Nomura Holdings (NMR)

Nomura Holdings on one page: short interest, daily short volume, fails to deliver, large holders, 13F holders, financials and insider trades. Listed on NYSE, classified by the SEC as security brokers, dealers & flotation companies.

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1.7M

Short interest

settlement 2026-09-30

2.6

Days to cover

+1.3 days vs prior

69.0%

Short share of volume

2026-10-09

38,482

Fails to deliver

settlement 2026-09-11

Insider flow, 90 days

0 buys, 0 sells

As of 2026-10-09.

Short interest

FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSON

As of 30 September 2026, short interest in NMR is 1,742,567 shares, up 368,512 shares over the last month. Over the last 48 readings it ranged from 345,515 shares (31 December 2024) to 2,938,734 shares (31 March 2026). At the reported average volume of 665K shares a day that is 2.6 days to cover.

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Settlement	Shares short	Change	Avg daily volume	Days to cover
2026-09-30	1,742,567	+59.6%	664,564	2.62
2026-09-15	1,092,009	-20.5%	847,926	1.29
2026-08-31	1,374,055	-18.8%	611,948	2.25
2026-08-14	1,693,080	-12.6%	650,671	2.60
2026-07-31	1,936,659	+11.6%	997,660	1.94
2026-07-15	1,734,857	+18.6%	1,231,655	1.41
2026-06-30	1,462,175	-15.0%	1,334,639	1.10
2026-06-15	1,720,477	-18.0%	1,514,199	1.14
2026-05-29	2,098,754	-2.5%	1,511,031	1.39
2026-05-15	2,153,438	-23.9%	1,357,112	1.59
2026-04-30	2,828,532	+11.8%	1,837,058	1.54
2026-04-15	2,530,205	-13.9%	1,882,456	1.34
2026-03-31	2,938,734	+42.7%	2,328,213	1.26
2026-03-13	2,059,044	-24.4%	2,896,635	1.00
2026-02-27	2,725,059	+1.8%	1,556,978	1.75
2026-02-13	2,675,734	+15.2%	1,610,961	1.66
2026-01-30	2,323,146	+50.4%	1,546,465	1.50
2026-01-15	1,544,605	-15.6%	1,123,772	1.37
2025-12-31	1,830,198	+2.6%	926,740	1.97
2025-12-15	1,784,202	+4.5%	947,732	1.88
2025-11-28	1,706,691	+21.0%	1,212,025	1.41
2025-11-14	1,409,978	+8.0%	521,450	2.70
2025-10-31	1,305,195	+7.2%	634,005	2.06
2025-10-15	1,217,697	-4.5%	666,809	1.83

Daily short volume

FINRA Reg SHO, the last 30 sessions. JSON

As of 9 October 2026, the short share of NMR volume is 69.0%, up 1.4 points over the last five sessions. Over the last 30 readings it ranged from 35.5% (18 September 2026) to 75.4% (9 September 2026). The latest reading is 7.0 points above the 30-session average of 62.0%, on 180K shares reported.

Date	Short volume	Total volume	Short share	Exempt
2026-10-09	124K	180K	69.0%	0
2026-10-08	158K	224K	70.4%	0
2026-10-07	141K	239K	58.8%	0
2026-10-06	159K	225K	70.8%	50
2026-10-05	162K	226K	71.5%	20
2026-10-02	171K	252K	67.6%	0
2026-10-01	188K	263K	71.2%	360
2026-09-30	91K	130K	69.9%	12
2026-09-29	107K	170K	63.0%	0
2026-09-28	107K	174K	61.3%	101
2026-09-25	117K	181K	64.6%	7
2026-09-24	163K	371K	44.0%	0
2026-09-23	109K	205K	53.1%	203
2026-09-22	100K	166K	60.2%	8
2026-09-21	92K	155K	59.3%	0
2026-09-18	72K	203K	35.5%	508
2026-09-17	164K	259K	63.1%	1
2026-09-16	152K	245K	62.1%	0
2026-09-15	134K	280K	47.9%	2
2026-09-14	171K	355K	48.1%	5,718
2026-09-11	163K	227K	71.8%	0
2026-09-10	147K	303K	48.5%	413
2026-09-09	148K	196K	75.4%	0
2026-09-08	101K	147K	68.6%	0
2026-09-04	115K	176K	65.8%	0
2026-09-03	147K	298K	49.4%	443
2026-09-02	111K	174K	64.2%	116
2026-09-01	235K	314K	74.8%	0
2026-08-31	85K	133K	63.7%	500
2026-08-28	115K	175K	65.4%	14

Fails to deliver

SEC, the last 30 settlement dates with a fail. JSON

As of 11 September 2026, the fails-to-deliver balance in NMR is 38,482 shares, up 38,426 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (3 June 2026) to 326,546 shares (16 July 2026).

Settlement	Shares failed	Price	Value
2026-09-11	38,482	$10.54	$406K
2026-09-08	56	$10.65	$596
2026-09-02	3,809	$10.17	$39K
2026-08-31	10	$10.30	$103
2026-08-25	1,984	$9.76	$19K
2026-08-20	51	$9.51	$485
2026-08-19	26	$9.65	$251
2026-08-17	7,602	$9.82	$75K
2026-08-07	5	$9.92	$50
2026-08-04	99	$9.59	$949
2026-07-29	3,454	$9.61	$33K
2026-07-28	350	$9.79	$3K
2026-07-21	252	$9.39	$2K
2026-07-16	326,546	$10.04	$3.3M
2026-07-10	156	$9.54	$1K
2026-07-09	42,499	$9.45	$402K
2026-07-02	909	$8.98	$8K
2026-06-30	5,438	$8.77	$48K
2026-06-29	5,598	$8.79	$49K
2026-06-26	9,762	$8.79	$86K
2026-06-17	2	$8.91	$18
2026-06-16	2	$8.81	$18
2026-06-09	28,825	$8.58	$247K
2026-06-05	6,265	$8.65	$54K
2026-06-04	76	$8.36	$635
2026-06-03	1	$8.35	$8
2026-05-22	15,784	$8.22	$130K
2026-05-11	5,298	$7.95	$42K
2026-05-07	51	$8.16	$416
2026-05-06	19,860	$7.89	$157K

Insider trades

SEC Form 4, newest first, 50 of 100 shown. JSON

No open-market insider trades were reported for NMR in the last 90 days. The most recent filings are listed below. Latest filing: Hori Akio (See Remarks) on 2026-09-25.

Date	Insider	Title	Type	Shares	Price	Value	Owned after
2026-09-25	Hori Akio	See Remarks	Grant	62	$9.97	$616	79
2026-09-25	Ishizuka Masahiro	Director	Grant	185	$9.97	$2K	264
2026-09-25	Ogawa Shoji	Director	Grant	185	$9.97	$2K	204
2026-09-25	Koike Hiroyasu	See Remarks	Grant	247	$9.97	$2K	261
2026-09-25	Ozaki Yukiko	See Remarks	Grant	6	$9.97	$62	81
2026-09-25	Tobari Akihito	See Remarks	Grant	62	$9.97	$616	94
2026-08-25	Tobari Akihito	See Remarks	Grant	65	$9.87	$646	233
2026-08-25	Ozaki Yukiko	See Remarks	Grant	7	$9.87	$65	75
2026-08-25	Ogawa Shoji	Director	Grant	196	$9.87	$2K	619
2026-08-25	Koike Hiroyasu	See Remarks	Grant	262	$9.87	$3K	314
2026-08-25	Ishizuka Masahiro	Director	Grant	196	$9.87	$2K	679
2026-08-25	Hori Akio	See Remarks	Grant	65	$9.87	$646	217
2026-07-24	Ozaki Yukiko	See Remarks	Grant	6	$9.83	$61	68
2026-07-24	Ogawa Shoji	Director	Grant	184	$9.83	$2K	423
2026-07-24	Tobari Akihito	See Remarks	Grant	61	$9.83	$604	167
2026-07-24	Koike Hiroyasu	See Remarks	Grant	245	$9.83	$2K	252
2026-07-24	Ishizuka Masahiro	Director	Grant	184	$9.83	$2K	483
2026-07-24	Hori Akio	See Remarks	Grant	61	$9.83	$604	152
2026-06-25	Tobari Akihito	See Remarks	Grant	71	$8.86	$627	106
2026-06-25	Ozaki Yukiko	See Remarks	Grant	8	$8.86	$69	62
2026-06-25	Ishizuka Masahiro	Director	Grant	205	$8.86	$2K	299
2026-06-25	Koike Hiroyasu	See Remarks	Grant	274	$8.86	$2K	307
2026-06-25	Hori Akio	See Remarks	Grant	71	$8.86	$626	91
2026-06-25	Ogawa Shoji	Director	Grant	204	$8.86	$2K	239
2026-06-25	Nagai Koji	Director	Grant	0	$8.86	$0	0
2026-05-25	Ogawa Shoji	Director	Grant	237	$8.21	$2K	735
2026-05-25	Ozaki Yukiko	See Remarks	Grant	84	$8.21	$691	154
2026-05-25	Koike Hiroyasu	See Remarks	Grant	773	$8.21	$6K	1K
2026-05-25	Tobari Akihito	See Remarks	Grant	765	$8.21	$6K	935
2026-05-25	Hori Akio	See Remarks	Grant	765	$8.21	$6K	920
2026-05-25	Ishizuka Masahiro	Director	Grant	237	$8.21	$2K	794
2026-05-25	Tobari Akihito	See Remarks	Grant	765	$8.21	$6K	935
2026-05-25	Ozaki Yukiko	See Remarks	Grant	84	$8.21	$691	154
2026-05-25	Ogawa Shoji	Director	Grant	237	$8.21	$2K	735
2026-05-25	Koike Hiroyasu	See Remarks	Grant	773	$8.21	$6K	1K
2026-05-25	Ishizuka Masahiro	Director	Grant	237	$8.21	$2K	794
2026-05-25	Hori Akio	See Remarks	Grant	765	$8.21	$6K	920
2026-04-27	Kato Sotaro	See Remarks	Option exercise	42K	$0.00	$0	85K
2026-04-27	Kato Sotaro	See Remarks	Tax withholding	22K	$7.71	$173K	63K
2026-04-27	Iiyama Toshiyasu	See Remarks	Option exercise	107K	$0.00	$0	351K
2026-04-27	Iiyama Toshiyasu	See Remarks	Tax withholding	49K	$7.71	$381K	302K
2026-04-27	Minami Naotaka	See Remarks	Option exercise	4K	$0.00	$0	31K
2026-04-27	Minami Naotaka	See Remarks	Tax withholding	2K	$7.71	$15K	29K
2026-04-27	Sugiyama Go	See Remarks	Tax withholding	13K	$7.71	$100K	54K
2026-04-27	Sugiyama Go	See Remarks	Option exercise	28K	$0.00	$0	67K
2026-04-27	Kitamura Takumi	See Remarks	Tax withholding	4K	$7.71	$33K	145K
2026-04-27	Kitamura Takumi	See Remarks	Option exercise	9K	$0.00	$0	149K
2026-04-27	Ozaki Yukiko	See Remarks	Option exercise	5K	$0.00	$0	22K
2026-04-27	Ozaki Yukiko	See Remarks	Tax withholding	1K	$7.71	$11K	21K
2026-04-27	Okuda Kentaro	See Remarks	Option exercise	58K	$0.00	$0	556K

Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.

Large holders (13D and 13G)

One row per reporting person with its latest filing, newest first. JSON

No holder on file reports 5% or more of NMR in its latest filing.

Filed	Form	Holder	Shares	Of class	Event
2026-02-05	13G/Ano. 5	Sumitomo Mitsui Trust Group, Inc.parent holding company, non-US institution	155.7M	4.9%	2025-12-31

13F holders

Tracked managers holding NMR at their latest 13F. JSON

6 of the 30 tracked managers held NMR at their latest 13F, $156.9M in total at quarter-end prices. Fisher Asset Management is the largest at $115.6M (0.0% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 2 cut.

Fund	Quarter	Shares	Value	Of portfolio	Change in shares
Fisher Asset Management	2026-06-30	13.2M	$115.6M	0.03%	+72K
Renaissance Technologies	2026-06-30	1.9M	$17.1M	0.02%	-363K
Millennium Management	2026-06-30	1.3M	$11.1M	0.00%	+403K
AQR Capital Management	2026-06-30	1.1M	$9.8M	0.00%	+392K
Two Sigma Investments	2026-06-30	271K	$2.4M	0.00%	+261K
Citadel Advisors	2026-06-30	113K	$996K	0.00%	-87K

Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.

Financials

SEC XBRL, as filed. JSON

In Q2 FY 2012 (quarter ended 2011-09-30) Nomura Holdings reported revenue of $4.91B, up 27.9% from the same quarter a year earlier, and net loss of $598.0M (-0.16 diluted EPS). In FY 2011 it generated -$2.84B of operating cash flow and spent $452.0M on buybacks and $351.0M on dividends.

Shares outstanding: 2,901,337,224

Quarterly, last 2 quarters

Quarter	Period end	Revenue	Net income	Margin	Diluted EPS
Q2 FY 2012	2011-09-30	$4.91B	-$598.0M	-12.2%	-0.16
Q2 FY 2011	2010-09-30	$3.84B	$13.0M	0.3%	0.00

Fiscal years, with buybacks and dividends

Fiscal year	Ends	Revenue	Net income	Operating cash flow	Capex	Buybacks	Dividends
FY 2011	2011-03-31	$16.74B	$346.0M	-$2.84B	$2.25B	$452.0M	$351.0M

Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of the latest filing; shares outstanding as of 2026-03-31 from the cover page.

What this page is

Nomura Holdings in the regulatory record

Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.

Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.

This page follows Nomura Holdings (NMR), SEC CIK 1163653, listed on NYSE, classified by the SEC as security brokers, dealers & flotation companies. The cross-market tables live on the short interest and insider transactions hubs.

Source and updates

Short interest: FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
Daily short volume: FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
Fails to deliver: SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-11.JSON and CSV
Large holders: SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-02-05.JSON and CSV
13F holders: SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
Financials: SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2011-09-30.JSON and CSV
Insider trades: SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-25.JSON and CSV
Company record: EDGAR filing index for CIK 1163653Ticker, name and exchange from the SEC's company list, refreshed weekly.
Rate limits: 10 requests a minute without a key, 30 with a free key from a free account.

How to read it

Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Other companies the SEC classifies as security brokers, dealers & flotation companies

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Datasets

Frequently Asked Questions

How much of NMR is sold short?

1,742,567 shares were held short at the 2026-09-30 settlement, 2.6 days of average volume. FINRA publishes the next count about eight business days after the 15th and the last business day of the month.

What is NMR's daily short volume?

On 2026-10-09, 124,221 of the 180,026 NMR shares reported to FINRA were sold short, 69.0% of the day's reported volume. Short volume is a flow for one day, not a position.

Does NMR have fails to deliver?

The SEC's latest file shows 38,482 NMR shares failed to deliver at settlement 2026-09-11. Fails are reported per settlement date and published twice a month with a lag.

Are NMR insiders buying or selling?

No open-market insider trades were reported for NMR in the last 90 days. The most recent filings are listed below. Latest filing: Hori Akio (See Remarks) on 2026-09-25.

Who owns 5% or more of NMR?

No holder on file reports 5% or more of NMR in its latest filing.

What did NMR report last quarter?

Which tracked 13F managers own NMR?

6 of the 30 tracked 13F managers held NMR shares at their latest filing, $156.9M in all. The largest: Ken Fisher's Fisher Asset Management (13.2M shares, $115.6M), Renaissance Technologies (1.9M shares, $17.1M), Izzy Englander's Millennium Management (1.3M shares, $11.1M), Cliff Asness's AQR Capital Management (1.1M shares, $9.8M), Two Sigma Investments (271K shares, $2.4M), Ken Griffin's Citadel Advisors (113K shares, $996K).

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.