XOOMAR

Bakkt (BKKT)

Bakkt on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, earnings dates and insider trades. Listed on NYSE, classified by the SEC as finance services.

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6.7M

Short interest

settlement 2026-09-30

4.1

Days to cover

-2.4 days vs prior

56.0%

Short share of volume

2026-10-13

16,780

Fails to deliver

settlement 2026-09-10

Wed 11 Nov

Next earnings

estimated date

$2.1M

Insider flow, 90 days

1 buys, 3 sells

As of 2026-10-13.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in BKKT is 6,705,907 shares, up 701,055 shares over the last month. Over the last 48 readings it ranged from 802,011 shares (31 October 2024) to 6,705,907 shares (30 September 2026). The latest reading sits at the top of that range. At the reported average volume of 1.6M shares a day that is 4.1 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-09-306,705,907+9.3%1,628,8234.12
2026-09-156,132,337+2.1%934,1306.56
2026-08-316,004,852-2.2%2,024,3922.97
2026-08-146,142,190+1.0%989,8496.21
2026-07-316,083,943-3.7%965,8176.30
2026-07-156,320,220-5.0%972,9476.50
2026-06-306,656,249+14.7%1,653,4384.03
2026-06-155,801,249+21.5%1,897,6153.06
2026-05-294,774,724+1.6%3,145,8791.52
2026-05-154,699,563+10.8%1,699,7142.76
2026-04-304,241,667-6.5%980,7254.33
2026-04-154,537,379+7.4%962,0294.72
2026-03-314,224,270+8.3%1,522,9512.77
2026-03-133,901,087-12.3%1,276,9743.05
2026-02-274,450,538-0.5%1,538,4912.89
2026-02-134,472,022+6.6%1,184,4173.78
2026-01-304,194,789+8.9%1,687,0282.49
2026-01-153,850,813+4.6%2,194,9021.75
2025-12-313,681,360+19.0%957,8023.84
2025-12-153,094,607+14.6%1,331,9662.32
2025-11-282,699,945+7.9%1,195,1472.26
2025-11-142,502,058+5.0%2,038,8261.23
2025-10-312,382,678+23.8%1,686,0131.41
2025-10-151,925,090-31.6%4,111,9721.00

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 13 October 2026, the short share of BKKT volume is 56.0%, down 13.3 points over the last five sessions. Over the last 30 readings it ranged from 44.2% (18 September 2026) to 73.5% (15 September 2026). The latest reading is 3.7 points below the 30-session average of 59.7%, on 649K shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-10-13364K649K56.0%31
2026-10-12313K491K63.7%1,000
2026-10-09204K288K70.8%0
2026-10-08436K694K62.8%5,220
2026-10-07484K724K66.8%1
2026-10-06307K443K69.3%208
2026-10-05240K477K50.3%0
2026-10-02376K608K61.8%2,504
2026-10-01320K517K61.8%2,510
2026-09-30343K516K66.5%11,122
2026-09-29301K469K64.0%0
2026-09-28234K397K59.0%5,104
2026-09-25289K462K62.5%0
2026-09-24346K523K66.2%700
2026-09-23354K727K48.6%13,353
2026-09-22440K882K49.9%200
2026-09-21491K917K53.5%0
2026-09-18346K783K44.2%0
2026-09-17280K469K59.7%0
2026-09-16475K778K61.0%3,026
2026-09-15457K622K73.5%11,358
2026-09-14176K365K48.3%0
2026-09-11199K376K52.9%0
2026-09-10123K193K63.9%0
2026-09-09273K461K59.2%17
2026-09-08252K450K56.1%1,630
2026-09-04155K308K50.3%1,326
2026-09-03344K664K51.8%6,906
2026-09-02179K258K69.4%0
2026-09-01287K435K65.9%0

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 10 September 2026, the fails-to-deliver balance in BKKT is 16,780 shares, up 6,290 shares over the last settlement date. Over the last 30 readings it ranged from 3 shares (7 August 2026) to 968,639 shares (21 August 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-09-1016,780$8.26$139K
2026-09-0810,490$8.33$87K
2026-09-0419,992$8.38$168K
2026-09-03100$7.43$743
2026-08-25593,879$8.18$4.9M
2026-08-24956,144$8.59$8.2M
2026-08-21968,639$7.50$7.3M
2026-08-20455,679$7.74$3.5M
2026-08-19159,746$6.93$1.1M
2026-08-1880,487$7.12$573K
2026-08-17103,106$7.65$789K
2026-08-14103,833$7.40$768K
2026-08-13103,557$7.52$779K
2026-08-1268,548$7.37$505K
2026-08-102,000$7.53$15K
2026-08-073$7.12$21
2026-08-05300$7.56$2K
2026-07-31250$7.44$2K
2026-07-2920$7.47$149
2026-07-276,796$7.44$51K
2026-07-248,270$7.68$64K
2026-07-238,379$7.97$67K
2026-07-2216,357$8.32$136K
2026-07-2124,391$7.85$191K
2026-07-203,652$7.25$26K
2026-07-1720,993$7.86$165K
2026-07-144,915$8.09$40K
2026-07-101,898$8.37$16K
2026-07-093,647$8.36$30K
2026-07-088,652$8.28$72K

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

Over the last 90 days BKKT insiders reported 1 open-market buy ($2.1M) against 3 sells ($24K), so the dollar flow leans toward buying. Latest filing: Naheta Akshay Sudhir (Chief Executive Officer) on 2026-09-30.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-09-30Naheta Akshay SudhirChief Executive OfficerGrant243K$0.00$09.3M
2026-09-30D'Annunzio MarcGeneral Counsel & SecretaryGrant45K$0.00$0152K
2026-09-30Henderson Joseph Sean-WalshChief Accounting OfficerGrant20K$0.00$033K
2026-09-30Baes NicholasChief Operating OfficerGrant30K$0.00$0134K
2026-09-23Baes NicholasChief Operating OfficerSell1K$8.61$11K104K
2026-09-23D'Annunzio MarcGeneral Counsel & SecretarySell1K$8.61$11K107K
2026-09-23Henderson Joseph Sean-WalshChief Accounting OfficerSell282$8.61$2K13K
2026-08-18ALFRED MICHAELDirectorBuy297K$7.12$2.1M1.2M
2026-07-15D'Annunzio MarcGeneral Counsel & SecretarySell539$8.44$5K108K
2026-07-15Henderson Joseph Sean-WalshChief Accounting OfficerSell94$8.33$78313K
2026-07-15Alexander KarenChief Financial OfficerSell657$8.44$6K54K
2026-06-26D'Annunzio MarcGeneral Counsel & SecretarySell1K$7.71$10K109K
2026-06-25Henderson Joseph Sean-WalshChief Accounting OfficerSell349$7.93$3K13K
2026-06-25D'Annunzio MarcGeneral Counsel & SecretarySell2K$7.93$12K110K
2026-06-25Baes NicholasChief Operating OfficerSell2K$7.93$12K105K
2026-06-25Alexander KarenChief Financial OfficerSell2K$7.93$15K54K
2026-06-10ALFRED MICHAELDirectorBuy100K$7.83$783K905K
2026-06-09ALFRED MICHAELDirectorBuy180K$7.71$1.4M805K
2026-05-18ALFRED MICHAELDirectorBuy220K$8.20$1.8M625K
2026-05-15Naheta Akshay SudhirChief Executive OfficerOption exercise34K$10.00$336K9.1M
2026-05-15ALFRED MICHAELDirectorBuy365K$8.34$3.0M405K
2026-05-15D'Annunzio MarcGeneral Counsel & SecretaryOption exercise2K$10.00$17K112K
2026-05-15Baes NicholasChief Operating OfficerOption exercise671$10.00$7K107K
2026-05-15Alexander KarenChief Financial OfficerOption exercise335$10.00$3K56K
2026-04-30Naheta Akshay SudhirCEO and PresidentGrant7.9Mprice not stated in the filingnot stated9.0M
2026-04-28D'Annunzio MarcGeneral Counsel & SecretarySell4K$8.60$34K110K
2026-04-28D'Annunzio MarcGeneral Counsel & SecretarySell4K$9.13$35K114K
2026-04-28Baes NicholasChief Operating OfficerSell2K$9.13$21K106K
2026-04-28Alexander KarenChief Financial OfficerSell5K$9.13$43K56K
2026-04-06Baes NicholasChief Operating OfficerSell711$7.56$5K101K
2026-03-30D'Annunzio MarcGeneral Counsel and SecretarySell5K$7.08$38K106K
2026-03-27D'Annunzio MarcGeneral Counsel and SecretarySell6K$8.55$55K111K
2026-02-24D'Annunzio MarcGeneral Counsel and SecretarySell785$10.09$8K118K
2025-12-19Henderson Joseph Sean-WalshChief Accounting OfficerSell2K$10.01$25K11K
2025-12-03Intercontinental Exchange, Inc.TenPercentOwnerConversion466Kprice not stated in the filingnot stated7.9M
2025-11-19ALFRED MICHAELDirectorGrant9K$0.00$028K
2025-11-14Naheta Akshay SudhirCEO and PresidentOption exercise804K$0.00$01.1M
2025-11-14D'Annunzio MarcGeneral Counsel & SecretaryTax withholding495$21.61$11K119K
2025-11-14Baes NicholasChief Operating OfficerTax withholding198$21.61$4K106K
2025-11-14Alexander KarenChief Financial OfficerTax withholding121$21.61$3K69K
2025-11-12Henderson Joseph Sean-WalshChief Accounting OfficerSell169$21.50$4K13K
2025-11-12Naheta Akshay SudhirCEO and PresidentOption exercise34K$10.00$336K295K
2025-11-12D'Annunzio MarcGeneral Counsel & SecretaryOption exercise2K$10.00$17K119K
2025-11-12Baes NicholasChief Operating OfficerOption exercise671$10.00$7K106K
2025-11-12Alexander KarenChief Financial OfficerOption exercise335$10.00$3K70K
2025-11-03D'Annunzio MarcGeneral Counsel & SecretaryOption exercise48Kprice not stated in the filingnot stated117K
2025-11-03Intercontinental Exchange, Inc.TenPercentOwnerJ650Kprice not stated in the filingnot stated650K
2025-11-03Intercontinental Exchange, Inc.TenPercentOwnerOption exercise6.8Mprice not stated in the filingnot stated7.5M
2025-11-03Intercontinental Exchange, Inc.TenPercentOwnerJ650Kprice not stated in the filingnot stated650K
2025-11-03Intercontinental Exchange, Inc.TenPercentOwnerConversion6.8Mprice not stated in the filingnot stated7.5M

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Planned sales (Form 144)

Newest first. JSON

7 Form 144 notices on file for BKKT worth $554K at the prices reported; 1 in the last 90 days worth $5K. Latest: MARC D'ANNUNZIO filed on 2026-07-16 to sell 604 shares ($5K) from 2026-07-16.

FiledSellerSharesMarket valueOf outstandingSale fromBroker
2026-07-16MARC D'ANNUNZIOOfficer604$5K0.001%2026-07-16Morgan Stanley Smith Barney LLC Executive Financial Services
2026-06-26MARC D'ANNUNZIOOfficer1K$11K0.003%2026-06-26Morgan Stanley Smith Barney LLC Executive Financial Services
2026-04-28MARC DANNUNZIOOfficer4K$36K0.013%2026-04-28Morgan Stanley Smith Barney LLC Executive Financial Services
2026-03-30MARC DANNUNZIOOfficer5K$39K0.017%2026-03-30Morgan Stanley Smith Barney LLC Executive Financial Services
2026-02-24MARC DANNUNZIOOfficer785$8K0.003%2026-02-24Morgan Stanley Smith Barney LLC Executive Financial Services
2025-12-09DEANA DOWDirector28K$355K0.115%2025-12-09Morgan Stanley Smith Barney LLC Executive Financial Services
2025-11-12DEANA DOWDirector5K$100K0.019%2025-11-11Morgan Stanley Smith Barney LLC Executive Financial Services

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

4 holders report 5% or more of BKKT in their latest filing, 3 on Schedule 13D (active intent). The largest reported stake is Akshay Sudhir Naheta at 22.3% of the class (11,138,989 shares), filed 2026-05-04 for an event on 2026-04-30.

FiledFormHolderSharesOf classEvent
2026-08-1413G/Ano. 1Alyeska Fund GP, LLCother entity00.0%2026-06-30
2026-08-1413G/Ano. 1Anand Parekhindividual00.0%2026-06-30
2026-08-1413G/Ano. 1Alyeska Investment Group, L.P.investment adviser00.0%2026-06-30
2026-07-2713GBlackRock, Inc.parent holding company2.5M5.5%2026-06-30
2026-05-0413D/Ano. 3Akshay Sudhir Nahetaindividual11.1M22.3%2026-04-30
2026-05-0413D/Ano. 13Intercontinental Exchange Holdings, Inc.corporation8.4M19.8%2026-04-30
2026-05-0413D/Ano. 13INTERCONTINENTAL EXCHANGE, INC.corporation8.4M19.8%2026-04-30
2026-02-1713G/Ano. 1Weiss Asset Management LPinvestment adviser813K3.4%2025-12-31
2026-02-1713G/Ano. 1WAM GP LLCparent holding company813K3.4%2025-12-31
2026-02-1713G/Ano. 1WEISS ANDREW Mparent holding company813K3.4%2025-12-31
2026-02-1313G/Ano. 1Susquehanna Portfolio Strategies, LLCother entity412K1.7%2025-12-31
2026-02-1313G/Ano. 1G1 Execution Services, LLCbroker-dealer, other entity412K1.7%2025-12-31
2026-02-1313G/Ano. 1Susquehanna Fundamental Investments, LLCother entity412K1.7%2025-12-31
2026-02-1313G/Ano. 1Susquehanna Securities, LLCbroker-dealer, other entity412K1.7%2025-12-31
2025-11-1413G/Ano. 1Kenneth Griffinparent holding company, individual426K2.7%2025-09-30
2025-11-1413G/Ano. 1Citadel Securities LLCbroker-dealer, other entity398K2.5%2025-09-30
2025-11-1413G/Ano. 1Citadel Securities Group LPparent holding company, partnership398K2.5%2025-09-30
2025-11-1413G/Ano. 1Citadel Securities GP LLCparent holding company, other entity398K2.5%2025-09-30
2025-11-1413G/Ano. 1Citadel Advisors LLCinvestment adviser, parent holding company, other entity28K0.2%2025-09-30
2025-11-1413G/Ano. 1Citadel GP LLCparent holding company, other entity28K0.2%2025-09-30
2025-11-1413G/Ano. 1Citadel Advisors Holdings LPparent holding company, partnership28K0.2%2025-09-30
2025-11-1413G/Ano. 1HIGHBRIDGE CAPITAL MANAGEMENT, LLCinvestment adviser, other entity691K4.2%2025-09-30
2025-10-3113G/Ano. 3HORIZON KINETICS ASSET MANAGEMENT LLCinvestment adviser329K2.3%2025-09-09

13F holders

Tracked managers holding BKKT at their latest 13F. JSON

2 of the 30 tracked managers held BKKT at their latest 13F, $3.5M in total at quarter-end prices. Renaissance Technologies is the largest at $2.4M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 0 added shares and 2 cut.

FundQuarterSharesValueOf portfolioChange in shares
Renaissance Technologies2026-06-30309K$2.4M0.00%-132K
AQR Capital Management2026-06-30142K$1.1M0.00%-10K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

What this page is

Bakkt in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Bakkt (BKKT), SEC CIK 1820302, listed on NYSE, classified by the SEC as finance services. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest
FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-13.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-10.JSON and CSV
Planned sales
SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-07-16.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-08-14.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Earnings dates
SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-01-20.JSON and CSV
Insider trades
SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-30.JSON and CSV
Company record
EDGAR filing index for CIK 1820302Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
10 requests a minute without a key, 30 with a free key from a free account.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of BKKT is sold short?
6,705,907 shares were held short at the 2026-09-30 settlement, 4.1 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is BKKT's daily short volume?
On 2026-10-13, 363,521 of the 649,311 BKKT shares reported to FINRA were sold short, 56.0% of the day's reported volume. Short volume is a flow for one day, not a position.
Does BKKT have fails to deliver?
The SEC's latest file shows 16,780 BKKT shares failed to deliver at settlement 2026-09-10. Fails are reported per settlement date and published twice a month with a lag.
Are BKKT insiders buying or selling?
Over the last 90 days BKKT insiders reported 1 open-market buy ($2.1M) against 3 sells ($24K), so the dollar flow leans toward buying. Latest filing: Naheta Akshay Sudhir (Chief Executive Officer) on 2026-09-30.
Have BKKT insiders filed to sell?
7 Form 144 notices on file for BKKT worth $554K at the prices reported; 1 in the last 90 days worth $5K. Latest: MARC D'ANNUNZIO filed on 2026-07-16 to sell 604 shares ($5K) from 2026-07-16.
Who owns 5% or more of BKKT?
4 holders report 5% or more of BKKT in their latest filing, 3 on Schedule 13D (active intent). The largest reported stake is Akshay Sudhir Naheta at 22.3% of the class (11,138,989 shares), filed 2026-05-04 for an event on 2026-04-30.
Which tracked 13F managers own BKKT?
2 of the 30 tracked 13F managers held BKKT shares at their latest filing, $3.5M in all. The largest: Renaissance Technologies (309K shares, $2.4M), Cliff Asness's AQR Capital Management (142K shares, $1.1M).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.