | $1.4M | 215K |
| 2026-04-24 | Daly Michelle Lynn | SVP, Controller & PAO | Sell | 129 | $88.85 | $11K | 10K |
| 2026-04-24 | Daly Michelle Lynn | SVP, Controller & PAO | Sell | 1K | $88.82 | $106K | 10K |
| 2026-04-03 | Peterson Bradley J | EVP, CIO | Tax withholding | 1K | $86.65 | $130K | 149K |
| 2026-04-03 | SKULE JEREMY | EVP, CSO | Tax withholding | 1K | $86.65 | $88K | 105K |
| 2026-04-03 | Smith Bryan Everard | EVP, CPO | Tax withholding | 813 | $86.65 | $70K | 75K |
| 2026-04-03 | Tal Cohen | Pres. Market Platforms | Tax withholding | 2K | $86.65 | $136K | 231K |
| 2026-04-03 | Zecca John | EVP, Global CLO | Tax withholding | 780 | $86.65 | $68K | 153K |
| 2026-04-03 | Griggs PC Nelson | Pres. Capital Access Platforms | Tax withholding | 2K | $86.65 | $136K | 239K |
| 2026-04-03 | FRIEDMAN ADENA T | Chair and CEO | Tax withholding | 8K | $86.65 | $700K | 2.0M |
| 2026-04-03 | Daly Michelle Lynn | SVP, Controller & PAO | Tax withholding | 424 | $86.65 | $37K | 11K |
| 2026-04-01 | Youngwood Sarah | EVP & CFO | Grant | 15K | $0.00 | $0 | 75K |
| 2026-04-01 | Smith Bryan Everard | EVP, CPO | Tax withholding | 2K | $84.89 | $182K | 76K |
| 2026-04-01 | Smith Bryan Everard | EVP, CPO | Grant | 7K | $0.00 | $0 | 78K |
| 2026-04-01 | Tal Cohen | Pres. Market Platforms | Tax withholding | 11K | $84.89 | $946K | 232K |
| 2026-04-01 | Tal Cohen | Pres. Market Platforms | Grant | 15K | $0.00 | $0 | 243K |
| 2026-04-01 | Peterson Bradley J | EVP, CIO | Tax withholding | 3K | $84.89 | $234K | 150K |
| 2026-04-01 | Peterson Bradley J | EVP, CIO | Grant | 8K | $0.00 | $0 | 153K |
| 2026-04-01 | SKULE JEREMY | EVP, CSO | Tax withholding | 2K | $84.89 | $198K | 106K |
| 2026-04-01 | SKULE JEREMY | EVP, CSO | Grant | 8K | $0.00 | $0 | 108K |
| 2026-04-01 | Zecca John | EVP, Global CLO | Tax withholding | 2K | $84.89 | $178K | 154K |
| 2026-04-01 | Zecca John | EVP, Global CLO | Grant | 7K | $0.00 | $0 | 156K |
| 2026-04-01 | Griggs PC Nelson | Pres. Capital Access Platforms | Tax withholding | 3K | $84.89 | $281K | 240K |
| 2026-04-01 | Griggs PC Nelson | Pres. Capital Access Platforms | Grant | 12K | $0.00 | $0 | 244K |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Tax withholding | 14K | $84.89 | $1.2M | 2.0M |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Grant | 40K | $0.00 | $0 | 2.0M |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Sell | 114K | $85.44 | $9.7M | 2.0M |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Exercise or conversion | 114K | $22.22 | $2.5M | 2.1M |
| 2026-04-01 | Daly Michelle Lynn | SVP, Controller & PAO | Tax withholding | 832 | $84.89 | $71K | 12K |
| 2026-04-01 | Daly Michelle Lynn | SVP, Controller & PAO | Grant | 2K | $0.00 | $0 | 13K |
| 2026-03-11 | FRIEDMAN ADENA T | Chair and CEO | Gift | 57K | $0.00 | $0 | 2.0M |
| 2026-03-11 | FRIEDMAN ADENA T | Chair and CEO | Gift | 57K | $0.00 | $0 | 2.0M |
| 2026-03-06 | FRIEDMAN ADENA T | Chair and CEO | Sell | 93K | $90.08 | $8.4M | 2.1M |
| 2026-03-06 | FRIEDMAN ADENA T | Chair and CEO | Exercise or conversion | 93K | $22.22 | $2.1M | 2.2M |
| 2026-03-02 | Smith Bryan Everard | EVP, CPO | Sell | 6K | $87.24 | $523K | 71K |
| 2026-02-19 | Daly Michelle Lynn | SVP, Controller & PAO | Sell | 4K | $81.34 | $353K | 11K |
| 2026-02-17 | Torgeby Johan | Director | Buy | 12K | $79.86 | $958K | 41K |
| 2026-02-13 | INVESTOR AB | 10% owner | Buy | 200K | $79.18 | $15.8M | 58.4M |
| 2026-02-12 | FRIEDMAN ADENA T | Chair and CEO | Grant | 42K | $0.00 | $0 | 2.1M |
| 2026-02-12 | FRIEDMAN ADENA T | Chair and CEO | Tax withholding | 116K | $80.42 | $9.3M | 2.0M |
| 2026-02-12 | FRIEDMAN ADENA T | Chair and CEO | Grant | 228K | $0.00 | $0 | 2.2M |
| 2026-02-11 | Smith Bryan Everard | EVP, CPO | Grant | 8K | $0.00 | $0 | 77K |
| 2026-02-11 | Smith Bryan Everard | EVP, CPO | Tax withholding | 10K | $82.51 | $819K | 69K |
| 2026-02-11 | Smith Bryan Everard | EVP, CPO | Grant | 21K | $0.00 | $0 | 79K |
| 2026-02-11 | SKULE JEREMY | EVP, CSO | Grant | 8K | $0.00 | $0 | 100K |
| 2026-02-11 | SKULE JEREMY | EVP, CSO | Tax withholding | 13K | $82.51 | $1.1M | 92K |
| 2026-02-11 | SKULE JEREMY | EVP, CSO | Grant | 26K | $0.00 | $0 | 105K |
| 2026-02-11 | Peterson Bradley J | EVP, CIO | Grant | 10K | $0.00 | $0 | 145K |
| 2026-02-11 | Peterson Bradley J | EVP, CIO | Tax withholding | 20K | $82.51 | $1.6M | 135K |
| 2026-02-11 | Peterson Bradley J | EVP, CIO | Grant | 44K | $0.00 | $0 | 155K |
| 2026-02-11 | Tal Cohen | Pres. Market Platforms | Grant | 13K | $0.00 | $0 | 228K |
| 2026-02-11 | Tal Cohen | Pres. Market Platforms | Tax withholding | 21K | $82.51 | $1.7M | 215K |
| 2026-02-11 | Tal Cohen | Pres. Market Platforms | Grant | 44K | $0.00 | $0 | 236K |
| 2026-02-11 | Zecca John | EVP, Global CLO | Grant | 8K | $0.00 | $0 | 149K |
| 2026-02-11 | Zecca John | EVP, Global CLO | Tax withholding | 9K | $82.51 | $778K | 141K |
| 2026-02-11 | Zecca John | EVP, Global CLO | Grant | 25K | $0.00 | $0 | 150K |
| 2026-02-11 | Griggs PC Nelson | Pres. Capital Access Platforms | Grant | 13K | $0.00 | $0 | 232K |
| 2026-02-11 | Griggs PC Nelson | Pres. Capital Access Platforms | Tax withholding | 21K | $82.51 | $1.7M | 219K |
| 2026-02-11 | Griggs PC Nelson | Pres. Capital Access Platforms | Grant | 44K | $0.00 | $0 | 240K |
| 2026-02-11 | Daly Michelle Lynn | SVP, Controller & PAO | Grant | 2K | $0.00 | $0 | 15K |
| 2026-02-11 | Daly Michelle Lynn | SVP, Controller & PAO | Tax withholding | 3K | $82.51 | $213K | 13K |
| 2026-02-11 | Daly Michelle Lynn | SVP, Controller & PAO | Grant | 7K | $0.00 | $0 | 16K |
| 2026-02-02 | FRIEDMAN ADENA T | Chair and CEO | Sell | 300K | $96.91 | $29.1M | 1.9M |
| 2026-02-02 | FRIEDMAN ADENA T | Chair and CEO | Exercise or conversion | 300K | $22.22 | $6.7M | 2.2M |
| 2026-01-30 | SPLINTER MICHAEL R | Director | Gift | 5K | $0.00 | $0 | 15K |
| 2026-01-30 | SPLINTER MICHAEL R | Director | Gift | 5K | $0.00 | $0 | 213K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON29 Form 144 notices on file for NDAQ worth $91.3M at the prices reported; 10 in the last 90 days worth $3.4M. Latest: BRADLEY J PETERSON filed on 2026-10-27 to sell 3,987 shares ($418K) from 2026-10-27.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-10-27 | BRADLEY J PETERSONOfficer | 4K | $418K | 0.001% | 2026-10-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-23 | BRADLEY J PETERSONOfficer | 4K | $414K | 0.001% | 2026-10-23 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-23 | TAL COHENOfficer | 10K | $1.1M | 0.002% | 2026-10-23 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-20 | JEREMY SKULEOfficer | 1K | $107K | 0.000% | 2026-10-20 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-13 | JEREMY SKULEOfficer | 1K | $106K | 0.000% | 2026-10-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-22 | JEREMY SKULEOfficer | 1K | $107K | 0.000% | 2026-09-22 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-10 | JEREMY SKULEOfficer | 1K | $106K | 0.000% | 2026-09-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-10 | JEREMY SKULEOfficer | 2K | $213K | 0.000% | 2026-08-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-10 | P C GRIGGSOfficer | 3K | $310K | 0.001% | 2026-08-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-07 | BRADLEY J PETERSONOfficer | 6K | $573K | 0.001% | 2026-08-07 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-03 | BRYAN SMITHOfficer | 2K | $148K | 0.000% | 2026-08-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-29 | P C GRIGGSOfficer | 11K | $1.1M | 0.002% | 2026-07-29 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-27 | P C GRIGGSOfficer | 11K | $1.0M | 0.002% | 2026-07-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-24 | BRADLEY J PETERSONOfficer | 13K | $1.2M | 0.002% | 2026-07-24 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-24 | P C GRIGGSOfficer | 7K | $627K | 0.001% | 2026-07-24 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-01 | BRYAN SMITHOfficer | 3K | $240K | 0.001% | 2026-07-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-11 | BRYAN SMITHOfficer | 3K | $261K | 0.001% | 2026-06-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-18 | P C GRIGGSOfficer | 5K | $472K | 0.001% | 2026-05-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-28 | BRADLEY J PETERSONOfficer | 8K | $700K | 0.001% | 2026-04-28 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-27 | TAL COHENOfficer | 16K | $1.4M | 0.003% | 2026-04-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-24 | MICHELLE DALYOfficer | 1K | $118K | 0.000% | 2026-04-24 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-02 | BRYAN SMITHOfficer | 6K | $523K | 0.001% | 2026-03-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-19 | MICHELLE DALYOfficer | 4K | $353K | 0.001% | 2026-02-19 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-06 | JOHN ZECCAOfficer | 5K | $450K | 0.001% | 2026-01-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-02 | Adena T. FriedmanOfficer | 806K | $78.3M | 0.141% | 2026-01-02 | J.P. Morgan Securities LLC |
| 2025-12-01 | BRYAN SMITHOfficer | 5K | $420K | 0.001% | 2025-12-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-01 | JEREMY SKULEOfficer | 2K | $191K | 0.000% | 2025-12-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-03 | JEREMY SKULEOfficer | 2K | $180K | 0.000% | 2025-11-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-10-01 | JEREMY SKULEOfficer | 2K | $186K | 0.000% | 2025-10-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON6 holders report 5% or more of NDAQ in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Capital Management at 6.3% of the class (35,762,865 shares), filed 2026-04-30 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-10-27 | 13G/Ano. 1 | BlackRock, Inc.parent holding company | 34.9M | 6.2% | 2026-09-30 |
| 2026-08-13 | 13G/Ano. 3 | Wellington Management Group LLPparent holding company | 30.3M | 5.4% | 2026-06-30 |
| 2026-08-13 | 13G/Ano. 3 | Wellington Group Holdings LLPparent holding company | 30.3M | 5.4% | 2026-06-30 |
| 2026-08-13 | 13G/Ano. 3 | Wellington Investment Advisors Holdings LLPparent holding company | 30.3M | 5.4% | 2026-06-30 |
| 2026-08-13 | 13G/Ano. 3 | Wellington Management Company LLPinvestment adviser | 30.3M | 5.1% | 2026-06-30 |
| 2026-08-12 | 13G/Ano. 1 | Massachusetts Financial Services Companyinvestment adviser | 23.3M | 4.1% | 2026-06-30 |
| 2026-04-30 | 13G | Vanguard Capital Managementinvestment adviser | 35.8M | 6.3% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 13 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding NDAQ at their latest 13F. JSON8 of the 30 tracked managers held NDAQ at their latest 13F, $828.6M in total at quarter-end prices. Two Sigma Investments is the largest at $239.6M (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 7 added shares and 1 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Two Sigma Investments | 2026-06-30 | 3.0M | $239.6M | 0.17% | +705K |
| D. E. Shaw & Co. | 2026-06-30 | 2.7M | $209.8M | 0.10% | +916K |
| AQR Capital Management | 2026-06-30 | 2.2M | $172.5M | 0.06% | +318K |
| Citadel Advisors | 2026-06-30 | 1.5M | $116.7M | 0.01% | +534K |
| Point72 Asset Management | 2026-06-30 | 591K | $46.6M | 0.05% | -219K |
| Millennium Management | 2026-06-30 | 467K | $36.8M | 0.01% | +182K |
| Bridgewater Associates | 2026-06-30 | 81K | $6.4M | 0.03% | new |
| Fisher Asset Management | 2026-06-30 | 3K | $245K | 0.00% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q3 FY 2026 (quarter ended 2026-09-30) Nasdaq reported revenue of $2.39B, up 20.9% from the same quarter a year earlier, and net income of $540.0M (0.96 diluted EPS). In FY 2025 it generated $2.25B of operating cash flow and spent $616.0M on buybacks and $601.0M on dividends. As of 2026-09-30, cash was $365.0M against $8.47B of debt.
- Cash
- $365.0M
- Debt
- $8.47B
- Equity
- $12.00B
- Total assets
- $27.38B
- Shares outstanding
- 554,962,751
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q3 FY 2026 | 2026-09-30 | $2.39B | $540.0M | 22.6% | 0.96 |
| Q2 FY 2026 | 2026-06-30 | $2.53B | $507.0M | 20.0% | 0.89 |
| Q1 FY 2026 | 2026-03-31 | $2.14B | $519.0M | 24.3% | 0.91 |
| Q4 FY 2025derived | 2025-12-31 | $2.09B | $518.0M | 24.8% | n/a |
| Q3 FY 2025 | 2025-09-30 | $1.98B | $423.0M | 21.4% | 0.73 |
| Q2 FY 2025 | 2025-06-30 | $2.10B | $452.0M | 21.5% | 0.78 |
| Q1 FY 2025 | 2025-03-31 | $2.10B | $395.0M | 18.8% | 0.68 |
| Q4 FY 2024derived | 2024-12-31 | $2.03B | $355.0M | 17.5% | n/a |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $8.26B | $1.79B | $2.25B | $266.0M | $616.0M | $601.0M |
| FY 2024 | 2024-12-31 | $7.40B | $1.12B | $1.94B | $207.0M | $145.0M | $541.0M |
| FY 2023 | 2023-12-31 | $6.06B | $1.06B | $1.70B | $158.0M | $269.0M | $441.0M |
| FY 2022 | 2022-12-31 | $6.23B | $1.13B | $1.71B | $152.0M | $308.0M | $383.0M |
| FY 2021 | 2021-12-31 | $5.89B | $1.19B | $1.08B | $163.0M | $468.0M | $350.0M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-09-30; shares outstanding as of 2026-10-16 from the cover page.
What this page is
Nasdaq in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Nasdaq (NDAQ), SEC CIK 1120193, listed on Nasdaq, classified by the SEC as security & commodity brokers, dealers, exchanges & services. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-13.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-10-27.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-10-27.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-09-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-22.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-27.JSON and CSV
- Company record
- EDGAR filing index for CIK 1120193Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as security & commodity brokers, dealers, exchanges & services
Other company pages
Datasets
Frequently Asked Questions
How much of NDAQ is sold short?
9,690,127 shares were held short at the 2026-10-15 settlement, 3.4 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is NDAQ's daily short volume?
On 2026-11-02, 589,472 of the 1,219,552 NDAQ shares reported to FINRA were sold short, 48.3% of the day's reported volume. Short volume is a flow for one day, not a position.
Does NDAQ have fails to deliver?
The SEC's latest file shows 827 NDAQ shares failed to deliver at settlement 2026-10-13. Fails are reported per settlement date and published twice a month with a lag.
Are NDAQ insiders buying or selling?
Insiders at NDAQ reported 10 open-market sells worth $3.4M in the last 90 days and no open-market buys. Latest filing: Peterson Bradley J (EVP, CIO) on 2026-10-27.
Have NDAQ insiders filed to sell?
29 Form 144 notices on file for NDAQ worth $91.3M at the prices reported; 10 in the last 90 days worth $3.4M. Latest: BRADLEY J PETERSON filed on 2026-10-27 to sell 3,987 shares ($418K) from 2026-10-27.
Who owns 5% or more of NDAQ?
6 holders report 5% or more of NDAQ in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Capital Management at 6.3% of the class (35,762,865 shares), filed 2026-04-30 for an event on 2026-03-31.
What did NDAQ report last quarter?
In Q3 FY 2026 (quarter ended 2026-09-30) Nasdaq reported revenue of $2.39B, up 20.9% from the same quarter a year earlier, and net income of $540.0M (0.96 diluted EPS). In FY 2025 it generated $2.25B of operating cash flow and spent $616.0M on buybacks and $601.0M on dividends. As of 2026-09-30, cash was $365.0M against $8.47B of debt.
Which tracked 13F managers own NDAQ?
8 of the 30 tracked 13F managers held NDAQ shares at their latest filing, $828.6M in all. The largest: Two Sigma Investments (3.0M shares, $239.6M), D. E. Shaw & Co. (2.7M shares, $209.8M), Cliff Asness's AQR Capital Management (2.2M shares, $172.5M), Ken Griffin's Citadel Advisors (1.5M shares, $116.7M), Steve Cohen's Point72 Asset Management (591K shares, $46.6M), Izzy Englander's Millennium Management (467K shares, $36.8M). The table above lists all 8.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.