Smartfinancial (SMBK)
Smartfinancial on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, earnings dates and insider trades. Listed on NYSE, classified by the SEC as national commercial banks.
636K
Short interest
settlement 2026-09-30
3.9
Days to cover
-1.0 days vs prior
48.7%
Short share of volume
2026-10-23
3
Fails to deliver
settlement 2026-09-22
Tue 19 Jan
Next earnings
estimated date
-$35K
Insider flow, 90 days
0 buys, 2 sells
As of 2026-10-23.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in SMBK is 636,039 shares, up 240,951 shares over the last month. Over the last 48 readings it ranged from 48,858 shares (31 December 2024) to 636,039 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 162K shares a day that is 3.9 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/smbk" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 636,039 | +27.6% | 161,505 | 3.94 |
| 2026-09-15 | 498,474 | +26.2% | 101,507 | 4.91 |
| 2026-08-31 | 395,088 | +7.7% | 90,886 | 4.35 |
| 2026-08-14 | 366,868 | +10.0% | 124,279 | 2.95 |
| 2026-07-31 | 333,431 | +1.6% | 160,227 | 2.08 |
| 2026-07-15 | 328,297 | +7.4% | 84,460 | 3.89 |
| 2026-06-30 | 305,671 | +39.1% | 155,058 | 1.97 |
| 2026-06-15 | 219,784 | -3.3% | 99,905 | 2.20 |
| 2026-05-29 | 227,253 | +7.2% | 56,257 | 4.04 |
| 2026-05-15 | 211,905 | -6.3% | 62,303 | 3.40 |
| 2026-04-30 | 226,207 | +21.8% | 73,381 | 3.08 |
| 2026-04-15 | 185,708 | -10.1% | 60,870 | 3.05 |
| 2026-03-31 | 206,451 | +94.1% | 83,974 | 2.46 |
| 2026-03-13 | 106,346 | -6.8% | 70,710 | 1.50 |
| 2026-02-27 | 114,165 | +8.3% | 65,841 | 1.73 |
| 2026-02-13 | 105,366 | +22.2% | 81,606 | 1.29 |
| 2026-01-30 | 86,238 | -11.5% | 80,203 | 1.08 |
| 2026-01-15 | 97,460 | +42.0% | 69,524 | 1.40 |
| 2025-12-31 | 68,624 | -20.4% | 89,961 | 1.00 |
| 2025-12-15 | 86,174 | +5.3% | 120,225 | 1.00 |
| 2025-11-28 | 81,854 | -11.5% | 58,713 | 1.39 |
| 2025-11-14 | 92,447 | +15.9% | 60,487 | 1.53 |
| 2025-10-31 | 79,737 | -6.9% | 75,967 | 1.05 |
| 2025-10-15 | 85,676 | -15.9% | 62,578 | 1.37 |
| 2025-09-30 | 101,938 | +17.3% | 57,723 | 1.77 |
| 2025-09-15 | 86,916 | +5.6% | 40,057 | 2.17 |
| 2025-08-29 | 82,315 | -11.6% | 42,123 | 1.95 |
| 2025-08-15 | 93,080 | +14.2% | 54,062 | 1.72 |
| 2025-07-31 | 81,477 | -10.6% | 55,857 | 1.46 |
| 2025-07-15 | 91,115 | +3.6% | 56,716 | 1.61 |
| 2025-06-30 | 87,986 | -29.6% | 80,405 | 1.09 |
| 2025-06-13 | 125,005 | +9.4% | 59,749 | 2.09 |
| 2025-05-30 | 114,270 | -23.4% | 59,775 | 1.91 |
| 2025-05-15 | 149,203 | +10.2% | 40,167 | 3.71 |
| 2025-04-30 | 135,406 | +54.9% | 56,172 | 2.41 |
| 2025-04-15 | 87,438 | +11.7% | 65,707 | 1.33 |
| 2025-03-31 | 78,315 | +12.3% | 49,842 | 1.57 |
| 2025-03-14 | 69,726 | +22.2% | 49,779 | 1.40 |
| 2025-02-28 | 57,071 | +0.2% | 38,879 | 1.47 |
| 2025-02-14 | 56,958 | -2.9% | 37,310 | 1.53 |
| 2025-01-31 | 58,666 | +5.2% | 56,197 | 1.04 |
| 2025-01-15 | 55,770 | +14.2% | 56,502 | 1.00 |
| 2024-12-31 | 48,858 | -2.9% | 52,382 | 1.00 |
| 2024-12-13 | 50,336 | -6.1% | 46,168 | 1.09 |
| 2024-11-29 | 53,582 | -18.3% | 37,136 | 1.44 |
| 2024-11-15 | 65,593 | -24.0% | 75,411 | 1.00 |
| 2024-10-31 | 86,272 | +43.9% | 68,947 | 1.25 |
| 2024-10-15 | 59,971 | -33.1% | 60,100 | 1.00 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 23 October 2026, the short share of SMBK volume is 48.7%, down 28.4 points over the last five sessions. Over the last 30 readings it ranged from 46.4% (22 October 2026) to 84.2% (17 September 2026). The latest reading sits at the bottom of that range. The latest reading is 14.4 points below the 30-session average of 63.1%, on 39K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-23 | 19K | 39K | 48.7% | 84 |
| 2026-10-22 | 24K | 52K | 46.4% | 0 |
| 2026-10-21 | 47K | 76K | 62.1% | 4 |
| 2026-10-20 | 51K | 79K | 63.8% | 0 |
| 2026-10-19 | 17K | 31K | 55.2% | 0 |
| 2026-10-16 | 17K | 22K | 77.0% | 40 |
| 2026-10-15 | 9K | 16K | 55.5% | 0 |
| 2026-10-14 | 17K | 25K | 67.2% | 0 |
| 2026-10-13 | 10K | 16K | 63.0% | 0 |
| 2026-10-12 | 9K | 15K | 57.3% | 0 |
| 2026-10-09 | 24K | 36K | 64.6% | 0 |
| 2026-10-08 | 10K | 19K | 54.0% | 1 |
| 2026-10-07 | 38K | 48K | 79.6% | 95 |
| 2026-10-06 | 32K | 47K | 68.6% | 0 |
| 2026-10-05 | 14K | 18K | 75.2% | 0 |
| 2026-10-02 | 16K | 26K | 61.0% | 259 |
| 2026-10-01 | 11K | 21K | 52.7% | 0 |
| 2026-09-30 | 111K | 207K | 53.8% | 0 |
| 2026-09-29 | 20K | 31K | 63.4% | 0 |
| 2026-09-28 | 56K | 69K | 80.3% | 3 |
| 2026-09-25 | 10K | 19K | 52.4% | 0 |
| 2026-09-24 | 19K | 33K | 59.2% | 0 |
| 2026-09-23 | 25K | 50K | 50.1% | 394 |
| 2026-09-22 | 21K | 33K | 65.3% | 0 |
| 2026-09-21 | 17K | 28K | 59.0% | 0 |
| 2026-09-18 | 23K | 44K | 52.6% | 0 |
| 2026-09-17 | 26K | 31K | 84.2% | 68 |
| 2026-09-16 | 49K | 67K | 73.2% | 0 |
| 2026-09-15 | 14K | 20K | 71.5% | 0 |
| 2026-09-14 | 17K | 22K | 76.3% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 22 September 2026, the fails-to-deliver balance in SMBK is 3 shares, down 2,295 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (4 December 2025) to 14,667 shares (6 October 2025). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-22 | 3 | $51.54 | $155 |
| 2026-09-14 | 2,298 | $52.24 | $120K |
| 2026-09-11 | 2,058 | $51.55 | $106K |
| 2026-09-10 | 2,058 | $50.87 | $105K |
| 2026-09-09 | 2,058 | $51.25 | $105K |
| 2026-09-08 | 2,058 | $51.87 | $107K |
| 2026-08-24 | 2 | $51.04 | $102 |
| 2026-08-20 | 1,210 | $50.65 | $61K |
| 2026-08-19 | 7 | $51.91 | $363 |
| 2026-07-28 | 124 | $51.29 | $6K |
| 2026-07-27 | 92 | $50.01 | $5K |
| 2026-06-30 | 1 | $47.14 | $47 |
| 2026-06-15 | 185 | $45.46 | $8K |
| 2026-06-09 | 1 | $42.46 | $42 |
| 2026-06-02 | 127 | $40.85 | $5K |
| 2026-05-13 | 689 | $41.01 | $28K |
| 2026-04-22 | 28 | $40.86 | $1K |
| 2026-03-30 | 29 | $38.29 | $1K |
| 2026-02-09 | 33 | $42.99 | $1K |
| 2025-12-22 | 3 | $38.70 | $116 |
| 2025-12-18 | 34 | $39.36 | $1K |
| 2025-12-16 | 30 | $39.63 | $1K |
| 2025-12-10 | 51 | $37.35 | $2K |
| 2025-12-04 | 1 | $37.38 | $37 |
| 2025-11-05 | 40 | $35.19 | $1K |
| 2025-10-15 | 59 | $34.68 | $2K |
| 2025-10-10 | 100 | $34.63 | $3K |
| 2025-10-06 | 14,667 | $35.10 | $515K |
| 2025-08-18 | 20 | $35.39 | $708 |
| 2025-08-14 | 10 | $35.89 | $359 |
Insider trades
SEC Form 4, newest first. JSONInsiders at SMBK reported 2 open-market sells worth $35K in the last 90 days and no open-market buys. Latest filing: Jordan Rhett D. (EVP & CHIEF CREDIT OFFICER) on 2026-09-14.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-14 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 230 | $52.05 | $12K | 11K |
| 2026-08-04 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 430 | $52.75 | $23K | 11K |
| 2026-06-12 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 400 | $45.00 | $18K | 12K |
| 2026-06-10 | Barrett Victor Lynn | Director | Buy | 3K | $43.78 | $131K | 152K |
| 2026-06-04 | Ackermann Cathy G | Director | Buy | 3K | $42.12 | $126K | 20K |
| 2026-05-19 | Wolpert Geoffrey Alan | Director | Gift | 31K | $0.00 | $0 | 34K |
| 2026-05-19 | Wolpert Geoffrey Alan | Director | Gift | 31K | $0.00 | $0 | 55K |
| 2026-05-18 | Wolpert Geoffrey Alan | Director | Gift | 25K | $0.00 | $0 | 65K |
| 2026-05-04 | Shomaker Kelli D | Director | Buy | 290 | $41.30 | $12K | 2K |
| 2026-05-01 | Wolpert Geoffrey Alan | Director | Gift | 24K | $0.00 | $0 | 90K |
| 2026-05-01 | Wolpert Geoffrey Alan | Director | Gift | 24K | $0.00 | $0 | 24K |
| 2026-04-24 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 500 | $41.85 | $21K | 12K |
| 2026-03-10 | Trumpp Jarrod M | Chief Risk Officer | Grant | 990 | $0.00 | $0 | 3K |
| 2026-03-10 | Schrodt Martin E | EVP, Chief Banking Officer | Grant | 2K | $0.00 | $0 | 7K |
| 2026-03-10 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Grant | 4K | $0.00 | $0 | 100K |
| 2026-03-10 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Grant | 3K | $0.00 | $0 | 13K |
| 2026-03-10 | Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Grant | 4K | $0.00 | $0 | 25K |
| 2026-03-10 | Carroll William Young Jr. | PRESIDENT AND CEO | Grant | 9K | $0.00 | $0 | 133K |
| 2026-03-10 | Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Grant | 2K | $0.00 | $0 | 12K |
| 2026-03-10 | Boyd Rebecca C | CPO - CHIEF PEOPLE OFFICER | Grant | 2K | $0.00 | $0 | 12K |
| 2026-02-09 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Buy | 835 | $43.13 | $36K | 96K |
| 2026-01-29 | Shomaker Kelli D | Director | Grant | 808 | $0.00 | $0 | 2K |
| 2026-01-29 | Tucker Steven B. | Director | Grant | 808 | $0.00 | $0 | 51K |
| 2026-01-29 | Wolpert Geoffrey Alan | Director | Grant | 808 | $0.00 | $0 | 100K |
| 2026-01-29 | Whaley Keith Edward | Director | Grant | 808 | $0.00 | $0 | 87K |
| 2026-01-29 | Ogle David Austin | Director | Grant | 808 | $0.00 | $0 | 197K |
| 2026-01-29 | Barrett Victor Lynn | Director | Grant | 808 | $0.00 | $0 | 149K |
| 2026-01-29 | Ackermann Cathy G | Director | Grant | 808 | $0.00 | $0 | 17K |
| 2026-01-27 | Shomaker Kelli D | Director | Buy | 255 | $39.38 | $10K | 1K |
| 2026-01-01 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Tax withholding | 1K | $36.99 | $48K | 96K |
| 2026-01-01 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Tax withholding | 816 | $36.99 | $30K | 9K |
| 2026-01-01 | Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Tax withholding | 842 | $36.99 | $31K | 21K |
| 2026-01-01 | Carroll William Young Jr. | PRESIDENT AND CEO | Tax withholding | 2K | $36.99 | $67K | 124K |
| 2026-01-01 | Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Tax withholding | 445 | $36.99 | $16K | 10K |
| 2026-01-01 | Boyd Rebecca C | CPO - CHIEF PEOPLE OFFICER | Tax withholding | 445 | $36.99 | $16K | 10K |
| 2025-12-10 | Tucker Steven B. | Director | Sell | 11K | $38.01 | $404K | 50K |
| 2025-11-18 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 250 | $35.00 | $9K | 10K |
| 2025-07-24 | Shomaker Kelli D | Director | Grant | 767 | $0.00 | $0 | 767 |
| 2025-07-24 | Trumpp Jarrod M | Chief Risk Officer | Grant | 2K | $0.00 | $0 | 2K |
| 2025-03-14 | Carroll William Young Jr. | PRESIDENT AND CEO | Tax withholding | 471 | $31.68 | $15K | 125K |
| 2025-02-03 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Buy | 1K | $34.75 | $40K | 97K |
| 2025-01-29 | Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Grant | 1K | $0.00 | $0 | 17K |
| 2025-01-29 | Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Grant | 5K | $0.00 | $0 | 22K |
| 2025-01-29 | Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Grant | 761 | $0.00 | $0 | 8K |
| 2025-01-29 | Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Grant | 3K | $0.00 | $0 | 11K |
| 2025-01-29 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Grant | 1K | $0.00 | $0 | 10K |
| 2025-01-29 | Schrodt Martin E | EVP, Chief Banking Officer | Grant | 707 | $0.00 | $0 | 3K |
| 2025-01-29 | Schrodt Martin E | EVP, Chief Banking Officer | Grant | 3K | $0.00 | $0 | 5K |
| 2025-01-29 | Boyd Rebecca C | CPO - CHIEF PEOPLE OFFICER | Grant | 677 | $0.00 | $0 | 8K |
| 2025-01-29 | Boyd Rebecca C | CPO - CHIEF PEOPLE OFFICER | Grant | 3K | $0.00 | $0 | 11K |
| 2025-01-29 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Grant | 5K | $0.00 | $0 | 96K |
| 2025-01-29 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Grant | 1K | $0.00 | $0 | 91K |
| 2025-01-29 | Carroll William Young Jr. | PRESIDENT AND CEO | Grant | 3K | $0.00 | $0 | 116K |
| 2025-01-29 | Carroll William Young Jr. | PRESIDENT AND CEO | Grant | 10K | $0.00 | $0 | 126K |
| 2025-01-27 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 350 | $35.76 | $13K | 9K |
| 2025-01-16 | Ackermann Cathy G | Director | Grant | 1K | $0.00 | $0 | 16K |
| 2025-01-16 | Barrett Victor Lynn | Director | Grant | 1K | $0.00 | $0 | 148K |
| 2025-01-16 | Miller Ted Charles | Director | Grant | 1K | $0.00 | $0 | 143K |
| 2025-01-16 | Tucker Steven B. | Director | Grant | 1K | $0.00 | $0 | 61K |
| 2025-01-16 | Whaley Keith Edward | Director | Grant | 1K | $0.00 | $0 | 87K |
| 2025-01-16 | Wolpert Geoffrey Alan | Director | Grant | 1K | $0.00 | $0 | 99K |
| 2025-01-16 | Ogle David Austin | Director | Grant | 1K | $0.00 | $0 | 195K |
| 2025-01-01 | Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Tax withholding | 850 | $30.98 | $26K | 15K |
| 2025-01-01 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Tax withholding | 816 | $30.98 | $25K | 9K |
| 2025-01-01 | Petty Gary Wayne Jr | EVP & CHIEF RISK OFFICER | Tax withholding | 526 | $30.98 | $16K | 19K |
| 2025-01-01 | Carroll William Young Jr. | PRESIDENT AND CEO | Tax withholding | 2K | $30.98 | $57K | 112K |
| 2024-12-09 | PRESLEY JOHN M | Director | Sell | 7K | $35.05 | $242K | 0 |
| 2024-12-06 | PRESLEY JOHN M | Director | Sell | 10K | $35.54 | $360K | 7K |
| 2024-12-05 | PRESLEY JOHN M | Director | Sell | 11K | $36.05 | $379K | 17K |
| 2024-12-04 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 200 | $35.61 | $7K | 10K |
| 2024-11-07 | PRESLEY JOHN M | Director | Sell | 8K | $35.79 | $268K | 28K |
| 2024-11-05 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 300 | $32.52 | $10K | 11K |
| 2024-11-05 | Tucker Steven B. | Director | Sell | 7K | $33.14 | $223K | 0 |
| 2024-10-31 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 100 | $33.16 | $3K | 11K |
| 2024-09-12 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 70 | $28.58 | $2K | 11K |
| 2024-08-13 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 200 | $26.90 | $5K | 11K |
| 2024-06-04 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 250 | $22.53 | $6K | 11K |
| 2024-05-29 | PRESLEY JOHN M | Director | Sell | 8K | $22.65 | $170K | 35K |
| 2024-05-07 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sell | 350 | $22.25 | $8K | 11K |
| 2024-03-05 | Petty Gary Wayne Jr | EVP & CHIEF RISK OFFICER | Sell | 2K | $21.63 | $52K | 19K |
| 2024-03-05 | Petty Gary Wayne Jr | EVP & CHIEF RISK OFFICER | Exercise or conversion | 4K | $9.60 | $36K | 21K |
| 2024-02-29 | Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Tax withholding | 593 | $21.52 | $13K | 7K |
| 2024-02-07 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Buy | 1K | $21.67 | $22K | 89K |
| 2024-01-31 | Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Tax withholding | 856 | $23.26 | $20K | 16K |
| 2024-01-31 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Tax withholding | 741 | $23.26 | $17K | 12K |
| 2024-01-31 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Tax withholding | 1K | $23.26 | $30K | 88K |
| 2024-01-31 | Ackermann Cathy G | Director | Grant | 1K | $0.00 | $0 | 15K |
| 2024-01-31 | Barrett Victor Lynn | Director | Grant | 1K | $0.00 | $0 | 147K |
| 2024-01-31 | Miller Ted Charles | Director | Grant | 1K | $0.00 | $0 | 142K |
| 2024-01-31 | Ogle David Austin | Director | Grant | 1K | $0.00 | $0 | 192K |
| 2024-01-31 | PRESLEY JOHN M | Director | Grant | 1K | $0.00 | $0 | 4K |
| 2024-01-31 | Tucker Steven B. | Director | Grant | 1K | $0.00 | $0 | 60K |
| 2024-01-31 | Wolpert Geoffrey Alan | Director | Grant | 1K | $0.00 | $0 | 96K |
| 2024-01-31 | Whaley Keith Edward | Director | Grant | 1K | $0.00 | $0 | 86K |
| 2024-01-30 | Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Grant | 677 | $0.00 | $0 | 17K |
| 2024-01-30 | Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Grant | 506 | $0.00 | $0 | 8K |
| 2024-01-30 | Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Grant | 2K | $0.00 | $0 | 7K |
| 2024-01-30 | Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Grant | 658 | $0.00 | $0 | 13K |
| 2024-01-30 | Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Grant | 717 | $0.00 | $0 | 90K |
| 2024-01-30 | Carroll William Young Jr. | PRESIDENT AND CEO | Grant | 2K | $0.00 | $0 | 114K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON2 Form 144 notices on file for SMBK worth $577K at the prices reported; 1 in the last 90 days worth $173K. Latest: STEVEN B TUCKER filed on 2026-10-23 to sell 3,500 shares ($173K) from 2026-10-23.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-10-23 | STEVEN B TUCKERDirector | 4K | $173K | 0.020% | 2026-10-23 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-10 | STEVEN B TUCKERDirector | 11K | $404K | 0.062% | 2025-12-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON1 holder reports 5% or more of SMBK in its latest filing, on Schedule 13G (passive). The holder is BlackRock, Inc. at 6.0% of the class (1,029,869 shares), filed 2026-04-27 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-27 | 13G/Ano. 5 | BlackRock, Inc.parent holding company | 1.0M | 6.0% | 2026-03-31 |
| 2026-01-14 | 13G/Ano. 4 | LEHMAN KENNETH Rindividual | 685K | 4.2% | 2025-12-31 |
13F holders
Tracked managers holding SMBK at their latest 13F. JSON6 of the 30 tracked managers held SMBK at their latest 13F, $24.8M in total at quarter-end prices. Two Sigma Investments is the largest at $8.8M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 3 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Two Sigma Investments | 2026-06-30 | 188K | $8.8M | 0.01% | +19K |
| Renaissance Technologies | 2026-06-30 | 147K | $6.9M | 0.01% | -5K |
| Millennium Management | 2026-06-30 | 70K | $3.3M | 0.00% | -23K |
| AQR Capital Management | 2026-06-30 | 63K | $3.0M | 0.00% | +13K |
| D. E. Shaw & Co. | 2026-06-30 | 37K | $1.7M | 0.00% | -6K |
| Citadel Advisors | 2026-06-30 | 23K | $1.1M | 0.00% | +13K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
What this page is
Smartfinancial in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Smartfinancial (SMBK), SEC CIK 1038773, listed on NYSE, classified by the SEC as national commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-23.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-22.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-10-23.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-27.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-19.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-14.JSON and CSV
- Company record
- EDGAR filing index for CIK 1038773Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as national commercial banks
Other company pages
Datasets
Frequently Asked Questions
How much of SMBK is sold short?
636,039 shares were held short at the 2026-09-30 settlement, 3.9 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is SMBK's daily short volume?
On 2026-10-23, 19,145 of the 39,327 SMBK shares reported to FINRA were sold short, 48.7% of the day's reported volume. Short volume is a flow for one day, not a position.
Does SMBK have fails to deliver?
The SEC's latest file shows 3 SMBK shares failed to deliver at settlement 2026-09-22. Fails are reported per settlement date and published twice a month with a lag.
Are SMBK insiders buying or selling?
Insiders at SMBK reported 2 open-market sells worth $35K in the last 90 days and no open-market buys. Latest filing: Jordan Rhett D. (EVP & CHIEF CREDIT OFFICER) on 2026-09-14.
Have SMBK insiders filed to sell?
2 Form 144 notices on file for SMBK worth $577K at the prices reported; 1 in the last 90 days worth $173K. Latest: STEVEN B TUCKER filed on 2026-10-23 to sell 3,500 shares ($173K) from 2026-10-23.
Who owns 5% or more of SMBK?
1 holder reports 5% or more of SMBK in its latest filing, on Schedule 13G (passive). The holder is BlackRock, Inc. at 6.0% of the class (1,029,869 shares), filed 2026-04-27 for an event on 2026-03-31.
Which tracked 13F managers own SMBK?
6 of the 30 tracked 13F managers held SMBK shares at their latest filing, $24.8M in all. The largest: Two Sigma Investments (188K shares, $8.8M), Renaissance Technologies (147K shares, $6.9M), Izzy Englander's Millennium Management (70K shares, $3.3M), Cliff Asness's AQR Capital Management (63K shares, $3.0M), D. E. Shaw & Co. (37K shares, $1.7M), Ken Griffin's Citadel Advisors (23K shares, $1.1M).
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.