Principal Financial Group (PFG)
Principal Financial Group on one page: short interest, daily short volume, fails to deliver, planned sales, large holders, 13F holders, financials, earnings dates and insider trades. Listed on Nasdaq, classified by the SEC as accident & health insurance.
8.2M
Short interest
settlement 2026-09-30
5.5
Days to cover
-1.0 days vs prior
69.5%
Short share of volume
2026-10-09
3
Fails to deliver
settlement 2026-09-11
Mon 26 Oct
Next earnings
estimated date
$0
Insider flow, 90 days
0 buys, 0 sells
As of 2026-10-09.
Short interest
FINRA, twice a month. The newest 24 settlements in the table, 48 in the chart. JSONAs of 30 September 2026, short interest in PFG is 8,239,414 shares, down 1,795,774 shares over the last month. Over the last 48 readings it ranged from 2,294,960 shares (15 October 2024) to 10,035,188 shares (31 August 2026). At the reported average volume of 1.5M shares a day that is 5.5 days to cover.
Embed this chart.The embed keeps its attribution line.
<iframe src="https://xoomar.com/embed/stocks/pfg" width="100%" height="440" style="border:0;max-width:100%" loading="lazy" title="XOOMAR chart"></iframe>
| Settlement | Shares short | Change | Avg daily volume | Days to cover |
|---|---|---|---|---|
| 2026-09-30 | 8,239,414 | -12.8% | 1,509,099 | 5.46 |
| 2026-09-15 | 9,453,804 | -5.8% | 1,471,051 | 6.43 |
| 2026-08-31 | 10,035,188 | +14.0% | 929,826 | 10.79 |
| 2026-08-14 | 8,806,265 | +5.6% | 1,052,160 | 8.37 |
| 2026-07-31 | 8,340,273 | -2.5% | 1,953,611 | 4.27 |
| 2026-07-15 | 8,555,725 | -3.6% | 1,189,128 | 7.19 |
| 2026-06-30 | 8,875,762 | -5.5% | 1,803,161 | 4.92 |
| 2026-06-15 | 9,393,760 | -4.7% | 1,048,723 | 8.96 |
| 2026-05-29 | 9,853,147 | +10.3% | 1,084,142 | 9.09 |
| 2026-05-15 | 8,936,367 | +5.2% | 1,121,869 | 7.97 |
| 2026-04-30 | 8,492,143 | -3.8% | 1,472,593 | 5.77 |
| 2026-04-15 | 8,826,413 | +7.2% | 1,307,165 | 6.75 |
| 2026-03-31 | 8,233,753 | +13.5% | 1,812,074 | 4.54 |
| 2026-03-13 | 7,252,293 | -2.8% | 1,534,470 | 4.73 |
| 2026-02-27 | 7,461,800 | +10.2% | 1,944,374 | 3.84 |
| 2026-02-13 | 6,772,652 | +4.7% | 1,741,246 | 3.89 |
| 2026-01-30 | 6,468,524 | +41.4% | 1,989,753 | 3.25 |
| 2026-01-15 | 4,574,308 | -7.3% | 1,100,532 | 4.16 |
| 2025-12-31 | 4,934,107 | -3.4% | 1,179,742 | 4.18 |
| 2025-12-15 | 5,106,958 | +2.7% | 1,225,683 | 4.17 |
| 2025-11-28 | 4,971,530 | +8.2% | 1,303,189 | 3.81 |
| 2025-11-14 | 4,594,963 | +21.4% | 1,441,320 | 3.19 |
| 2025-10-31 | 3,784,287 | +3.1% | 1,185,586 | 3.19 |
| 2025-10-15 | 3,668,910 | +1.3% | 1,050,385 | 3.49 |
Daily short volume
FINRA Reg SHO, the last 30 sessions. JSONAs of 9 October 2026, the short share of PFG volume is 69.5%, up 0.3 points over the last five sessions. Over the last 30 readings it ranged from 50.6% (24 September 2026) to 85.6% (10 September 2026). The latest reading is in line with the 30-session average of 69.2%, on 420K shares reported.
| Date | Short volume | Total volume | Short share | Exempt |
|---|---|---|---|---|
| 2026-10-09 | 292K | 420K | 69.5% | 1,655 |
| 2026-10-08 | 265K | 397K | 66.7% | 518 |
| 2026-10-07 | 354K | 480K | 73.6% | 31 |
| 2026-10-06 | 341K | 655K | 52.1% | 1,899 |
| 2026-10-05 | 299K | 497K | 60.2% | 542 |
| 2026-10-02 | 251K | 362K | 69.2% | 9 |
| 2026-10-01 | 249K | 411K | 60.5% | 144 |
| 2026-09-30 | 193K | 298K | 64.8% | 29 |
| 2026-09-29 | 209K | 333K | 62.8% | 2 |
| 2026-09-28 | 365K | 471K | 77.5% | 2,562 |
| 2026-09-25 | 283K | 403K | 70.2% | 0 |
| 2026-09-24 | 281K | 555K | 50.6% | 16 |
| 2026-09-23 | 293K | 428K | 68.5% | 40 |
| 2026-09-22 | 355K | 559K | 63.5% | 142 |
| 2026-09-21 | 370K | 472K | 78.5% | 46 |
| 2026-09-18 | 451K | 593K | 76.1% | 300 |
| 2026-09-17 | 354K | 594K | 59.6% | 5,002 |
| 2026-09-16 | 499K | 603K | 82.7% | 2,001 |
| 2026-09-15 | 340K | 423K | 80.4% | 274 |
| 2026-09-14 | 256K | 332K | 77.3% | 0 |
| 2026-09-11 | 278K | 339K | 82.0% | 292 |
| 2026-09-10 | 476K | 556K | 85.6% | 313 |
| 2026-09-09 | 336K | 461K | 73.0% | 71 |
| 2026-09-08 | 325K | 623K | 52.1% | 27 |
| 2026-09-04 | 459K | 685K | 67.1% | 0 |
| 2026-09-03 | 1.3M | 1.6M | 80.7% | 5 |
| 2026-09-02 | 197K | 265K | 74.3% | 94 |
| 2026-09-01 | 215K | 347K | 62.1% | 634 |
| 2026-08-31 | 293K | 455K | 64.4% | 1,211 |
| 2026-08-28 | 171K | 241K | 71.2% | 18 |
Fails to deliver
SEC, the last 30 settlement dates with a fail. JSONAs of 11 September 2026, the fails-to-deliver balance in PFG is 3 shares, down 3,049 shares over the last settlement date. Over the last 30 readings it ranged from 1 share (18 March 2026) to 19,254,840 shares (29 June 2026). The latest reading sits at the bottom of that range.
| Settlement | Shares failed | Price | Value |
|---|---|---|---|
| 2026-09-11 | 3 | $114.96 | $345 |
| 2026-09-10 | 3,052 | $114.02 | $348K |
| 2026-08-19 | 76 | $113.14 | $9K |
| 2026-08-12 | 14 | $113.03 | $2K |
| 2026-07-07 | 77 | $112.55 | $9K |
| 2026-06-30 | 294 | $108.51 | $32K |
| 2026-06-29 | 19,254,840 | $107.75 | $2.07B |
| 2026-06-22 | 11,539 | $109.57 | $1.3M |
| 2026-06-18 | 1,383 | $110.22 | $152K |
| 2026-06-15 | 15,576 | $111.12 | $1.7M |
| 2026-06-12 | 4,376 | $109.69 | $480K |
| 2026-05-28 | 171 | $104.57 | $18K |
| 2026-05-22 | 403 | $103.92 | $42K |
| 2026-05-21 | 78,966 | $102.81 | $8.1M |
| 2026-05-20 | 351 | $101.14 | $36K |
| 2026-05-15 | 154 | $100.77 | $16K |
| 2026-05-13 | 9 | $100.84 | $908 |
| 2026-05-11 | 9,621 | $100.50 | $967K |
| 2026-05-06 | 10,684 | $100.87 | $1.1M |
| 2026-04-29 | 5 | $100.06 | $500 |
| 2026-04-27 | 54,263 | $99.34 | $5.4M |
| 2026-04-20 | 1,533 | $96.17 | $147K |
| 2026-04-16 | 392 | $94.68 | $37K |
| 2026-04-15 | 3 | $94.14 | $282 |
| 2026-04-14 | 575 | $93.55 | $54K |
| 2026-03-27 | 79 | $88.94 | $7K |
| 2026-03-26 | 34,840 | $88.72 | $3.1M |
| 2026-03-25 | 20 | $87.72 | $2K |
| 2026-03-20 | 880 | $85.90 | $76K |
| 2026-03-18 | 1 | $87.73 | $88 |
Insider trades
SEC Form 4, newest first, 50 of 100 shown. JSONNo open-market insider trades were reported for PFG in the last 90 days. The most recent filings are listed below. Latest filing: Pickerell Blair (Director) on 2026-09-25.
| Date | Insider | Title | Type | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|---|
| 2026-09-25 | Pickerell Blair | Director | Grant | 273 | $0.00 | $0 | 40K |
| 2026-09-25 | Richer Clare Stack | Director | Grant | 138 | $0.00 | $0 | 22K |
| 2026-09-25 | RIVERA ALFREDO | Director | Grant | 113 | $0.00 | $0 | 17K |
| 2026-09-25 | Pitz Joel | EVP & CFO | Grant | 2 | $0.00 | $0 | 3K |
| 2026-09-25 | Pitz Joel | EVP & CFO | Grant | 226 | $0.00 | $0 | 44K |
| 2026-09-25 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | 42 | $0.00 | $0 | 54K |
| 2026-09-25 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | 593 | $0.00 | $0 | 174K |
| 2026-09-25 | Mitchell H Elizabeth | Director | Grant | 78 | $0.00 | $0 | 13K |
| 2026-09-25 | Mills Scott | Director | Grant | 246 | $0.00 | $0 | 36K |
| 2026-09-25 | McCullum Kenneth A. | EVP - Chief Risk Officer | Grant | 71 | $0.00 | $0 | 41K |
| 2026-09-25 | LITTLEFIELD CHRISTOPHER J | President - RIS | Grant | 538 | $0.00 | $0 | 77K |
| 2026-09-25 | Kay Kathleen B | EVP-Chief Information Officer | Grant | 383 | $0.00 | $0 | 45K |
| 2026-09-25 | HOCHSCHILD ROGER C | Director | Grant | 285 | $0.00 | $0 | 42K |
| 2026-09-25 | Friedrich Amy Christine | President - Benefits & Protect | Grant | 577 | $0.00 | $0 | 109K |
| 2026-09-25 | Cheong Wee Yee | President - Asia & Middle East | Grant | 354 | $0.00 | $0 | 67K |
| 2026-09-25 | Carter Miller Jocelyn | Director | Grant | 648 | $0.00 | $0 | 92K |
| 2026-09-25 | Brown Timothy W. | EVP, General Counsel and Sec | Grant | 163 | $0.00 | $0 | 22K |
| 2026-09-25 | Bhatia Kamal | President and CEO - PAM | Grant | 415 | $0.00 | $0 | 66K |
| 2026-09-25 | Agrawal Vivek | EVP & Chief Growth Officer | Grant | 226 | $0.00 | $0 | 47K |
| 2026-09-25 | Nordin Diane C | Director | Grant | 211 | $0.00 | $0 | 32K |
| 2026-09-25 | Muruzabal Claudio | Director | Grant | 97 | $0.00 | $0 | 14K |
| 2026-09-25 | Beams Mary E. | Director | Grant | 105 | $0.00 | $0 | 17K |
| 2026-09-25 | Auerbach Jonathan | Director | Grant | 161 | $0.00 | $0 | 23K |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | 18K | $63.98 | $1.2M | 229K |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | 18K | $63.98 | $1.2M | 211K |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Disposition | 55K | $120.60 | $6.6M | 174K |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | 18K | $63.98 | $1.2M | 192K |
| 2026-08-07 | Friedrich Amy Christine | President - Benefits & Protect | Disposition | 36K | $113.80 | $4.1M | 109K |
| 2026-08-07 | Friedrich Amy Christine | President - Benefits & Protect | Grant | 36K | $63.98 | $2.3M | 145K |
| 2026-06-26 | McCullum Kenneth A. | EVP - Chief Risk Officer | Grant | 73 | $0.00 | $0 | 41K |
| 2026-06-26 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | 612 | $0.00 | $0 | 174K |
| 2026-06-26 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | 44 | $0.00 | $0 | 54K |
| 2026-06-26 | Friedrich Amy Christine | President - Benefits & Protect | Grant | 599 | $0.00 | $0 | 109K |
| 2026-06-26 | Kay Kathleen B | EVP-Chief Information Officer | Grant | 398 | $0.00 | $0 | 44K |
| 2026-06-26 | LITTLEFIELD CHRISTOPHER J | President - RIS | Grant | 559 | $0.00 | $0 | 77K |
| 2026-06-26 | Pitz Joel | EVP & CFO | Grant | 2 | $0.00 | $0 | 3K |
| 2026-06-26 | Pitz Joel | EVP & CFO | Grant | 234 | $0.00 | $0 | 44K |
| 2026-06-26 | HOCHSCHILD ROGER C | Director | Grant | 294 | $0.00 | $0 | 41K |
| 2026-06-26 | Mills Scott | Director | Grant | 253 | $0.00 | $0 | 36K |
| 2026-06-26 | Muruzabal Claudio | Director | Grant | 100 | $0.00 | $0 | 14K |
| 2026-06-26 | Nordin Diane C | Director | Grant | 217 | $0.00 | $0 | 31K |
| 2026-06-26 | Pickerell Blair | Director | Grant | 281 | $0.00 | $0 | 40K |
| 2026-06-26 | Richer Clare Stack | Director | Grant | 142 | $0.00 | $0 | 21K |
| 2026-06-26 | RIVERA ALFREDO | Director | Grant | 117 | $0.00 | $0 | 17K |
| 2026-06-26 | Mitchell H Elizabeth | Director | Grant | 80 | $0.00 | $0 | 13K |
| 2026-06-26 | Cheong Wee Yee | President - Asia & Middle East | Grant | 368 | $0.00 | $0 | 67K |
| 2026-06-26 | Carter Miller Jocelyn | Director | Grant | 669 | $0.00 | $0 | 91K |
| 2026-06-26 | Bhatia Kamal | President and CEO - PAM | Grant | 430 | $0.00 | $0 | 65K |
| 2026-06-26 | Beams Mary E. | Director | Grant | 109 | $0.00 | $0 | 17K |
| 2026-06-26 | Auerbach Jonathan | Director | Grant | 166 | $0.00 | $0 | 23K |
Form 4 filings are due within two business days of the trade. Insiders sell for many reasons that say nothing about the company; open-market buys are rarer.
Planned sales (Form 144)
Newest first. JSON21 Form 144 notices on file for PFG worth $29.2M at the prices reported; 2 in the last 90 days worth $10.3M. Latest: DEANNA STRABLE-SOETHOUT filed on 2026-09-03 to sell 55,140 shares ($6.1M) from 2026-09-03.
| Filed | Seller | Shares | Market value | Of outstanding | Sale from | Broker |
|---|---|---|---|---|---|---|
| 2026-09-03 | DEANNA STRABLE-SOETHOUTOfficer | 55K | $6.1M | 0.026% | 2026-09-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-07 | AMY FRIEDRICHOfficer | 36K | $4.1M | 0.017% | 2026-08-07 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-12 | DEANNA STRABLE-SOETHOUTOfficer | 31K | $3.4M | 0.009% | 2026-06-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-11 | DEANNA STRABLE-SOETHOUTOfficer | 20K | $2.2M | 0.009% | 2026-06-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-21 | WEE YEE CHEONGOfficer | 8K | $777K | 0.003% | 2026-05-21 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-20 | WEE YEE CHEONGOfficer | 3K | $331K | 0.001% | 2026-05-20 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-01 | WEE YEE CHEONGOfficer | 9K | $930K | 0.004% | 2026-05-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-30 | WEE YEE CHEONGOfficer | 5K | $478K | 0.002% | 2026-04-30 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-29 | WEE YEE CHEONGOfficer | 1K | $109K | 0.000% | 2026-04-29 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-28 | GEORGE DJURASOVICOfficer | 3K | $259K | 0.001% | 2026-04-28 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-02 | KEN MCCULLUMOfficer | 2K | $154K | 0.001% | 2026-03-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-02 | KAMAL BHATIAOfficer | 3K | $277K | 0.001% | 2026-03-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-25 | KEN MCCULLUMOfficer | 3K | $291K | 0.001% | 2026-02-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-25 | KAMAL BHATIAOfficer | 6K | $528K | 0.003% | 2026-02-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-29 | DEANNA STRABLE-SOETHOUTOfficer | 17K | $1.6M | 0.008% | 2026-01-29 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-22 | DWIGHT SOETHOUTOfficer | 8K | $731K | 0.004% | 2026-01-22 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-08 | DWIGHT SOETHOUTOfficer | 300 | $27K | 0.000% | 2026-01-08 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-18 | DEANNA STRABLE-SOETHOUTOfficer | 68K | $6.1M | 0.031% | 2025-12-18 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-10 | KEN MCCULLUMOfficer | 5K | $453K | 0.002% | 2025-12-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-10 | KAMAL BHATIAOfficer | 3K | $258K | 0.001% | 2025-12-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-12 | WEE YEE CHEONGOfficer | 2K | $160K | 0.001% | 2025-11-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Large holders (13D and 13G)
One row per reporting person with its latest filing, newest first. JSON3 holders report 5% or more of PFG in their latest filing, all on Schedule 13G (passive). The largest reported stake is BlackRock, Inc. at 9.0% of the class (19,558,812 shares), filed 2026-04-24 for an event on 2026-03-31.
| Filed | Form | Holder | Shares | Of class | Event |
|---|---|---|---|---|---|
| 2026-04-30 | 13G | Vanguard Capital Managementinvestment adviser | 15.6M | 7.2% | 2026-03-31 |
| 2026-04-29 | 13G | Vanguard Portfolio Managementinvestment adviser | 11.3M | 5.2% | 2026-03-31 |
| 2026-04-24 | 13G/Ano. 10 | BlackRock, Inc.parent holding company | 19.6M | 9.0% | 2026-03-31 |
| 2026-03-27 | 13G/Ano. 13 | The Vanguard Groupinvestment adviser | 0 | 0.0% | 2026-03-13 |
13F holders
Tracked managers holding PFG at their latest 13F. JSON7 of the 30 tracked managers held PFG at their latest 13F, $270.7M in total at quarter-end prices. AQR Capital Management is the largest at $249.5M (0.1% of its portfolio) as of 2026-06-30. Over the prior quarter 4 added shares and 3 cut.
| Fund | Quarter | Shares | Value | Of portfolio | Change in shares |
|---|---|---|---|---|---|
| AQR Capital Management | 2026-06-30 | 2.3M | $249.5M | 0.09% | -142K |
| Citadel Advisors | 2026-06-30 | 85K | $9.1M | 0.00% | +30K |
| Two Sigma Investments | 2026-06-30 | 51K | $5.4M | 0.00% | -254K |
| Millennium Management | 2026-06-30 | 24K | $2.6M | 0.00% | new |
| D. E. Shaw & Co. | 2026-06-30 | 19K | $2.1M | 0.00% | +8K |
| Bridgewater Associates | 2026-06-30 | 16K | $1.7M | 0.01% | -205K |
| Fisher Asset Management | 2026-06-30 | 2K | $242K | 0.00% | new |
Only the 30 tracked managers on the funds hub; a 13F reports long positions in US listed stock at quarter end, 45 days late, and says nothing about shorts or positions sold since.
Financials
SEC XBRL, as filed. JSONIn Q1 FY 2026 (quarter ended 2026-03-31) Principal Financial Group reported revenue of $3.53B, down 4.5% from the same quarter a year earlier, and net income of $424.6M (1.93 diluted EPS). In FY 2025 it generated $4.54B of operating cash flow and spent $902.7M on buybacks and $684.0M on dividends. As of 2026-03-31, cash was $4.05B against $3.93B of debt.
- Cash
- $4.05B
- Debt
- $3.93B
- Equity
- $11.82B
- Total assets
- $332.70B
- Shares outstanding
- 216,012,384
Quarterly, last 8 quarters
| Quarter | Period end | Revenue | Net income | Margin | Diluted EPS |
|---|---|---|---|---|---|
| Q1 FY 2026 | 2026-03-31 | $3.53B | $424.6M | 12.0% | 1.93 |
| Q4 FY 2025derived | 2025-12-31 | $4.58B | $517.0M | 11.3% | n/a |
| Q3 FY 2025 | 2025-09-30 | $3.68B | $213.8M | 5.8% | 0.95 |
| Q2 FY 2025 | 2025-06-30 | $3.67B | $406.2M | 11.1% | 1.79 |
| Q1 FY 2025 | 2025-03-31 | $3.70B | $48.1M | 1.3% | 0.21 |
| Q4 FY 2024derived | 2024-12-31 | $4.75B | $905.4M | 19.1% | n/a |
| Q3 FY 2024 | 2024-09-30 | $3.01B | -$220.0M | -7.3% | -0.95 |
| Q2 FY 2024 | 2024-06-30 | $4.31B | $353.1M | 8.2% | 1.49 |
Fiscal years, with buybacks and dividends
| Fiscal year | Ends | Revenue | Net income | Operating cash flow | Capex | Buybacks | Dividends |
|---|---|---|---|---|---|---|---|
| FY 2025 | 2025-12-31 | $15.63B | $1.19B | $4.54B | n/a | $902.7M | $684.0M |
| FY 2024 | 2024-12-31 | $16.13B | $1.57B | $4.60B | n/a | $1.04B | $658.4M |
| FY 2023 | 2023-12-31 | $13.67B | $623.2M | $3.79B | n/a | $740.4M | $625.5M |
| FY 2022 | 2022-12-31 | $17.54B | $4.76B | $3.17B | n/a | $1.66B | $642.3M |
| FY 2021 | 2021-12-31 | $14.43B | $1.58B | $3.25B | n/a | $937.2M | $654.1M |
Quarters are the three-month figures the company reports; a fourth quarter marked derived is the fiscal year less the three reported quarters, since companies report it only inside the 10-K. Fiscal years are the annual figures. Buybacks are the cash the company paid to repurchase its common stock in the year, not the amount authorized. Balance sheet lines are as of 2026-03-31; shares outstanding as of 2026-04-22 from the cover page.
What this page is
Principal Financial Group in the regulatory record
Regulators publish company data in separate files that never sit next to each other: FINRA's twice-monthly short interest, its daily short sale volume, the SEC's fails-to-deliver counts, and each insider's Form 4. A company page puts those series for one ticker on one URL, with planned sales, large holders, 13F holders and financials beside them, so the short position, the daily flow, the settlement fails and what insiders are doing can be read together.
Each section has its own history table, a one-line summary of the latest figures and its own JSON and CSV links, and says when its source last updated.
This page follows Principal Financial Group (PFG), SEC CIK 1126328, listed on Nasdaq, classified by the SEC as accident & health insurance. The cross-market tables live on the short interest and insider transactions hubs.
Source and updates
- Short interest
- FINRA consolidated short interestSource: FINRA.Twice a month, about eight business days after settlement. Latest 2026-09-30.JSON and CSV
- Daily short volume
- FINRA Reg SHO daily filesSource: FINRA.Every trading day, the morning after FINRA posts it. Latest 2026-10-09.JSON and CSV
- Fails to deliver
- SEC fails-to-deliver dataSource: SEC.Twice a month, a few weeks after the half month ends. Latest 2026-09-11.JSON and CSV
- Planned sales
- SEC EDGAR Form 144Source: SEC.New notices appear shortly after the SEC posts them; a notice is filed on or before the sale. Latest 2026-09-03.JSON and CSV
- Large holders
- SEC EDGAR Schedule 13D and 13GSource: SEC.New filings appear shortly after the SEC posts them. A 13D is due within five business days of crossing 5%; a 13G follows the passive schedule. Latest 2026-04-30.JSON and CSV
- 13F holders
- SEC EDGAR Form 13F-HRSource: SEC.Quarterly, filed within 45 days of quarter end; 30 tracked managers. Latest 2026-06-30.JSON and CSV
- Financials
- SEC EDGAR 10-K and 10-Q filingsSource: SEC.Weekly; values are as filed in the 10-Q and 10-K. Latest 2026-03-31.JSON and CSV
- Earnings dates
- SEC EDGAR 8-K filings (Item 2.02)Source: SEC.Twice a day. Reported dates come from the company's 8-K filings; the next date is marked as an estimate until the 8-K arrives. Latest 2026-07-27.JSON and CSV
- Insider trades
- SEC EDGAR Form 4Source: SEC.New filings appear shortly after the SEC posts them; they're due two business days after the trade. Latest 2026-09-25.JSON and CSV
- Company record
- EDGAR filing index for CIK 1126328Ticker, name and exchange from the SEC's company list, refreshed weekly.
- Rate limits
- 10 requests a minute without a key, 30 with a free key from a free account.
How to read it
- Read the position against the flow: rising short interest with a high daily short share is new shorting; rising short interest with a normal short share is old shorts holding on.
- Insider buys next to a large short position are rare and stand out; insider sells next to one are common and mean little.
- Fails to deliver matter relative to the float, not in absolute shares; a million failed shares in a mega cap is noise.
Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.
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Datasets
Frequently Asked Questions
How much of PFG is sold short?
What is PFG's daily short volume?
Does PFG have fails to deliver?
Are PFG insiders buying or selling?
Have PFG insiders filed to sell?
Who owns 5% or more of PFG?
What did PFG report last quarter?
Which tracked 13F managers own PFG?
Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.