XOOMAR

Lumentum Holdings Inc. (LITE)

Every FINRA and SEC series the site collects for Lumentum Holdings Inc.: short interest with days to cover, daily short sale volume, fails to deliver and Form 4 insider trades. Listed on Nasdaq, classified by the SEC as communications equipment, nec.

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7.1M

Short interest

settlement 2026-08-31

1.7

Days to cover

-2.0% vs prior

49.3%

Short share of volume

2026-09-11

648

Fails to deliver

settlement 2026-08-14

-$57.1M

Insider flow, 90 days

0 buys, 51 sells

As of 2026-09-11.

Short interest

FINRA, twice a month; the last 12 months shown, all 48 settlements in the JSON

As of 31 August 2026, short interest in LITE is 7,122,028 shares, down 1,429,297 shares over the last month. Over the last 48 readings it ranged from 7,122,028 shares (31 August 2026) to 12,726,897 shares (28 November 2025). The latest reading sits at the bottom of that range. At the reported average volume of 4.1M shares a day that is 1.7 days to cover.

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SettlementShares shortChangeAvg daily volumeDays to cover
2026-08-317,122,028-2.0%4,143,4061.72
2026-08-147,270,171-15.0%5,595,7301.30
2026-07-318,551,325-2.7%4,557,8051.88
2026-07-158,784,876-9.0%3,991,2192.20
2026-06-309,655,854+3.9%5,863,8651.65
2026-06-159,294,742-9.1%6,207,6851.50
2026-05-2910,223,904+11.7%5,296,4111.93
2026-05-159,154,609-2.9%6,812,4891.34
2026-04-309,431,673+5.8%4,997,9721.89
2026-04-158,914,792-22.3%6,433,7711.39
2026-03-3111,473,984-0.1%8,060,7551.42
2026-03-1311,488,784+5.4%6,366,6251.80
2026-02-2710,900,267+1.0%4,440,2642.45
2026-02-1310,788,126+1.7%6,414,1371.68
2026-01-3010,605,600-5.5%4,302,4892.46
2026-01-1511,218,482-4.6%4,617,1302.43
2025-12-3111,755,181-6.5%2,820,1594.17
2025-12-1512,571,827-1.2%4,475,0192.81
2025-11-2812,726,897+10.4%5,657,5572.25
2025-11-1411,528,387+11.7%5,958,5311.93
2025-10-3110,317,275+0.9%3,383,4403.05
2025-10-1510,228,334-0.1%2,649,7973.86
2025-09-3010,233,440-0.4%3,561,1132.87
2025-09-1510,275,699-8.7%4,408,2662.33

Daily short volume

FINRA Reg SHO, last 60 sessions. JSON

As of 11 September 2026, the short share of LITE volume is 49.3%, up 9.4 points over the last five sessions. Over the last 52 readings it ranged from 31.9% (25 August 2026) to 62.5% (10 August 2026). The latest reading is 3.4 points above the 30-session average of 45.9%, on 1.6M shares reported.

DateShort volumeTotal volumeShort shareExempt
2026-09-11805K1.6M49.3%1,598
2026-09-10776K1.8M42.9%1,968
2026-09-091.0M2.4M43.0%4,952
2026-09-081.7M3.9M43.7%7,756
2026-09-04759K1.7M45.1%499
2026-09-03698K1.8M39.8%3,959
2026-09-02507K1.5M34.3%1,831
2026-09-01815K2.1M39.1%233
2026-08-31661K1.6M41.9%1,263
2026-08-28642K1.7M37.7%5,844
2026-08-27825K2.1M38.5%181
2026-08-26892K2.3M38.7%6,064
2026-08-25551K1.7M31.9%5,309
2026-08-24630K1.9M32.3%1,849
2026-08-21846K1.8M47.0%1,107
2026-08-201.2M2.3M53.4%8,402
2026-08-19674K2.0M33.8%111,428
2026-08-181.1M2.8M38.9%102,700
2026-08-171.6M2.7M58.8%22,918
2026-08-141.1M2.1M50.9%5,053
2026-08-131.2M2.2M55.2%3,604
2026-08-123.1M5.8M53.1%8,377
2026-08-111.5M2.6M57.7%9,569
2026-08-101.9M3.0M62.5%1,460
2026-08-071.5M3.0M49.2%1,697
2026-08-061.1M1.9M57.4%529
2026-08-05885K1.7M53.0%2,428
2026-08-041.3M3.0M44.1%1,680
2026-08-03971K2.0M47.5%261
2026-07-311.4M2.4M56.1%1,505

Fails to deliver

SEC, by settlement date. JSON

As of 14 August 2026, the fails-to-deliver balance in LITE is 648 shares, down 6 shares over the last settlement date. Over the last 52 readings it ranged from 1 share (23 April 2026) to 570,261 shares (18 May 2026). The latest reading sits at the bottom of that range.

SettlementShares failedPriceValue
2026-08-14648$880.41$571K
2026-08-12654$820.59$537K
2026-08-10100$890.17$89K
2026-08-057,118$849.47$6.0M
2026-07-313,115$693.24$2.2M
2026-07-302,997$602.35$1.8M
2026-07-293,863$651.93$2.5M
2026-07-2743,057$762.99$32.9M
2026-07-214,398$765.55$3.4M
2026-07-20455$732.82$333K
2026-07-172,533$706.23$1.8M
2026-07-15227$814.80$185K
2026-07-14355$768.15$273K
2026-07-13320$802.01$257K
2026-07-103,774$785.77$3.0M
2026-07-0986$707.10$61K
2026-07-07102$731.25$75K
2026-07-062,237$728.32$1.6M
2026-07-011,091$858.06$936K
2026-06-261,163$861.97$1.0M
2026-06-246$827.92$5K
2026-06-22496$850.00$422K
2026-06-1728$875.36$25K
2026-06-161$957.24$957
2026-06-15962$921.56$887K
2026-06-12194$889.59$173K
2026-06-091,701$895.40$1.5M
2026-06-081,858$863.66$1.6M
2026-06-051,540$945.08$1.5M
2026-06-041,351$938.00$1.3M

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

Insiders at LITE reported 51 open-market sells worth $57.1M in the last 90 days and no open-market buys. Sells alone are a weak signal; insiders sell for tax, diversification and estate reasons all the time. Latest filing: Wupen Yuen (PRESIDENT, GLOBAL BUS. UNITS) on 2026-09-04.

DateInsiderTitleTypeSharesPriceValueOwned after
2026-09-04Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$860.00$430K116K
2026-09-03Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$870.01$435K117K
2026-09-02Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$864.49$432K117K
2026-09-01Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$901.04$451K118K
2026-08-31Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$895.00$448K118K
2026-08-28Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$940.95$470K119K
2026-08-27Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$958.66$479K119K
2026-08-27HURLSTON MICHAEL E.President and CEOSell548$958.66$525K187K
2026-08-26Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$882.15$441K92K
2026-08-25Retort VincentSEE REMARKSSell2K$860.05$2.0M78K
2026-08-25Retort VincentSEE REMARKSSell188$858.82$161K81K
2026-08-25Retort VincentSEE REMARKSSell4K$857.95$3.0M81K
2026-08-25Retort VincentSEE REMARKSSell5K$856.71$4.0M84K
2026-08-25Retort VincentSEE REMARKSSell800$855.84$685K89K
2026-08-25Retort VincentSEE REMARKSSell3K$854.89$3.0M90K
2026-08-25Retort VincentSEE REMARKSSell2K$853.62$2.1M93K
2026-08-25Retort VincentSEE REMARKSSell4K$852.60$3.2M96K
2026-08-25Retort VincentSEE REMARKSSell4K$851.68$3.8M100K
2026-08-25Retort VincentSEE REMARKSSell3K$850.66$2.6M104K
2026-08-25Retort VincentSEE REMARKSSell2K$849.71$1.3M107K
2026-08-25Retort VincentSEE REMARKSSell1K$848.66$935K109K
2026-08-25Retort VincentSEE REMARKSSell2K$847.52$1.8M110K
2026-08-25Retort VincentSEE REMARKSSell2K$846.44$1.8M112K
2026-08-25Retort VincentSEE REMARKSSell631$845.63$534K114K
2026-08-25Retort VincentSEE REMARKSSell1K$844.61$889K114K
2026-08-25Retort VincentSEE REMARKSSell1K$843.60$1.0M116K
2026-08-25Retort VincentSEE REMARKSSell360$842.22$303K117K
2026-08-25Wupen YuenPRESIDENT, GLOBAL BUS. UNITSGrant5K$0.00$0121K
2026-08-25Kim JaeSVP, GENERAL COUNSELGrant2K$0.00$039K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell732$860.04$630K38K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell40$858.64$34K39K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell815$857.96$699K39K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell2K$856.70$1.4M39K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell273$855.89$234K41K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell1K$854.84$923K41K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell851$853.54$726K42K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell2K$852.33$1.7M43K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell970$851.31$826K45K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell600$849.14$509K47K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell491$847.94$416K47K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell456$847.00$386K48K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell570$845.96$482K48K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell360$844.66$304K49K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell280$843.68$236K49K
2026-08-25Kim JaeSVP, GENERAL COUNSELSell205$842.39$173K50K
2026-08-25HURLSTON MICHAEL E.President and CEOGrant8K$0.00$0187K
2026-08-25Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$856.64$428K92K
2026-08-25Chang EricSEE REMARKSGrant900$0.00$06K
2026-08-25Ali WajidEVP &amp; CHIEF FINANCIAL OFFICERGrant5K$0.00$0100K
2026-08-24Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSell500$824.24$412K93K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are the rarer, stronger signal.

Planned sales (Form 144)

Newest first. JSON

23 Form 144 notices on file for LITE worth $59.5M at the prices reported; 23 in the last 90 days worth $59.5M. Latest: WUPEN YUEN filed on 2026-09-11 to sell 500 shares ($472K) from 2026-09-11.

FiledSellerSharesMarket valueOf outstandingSale fromBroker
2026-09-11WUPEN YUENOfficer500$472K0.001%2026-09-11Morgan Stanley Smith Barney LLC Executive Financial Services
2026-09-10WUPEN YUENOfficer500$481K0.001%2026-09-10Morgan Stanley Smith Barney LLC Executive Financial Services
2026-09-09WUPEN YUENOfficer500$489K0.001%2026-09-09Morgan Stanley Smith Barney LLC Executive Financial Services
2026-09-08WUPEN YUENOfficer500$448K0.001%2026-09-08Morgan Stanley Smith Barney LLC Executive Financial Services
2026-09-04WUPEN YUENOfficer500$430K0.001%2026-09-04Morgan Stanley Smith Barney LLC Executive Financial Services
2026-09-03WUPEN YUENOfficer500$435K0.001%2026-09-03Morgan Stanley Smith Barney LLC Executive Financial Services
2026-09-02WUPEN YUENOfficer500$432K0.001%2026-09-02Morgan Stanley Smith Barney LLC Executive Financial Services
2026-09-01WUPEN YUENOfficer500$451K0.001%2026-09-01Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-31WUPEN YUENOfficer500$448K0.001%2026-08-31Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-28WUPEN YUENOfficer500$470K0.001%2026-08-28Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-27WUPEN YUENOfficer500$479K0.001%2026-08-27Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-27MICHAEL EDWARD HURLSTONOfficer, Director548$525K0.001%2026-08-27Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-26WUPEN YUENOfficer500$441K0.001%2026-08-26Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-25VINCENT D RETORTOfficer39K$33.0M0.043%2026-08-25Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-25WUPEN YUENOfficer500$428K0.001%2026-08-25Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-25JAE KIMOfficer12K$10.2M0.013%2026-08-25Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-24WUPEN YUENOfficer500$412K0.001%2026-08-24Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-21WUPEN YUENOfficer500$449K0.001%2026-08-21Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-20VINCENT D RETORTOfficer2K$2.1M0.003%2026-08-20Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-20WUPEN YUENOfficer2K$1.2M0.002%2026-08-20Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-20JAE KIMOfficer2K$1.6M0.002%2026-08-20Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-18VINCENT D RETORTOfficer3K$2.9M0.004%2026-08-18Morgan Stanley Smith Barney LLC Executive Financial Services
2026-08-18JAE KIMOfficer1K$1.2M0.002%2026-08-18Morgan Stanley Smith Barney LLC Executive Financial Services

Large holders (13D and 13G)

One row per reporting person, newest filing first. JSON

4 holders above 5% have filed on LITE, all on Schedule 13G (passive). The largest reported stake is Abigail P. Johnson at 13.5% of the class (9,611,274 shares), filed 2026-02-05 for an event on 2025-12-31.

FiledFormHolderSharesOf classEvent
2026-02-0513G/Ano. 7Abigail P. Johnsonindividual9.6M13.5%2025-12-31
2026-02-0513G/Ano. 7FMR LLCparent holding company9.6M13.5%2025-12-31
2025-11-1313G/Ano. 3Capital World Investorsinvestment adviser4.1M5.8%2025-09-30
2025-11-0713G/Ano. 6Abigail P. Johnsonindividual7.4M10.4%2025-10-31
2025-11-0713G/Ano. 6FMR LLCparent holding company7.4M10.4%2025-10-31
2025-11-0613G/Ano. 5Invesco Ltd.parent holding company, investment adviser2.3M3.3%2025-09-30
2025-11-0513G/Ano. 5FMR LLCparent holding company6.2M8.8%2025-09-30
2025-11-0513G/Ano. 5Abigail P. Johnsonindividual6.2M8.8%2025-09-30

13F holders

Tracked managers holding LITE at their latest 13F. JSON

11 of the 30 tracked managers held LITE at their latest 13F, $5.25B in total at quarter-end prices. Citadel Advisors is the largest at $2.10B (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 7 cut.

FundQuarterSharesValueOf portfolioChange in shares
Citadel Advisors2026-06-302.5M$2.10B0.24%+111K
D. E. Shaw & Co.2026-06-302.1M$1.81B0.86%-3.5M
AQR Capital Management2026-06-30401K$343.5M0.12%+20K
Two Sigma Investments2026-06-30288K$247.1M0.18%-13.6M
Renaissance Technologies2026-06-30200K$171.3M0.24%-3K
Two Sigma Investments2026-06-3013.9M$170.3M0.12%+637K
Millennium Management2026-06-30194K$166.3M0.06%-29K
Point72 Asset Management2026-06-30133K$113.7M0.13%-54K
D. E. Shaw & Co.2026-06-305.6M$69.2M0.03%-74.3M
Fisher Asset Management2026-06-3042K$36.2M0.01%-46K
Bridgewater Associates2026-06-3019K$16.0M0.07%+13K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In FY 2025 it generated $751.4M of operating cash flow. As of 2026-06-27, cash was $2.04B against $40.5M of debt.

Cash
$2.04B
Debt
$40.5M
Equity
$4.64B
Total assets
$7.31B
Shares outstanding
89,700,000

Quarterly, last 8 quarters

QuarterPeriod endRevenueNet incomeMarginDiluted EPS
Q4 2025derived2026-06-27n/a-$7.16Bn/an/a
Q1 20262026-03-28n/a$144.2Mn/a1.50
Q4 20252025-12-27n/a$78.2Mn/a0.89
Q3 20252025-09-27n/a$4.2Mn/a0.05
Q4 2024derived2025-06-28$480.7M$213.3M44.4%n/a
Q1 20252025-03-29$425.2M-$44.1M-10.4%-0.64
Q4 20242024-12-28$402.2M-$60.9M-15.1%-0.88
Q3 20242024-09-28$336.9M-$82.4M-24.5%-1.21

Fiscal years, with buybacks and dividends

Fiscal yearEndsRevenueNet incomeOperating cash flowCapexBuybacksDividends
FY 20252026-06-27$3.01B-$6.94B$751.4M$451.3Mn/an/a
FY 20242025-06-28$1.65B$25.9M$126.3M$231.0M$0n/a
FY 20232023-07-01$1.77B-$131.6M$179.8M$128.5M$175.6Mn/a
FY 20222022-07-02$1.71B$198.9M$459.3M$91.2M$543.9Mn/a
FY 20212021-07-03n/a$397.3M$738.7M$84.8M$236.0Mn/a

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are cash paid to repurchase common stock in the year (XBRL PaymentsForRepurchaseOfCommonStock), not authorizations. Balance sheet lines are as of 2026-06-27; shares outstanding as of 2026-08-14 from the cover page.

What this page is

Lumentum Holdings Inc. in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page pulls every series the site collects for one ticker onto one URL, keyed by the SEC's own ticker list, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a summary sentence built from the rows (last value, change, range with dates) and its own JSON and CSV links. Nothing on the page is written by a model; the sentences change only when the data does. A page exists only for companies with data in at least two series, and every section says when its source last updated.

This page follows Lumentum Holdings Inc. (LITE), SEC CIK 1633978, listed on Nasdaq, classified by the SEC as communications equipment, nec. The cross-market tables live on the short interest and insider transactions hubs.

Source and method

Short interest
FINRA consolidated short interestTwice a month, about eight business days after settlement. Latest 2026-08-31.JSON and CSV
Daily short volume
FINRA Reg SHO daily filesEvery trading day, loaded the following morning. Latest 2026-09-11.JSON and CSV
Fails to deliver
SEC fails-to-deliver dataTwice a month, a few weeks after the half month ends. Latest 2026-08-14.JSON and CSV
Planned sales
SEC EDGAR Form 144EDGAR read every 30 minutes; a notice is filed on or before the sell order. Latest 2026-09-11.JSON and CSV
Large holders
SEC EDGAR Schedule 13D and 13GEDGAR read every 30 minutes; 13D within five business days of crossing 5%, 13G on the passive schedule. Latest 2026-02-05.JSON and CSV
13F holders
SEC EDGAR Form 13F-HRQuarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials
SEC XBRL company factsRefreshed weekly from the SEC's structured data; values are as filed in the 10-Q and 10-K. Latest 2026-06-27.JSON and CSV
Insider trades
SEC EDGAR Form 4EDGAR read every 30 minutes; filings are due two business days after the trade. Latest 2026-09-04.JSON and CSV
Company record
EDGAR filing index for CIK 1633978Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits
30 requests a minute without a key, 120 a minute with a key from a free account.

Data checks. Every dataset is checked against its source once a day. This dataset passed the last run, 14 Sep 05:40 UTC.

How to read it

  • Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
  • Insider buys next to a crowded short are the combination that has historically preceded squeezes; insider sells next to a crowded short are common and mean little.
  • Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Datasets

Frequently Asked Questions

How much of LITE is sold short?
7,122,028 shares were held short at the 2026-08-31 settlement, 1.7 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is LITE's daily short volume?
On 2026-09-11, 804,620 of the 1,633,310 LITE shares reported to FINRA were sold short, 49.3% of the day's reported volume. Short volume is a flow for one day, not a position.
Does LITE have fails to deliver?
The SEC's latest file shows 648 LITE shares failed to deliver at settlement 2026-08-14. Fails are reported per settlement date and published twice a month with a lag.
Are LITE insiders buying or selling?
Insiders at LITE reported 51 open-market sells worth $57.1M in the last 90 days and no open-market buys. Sells alone are a weak signal; insiders sell for tax, diversification and estate reasons all the time. Latest filing: Wupen Yuen (PRESIDENT, GLOBAL BUS. UNITS) on 2026-09-04.
Have LITE insiders filed to sell?
23 Form 144 notices on file for LITE worth $59.5M at the prices reported; 23 in the last 90 days worth $59.5M. Latest: WUPEN YUEN filed on 2026-09-11 to sell 500 shares ($472K) from 2026-09-11.
Who owns more than 5% of LITE?
4 holders above 5% have filed on LITE, all on Schedule 13G (passive). The largest reported stake is Abigail P. Johnson at 13.5% of the class (9,611,274 shares), filed 2026-02-05 for an event on 2025-12-31.
What did LITE report last quarter?
In FY 2025 it generated $751.4M of operating cash flow. As of 2026-06-27, cash was $2.04B against $40.5M of debt.
Which funds hold LITE?
11 of the 30 tracked managers held LITE at their latest 13F, $5.25B in total at quarter-end prices. Citadel Advisors is the largest at $2.10B (0.2% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 7 cut.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.