Bank of New York Mellon (BNY)
Bank of New York Mellon on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on NYSE, classified by the SEC as state commercial banks.
8.4M
Short interest
settlement 2026-09-30
1.9
Days to cover
-1.6 days vs prior
36.0%
Short share of volume
2026-10-09
35,680
Fails to deliver
settlement 2026-09-08
Thu 15 Oct
Next earnings
estimated date
-$6.0M
Insider flow, 90 days
0 buys, 9 sells
As of 2026-10-09.
Short interest
FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in BNY is 8,415,660 shares, down 1,681,030 shares over the last month. Over the last 48 readings it ranged from 5,455 shares (31 December 2025) to 11,248,873 shares (29 May 2026). At the reported average volume of 4.5M shares a day that is 1.9 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 8,415,660 | -18.4% | 4,542,758 | 1.85 |
| 2026-09-15 | 10,310,207 | +2.1% | 3,016,785 | 3.42 |
| 2026-08-31 | 10,096,690 | +11.5% | 2,539,881 | 3.98 |
| 2026-08-14 | 9,053,699 | +8.5% | 2,448,680 | 3.70 |
| 2026-07-31 | 8,344,764 | +11.5% | 3,710,739 | 2.25 |
| 2026-07-15 | 7,485,111 | -1.0% | 3,930,181 | 1.90 |
| 2026-06-30 | 7,562,786 | -24.3% | 5,181,617 | 1.46 |
| 2026-06-15 | 9,989,818 | -11.2% | 3,248,520 | 3.08 |
| 2026-05-29 | 11,248,873 | +2.1% | 3,681,805 | 3.06 |
| 2026-01-30 | 14,515 | +67.5% | 47,325 | 1.00 |
| 2026-01-15 | 8,664 | +58.8% | 43,128 | 1.00 |
| 2025-12-31 | 5,455 | -54.2% | 111,724 | 1.00 |
| 2025-12-15 | 11,900 | -6.0% | 70,424 | 1.00 |
| 2025-11-28 | 12,660 | -49.5% | 62,791 | 1.00 |
| 2025-11-14 | 25,085 | +13.1% | 91,419 | 1.00 |
| 2025-10-31 | 22,181 | -38.5% | 54,377 | 1.00 |
| 2025-10-15 | 36,079 | -26.4% | 168,334 | 1.00 |
| 2025-09-30 | 49,010 | -0.3% | 44,427 | 1.10 |
| 2025-09-15 | 49,139 | -26.1% | 60,364 | 1.00 |
| 2025-08-29 | 66,463 | +6.5% | 49,118 | 1.35 |
| 2025-08-15 | 62,377 | +48.9% | 69,796 | 1.00 |
| 2025-07-31 | 41,880 | -17.9% | 82,443 | 1.00 |
| 2025-07-15 | 51,002 | +37.9% | 47,717 | 1.07 |
| 2025-06-30 | 36,996 | +17.9% | 43,464 | 1.00 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 9 October 2026, the short share of BNY volume is 36.0%, up 2.8 points over the last five sessions. Over the last 30 readings it ranged from 14.1% (28 September 2026) to 72.8% (4 September 2026). The latest reading is in line with the 30-session average of 37.8%, on 729K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-09 | 263K | 729K | 36.0% | 14 |
| 2026-10-08 | 425K | 1.6M | 27.0% | 3,383 |
| 2026-10-07 | 178K | 875K | 20.3% | 380 |
| 2026-10-06 | 291K | 920K | 31.6% | 292 |
| 2026-10-05 | 400K | 1.3M | 31.3% | 2,184 |
| 2026-10-02 | 299K | 902K | 33.2% | 3,097 |
| 2026-10-01 | 397K | 2.0M | 20.1% | 565 |
| 2026-09-30 | 355K | 1.3M | 26.4% | 1,254 |
| 2026-09-29 | 250K | 1.6M | 16.0% | 107 |
| 2026-09-28 | 160K | 1.1M | 14.1% | 8,181 |
| 2026-09-25 | 270K | 1.4M | 18.9% | 702 |
| 2026-09-24 | 272K | 1.0M | 26.9% | 5,105 |
| 2026-09-23 | 292K | 1.3M | 21.7% | 4,878 |
| 2026-09-22 | 602K | 2.4M | 25.6% | 1,927 |
| 2026-09-21 | 329K | 1.3M | 24.6% | 448 |
| 2026-09-18 | 381K | 1.3M | 29.1% | 30 |
| 2026-09-17 | 638K | 2.2M | 28.9% | 225 |
| 2026-09-16 | 411K | 954K | 43.0% | 217 |
| 2026-09-15 | 589K | 1.9M | 30.3% | 2,117 |
| 2026-09-14 | 654K | 1.2M | 56.7% | 23,090 |
| 2026-09-11 | 316K | 676K | 46.8% | 296 |
| 2026-09-10 | 389K | 1.0M | 38.2% | 148 |
| 2026-09-09 | 371K | 983K | 37.7% | 1,152 |
| 2026-09-08 | 531K | 794K | 66.8% | 18,179 |
| 2026-09-04 | 515K | 707K | 72.8% | 199 |
| 2026-09-03 | 518K | 975K | 53.1% | 13 |
| 2026-09-02 | 700K | 1.1M | 65.1% | 40 |
| 2026-09-01 | 528K | 882K | 59.9% | 205 |
| 2026-08-31 | 434K | 709K | 61.2% | 444 |
| 2026-08-28 | 418K | 589K | 70.9% | 0 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 8 September 2026, the fails-to-deliver balance in BNY is 35,680 shares, up 34,768 shares over the last settlement date. Over the last 30 readings it ranged from 2 shares (11 December 2025) to 35,680 shares (8 September 2026). The latest reading sits at the top of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-08 | 35,680 | $164.84 | $5.9M |
| 2026-08-25 | 912 | $162.14 | $148K |
| 2026-08-03 | 362 | $156.33 | $57K |
| 2026-07-10 | 263 | $152.26 | $40K |
| 2026-06-30 | 1,525 | $143.80 | $219K |
| 2026-06-15 | 718 | $143.98 | $103K |
| 2026-06-05 | 2,075 | $144.02 | $299K |
| 2026-06-01 | 4 | $139.43 | $558 |
| 2026-02-06 | 8,488 | $10.23 | $87K |
| 2026-02-04 | 113 | $10.22 | $1K |
| 2026-01-29 | 1,234 | $10.17 | $13K |
| 2026-01-27 | 462 | $10.11 | $5K |
| 2026-01-26 | 5,993 | $10.14 | $61K |
| 2026-01-23 | 2,400 | $10.12 | $24K |
| 2026-01-21 | 2,235 | $10.17 | $23K |
| 2026-01-15 | 74 | $10.26 | $759 |
| 2026-01-08 | 46 | $10.29 | $473 |
| 2026-01-07 | 3,126 | $10.14 | $32K |
| 2026-01-06 | 2,569 | $10.14 | $26K |
| 2026-01-05 | 2,370 | $10.14 | $24K |
| 2025-12-31 | 3,455 | $10.13 | $35K |
| 2025-12-30 | 7,711 | $10.09 | $78K |
| 2025-12-29 | 1,271 | $10.07 | $13K |
| 2025-12-19 | 2,036 | $10.23 | $21K |
| 2025-12-18 | 752 | $10.17 | $8K |
| 2025-12-16 | 2,310 | $10.16 | $23K |
| 2025-12-11 | 2 | $10.22 | $20 |
| 2025-12-10 | 2,316 | $10.24 | $24K |
| 2025-12-08 | 68 | $10.24 | $696 |
| 2025-12-05 | 185 | $10.21 | $2K |
Insider trades
SEC Form 4, newest first. JSONInsiders at BNY reported 9 open-market sells worth $6.0M in the last 90 days and no open-market buys. Latest filing: Robinson Elizabeth (Director) on 2026-10-01.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Robinson Elizabeth | Director | Grant | 74 | $143.92 | $11K | 6K |
| 2026-10-01 | O'CONNOR SANDRA | Director | Grant | 191 | $143.92 | $28K | 7K |
| 2026-10-01 | Goldstein Jeffrey A | Director | Grant | 287 | $143.92 | $41K | 43K |
| 2026-10-01 | Echevarria Joseph | Director | Grant | 625 | $143.92 | $90K | 68K |
| 2026-09-28 | Minaya Jose | Senior Executive VP | Sell | 22 | $149.87 | $3K | 177K |
| 2026-09-28 | Minaya Jose | Senior Executive VP | Sell | 2K | $149.27 | $247K | 177K |
| 2026-09-28 | Minaya Jose | Senior Executive VP | Sell | 2K | $148.34 | $273K | 179K |
| 2026-08-27 | Minaya Jose | Senior Executive VP | Sell | 930 | $163.17 | $152K | 180K |
| 2026-08-27 | Minaya Jose | Senior Executive VP | Sell | 3K | $162.45 | $421K | 181K |
| 2026-08-05 | McCarthy J Kevin | SEVP & General Counsel | Gift | 249 | $0.00 | $0 | 50K |
| 2026-07-29 | McDonogh Dermot | Chief Financial Officer | Gift | 32K | $0.00 | $0 | 32K |
| 2026-07-29 | McDonogh Dermot | Chief Financial Officer | Sell | 7K | $156.68 | $1.1M | 0 |
| 2026-07-29 | McDonogh Dermot | Chief Financial Officer | Sell | 10K | $155.76 | $1.6M | 7K |
| 2026-07-29 | McDonogh Dermot | Chief Financial Officer | Sell | 5K | $154.90 | $820K | 18K |
| 2026-07-29 | McDonogh Dermot | Chief Financial Officer | Sell | 9K | $153.78 | $1.4M | 23K |
| 2026-07-29 | McDonogh Dermot | Chief Financial Officer | Gift | 32K | $0.00 | $0 | 249K |
| 2026-07-16 | Vince Robin A. | Chairman & CEO | J | 25K | $161.07 | $4.0M | 25K |
| 2026-07-16 | Vince Robin A. | Chairman & CEO | J | 25K | $161.07 | $4.0M | 626K |
| 2026-07-01 | O'CONNOR SANDRA | Director | Grant | 188 | $146.02 | $28K | 7K |
| 2026-07-01 | Robinson Elizabeth | Director | Grant | 73 | $146.02 | $11K | 5K |
| 2026-07-01 | Goldstein Jeffrey A | Director | Grant | 282 | $146.02 | $41K | 43K |
| 2026-07-01 | Echevarria Joseph | Director | Grant | 616 | $146.02 | $90K | 67K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON4 Form 144 notices on file for BNY worth $4.9M at the prices reported; 1 in the last 90 days worth $142K. Latest: Hobbs Shannon Marie filed on 2026-08-05 to sell 891 shares ($142K) from 2026-08-05.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-08-05 | Hobbs Shannon MarieFormer Officer | 891 | $142K | 0.000% | 2026-08-05 | Fidelity Brokerage Services LLC |
| 2026-04-17 | Hobbs Shannon MarieOfficer | 297 | $41K | 0.000% | 2026-04-17 | Fidelity Brokerage Services LLC |
| 2026-04-17 | Kurimsky Kurtis R.Officer | 5K | $720K | 0.001% | 2026-04-17 | Fidelity Brokerage Services LLC |
| 2026-04-17 | McCarthy J. KevinOfficer | 30K | $4.0M | 0.004% | 2026-04-17 | UBS Financial Services, Inc. |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON1 holder reports 5% or more of BNY in its latest filing, on Schedule 13G (passive). The holder is Vanguard Capital Management at 7.5% of the class (51,694,335 shares), filed 2026-04-29 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-29 | 13G | Vanguard Capital Managementinvestment adviser | 51.7M | 7.5% | 2026-03-31 |
| 2026-03-26 | 13G/Ano. 11 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2026-02-13 | 13G/Ano. 8 | Dodge & Coxinvestment adviser | 25.8M | 3.7% | 2025-12-31 |
13F holders
Tracked managers holding BNY at their latest 13F. JSON8 of the 30 tracked managers held BNY at their latest 13F, $1.20B in total at quarter-end prices. AQR Capital Management is the largest at $646.0M (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 5 added shares and 3 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 4.5M | $646.0M | 0.23% | +171K |
| Millennium Management | 2026-06-30 | 1.3M | $195.1M | 0.07% | +1.2M |
| Two Sigma Investments | 2026-06-30 | 1.3M | $190.2M | 0.14% | +1.1M |
| Citadel Advisors | 2026-06-30 | 542K | $78.4M | 0.01% | -1.4M |
| Point72 Asset Management | 2026-06-30 | 395K | $57.2M | 0.06% | -437K |
| Bridgewater Associates | 2026-06-30 | 139K | $20.2M | 0.08% | -97K |
| D. E. Shaw & Co. | 2026-06-30 | 54K | $7.7M | 0.00% | +14K |
| Fisher Asset Management | 2026-06-30 | 8K | $1.2M | 0.00% | +2K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn FY 2025 it generated $6.73B of operating cash flow and spent $3.54B on buybacks and $1.45B on dividends. As of 2026-06-30, cash was $7.48B against $30.37B of debt.
- Cash
- $7.48B
- Debt
- $30.37B
- Equity
- $44.66B
- Total assets
- $525.02B
- Shares outstanding
- 678,504,142
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q2 FY 2026 | 2026-06-30 | n/a | $1.76B | n/a | 2.45 |
| Q1 FY 2026 | 2026-03-31 | n/a | $1.63B | n/a | 2.24 |
| Q4 FY 2025derived | 2025-12-31 | n/a | $1.46B | n/a | n/a |
| Q3 FY 2025 | 2025-09-30 | n/a | $1.45B | n/a | 1.88 |
| Q2 FY 2025 | 2025-06-30 | n/a | $1.42B | n/a | 1.93 |
| Q1 FY 2025 | 2025-03-31 | n/a | $1.22B | n/a | 1.58 |
| Q4 FY 2024 | 2024-12-31 | n/a | $1.16B | n/a | 1.54 |
| Q3 FY 2024 | 2024-09-30 | n/a | $1.18B | n/a | 1.50 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $20.08B | $5.55B | $6.73B | $1.55B | $3.54B | $1.45B |
| FY 2024 | 2024-12-31 | $18.62B | $4.53B | $687.0M | $1.47B | $3.06B | $1.35B |
| FY 2023 | 2023-12-31 | $17.70B | $3.30B | $5.91B | $1.22B | $2.60B | $1.26B |
| FY 2022 | 2022-12-31 | $16.53B | $2.56B | $15.07B | $1.35B | $124.0M | $1.17B |
| FY 2021 | 2021-12-31 | $15.93B | $3.76B | $2.84B | $1.22B | $4.57B | $1.13B |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-30; shares outstanding as of 2026-06-30 from the cover page.
What this page is
Bank of New York Mellon in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Bank of New York Mellon (BNY), SEC CIK 1390777, listed on NYSE, classified by the SEC as state commercial banks. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-08.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-08-05.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-29.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-30.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-15.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-01.JSON and CSV
- Company record
- EDGAR filing index for CIK 1390777Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of BNY is sold short?
What is BNY's daily short volume?
Does BNY have fails to deliver?
Are BNY insiders buying or selling?
Have BNY insiders filed to sell?
Who owns 5% or more of BNY?
What did BNY report last quarter?
Which tracked 13F managers own BNY?
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.