South Plains Financial (SPFI)
South Plains Financial on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as state commercial banks.
663K
Short interest
settlement 2026-09-30
5.7
Days to cover
+1.1 days vs prior
34.1%
Short share of volume
2026-10-23
20
Fails to deliver
settlement 2026-09-08
Mon 25 Jan
Next earnings
estimated date
-$11.6M
Insider flow, 90 days
0 buys, 4 sells
As of 2026-10-23.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in SPFI is 662,610 shares, up 179,195 shares over the last month. Over the last 48 readings it ranged from 24,436 shares (28 February 2025) to 662,610 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 117K shares a day that is 5.7 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/spfi" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 662,610 | +17.4% | 117,080 | 5.66 |
| 2026-09-15 | 564,291 | +16.7% | 124,011 | 4.55 |
| 2026-08-31 | 483,415 | +3.2% | 91,296 | 5.30 |
| 2026-08-14 | 468,481 | -6.3% | 120,856 | 3.88 |
| 2026-07-31 | 500,048 | -6.1% | 167,757 | 2.98 |
| 2026-07-15 | 532,685 | +14.6% | 154,759 | 3.44 |
| 2026-06-30 | 464,824 | +48.3% | 245,904 | 1.89 |
| 2026-06-15 | 313,390 | +10.8% | 105,787 | 2.96 |
| 2026-05-29 | 282,796 | +8.7% | 84,429 | 3.35 |
| 2026-05-15 | 260,268 | +3.0% | 94,708 | 2.75 |
| 2026-04-30 | 252,586 | +19.3% | 131,810 | 1.92 |
| 2026-04-15 | 211,799 | +4.0% | 93,407 | 2.27 |
| 2026-03-31 | 203,674 | +47.9% | 121,795 | 1.67 |
| 2026-03-13 | 137,671 | +67.0% | 88,726 | 1.55 |
| 2026-02-27 | 82,457 | +12.6% | 62,337 | 1.32 |
| 2026-02-13 | 73,254 | -7.9% | 70,921 | 1.03 |
| 2026-01-30 | 79,534 | -42.9% | 74,920 | 1.06 |
| 2026-01-15 | 139,222 | +105.7% | 74,817 | 1.86 |
| 2025-12-31 | 67,689 | -11.2% | 57,657 | 1.17 |
| 2025-12-15 | 76,255 | +5.8% | 62,338 | 1.22 |
| 2025-11-28 | 72,052 | -5.3% | 39,645 | 1.82 |
| 2025-11-14 | 76,051 | +19.7% | 40,695 | 1.87 |
| 2025-10-31 | 63,545 | -16.4% | 40,499 | 1.57 |
| 2025-10-15 | 76,057 | -0.5% | 47,882 | 1.59 |
| 2025-09-30 | 76,431 | +7.1% | 53,603 | 1.43 |
| 2025-09-15 | 71,378 | +4.0% | 43,759 | 1.63 |
| 2025-08-29 | 68,659 | -16.0% | 43,475 | 1.58 |
| 2025-08-15 | 81,696 | +9.4% | 60,859 | 1.34 |
| 2025-07-31 | 74,671 | -20.1% | 72,072 | 1.04 |
| 2025-07-15 | 93,432 | -6.3% | 53,513 | 1.75 |
| 2025-06-30 | 99,682 | -2.3% | 61,700 | 1.62 |
| 2025-06-13 | 101,979 | +10.9% | 25,280 | 4.03 |
| 2025-05-30 | 91,956 | +12.9% | 27,337 | 3.36 |
| 2025-05-15 | 81,448 | +8.6% | 26,362 | 3.09 |
| 2025-04-30 | 75,019 | +1.6% | 31,393 | 2.39 |
| 2025-04-15 | 73,817 | +41.5% | 52,016 | 1.42 |
| 2025-03-31 | 52,177 | +2.3% | 46,724 | 1.12 |
| 2025-03-14 | 50,993 | +108.7% | 33,080 | 1.54 |
| 2025-02-28 | 24,436 | -4.2% | 25,798 | 1.00 |
| 2025-02-14 | 25,507 | -11.3% | 24,709 | 1.03 |
| 2025-01-31 | 28,770 | -13.2% | 33,456 | 1.00 |
| 2025-01-15 | 33,130 | -8.3% | 35,845 | 1.00 |
| 2024-12-31 | 36,138 | -30.4% | 38,941 | 1.00 |
| 2024-12-13 | 51,891 | +25.4% | 27,714 | 1.87 |
| 2024-11-29 | 41,380 | -15.6% | 26,183 | 1.58 |
| 2024-11-15 | 49,000 | +20.2% | 51,315 | 1.00 |
| 2024-10-31 | 40,759 | +2.4% | 26,849 | 1.52 |
| 2024-10-15 | 39,790 | -13.1% | 33,171 | 1.20 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 23 October 2026, the short share of SPFI volume is 34.1%, down 22.7 points over the last five sessions. Over the last 30 readings it ranged from 29.7% (1 October 2026) to 78.7% (23 September 2026). The latest reading sits at the bottom of that range. The latest reading is 23.4 points below the 30-session average of 57.5%, on 50K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-23 | 17K | 50K | 34.1% | 0 |
| 2026-10-22 | 13K | 42K | 29.8% | 0 |
| 2026-10-21 | 8K | 13K | 59.4% | 0 |
| 2026-10-20 | 7K | 15K | 48.2% | 0 |
| 2026-10-19 | 12K | 19K | 63.4% | 0 |
| 2026-10-16 | 16K | 27K | 56.9% | 90 |
| 2026-10-15 | 11K | 20K | 54.2% | 0 |
| 2026-10-14 | 17K | 23K | 72.8% | 0 |
| 2026-10-13 | 12K | 21K | 57.6% | 0 |
| 2026-10-12 | 10K | 21K | 46.2% | 0 |
| 2026-10-09 | 14K | 21K | 67.9% | 0 |
| 2026-10-08 | 13K | 23K | 57.2% | 0 |
| 2026-10-07 | 16K | 22K | 71.3% | 101 |
| 2026-10-06 | 9K | 18K | 49.6% | 0 |
| 2026-10-05 | 12K | 23K | 52.3% | 0 |
| 2026-10-02 | 19K | 37K | 51.4% | 0 |
| 2026-10-01 | 24K | 80K | 29.7% | 0 |
| 2026-09-30 | 17K | 31K | 56.4% | 0 |
| 2026-09-29 | 17K | 25K | 68.4% | 0 |
| 2026-09-28 | 9K | 17K | 53.6% | 0 |
| 2026-09-25 | 16K | 23K | 72.5% | 0 |
| 2026-09-24 | 17K | 23K | 73.7% | 0 |
| 2026-09-23 | 26K | 33K | 78.7% | 0 |
| 2026-09-22 | 14K | 22K | 61.8% | 0 |
| 2026-09-21 | 27K | 39K | 69.6% | 73 |
| 2026-09-18 | 21K | 38K | 55.3% | 0 |
| 2026-09-17 | 18K | 32K | 57.8% | 20 |
| 2026-09-16 | 17K | 33K | 49.7% | 24 |
| 2026-09-15 | 19K | 29K | 67.3% | 0 |
| 2026-09-14 | 13K | 23K | 58.4% | 9 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 8 September 2026, the fails-to-deliver balance in SPFI is 20 shares, down 558 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (9 September 2025) to 3,819 shares (4 December 2025). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-08 | 20 | $45.63 | $913 |
| 2026-08-14 | 578 | $45.62 | $26K |
| 2026-08-05 | 10 | $45.50 | $455 |
| 2026-07-13 | 9 | $42.46 | $382 |
| 2026-06-26 | 2,857 | $42.85 | $122K |
| 2026-06-23 | 3,359 | $40.59 | $136K |
| 2026-06-22 | 37 | $40.72 | $2K |
| 2026-04-23 | 6 | $43.53 | $261 |
| 2026-04-13 | 1 | $44.23 | $44 |
| 2026-03-17 | 519 | $41.05 | $21K |
| 2026-01-28 | 1 | $40.41 | $40 |
| 2026-01-12 | 2,236 | $39.24 | $88K |
| 2025-12-22 | 57 | $40.28 | $2K |
| 2025-12-10 | 3,819 | $39.08 | $149K |
| 2025-12-09 | 3,819 | $38.80 | $148K |
| 2025-12-08 | 3,819 | $38.93 | $149K |
| 2025-12-05 | 3,819 | $39.28 | $150K |
| 2025-12-04 | 3,819 | $38.71 | $148K |
| 2025-11-14 | 4 | $37.90 | $152 |
| 2025-10-10 | 6 | $38.10 | $229 |
| 2025-09-19 | 93 | $40.65 | $4K |
| 2025-09-09 | 1 | $40.82 | $41 |
| 2025-09-08 | 3 | $40.50 | $122 |
| 2025-09-05 | 45 | $41.04 | $2K |
| 2025-07-29 | 297 | $38.98 | $12K |
| 2025-06-27 | 56 | $35.85 | $2K |
| 2025-06-11 | 13 | $36.71 | $477 |
| 2025-06-09 | 95 | $36.27 | $3K |
| 2025-06-04 | 72 | $35.67 | $3K |
| 2025-06-02 | 22 | $35.97 | $791 |
Insider trades
SEC Form 4, newest first. JSONInsiders at SPFI reported 4 open-market sells worth $11.6M in the last 90 days and no open-market buys. Latest filing: Campbell Richard D (Director) on 2026-08-04.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-08-04 | Campbell Richard D | Director | Sell | 27K | $45.14 | $1.2M | 1.4M |
| 2026-08-03 | Campbell Richard D | Director | Sell | 133K | $44.75 | $5.9M | 1.4M |
| 2026-07-28 | Stein James D. | Director | Sell | 30K | $44.97 | $1.3M | 243K |
| 2026-07-28 | Stein James D. | Director | Sell | 70K | $44.36 | $3.1M | 273K |
| 2026-06-18 | Griffith Curtis C | Chairman and CEO | Returned to company | 300K | $41.39 | $12.4M | 157K |
| 2026-05-20 | Valles Noe G | Director | Grant | 623 | $0.00 | $0 | 488K |
| 2026-05-20 | Washburn LaDana R | Director | Grant | 623 | $0.00 | $0 | 2K |
| 2026-05-20 | Wargo Kyle R | Director | Grant | 623 | $0.00 | $0 | 14K |
| 2026-05-20 | Valles Noe G | Director | Buy | 623 | $0.00 | $0 | 488K |
| 2026-05-20 | Campbell Richard D | Director | Grant | 623 | $0.00 | $0 | 10K |
| 2026-05-19 | Stein James D. | Director | Sell | 2K | $40.07 | $63K | 343K |
| 2026-05-18 | Stein James D. | Director | Sell | 14K | $40.01 | $540K | 344K |
| 2026-05-11 | Stein James D. | Director | Sell | 5K | $40.06 | $198K | 358K |
| 2026-05-08 | Stein James D. | Director | Sell | 10K | $40.38 | $404K | 363K |
| 2026-04-01 | Stein James D. | Director | Grant | 373K | price not stated in the filing | not stated | 373K |
| 2026-03-16 | Newsom Mikella D | Chief Risk Officer & Secretary | Grant | 358 | $0.00 | $0 | 25K |
| 2026-03-14 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 184 | $40.74 | $7K | 24K |
| 2026-02-19 | Crockett Steven B | CFO and Treasurer | Tax withholding | 582 | $41.86 | $24K | 90K |
| 2026-02-18 | Newsom Mikella D | Chief Risk Officer & Secretary | Grant | 2K | $0.00 | $0 | 49K |
| 2026-02-18 | Ehlers Paul A | COO - City Bank | Grant | 2K | $0.00 | $0 | 88K |
| 2026-02-18 | Bates Brent A | CCO - City Bank | Grant | 2K | $0.00 | $0 | 14K |
| 2026-02-18 | Crockett Steven B | CFO and Treasurer | Grant | 5K | $0.00 | $0 | 91K |
| 2026-02-17 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 612 | $42.50 | $26K | 48K |
| 2026-02-17 | Ehlers Paul A | COO - City Bank | Tax withholding | 884 | $42.50 | $38K | 85K |
| 2026-02-17 | Bates Brent A | CCO - City Bank | Tax withholding | 840 | $42.50 | $36K | 11K |
| 2026-02-11 | Griffith Curtis C | Chairman and CEO | Gift | 4K | $0.00 | $0 | 457K |
| 2026-01-05 | Newsom Cory T | President | Grant | 6K | $38.92 | $250K | 295K |
| 2026-01-05 | Newsom Cory T | President | Tax withholding | 2K | $38.28 | $79K | 288K |
| 2026-01-05 | Griffith Curtis C | Chairman and CEO | Grant | 3K | $38.92 | $125K | 461K |
| 2026-01-05 | Griffith Curtis C | Chairman and CEO | Tax withholding | 1K | $38.28 | $42K | 458K |
| 2025-12-31 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 1K | $39.61 | $48K | 25K |
| 2025-12-31 | Newsom Mikella D | Chief Risk Officer & Secretary | Exercise or conversion | 3K | $8.60 | $26K | 26K |
| 2025-12-31 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 1K | $39.61 | $48K | 48K |
| 2025-12-31 | Newsom Mikella D | Chief Risk Officer & Secretary | Exercise or conversion | 3K | $8.60 | $26K | 50K |
| 2025-12-31 | Newsom Cory T | President | Tax withholding | 4K | $39.61 | $145K | 291K |
| 2025-12-31 | Newsom Cory T | President | Exercise or conversion | 9K | $8.60 | $77K | 294K |
| 2025-12-31 | Griffith Curtis C | Chairman and CEO | Tax withholding | 1K | $39.61 | $48K | 459K |
| 2025-12-31 | Griffith Curtis C | Chairman and CEO | Exercise or conversion | 3K | $8.60 | $26K | 460K |
| 2025-12-31 | Ehlers Paul A | COO - City Bank | Tax withholding | 2K | $39.61 | $97K | 86K |
| 2025-12-31 | Ehlers Paul A | COO - City Bank | Exercise or conversion | 6K | $8.60 | $52K | 89K |
| 2025-12-31 | Crockett Steven B | CFO and Treasurer | Tax withholding | 2K | $39.61 | $97K | 86K |
| 2025-12-31 | Crockett Steven B | CFO and Treasurer | Exercise or conversion | 6K | $8.60 | $52K | 88K |
| 2025-09-12 | Campbell Richard D | Director, 10% owner | Sell | 16K | $39.62 | $617K | 1.5M |
| 2025-09-11 | Campbell Richard D | Director, 10% owner | Sell | 44K | $40.21 | $1.8M | 1.5M |
| 2025-05-21 | Wargo Kyle R | Director | Grant | 697 | $0.00 | $0 | 14K |
| 2025-05-21 | Washburn LaDana R | Director | Grant | 697 | $0.00 | $0 | 2K |
| 2025-05-21 | Valles Noe G | Director | Grant | 697 | $0.00 | $0 | 487K |
| 2025-05-21 | Campbell Richard D | Director,TenPercentOwner | Grant | 697 | $0.00 | $0 | 10K |
| 2025-03-18 | Newsom Mikella D | Chief Risk Officer & Secretary | Grant | 320 | $0.00 | $0 | 23K |
| 2025-03-10 | Griffith Curtis C | Chairman and CEO | Sell | 100K | $33.00 | $3.3M | 457K |
| 2025-03-10 | Griffith Curtis C | Chairman and CEO | Returned to company | 250K | $33.00 | $8.3M | 557K |
| 2025-03-10 | Valles Noe G | Director | Buy | 100K | $33.00 | $3.3M | 486K |
| 2025-02-21 | Crockett Steven B | CFO and Treasurer | Tax withholding | 783 | $35.17 | $28K | 82K |
| 2025-02-19 | Bates Brent A | Other | Grant | 3K | $0.00 | $0 | 12K |
| 2025-02-19 | Newsom Mikella D | Chief Risk Officer & Secretary | Grant | 2K | $0.00 | $0 | 47K |
| 2025-02-19 | Ehlers Paul A | Other | Grant | 3K | $0.00 | $0 | 83K |
| 2025-02-19 | Crockett Steven B | CFO and Treasurer | Grant | 6K | $0.00 | $0 | 83K |
| 2025-02-18 | Griffith Curtis C | Chairman and CEO | Sell | 21K | $35.36 | $758K | 807K |
| 2025-02-14 | Griffith Curtis C | Chairman and CEO | Gift | 3K | $0.00 | $0 | 834K |
| 2025-02-14 | Griffith Curtis C | Chairman and CEO | Sell | 5K | $35.60 | $185K | 829K |
| 2025-02-13 | Griffith Curtis C | Chairman and CEO | Sell | 18K | $35.40 | $635K | 837K |
| 2025-02-12 | Griffith Curtis C | Chairman and CEO | Sell | 15K | $35.69 | $550K | 855K |
| 2025-01-03 | Newsom Cory T | President | Grant | 7K | $34.01 | $250K | 285K |
| 2025-01-03 | Griffith Curtis C | Chairman and CEO | Grant | 4K | $34.01 | $125K | 870K |
| 2025-01-02 | Newsom Cory T | President | Tax withholding | 2K | $34.83 | $83K | 278K |
| 2025-01-02 | Griffith Curtis C | Chairman and CEO | Tax withholding | 1K | $34.83 | $45K | 867K |
| 2024-12-31 | Newsom Mikella D | Chief Risk Officer & Secretary | Exercise or conversion | 3K | $5.88 | $18K | 24K |
| 2024-12-31 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 1K | $34.53 | $39K | 45K |
| 2024-12-31 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 1K | $34.53 | $39K | 23K |
| 2024-12-31 | Newsom Mikella D | Chief Risk Officer & Secretary | Exercise or conversion | 3K | $5.88 | $18K | 46K |
| 2024-12-31 | Ehlers Paul A | COO - City Bank | Exercise or conversion | 6K | $5.88 | $35K | 82K |
| 2024-12-31 | Ehlers Paul A | COO - City Bank | Tax withholding | 2K | $34.53 | $80K | 79K |
| 2024-12-31 | Crockett Steven B | CFO and Treasurer | Exercise or conversion | 6K | $5.88 | $35K | 79K |
| 2024-12-31 | Crockett Steven B | CFO and Treasurer | Tax withholding | 2K | $34.53 | $80K | 77K |
| 2024-12-31 | Newsom Cory T | President | Tax withholding | 3K | $34.53 | $116K | 280K |
| 2024-12-31 | Newsom Cory T | President | Exercise or conversion | 9K | $5.88 | $53K | 284K |
| 2024-12-31 | Griffith Curtis C | Chairman and CEO | Tax withholding | 1K | $34.53 | $39K | 868K |
| 2024-12-31 | Griffith Curtis C | Chairman and CEO | Exercise or conversion | 3K | $5.88 | $18K | 869K |
| 2024-11-15 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 1K | $38.80 | $43K | 21K |
| 2024-11-15 | Newsom Mikella D | Chief Risk Officer & Secretary | Exercise or conversion | 2K | $20.93 | $43K | 22K |
| 2024-11-15 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 1K | $38.80 | $51K | 20K |
| 2024-11-15 | Newsom Mikella D | Chief Risk Officer & Secretary | Exercise or conversion | 3K | $16.00 | $51K | 21K |
| 2024-11-15 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 6K | $38.80 | $221K | 43K |
| 2024-11-15 | Newsom Mikella D | Chief Risk Officer & Secretary | Exercise or conversion | 11K | $20.93 | $221K | 48K |
| 2024-11-15 | Newsom Mikella D | Chief Risk Officer & Secretary | Tax withholding | 6K | $38.80 | $215K | 38K |
| 2024-11-15 | Newsom Mikella D | Chief Risk Officer & Secretary | Exercise or conversion | 13K | $16.00 | $215K | 43K |
| 2024-11-05 | Valles Noe G | Director | Buy | 50K | $33.50 | $1.7M | 386K |
| 2024-11-05 | Griffith Curtis C | Chairman and CEO | Sell | 50K | $33.50 | $1.7M | 866K |
| 2024-08-15 | Griffith Curtis C | Chairman and CEO | Sell | 50K | $30.00 | $1.5M | 916K |
| 2024-08-15 | Valles Noe G | Director | Buy | 50K | $30.00 | $1.5M | 336K |
| 2024-08-06 | Griffith Curtis C | Chairman and CEO | Sell | 21K | $30.00 | $640K | 966K |
| 2024-08-05 | Griffith Curtis C | Chairman and CEO | Sell | 10K | $30.10 | $289K | 987K |
| 2024-08-02 | Griffith Curtis C | Chairman and CEO | Sell | 2K | $31.00 | $50K | 997K |
| 2024-07-31 | Griffith Curtis C | Chairman and CEO | Sell | 12K | $32.96 | $411K | 998K |
| 2024-07-30 | Griffith Curtis C | Chairman and CEO | Sell | 5K | $33.00 | $165K | 1.0M |
| 2024-07-01 | Griffith Curtis C | Chairman and CEO | Returned to company | 40K | $25.00 | $1.0M | 1.0M |
| 2024-06-13 | Griffith Curtis C | Chairman and CEO | Sell | 3K | $26.54 | $80K | 1.1M |
| 2024-06-13 | Griffith Curtis C | Chairman and CEO | Sell | 5K | $25.86 | $125K | 1.1M |
| 2024-05-15 | Wargo Kyle R | Director | Grant | 925 | $0.00 | $0 | 13K |
| 2024-05-15 | Washburn LaDana R | Director | Grant | 925 | $0.00 | $0 | 925 |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON3 Form 144 notices on file for SPFI worth $5.7M at the prices reported; 2 in the last 90 days worth $4.5M. Latest: Stein James D. filed on 2026-07-28 to sell 30,000 shares ($1.3M) from 2026-07-28.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-07-28 | Stein James D.Officer | 30K | $1.3M | 0.157% | 2026-07-28 | Edward Jones |
| 2026-07-28 | Stein James D.Officer | 70K | $3.1M | 0.366% | 2026-07-28 | Edward Jones |
| 2026-05-08 | Stein James D.Officer | 30K | $1.2M | 0.184% | 2026-05-08 | Edward Jones |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON1 holder reports 5% or more of SPFI in its latest filing, on Schedule 13G (passive). The holder is Curtis C. Griffith at 6.2% of the class (1,165,447 shares), filed 2026-08-12 for an event on 2026-06-30.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-08-12 | 13G/Ano. 7 | Curtis C. Griffithindividual | 1.2M | 6.2% | 2026-06-30 |
13F holders
Tracked managers holding SPFI at their latest 13F. JSON7 of the 30 tracked managers held SPFI at their latest 13F, $11.6M in total at quarter-end prices. Two Sigma Investments is the largest at $4.3M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 2 added shares and 5 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| Two Sigma Investments | 2026-06-30 | 99K | $4.3M | 0.00% | -74K |
| Fisher Asset Management | 2026-06-30 | 43K | $1.9M | 0.00% | +12K |
| AQR Capital Management | 2026-06-30 | 43K | $1.8M | 0.00% | -16K |
| Citadel Advisors | 2026-06-30 | 42K | $1.8M | 0.00% | +31K |
| Renaissance Technologies | 2026-06-30 | 21K | $920K | 0.00% | -55K |
| D. E. Shaw & Co. | 2026-06-30 | 16K | $678K | 0.00% | -1K |
| Millennium Management | 2026-06-30 | 5K | $217K | 0.00% | -20K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
What this page is
South Plains Financial in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows South Plains Financial (SPFI), SEC CIK 1163668, listed on Nasdaq, classified by the SEC as state commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-23.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-08.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-07-28.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-12.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-10-22.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-08-04.JSON and CSV
- Company record
- EDGAR filing index for CIK 1163668Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as state commercial banks
Other company pages
Datasets
Frequently Asked Questions
How much of SPFI is sold short?
662,610 shares were held short at the 2026-09-30 settlement, 5.7 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is SPFI's daily short volume?
On 2026-10-23, 16,992 of the 49,803 SPFI shares reported to FINRA were sold short, 34.1% of the day's reported volume. Short volume is a flow for one day, not a position.
Does SPFI have fails to deliver?
The SEC's latest file shows 20 SPFI shares failed to deliver at settlement 2026-09-08. Fails are reported per settlement date and published twice a month with a lag.
Are SPFI insiders buying or selling?
Insiders at SPFI reported 4 open-market sells worth $11.6M in the last 90 days and no open-market buys. Latest filing: Campbell Richard D (Director) on 2026-08-04.
Have SPFI insiders filed to sell?
3 Form 144 notices on file for SPFI worth $5.7M at the prices reported; 2 in the last 90 days worth $4.5M. Latest: Stein James D. filed on 2026-07-28 to sell 30,000 shares ($1.3M) from 2026-07-28.
Who owns 5% or more of SPFI?
1 holder reports 5% or more of SPFI in its latest filing, on Schedule 13G (passive). The holder is Curtis C. Griffith at 6.2% of the class (1,165,447 shares), filed 2026-08-12 for an event on 2026-06-30.
Which tracked 13F managers own SPFI?
7 of the 30 tracked 13F managers held SPFI shares at their latest filing, $11.6M in all. The largest: Two Sigma Investments (99K shares, $4.3M), Ken Fisher's Fisher Asset Management (43K shares, $1.9M), Cliff Asness's AQR Capital Management (43K shares, $1.8M), Ken Griffin's Citadel Advisors (42K shares, $1.8M), Renaissance Technologies (21K shares, $920K), D. E. Shaw & Co. (16K shares, $678K). The table above lists all 7.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.