Lumentum Holdings (LITE)
Lumentum Holdings on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as communications equipment, nec.
7.7M
Short interest
settlement 2026-10-15
1.5
Days to cover
unchanged vs prior
42.8%
Short share of volume
2026-11-02
12,863
Fails to deliver
settlement 2026-10-13
Tue 2 Feb
Next earnings
estimated date
-$90.5M
Insider flow, 90 days
0 buys, 69 sells
As of 2026-11-02.
Short interest
FINRA, twice a month. The newest 48 settlements in the table, 48 in the chart. JSONAs of 15 October 2026, short interest in LITE is 7,740,045 shares, up 1,226,696 shares over the last month. Over the last 48 readings it ranged from 6,513,349 shares (15 September 2026) to 12,726,897 shares (28 November 2025). At the reported average volume of 5.1M shares a day that is 1.5 days to cover.
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| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-10-15 | 7,740,045 | +3.9% | 5,096,807 | 1.52 |
| 2026-09-30 | 7,446,554 | +14.3% | 4,952,668 | 1.50 |
| 2026-09-15 | 6,513,349 | -8.6% | 3,999,348 | 1.63 |
| 2026-08-31 | 7,122,028 | -2.0% | 4,143,406 | 1.72 |
| 2026-08-14 | 7,270,171 | -15.0% | 5,595,730 | 1.30 |
| 2026-07-31 | 8,551,325 | -2.7% | 4,557,805 | 1.88 |
| 2026-07-15 | 8,784,876 | -9.0% | 3,991,219 | 2.20 |
| 2026-06-30 | 9,655,854 | +3.9% | 5,863,865 | 1.65 |
| 2026-06-15 | 9,294,742 | -9.1% | 6,207,685 | 1.50 |
| 2026-05-29 | 10,223,904 | +11.7% | 5,296,411 | 1.93 |
| 2026-05-15 | 9,154,609 | -2.9% | 6,812,489 | 1.34 |
| 2026-04-30 | 9,431,673 | +5.8% | 4,997,972 | 1.89 |
| 2026-04-15 | 8,914,792 | -22.3% | 6,433,771 | 1.39 |
| 2026-03-31 | 11,473,984 | -0.1% | 8,060,755 | 1.42 |
| 2026-03-13 | 11,488,784 | +5.4% | 6,366,625 | 1.80 |
| 2026-02-27 | 10,900,267 | +1.0% | 4,440,264 | 2.45 |
| 2026-02-13 | 10,788,126 | +1.7% | 6,414,137 | 1.68 |
| 2026-01-30 | 10,605,600 | -5.5% | 4,302,489 | 2.46 |
| 2026-01-15 | 11,218,482 | -4.6% | 4,617,130 | 2.43 |
| 2025-12-31 | 11,755,181 | -6.5% | 2,820,159 | 4.17 |
| 2025-12-15 | 12,571,827 | -1.2% | 4,475,019 | 2.81 |
| 2025-11-28 | 12,726,897 | +10.4% | 5,657,557 | 2.25 |
| 2025-11-14 | 11,528,387 | +11.7% | 5,958,531 | 1.93 |
| 2025-10-31 | 10,317,275 | +0.9% | 3,383,440 | 3.05 |
| 2025-10-15 | 10,228,334 | -0.1% | 2,649,797 | 3.86 |
| 2025-09-30 | 10,233,440 | -0.4% | 3,561,113 | 2.87 |
| 2025-09-15 | 10,275,699 | -8.7% | 4,408,266 | 2.33 |
| 2025-08-29 | 11,258,836 | +2.1% | 3,205,804 | 3.51 |
| 2025-08-15 | 11,028,088 | +6.1% | 3,575,413 | 3.08 |
| 2025-07-31 | 10,395,572 | -6.2% | 2,160,493 | 4.81 |
| 2025-07-15 | 11,085,346 | -5.8% | 2,096,603 | 5.29 |
| 2025-06-30 | 11,765,761 | +5.2% | 2,094,465 | 5.62 |
| 2025-06-13 | 11,186,129 | -2.9% | 2,213,273 | 5.05 |
| 2025-05-30 | 11,513,970 | -6.5% | 1,647,035 | 6.99 |
| 2025-05-15 | 12,311,483 | +19.9% | 3,376,741 | 3.65 |
| 2025-04-30 | 10,267,015 | -0.9% | 1,660,626 | 6.18 |
| 2025-04-15 | 10,360,699 | -0.3% | 4,130,759 | 2.51 |
| 2025-03-31 | 10,386,690 | -0.2% | 2,343,747 | 4.43 |
| 2025-03-14 | 10,405,780 | +0.7% | 3,141,020 | 3.31 |
| 2025-02-28 | 10,335,244 | +1.1% | 2,287,769 | 4.52 |
| 2025-02-14 | 10,224,444 | +6.0% | 3,103,869 | 3.29 |
| 2025-01-31 | 9,641,784 | -8.9% | 2,551,216 | 3.78 |
| 2025-01-15 | 10,578,809 | -7.1% | 1,441,109 | 7.34 |
| 2024-12-31 | 11,392,314 | -3.3% | 1,310,731 | 8.69 |
| 2024-12-13 | 11,786,456 | +5.7% | 1,609,397 | 7.32 |
| 2024-11-29 | 11,148,762 | +5.2% | 1,871,836 | 5.96 |
| 2024-11-15 | 10,598,230 | +8.2% | 2,666,928 | 3.97 |
| 2024-10-31 | 9,791,786 | +1.0% | 1,297,213 | 7.55 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 2 November 2026, the short share of LITE volume is 42.8%, down 10.6 points over the last five sessions. Over the last 30 readings it ranged from 39.0% (13 October 2026) to 66.5% (27 October 2026). The latest reading is 13.6 points below the 30-session average of 56.4%, on 6.7M shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-11-02 | 2.9M | 6.7M | 42.8% | 383,231 |
| 2026-10-30 | 1.5M | 3.6M | 42.3% | 167,322 |
| 2026-10-29 | 2.2M | 3.6M | 59.9% | 3,320 |
| 2026-10-28 | 1.6M | 2.4M | 64.1% | 1,200 |
| 2026-10-27 | 1.8M | 2.7M | 66.5% | 1,095 |
| 2026-10-26 | 1.6M | 3.0M | 53.4% | 5,262 |
| 2026-10-23 | 1.1M | 1.8M | 58.5% | 116,727 |
| 2026-10-22 | 1.6M | 2.9M | 55.5% | 117,126 |
| 2026-10-21 | 1.1M | 1.9M | 58.8% | 592 |
| 2026-10-20 | 1.2M | 2.2M | 53.9% | 2,013 |
| 2026-10-19 | 1.4M | 2.2M | 62.1% | 1,445 |
| 2026-10-16 | 889K | 2.0M | 45.3% | 94,450 |
| 2026-10-15 | 1.7M | 3.7M | 44.8% | 168,837 |
| 2026-10-14 | 1.3M | 3.1M | 42.5% | 3,604 |
| 2026-10-13 | 731K | 1.9M | 39.0% | 99,939 |
| 2026-10-12 | 1.7M | 3.3M | 50.2% | 123,797 |
| 2026-10-09 | 1.6M | 2.7M | 60.2% | 6,756 |
| 2026-10-08 | 1.1M | 2.4M | 45.0% | 4,596 |
| 2026-10-07 | 857K | 1.5M | 57.6% | 984 |
| 2026-10-06 | 1.5M | 2.4M | 65.1% | 835 |
| 2026-10-05 | 876K | 1.5M | 58.5% | 3,837 |
| 2026-10-02 | 1.3M | 2.1M | 64.0% | 2,583 |
| 2026-10-01 | 2.1M | 3.8M | 56.7% | 15,781 |
| 2026-09-30 | 1.3M | 2.0M | 63.8% | 1,699 |
| 2026-09-29 | 1.7M | 2.9M | 60.1% | 4,623 |
| 2026-09-28 | 1.4M | 2.3M | 60.8% | 1,244 |
| 2026-09-25 | 1.4M | 2.1M | 65.2% | 1,803 |
| 2026-09-24 | 1.3M | 2.1M | 63.7% | 1,470 |
| 2026-09-23 | 1.1M | 1.6M | 66.4% | 1,064 |
| 2026-09-22 | 1.5M | 2.3M | 64.9% | 3,612 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 13 October 2026, the fails-to-deliver balance in LITE is 12,863 shares, up 12,777 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (2 October 2026) to 43,057 shares (27 July 2026).
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-10-13 | 12,863 | $995.41 | $12.8M |
| 2026-10-09 | 86 | $1048.60 | $90K |
| 2026-10-08 | 469 | $1111.07 | $521K |
| 2026-10-06 | 14,072 | $1091.67 | $15.4M |
| 2026-10-05 | 11,416 | $1085.42 | $12.4M |
| 2026-10-02 | 1 | $1045.78 | $1K |
| 2026-09-30 | 19,810 | $973.49 | $19.3M |
| 2026-09-28 | 535 | $941.65 | $504K |
| 2026-09-23 | 3,342 | $945.67 | $3.2M |
| 2026-09-22 | 12,387 | $954.49 | $11.8M |
| 2026-09-21 | 39,701 | $930.91 | $37.0M |
| 2026-09-17 | 2,077 | $919.40 | $1.9M |
| 2026-09-15 | 3,116 | $835.03 | $2.6M |
| 2026-09-14 | 612 | $927.03 | $567K |
| 2026-09-09 | 66 | $978.54 | $65K |
| 2026-09-02 | 9,527 | $868.95 | $8.3M |
| 2026-08-31 | 1,113 | $895.00 | $996K |
| 2026-08-28 | 451 | $956.14 | $431K |
| 2026-08-27 | 2,049 | $939.03 | $1.9M |
| 2026-08-24 | 882 | $866.71 | $764K |
| 2026-08-19 | 31 | $873.31 | $27K |
| 2026-08-17 | 460 | $926.14 | $426K |
| 2026-08-14 | 648 | $880.41 | $571K |
| 2026-08-12 | 654 | $820.59 | $537K |
| 2026-08-10 | 100 | $890.17 | $89K |
| 2026-08-05 | 7,118 | $849.47 | $6.0M |
| 2026-07-31 | 3,115 | $693.24 | $2.2M |
| 2026-07-30 | 2,997 | $602.35 | $1.8M |
| 2026-07-29 | 3,863 | $651.93 | $2.5M |
| 2026-07-27 | 43,057 | $762.99 | $32.9M |
Insider trades
SEC Form 4, newest first. JSONInsiders at LITE reported 69 open-market sells worth $90.5M in the last 90 days and no open-market buys. Latest filing: Ali Wajid (EVP & CHIEF FINANCIAL OFFICER) on 2026-10-01.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Sell | 25K | $1048.50 | $25.7M | 75K |
| 2026-09-29 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 307 | $945.00 | $290K | 108K |
| 2026-09-28 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $948.50 | $474K | 109K |
| 2026-09-25 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $935.75 | $468K | 109K |
| 2026-09-24 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $921.07 | $461K | 110K |
| 2026-09-23 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $946.56 | $473K | 110K |
| 2026-09-22 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $935.55 | $468K | 111K |
| 2026-09-21 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $959.27 | $480K | 111K |
| 2026-09-18 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $920.00 | $460K | 112K |
| 2026-09-17 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $933.45 | $467K | 112K |
| 2026-09-16 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $856.83 | $428K | 113K |
| 2026-09-15 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $841.51 | $421K | 113K |
| 2026-09-14 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $862.14 | $431K | 114K |
| 2026-09-11 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $944.41 | $472K | 114K |
| 2026-09-10 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $961.44 | $481K | 115K |
| 2026-09-09 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $978.54 | $489K | 115K |
| 2026-09-08 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $895.99 | $448K | 116K |
| 2026-09-04 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $860.00 | $430K | 116K |
| 2026-09-03 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $870.01 | $435K | 117K |
| 2026-09-02 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $864.49 | $432K | 117K |
| 2026-09-01 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $901.04 | $451K | 118K |
| 2026-08-31 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $895.00 | $448K | 118K |
| 2026-08-28 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $940.95 | $470K | 119K |
| 2026-08-27 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $958.66 | $479K | 119K |
| 2026-08-27 | HURLSTON MICHAEL E. | President and CEO | Sell | 548 | $958.66 | $525K | 187K |
| 2026-08-26 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $882.15 | $441K | 92K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 600 | $850.44 | $510K | 46K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 2K | $860.05 | $2.0M | 78K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 188 | $858.82 | $161K | 81K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 4K | $857.95 | $3.0M | 81K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 5K | $856.71 | $4.0M | 84K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 800 | $855.84 | $685K | 89K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 3K | $854.89 | $3.0M | 90K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 2K | $853.62 | $2.1M | 93K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 4K | $852.60 | $3.2M | 96K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 4K | $851.68 | $3.8M | 100K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 3K | $850.66 | $2.6M | 104K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 2K | $849.71 | $1.3M | 107K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 1K | $848.66 | $935K | 109K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 2K | $847.52 | $1.8M | 110K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 2K | $846.44 | $1.8M | 112K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 631 | $845.63 | $534K | 114K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 1K | $844.61 | $889K | 114K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 1K | $843.60 | $1.0M | 116K |
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sell | 360 | $842.22 | $303K | 117K |
| 2026-08-25 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Grant | 5K | $0.00 | $0 | 121K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Grant | 2K | $0.00 | $0 | 39K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 732 | $860.04 | $630K | 38K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 40 | $858.64 | $34K | 39K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 815 | $857.96 | $699K | 39K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 2K | $856.70 | $1.4M | 39K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 273 | $855.89 | $234K | 41K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 1K | $854.84 | $923K | 41K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 851 | $853.54 | $726K | 42K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 2K | $852.33 | $1.7M | 43K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 970 | $851.31 | $826K | 45K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 600 | $849.14 | $509K | 47K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 491 | $847.94 | $416K | 47K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 456 | $847.00 | $386K | 48K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 570 | $845.96 | $482K | 48K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 360 | $844.66 | $304K | 49K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 280 | $843.68 | $236K | 49K |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 205 | $842.39 | $173K | 50K |
| 2026-08-25 | HURLSTON MICHAEL E. | President and CEO | Grant | 8K | $0.00 | $0 | 187K |
| 2026-08-25 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $856.64 | $428K | 92K |
| 2026-08-25 | Chang Eric | SEE REMARKS | Grant | 900 | $0.00 | $0 | 6K |
| 2026-08-25 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Grant | 5K | $0.00 | $0 | 100K |
| 2026-08-24 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $824.24 | $412K | 93K |
| 2026-08-21 | Retort Vincent | SEE REMARKS | Tax withholding | 8K | $866.71 | $6.5M | 102K |
| 2026-08-21 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 500 | $898.15 | $449K | 93K |
| 2026-08-21 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Tax withholding | 7K | $866.71 | $5.8M | 94K |
| 2026-08-21 | Kim Jae | SVP, GENERAL COUNSEL | Tax withholding | 4K | $866.71 | $3.4M | 38K |
| 2026-08-21 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Tax withholding | 7K | $866.71 | $5.8M | 72K |
| 2026-08-20 | Retort Vincent | SEE REMARKS | Sell | 2K | $827.82 | $2.1M | 109K |
| 2026-08-20 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sell | 2K | $827.82 | $1.2M | 100K |
| 2026-08-20 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 2K | $827.82 | $1.6M | 42K |
| 2026-08-19 | Retort Vincent | SEE REMARKS | Tax withholding | 3K | $827.60 | $2.1M | 112K |
| 2026-08-19 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Tax withholding | 4K | $827.60 | $3.2M | 102K |
| 2026-08-19 | Kim Jae | SVP, GENERAL COUNSEL | Tax withholding | 2K | $827.60 | $1.6M | 44K |
| 2026-08-19 | HURLSTON MICHAEL E. | President and CEO | Tax withholding | 6K | $827.60 | $5.1M | 113K |
| 2026-08-19 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Tax withholding | 4K | $827.60 | $3.4M | 78K |
| 2026-08-18 | Retort Vincent | SEE REMARKS | Sell | 3K | $909.43 | $2.9M | 114K |
| 2026-08-18 | Kim Jae | SVP, GENERAL COUNSEL | Sell | 1K | $909.43 | $1.2M | 46K |
| 2026-08-17 | Retort Vincent | SEE REMARKS | Grant | 15K | $0.00 | $0 | 101K |
| 2026-08-17 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Grant | 23K | $0.00 | $0 | 101K |
| 2026-08-17 | Kim Jae | SVP, GENERAL COUNSEL | Grant | 12K | $0.00 | $0 | 43K |
| 2026-08-17 | HURLSTON MICHAEL E. | President and CEO | Grant | 67K | $0.00 | $0 | 186K |
| 2026-08-17 | Retort Vincent | SEE REMARKS | Tax withholding | 33K | $968.90 | $31.5M | 118K |
| 2026-08-17 | Retort Vincent | SEE REMARKS | Grant | 64K | $0.00 | $0 | 150K |
| 2026-08-17 | Kim Jae | SVP, GENERAL COUNSEL | Tax withholding | 17K | $968.90 | $16.5M | 47K |
| 2026-08-17 | Kim Jae | SVP, GENERAL COUNSEL | Grant | 33K | $0.00 | $0 | 64K |
| 2026-08-17 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Tax withholding | 29K | $968.90 | $28.2M | 106K |
| 2026-08-17 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Grant | 57K | $0.00 | $0 | 135K |
| 2026-08-17 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Grant | 23K | $0.00 | $0 | 81K |
| 2026-08-17 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Tax withholding | 29K | $968.90 | $27.9M | 83K |
| 2026-08-17 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Grant | 53K | $0.00 | $0 | 111K |
| 2026-08-15 | Retort Vincent | SEE REMARKS | Tax withholding | 3K | $926.14 | $3.1M | 86K |
| 2026-08-15 | HURLSTON MICHAEL E. | President and CEO | Tax withholding | 5K | $926.14 | $5.0M | 119K |
| 2026-08-15 | Kim Jae | SVP, GENERAL COUNSEL | Tax withholding | 1K | $926.14 | $1.3M | 31K |
| 2026-08-15 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Tax withholding | 4K | $926.14 | $3.5M | 78K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON50 Form 144 notices on file for LITE worth $133.5M at the prices reported; 36 in the last 90 days worth $90.5M. Latest: WAJID ALI filed on 2026-10-01 to sell 24,542 shares ($25.7M) from 2026-10-01.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-10-01 | WAJID ALIOfficer | 25K | $25.7M | 0.027% | 2026-10-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-29 | WUPEN YUENOfficer | 307 | $290K | 0.000% | 2026-09-29 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-28 | WUPEN YUENOfficer | 500 | $474K | 0.001% | 2026-09-28 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-25 | WUPEN YUENOfficer | 500 | $468K | 0.001% | 2026-09-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-24 | WUPEN YUENOfficer | 500 | $461K | 0.001% | 2026-09-24 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-23 | WUPEN YUENOfficer | 500 | $473K | 0.001% | 2026-09-23 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-22 | WUPEN YUENOfficer | 500 | $468K | 0.001% | 2026-09-22 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-21 | WUPEN YUENOfficer | 500 | $480K | 0.001% | 2026-09-21 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-18 | WUPEN YUENOfficer | 500 | $460K | 0.001% | 2026-09-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-17 | WUPEN YUENOfficer | 500 | $467K | 0.001% | 2026-09-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-16 | WUPEN YUENOfficer | 500 | $428K | 0.001% | 2026-09-16 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-15 | WUPEN YUENOfficer | 500 | $421K | 0.001% | 2026-09-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-14 | WUPEN YUENOfficer | 500 | $431K | 0.001% | 2026-09-14 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-11 | WUPEN YUENOfficer | 500 | $472K | 0.001% | 2026-09-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-10 | WUPEN YUENOfficer | 500 | $481K | 0.001% | 2026-09-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-09 | WUPEN YUENOfficer | 500 | $489K | 0.001% | 2026-09-09 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-08 | WUPEN YUENOfficer | 500 | $448K | 0.001% | 2026-09-08 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-04 | WUPEN YUENOfficer | 500 | $430K | 0.001% | 2026-09-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-03 | WUPEN YUENOfficer | 500 | $435K | 0.001% | 2026-09-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-02 | WUPEN YUENOfficer | 500 | $432K | 0.001% | 2026-09-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-01 | WUPEN YUENOfficer | 500 | $451K | 0.001% | 2026-09-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-31 | WUPEN YUENOfficer | 500 | $448K | 0.001% | 2026-08-31 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-28 | WUPEN YUENOfficer | 500 | $470K | 0.001% | 2026-08-28 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-27 | WUPEN YUENOfficer | 500 | $479K | 0.001% | 2026-08-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-27 | MICHAEL EDWARD HURLSTONOfficer, Director | 548 | $525K | 0.001% | 2026-08-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-26 | WUPEN YUENOfficer | 500 | $441K | 0.001% | 2026-08-26 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-25 | VINCENT D RETORTOfficer | 39K | $33.0M | 0.043% | 2026-08-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-25 | WUPEN YUENOfficer | 500 | $428K | 0.001% | 2026-08-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-25 | JAE KIMOfficer | 12K | $10.2M | 0.013% | 2026-08-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-24 | WUPEN YUENOfficer | 500 | $412K | 0.001% | 2026-08-24 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-21 | WUPEN YUENOfficer | 500 | $449K | 0.001% | 2026-08-21 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-20 | VINCENT D RETORTOfficer | 2K | $2.1M | 0.003% | 2026-08-20 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-20 | WUPEN YUENOfficer | 2K | $1.2M | 0.002% | 2026-08-20 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-20 | JAE KIMOfficer | 2K | $1.6M | 0.002% | 2026-08-20 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-18 | VINCENT D RETORTOfficer | 3K | $2.9M | 0.004% | 2026-08-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-18 | JAE KIMOfficer | 1K | $1.2M | 0.002% | 2026-08-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-02 | ISAAC H HARRISDirector | 1K | $1.4M | 0.002% | 2026-06-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-29 | ISAAC H HARRISOfficer, Director | 4K | $3.4M | 0.005% | 2026-05-29 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-18 | VINCENT D RETORTOfficer | 3K | $3.0M | 0.004% | 2026-05-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-18 | WUPEN YUENOfficer | 3K | $3.1M | 0.004% | 2026-05-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-18 | JAE KIMOfficer | 1K | $1.4M | 0.002% | 2026-05-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-18 | WAJID ALIOfficer | 2K | $2.4M | 0.003% | 2026-05-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-15 | PAMELA FLETCHERDirector | 2K | $1.5M | 0.002% | 2026-05-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-14 | PAMELA FLETCHERDirector | 2K | $1.6M | 0.002% | 2026-05-14 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-11 | BRIAN LILLIEDirector | 12K | $11.8M | 0.015% | 2026-05-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-11 | JAE KIMOfficer | 2K | $1.8M | 0.002% | 2026-05-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-08 | MATTHEW SEPEOfficer | 6K | $5.5M | 0.008% | 2026-05-08 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-27 | WAJID ALIOfficer | 5K | $3.7M | 0.007% | 2026-02-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-18 | MATTHEW SEPEOfficer | 1K | $861K | 0.002% | 2026-02-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-17 | MATTHEW SEPEOfficer | 3K | $1.6M | 0.004% | 2026-02-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON3 holders report 5% or more of LITE in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Capital Management at 7.3% of the class (5,252,142 shares), filed 2026-04-30 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-07-08 | 13G/Ano. 9 | Abigail P. Johnsonindividual | 3.6M | 4.6% | 2026-06-30 |
| 2026-07-08 | 13G/Ano. 9 | FMR LLCparent holding company | 3.6M | 4.6% | 2026-06-30 |
| 2026-05-14 | 13G/Ano. 4 | Capital World Investorsinvestment adviser | 1.3M | 1.8% | 2026-03-31 |
| 2026-04-30 | 13G | Vanguard Capital Managementinvestment adviser | 5.3M | 7.3% | 2026-03-31 |
| 2026-04-29 | 13G | Vanguard Portfolio Managementinvestment adviser | 3.7M | 5.2% | 2026-03-31 |
| 2026-04-24 | 13G/Ano. 10 | BlackRock, Inc.parent holding company | 5.2M | 7.3% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 10 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
| 2025-11-06 | 13G/Ano. 5 | Invesco Ltd.parent holding company, investment adviser | 2.3M | 3.3% | 2025-09-30 |
13F holders
Tracked managers holding LITE at their latest 13F. JSON9 of the 30 tracked managers held LITE at their latest 13F, $1.49B in total at quarter-end prices. D. E. Shaw & Co. is the largest at $573.2M (0.3% of its portfolio) as of 2026-06-30. Over the prior quarter 3 added shares and 6 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| D. E. Shaw & Co. | 2026-06-30 | 668K | $573.2M | 0.27% | +654K |
| AQR Capital Management | 2026-06-30 | 401K | $343.5M | 0.12% | +20K |
| Two Sigma Investments | 2026-06-30 | 240K | $206.1M | 0.15% | -157K |
| Renaissance Technologies | 2026-06-30 | 200K | $171.3M | 0.24% | -3K |
| Citadel Advisors | 2026-06-30 | 103K | $88.0M | 0.01% | -38K |
| Millennium Management | 2026-06-30 | 64K | $55.1M | 0.02% | -58K |
| Fisher Asset Management | 2026-06-30 | 42K | $36.2M | 0.01% | -46K |
| Bridgewater Associates | 2026-06-30 | 19K | $16.0M | 0.07% | +13K |
| Point72 Asset Management | 2026-06-30 | 4K | $3.6M | 0.00% | -88K |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn FY 2026 it generated $751.4M of operating cash flow. As of 2026-06-27, cash was $2.04B against $40.5M of debt.
- Cash
- $2.04B
- Debt
- $40.5M
- Equity
- $4.64B
- Total assets
- $7.31B
- Shares outstanding
- 89,700,000
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q4 FY 2026derived | 2026-06-27 | n/a | -$7.16B | n/a | n/a |
| Q3 FY 2026 | 2026-03-28 | n/a | $144.2M | n/a | 1.50 |
| Q2 FY 2026 | 2025-12-27 | n/a | $78.2M | n/a | 0.89 |
| Q1 FY 2026 | 2025-09-27 | n/a | $4.2M | n/a | 0.05 |
| Q4 FY 2025derived | 2025-06-28 | $480.7M | $213.3M | 44.4% | n/a |
| Q3 FY 2025 | 2025-03-29 | $425.2M | -$44.1M | -10.4% | -0.64 |
| Q2 FY 2025 | 2024-12-28 | $402.2M | -$60.9M | -15.1% | -0.88 |
| Q1 FY 2025 | 2024-09-28 | $336.9M | -$82.4M | -24.5% | -1.21 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2026 | 2026-06-27 | $3.01B | -$6.94B | $751.4M | $451.3M | n/a | n/a |
| FY 2025 | 2025-06-28 | $1.65B | $25.9M | $126.3M | $231.0M | $0 | n/a |
| FY 2023 | 2023-07-01 | $1.77B | -$131.6M | $179.8M | $128.5M | $175.6M | n/a |
| FY 2022 | 2022-07-02 | $1.71B | $198.9M | $459.3M | $91.2M | $543.9M | n/a |
| FY 2021 | 2021-07-03 | n/a | $397.3M | $738.7M | $84.8M | $236.0M | n/a |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-06-27; shares outstanding as of 2026-08-14 from the cover page.
What this page is
Lumentum Holdings in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Lumentum Holdings (LITE), SEC CIK 1633978, listed on Nasdaq, classified by the SEC as communications equipment, nec. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-10-15.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-11-02.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-10-13.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-10-01.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-07-08.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-06-27.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-11-02.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-10-01.JSON and CSV
- Company record
- EDGAR filing index for CIK 1633978Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
Other companies the SEC classifies as communications equipment, nec
Other company pages
Datasets
Frequently Asked Questions
How much of LITE is sold short?
7,740,045 shares were held short at the 2026-10-15 settlement, 1.5 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.
What is LITE's daily short volume?
On 2026-11-02, 2,863,827 of the 6,688,546 LITE shares reported to FINRA were sold short, 42.8% of the day's reported volume. Short volume is a flow for one day, not a position.
Does LITE have fails to deliver?
The SEC's latest file shows 12,863 LITE shares failed to deliver at settlement 2026-10-13. Fails are reported per settlement date and published twice a month with a lag.
Are LITE insiders buying or selling?
Insiders at LITE reported 69 open-market sells worth $90.5M in the last 90 days and no open-market buys. Latest filing: Ali Wajid (EVP & CHIEF FINANCIAL OFFICER) on 2026-10-01.
Have LITE insiders filed to sell?
50 Form 144 notices on file for LITE worth $133.5M at the prices reported; 36 in the last 90 days worth $90.5M. Latest: WAJID ALI filed on 2026-10-01 to sell 24,542 shares ($25.7M) from 2026-10-01.
Who owns 5% or more of LITE?
3 holders report 5% or more of LITE in their latest filing, all on Schedule 13G (passive). The largest reported stake is Vanguard Capital Management at 7.3% of the class (5,252,142 shares), filed 2026-04-30 for an event on 2026-03-31.
What did LITE report last quarter?
In FY 2026 it generated $751.4M of operating cash flow. As of 2026-06-27, cash was $2.04B against $40.5M of debt.
Which tracked 13F managers own LITE?
9 of the 30 tracked 13F managers held LITE shares at their latest filing, $1.49B in all. The largest: D. E. Shaw & Co. (668K shares, $573.2M), Cliff Asness's AQR Capital Management (401K shares, $343.5M), Two Sigma Investments (240K shares, $206.1M), Renaissance Technologies (200K shares, $171.3M), Ken Griffin's Citadel Advisors (103K shares, $88.0M), Izzy Englander's Millennium Management (64K shares, $55.1M). The table above lists all 9.
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.