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Structured Products Tracker

Bank-issued structured notes from SEC 424B2 and FWP filings: issuer, underlyings, note type, coupon, barrier and pricing date.

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3,569

Filings, 7 days

3,034

Filer entities

$58.46B

Stated principal, 30d

final supplements only

569,679

Filings on file

since 2021

As of 2026-11-02.

Issuer league table

Top 15 by trailing-12-month filings · linked issuers have full profiles

IssuerLast 30 daysPrior 30 daysChange12 monthsShare, 12 months
JPMorgan1,8561,974-6%26,535
17.8%
Morgan Stanley1,5421,889-18%21,674
14.5%
Goldman Sachs1,0771,096-2%16,693
11.2%
Citigroup1,0741,206-11%14,315
9.6%
UBS1,1221,049+7%13,449
9.0%
Barclays954979-3%10,785
7.2%
Bank of America74313-76%9,552
6.4%
Bank of Montreal635616+3%8,459
5.7%
HSBC456409+11%4,909
3.3%
Scotiabank522418+25%4,466
3.0%
Royal Bank of Canada343361-5%4,377
2.9%
TD Bank307285+8%3,486
2.3%
BofA Finance LLC916802+14%2,133
1.4%
Wells Fargo236183+29%1,378
0.9%
CIBC4559-24%965
0.6%

Term analytics

Last 90 days · coupon figures exclude filings with a coupon range, a minimum, an unset rate or no single annual rate

Note-type mix (90 days)

34,635 filings with a known structure

Autocallable19,495(56%)
Barrier6,326(18%)
Buffered5,340(15%)
Income3,474(10%)

Contingent coupon (90 days)

12.00%

Median contingent coupon (90d)

10.00%

25th percentile

16.20%

75th percentile

3,611

filings counted

Excludes filings with a coupon range, a minimum, an unset rate or no single annual rate.

Barrier levels (90 days, % of initial)

50556065707580859095100

22,144 filings with a barrier, by barrier level %

Top underlyings (90 days)

UnderlyingFilingsMedian coupon
SPX15,01110.15%
RTY10,94510.30%
NDX8,88910.60%
JPM5,8276.22%
INDU3,3609.66%
SX5E2,56510.50%
NVDA1,24613.07%
AMZN86912.93%
GOOGL83714.25%
META62914.29%
AVGO57718.10%
UKX532n/a
MU50621.75%
AMD50518.26%
MSFT46412.88%

Median coupon over filings with a single fixed annual coupon rate, shown where there are at least 30 such filings. Excludes filings with a coupon range, a minimum, an unset rate or no single annual rate. Click an underlying to filter the recent-filings table.

Structured notes by underlying

Underlyings with the most notes filed in the last 90 days; the number is that count.

Form-type mix (12 months)

424B2 pricing supplements122,192(82%)

final terms, filed at pricing

FWP free writing prospectuses26,800(18%)

marketing docs, pre-pricing

Recent filings

FiledIssuerFormTypeUnderlyingsCouponBarrierPrincipal
2026-11-02UBS AG424B2buffered--85%-
2026-11-02UBS AG424B2autocallable-18.85% to 19.60%50%-
2026-11-02MORGAN STANLEY424B2bufferedSPX, RTY---
2026-11-02MORGAN STANLEY424B2autocallableSPX, NDX, RTY---
2026-11-02MORGAN STANLEY424B2autocallable----
2026-11-02MORGAN STANLEY424B2autocallableGOOGL, INTC18.8%--
2026-11-02MORGAN STANLEY424B2-SPX, RTY---
2026-11-02MORGAN STANLEY424B2-NDX-70%-
2026-11-02MORGAN STANLEY424B2bufferedGLD15%--
2026-11-02MORGAN STANLEY424B2autocallableNDX-70%-
2026-11-02MORGAN STANLEY424B2autocallableNDX-70%-
2026-11-02MORGAN STANLEY424B2-SX5E---
2026-11-02MORGAN STANLEY424B2autocallableAMZN, PLTR18.44%--
2026-11-02JPMORGAN CHASE & CO424B2bufferedSPX---
2026-11-02JPMORGAN CHASE & CO424B2barrierSPX-50%-
2026-11-02JPMORGAN CHASE & CO424B2autocallableNVDA, AMZN, GOOGL---
2026-11-02GOLDMAN SACHS GROUP INC424B2incomeSPX---
2026-11-02GOLDMAN SACHS GROUP INC424B2bufferedSPX---
2026-11-02CITIGROUP INC424B2autocallableSPX---
2026-11-02CITIGROUP INC424B2autocallableSPX---
2026-11-02BARCLAYS PLC424B2income---$1000.0M
2026-11-02BARCLAYS BANK PLC424B2autocallableSPX-70%-
2026-11-02BANK OF NOVA SCOTIA424B2buffered---$7.6M
2026-11-02BANK OF NOVA SCOTIA424B2autocallableSPX, RTY, MID-75%-
2026-11-02BANK OF NOVA SCOTIA424B2incomeSPX---
2026-11-02BANK OF NOVA SCOTIA424B2autocallableSPX, RTY---
2026-11-02BANK OF NOVA SCOTIA424B2autocallableSX5E-75%-
2026-11-02BANK OF MONTREAL /CAN/424B2barrierSPX, NDX, RTY8.4%50%-
2026-11-02BANK OF MONTREAL /CAN/424B2barrierKRE17.9%80%-
2026-11-02BANK OF MONTREAL /CAN/424B2autocallable----
2026-11-02BANK OF AMERICA CORP /DE/424B2buffered----
2026-11-02BANK OF AMERICA CORP /DE/424B2autocallableMU---
2026-11-02BANK OF AMERICA CORP /DE/424B2autocallableRTY-90%-
2026-11-02BANK OF AMERICA CORP /DE/424B2barrierSPX, RTY, INDU8.65%--
2026-11-02BANK OF AMERICA CORP /DE/424B2bufferedSPX-90%-
2026-11-02BANK OF AMERICA CORP /DE/424B2bufferedSPX, RTY-85%-
2026-11-02Alphabet Inc.FWPincomeGOOGL---
2026-11-02HSBC USA INC /MD/FWPincomeSPX---
2026-11-02CITIGROUP INCFWPbarrierSPX---
2026-11-02Citigroup Global Markets Holdings Inc.FWPbarrierSPX---
2026-11-02CITIGROUP INCFWPbufferedSPX---
2026-11-02Citigroup Global Markets Holdings Inc.FWPbufferedSPX---
2026-11-02CITIGROUP INCFWP-SPX---
2026-11-02Citigroup Global Markets Holdings Inc.FWP-SPX---
2026-11-02WELLS FARGO & COMPANY/MNFWPautocallableSPX-92.5%-
2026-11-02Wells Fargo Finance LLCFWPautocallableSPX-92.5%-
2026-11-02MORGAN STANLEYFWP-GOOGL---
2026-11-02WELLS FARGO & COMPANY/MNFWPautocallableNDX-90%-
2026-11-02Morgan Stanley Finance LLCFWP-GOOGL---
2026-11-02Wells Fargo Finance LLCFWPautocallableNDX-90%-
2026-11-02WELLS FARGO & COMPANY/MNFWPautocallable-At least 14.00%80%-
2026-11-02HSBC USA INC /MD/FWPbarrier-10.85%60%-
2026-11-02Wells Fargo Finance LLCFWPautocallable-At least 14.00%80%-
2026-11-02AEP Texas Inc.FWPincome-5.95%--
2026-11-02BANK OF NOVA SCOTIA424B2autocallableSPX, NDX, SX5E11.3%--
2026-11-02ROYAL BANK OF CANADA424B2buffered----
2026-11-02CITIGROUP INC424B2barrierSPX---
2026-11-02CITIGROUP INC424B2-SPX-90%-
2026-11-02BofA Finance LLC424B2barrierNDX, RTY, INDU9.5%--
2026-11-02BofA Finance LLC424B2barrierSPX, RTY7.75%--
2026-11-02BARCLAYS BANK PLC424B2barrierSPX-70%-
2026-11-02BofA Finance LLC424B2autocallableKRE-80%-
2026-11-02ROYAL BANK OF CANADA424B2incomeKRE---
2026-11-02BofA Finance LLC424B2autocallable--91%-
2026-11-02BofA Finance LLC424B2autocallableNDX, RTY-100%-
2026-11-02BofA Finance LLC424B2buffered--70%-
2026-11-02ROYAL BANK OF CANADA424B2incomeSPX, MID---
2026-11-02BofA Finance LLC424B2autocallableSPX, RTY, INDU-100%-
2026-11-02TORONTO DOMINION BANK424B2bufferedSX5E, UKX---
2026-11-02TORONTO DOMINION BANK424B2income----
2026-11-02JPMorgan Chase Financial Co. LLC424B2buffered----
2026-11-02CITIGROUP INC424B2-SPX---
2026-11-02CANADIAN IMPERIAL BANK OF COMMERCE /CAN/424B2autocallableSX5E---
2026-11-02BofA Finance LLC424B2autocallableSPX-85%-
2026-11-02BANK OF NOVA SCOTIA424B2incomeRTY---
2026-11-02CITIGROUP INC424B2bufferedSPX---
2026-11-02BofA Finance LLC424B2incomeNDX, INDU---
2026-11-02UBS AG424B2autocallable-10.2%70%$3.6M
2026-11-02JPMorgan Chase Financial Co. LLC424B2autocallableSPX--$5.8M
2026-11-02BofA Finance LLC424B2bufferedMU---
2026-11-02CITIGROUP INC424B2autocallable----
2026-11-02JPMorgan Chase Financial Co. LLC424B2autocallableNDXAt least 11.00%--
2026-11-02GS Finance Corp.424B2autocallable----
2026-11-02BARCLAYS BANK PLC424B2-GOOGL---
2026-11-02ROYAL BANK OF CANADA424B2autocallableRTY---
2026-11-02BofA Finance LLC424B2autocallableSX5E---
2026-11-02GS Finance Corp.424B2autocallable-22.75%60%-
2026-11-02WILLIAMS COMPANIES, INC.424B2-----
2026-11-02JPMorgan Chase Financial Co. LLC424B2autocallableSPX, NDX, RTY-70%-
2026-11-02Morgan Stanley Finance LLC424B2incomeGOOGL---
2026-11-02UBS AG424B2autocallableSPX, RTY9.05%70%$5.1M
2026-11-02JPMorgan Chase Financial Co. LLC424B2bufferedNDX---
2026-11-02JPMorgan Chase Financial Co. LLC424B2autocallableSPX, RTY-70%-
2026-11-02CANADIAN IMPERIAL BANK OF COMMERCE /CAN/424B2bufferedSPX---
2026-11-02ROYAL BANK OF CANADA424B2bufferedSX5E---
2026-11-02ROYAL BANK OF CANADA424B2bufferedSPX, NDX, RTY---
2026-11-02BANK OF NOVA SCOTIA424B2autocallable-14.02%50%$19.1M
2026-11-02BANK OF MONTREAL /CAN/424B2bufferedSPX, NDX---
2026-11-02BANK OF MONTREAL /CAN/424B2autocallableSPX---
2026-11-02ROYAL BANK OF CANADA424B2bufferedNDX, SX5E---

Showing the newest 100 filings. Terms are read from the filing text; the filing itself, linked on each row, is the authoritative version.

What this data is

Structured products

A structured note registered with the SEC gets a pricing supplement on Form 424B2, and many are marketed first with a free writing prospectus (FWP). Together they describe the product: the bank issuing it, the stocks or indices it references, whether it's autocallable, buffered, a barrier note or an income note, and the terms.

The page lists those filings as they arrive, with their terms, grouped by issuer and by underlying. The issuance volume by underlying is the interesting aggregate: it shows which names the wealth-management channel is being sold exposure to, weeks before the notes settle.

Terms that a filing doesn't state are left empty. Preliminary supplements rarely carry the final principal amount, and growth notes have no coupon, so an empty cell usually means the document doesn't say.

Source and updates

Source
SEC EDGAR 424B2 and FWP filings
Credit
SEC.
Updates
Every 30 minutes. Last update 2026-11-02.
History
August 2021.
Coverage
569,679 424B2 and FWP filings from 3,034 filer entities.
Get the data
JSON API and CSV download10 requests a minute without a key, 30 with a free key. Keys come with a free account.

How to read it

  • Use the issuance-by-underlying table for flow: heavy issuance on one stock means dealers carry a lot of that name's risk to hedge.
  • Barrier levels cluster; a barrier at 70% of a stock's price on the pricing date is where dealer hedging changes character if the stock falls there.
  • Autocall dates concentrate around the same monthly observation windows across issuers.

Analysis of what the data shows, not advice. XOOMAR does not recommend buying, selling or holding anything.

Related datasets

Frequently Asked Questions

Which banks issue the most structured notes?
By filings over the last 12 months: JPMorgan, Morgan Stanley and Goldman Sachs. The top 15 are in the issuer league table above, with links to the issuer profiles.
What is a 424B2 filing?
A prospectus supplement filed under SEC Rule 424(b)(2), used heavily by banks to register structured note offerings: autocallables, buffered notes, barrier notes, and income notes.
What's the difference between 424B2 and FWP?
An FWP (free writing prospectus) is a marketing document filed before pricing. The 424B2 is the pricing supplement with final terms. Both appear here, labeled by form type.
How accurate are the terms?
They're taken from the filing text. Preliminary filings often leave out final numbers, and the linked filing is always the authority.
How fast do new filings appear?
Usually within the hour.
Why track structured product issuance?
Issuance flow shows what retail money is buying, which underlyings banks are writing exposure on, and how yield-seeking behavior shifts with rates.

Data on this page is provided for informational purposes only and is not financial advice. See our editorial policy.

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